Forest-Based Adaptation: Transformational Adaptation through Forests and Trees
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Forest-based adaptation is an ensemble of climate actions that employ forests and trees in support of climate change adaptation and resilience, including sustainable forest management, forest conservation and restoration, reforestation and afforestation. Forest-based adaptation can help address the gaps between current adaptation actions and the adaptation needed for reducing climate-related risks and impacts, while contributing to most of the Sustainable Development Goals and promoting strong synergies with mitigation.
This FAO technical paper unpacks the concept of forest-based adaptation and describes policy spheres that could bolster the role of forests and trees in providing adaptation and resilience benefits. It introduces a set of ten principles for using forests and trees to promote transformational adaptation, which were developed with leading experts from the Center for International Forestry Research and World Agroforestry (CIFOR-ICRAF) and other partners. It describes the policy implications of each principle and draws on examples from diverse forest ecosystems and management practices to illustrate their application in practice.
Food and Agriculture Organization of the United Nations
An intergovernmental organization, the Food and Agriculture Organization of the United Nations (FAO) has 194 Member Nations, two associate members and one member organization, the European Union. Its employees come from various cultural backgrounds and are experts in the multiple fields of activity FAO engages in. FAO’s staff capacity allows it to support improved governance inter alia, generate, develop and adapt existing tools and guidelines and provide targeted governance support as a resource to country and regional level FAO offices. Headquartered in Rome, Italy, FAO is present in over 130 countries.Founded in 1945, the Food and Agriculture Organization (FAO) leads international efforts to defeat hunger. Serving both developed and developing countries, FAO provides a neutral forum where all nations meet as equals to negotiate agreements and debate policy. The Organization publishes authoritative publications on agriculture, fisheries, forestry and nutrition.
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Forest-Based Adaptation - Food and Agriculture Organization of the United Nations
Required citation:
Libert-Amico, A., Duchelle, A.E., Cobb, A., Peccoud, V. & Djoudi, H. 2022. Forest-based adaptation: transformational adaptation through forests and trees. Rome, FAO. https://doi.org/10.4060/cc2886en
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ISBN 978-92-5-137179-4
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Cover photograph: United Republic of Tanzania. Firewood collection. ©FAO/Alberto Conti
Contents
Acknowledgements
Abbreviations and acronyms
Executive summary
1. INTRODUCTION
2. WHAT IS FOREST-BASED ADAPTATION?
2.1 Adaptation and resilience of forests
2.2 Adaptation services from forests and trees
3. POLICY SUPPORT FOR FOREST-BASED ADAPTATION
4. PRINCIPLES AND POLICY IMPLICATIONS FOR USING FORESTS AND TREES FOR TRANSFORMATIONAL ADAPTATION
4.1 Policy implications of the principles
5. CONCLUSION
BIBLIOGRAPHY
Boxes
Box 1. Forest-based adaptation as per the IPCC
Box 2. Forests in nationally determined contributions
Box 3. Forests in national adaptation plans
Box 4. Principles to leverage the power of forests and trees for transformational adaptation
Case studies
Case study 1. Locally-led landscape transformation to reverse degradation
Case study 2. Forests for life: policy integration through Colombia’s REDD+ results-based payments programme
Case study 3. The Forest and Farm Facility: Empowering forest and farm producer organizations
Case study 4. Shea tree management and value chains
Case study 5. Knowledge-to-action: Integrating forest and grasslands into adaptation strategies
Case study 6. Co-producing adaptation options
Case study 7. Large-scale Ecosystem-based Adaptation in the Gambia
Case study 8. Adaptation services and trade-offs from wet peatlands
Case study 9 Community monitoring technology for transforming local forest governance
Case study 10. Once there was a lake
Acknowledgements
The authors would like to thank, in alphabetical order, contributors Matthew J. Colloff (Australian National University), Lalisa Duguma (The Global Evergreening Alliance), Marguerite France Lanord (FAO), Peter Gilruth (CIFOR-ICRAF), Sophie Grouwels (FAO), Duncan Macqueen (IIED), Peter Akong Minang (CIFOR-ICRAF), Maria Nuutinen (FAO), Fatema Rajabali (UNFCCC-Nairobi Work Programme), María del Carmen Ruiz-Jaén (FAO), and Adriana Patricia Yepes Quintero (FAO) for their collaboration and support on the case studies.
Many thanks to the internal and external reviewers of the paper: Kate Dooley, Celia Harvey, Bruno Locatelli, Alexandre Meybeck, Sheona Shackleton and Tiina Vähänen.
We thank Andrew Morris who copy-edited the paper, Roberto Cenciarelli who provided layout and design, and Lucia de Canio who produced the infographics.
Abbreviations and acronyms
AFOLU agriculture, forestry, and other land use
CBD Convention for Biological Diversity
CIFOR-ICRAF Center for International Forestry Research and World Agroforestry
COONAPIP National Coordination for Indigenous Peoples of Panama
EbA ecosystem-based adaptation
Eco-DRR ecosystem-based disaster risk reduction
FAO Food and Agriculture Organization of the United Nations
FFF Forest and Farm Facility
FFPO forest and farm producer organization
GCF Green Climate Fund
IPCC Intergovernmental Panel on Climate Change
KPI key performance indicator
NAPs national adaptation plans
NbS nature-based solutions
NBSAP national biodiversity strategies and action plan
NDCs nationally determined contributions
NGO non-governmental organization
NWP Nairobi Work Programme
SDGs Sustainable Development Goals
UNEA United Nations Environmental Assembly
UNEP United Nations Environment Programme
UNFCCC United Nations Framework Convention on Climate Change
UN-REDD United Nations Programme on Reducing Emissions from Deforestation and Forest Degradation
VNFU Viet Nam Farmers’ Union
Executive summary
Climate change is an existential challenge, and forests and trees provide an important part of the solution. Protected, sustainably managed and restored forests store and sequester carbon, and provide a host of biodiversity benefits and other ecosystem services that help people and ecosystems adapt to climate change. They regulate rainfall, stabilize local climate, protect coastal areas and mountain slopes, and provide food, fuel, fibre and fodder for local communities facing climatic threats.
Yet, forests and trees are already affected by climate change, including through more frequent and intense wildfires, pest and disease outbreaks, floods and drought. The role of forests and trees in mitigating climate change and buffering the most vulnerable from its impacts depends on their ability to adapt and maintain resilience in a warming world.
Forest-based adaptation is an ensemble of climate actions that employ forests and trees in support of climate change adaptation and resilience, including sustainable forest management, forest conservation and restoration, reforestation and afforestation. Forest-based adaptation can help address the gaps between current adaptation actions and the adaptation needed for reducing climate-related risks and impacts, while contributing to most of the Sustainable Development Goals and promoting strong synergies with mitigation.
This FAO technical paper unpacks the concept of forest-based adaptation and describes policy spheres that could bolster the role of forests and trees in providing adaptation and resilience