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Forest-Based Adaptation: Transformational Adaptation through Forests and Trees
Forest-Based Adaptation: Transformational Adaptation through Forests and Trees
Forest-Based Adaptation: Transformational Adaptation through Forests and Trees
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Forest-Based Adaptation: Transformational Adaptation through Forests and Trees

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Forest-based adaptation is an ensemble of climate actions that employ forests and trees in support of climate change adaptation and resilience, including sustainable forest management, forest conservation and restoration, reforestation and afforestation. Forest-based adaptation can help address the gaps between current adaptation actions and the adaptation needed for reducing climate-related risks and impacts, while contributing to most of the Sustainable Development Goals and promoting strong synergies with mitigation.

This FAO technical paper unpacks the concept of forest-based adaptation and describes policy spheres that could bolster the role of forests and trees in providing adaptation and resilience benefits. It introduces a set of ten principles for using forests and trees to promote transformational adaptation, which were developed with leading experts from the Center for International Forestry Research and World Agroforestry (CIFOR-ICRAF) and other partners. It describes the policy implications of each principle and draws on examples from diverse forest ecosystems and management practices to illustrate their application in practice.

LanguageEnglish
PublisherFood and Agriculture Organization of the United Nations
Release dateDec 9, 2022
ISBN9789251372647
Forest-Based Adaptation: Transformational Adaptation through Forests and Trees
Author

Food and Agriculture Organization of the United Nations

An intergovernmental organization, the Food and Agriculture Organization of the United Nations (FAO) has 194 Member Nations, two associate members and one member organization, the European Union. Its employees come from various cultural backgrounds and are experts in the multiple fields of activity FAO engages in. FAO’s staff capacity allows it to support improved governance inter alia, generate, develop and adapt existing tools and guidelines and provide targeted governance support as a resource to country and regional level FAO offices. Headquartered in Rome, Italy, FAO is present in over 130 countries.Founded in 1945, the Food and Agriculture Organization (FAO) leads international efforts to defeat hunger. Serving both developed and developing countries, FAO provides a neutral forum where all nations meet as equals to negotiate agreements and debate policy. The Organization publishes authoritative publications on agriculture, fisheries, forestry and nutrition.

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    Forest-Based Adaptation - Food and Agriculture Organization of the United Nations

    Required citation:

    Libert-Amico, A., Duchelle, A.E., Cobb, A., Peccoud, V. & Djoudi, H. 2022. Forest-based adaptation: transformational adaptation through forests and trees. Rome, FAO. https://doi.org/10.4060/cc2886en

    The designations employed and the presentation of material in this information product do not imply the expression of any opinion whatsoever on the part of the Food and Agriculture Organization of the United Nations (FAO) concerning the legal or development status of any country, territory, city or area or of its authorities, or concerning the delimitation of its frontiers or boundaries. The mention of specific companies or products of manufacturers, whether or not these have been patented, does not imply that these have been endorsed or recommended by FAO in preference to others of a similar nature that are not mentioned.

    The views expressed in this information product are those of the author(s) and do not necessarily reflect the views or policies of FAO.

    ISBN 978-92-5-137179-4

    E-ISBN 978-92-5-137264-7 (EPUB)

    © FAO, 2022

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    Cover photograph: United Republic of Tanzania. Firewood collection. ©FAO/Alberto Conti

    Contents

    Acknowledgements

    Abbreviations and acronyms

    Executive summary

    1. INTRODUCTION

    2. WHAT IS FOREST-BASED ADAPTATION?

    2.1 Adaptation and resilience of forests

    2.2 Adaptation services from forests and trees

    3. POLICY SUPPORT FOR FOREST-BASED ADAPTATION

    4. PRINCIPLES AND POLICY IMPLICATIONS FOR USING FORESTS AND TREES FOR TRANSFORMATIONAL ADAPTATION

    4.1 Policy implications of the principles

    5. CONCLUSION

    BIBLIOGRAPHY

    Boxes

    Box 1. Forest-based adaptation as per the IPCC

    Box 2. Forests in nationally determined contributions

    Box 3. Forests in national adaptation plans

    Box 4. Principles to leverage the power of forests and trees for transformational adaptation

    Case studies

    Case study 1. Locally-led landscape transformation to reverse degradation

    Case study 2. Forests for life: policy integration through Colombia’s REDD+ results-based payments programme

    Case study 3. The Forest and Farm Facility: Empowering forest and farm producer organizations

    Case study 4. Shea tree management and value chains

    Case study 5. Knowledge-to-action: Integrating forest and grasslands into adaptation strategies

    Case study 6. Co-producing adaptation options

    Case study 7. Large-scale Ecosystem-based Adaptation in the Gambia

    Case study 8. Adaptation services and trade-offs from wet peatlands

    Case study 9 Community monitoring technology for transforming local forest governance

    Case study 10. Once there was a lake

    Acknowledgements

    The authors would like to thank, in alphabetical order, contributors Matthew J. Colloff (Australian National University), Lalisa Duguma (The Global Evergreening Alliance), Marguerite France Lanord (FAO), Peter Gilruth (CIFOR-ICRAF), Sophie Grouwels (FAO), Duncan Macqueen (IIED), Peter Akong Minang (CIFOR-ICRAF), Maria Nuutinen (FAO), Fatema Rajabali (UNFCCC-Nairobi Work Programme), María del Carmen Ruiz-Jaén (FAO), and Adriana Patricia Yepes Quintero (FAO) for their collaboration and support on the case studies.

    Many thanks to the internal and external reviewers of the paper: Kate Dooley, Celia Harvey, Bruno Locatelli, Alexandre Meybeck, Sheona Shackleton and Tiina Vähänen.

    We thank Andrew Morris who copy-edited the paper, Roberto Cenciarelli who provided layout and design, and Lucia de Canio who produced the infographics.

    Abbreviations and acronyms

    AFOLU agriculture, forestry, and other land use

    CBD Convention for Biological Diversity

    CIFOR-ICRAF Center for International Forestry Research and World Agroforestry

    COONAPIP National Coordination for Indigenous Peoples of Panama

    EbA ecosystem-based adaptation

    Eco-DRR ecosystem-based disaster risk reduction

    FAO Food and Agriculture Organization of the United Nations

    FFF Forest and Farm Facility

    FFPO forest and farm producer organization

    GCF Green Climate Fund

    IPCC Intergovernmental Panel on Climate Change

    KPI key performance indicator

    NAPs national adaptation plans

    NbS nature-based solutions

    NBSAP national biodiversity strategies and action plan

    NDCs nationally determined contributions

    NGO non-governmental organization

    NWP Nairobi Work Programme

    SDGs Sustainable Development Goals

    UNEA United Nations Environmental Assembly

    UNEP United Nations Environment Programme

    UNFCCC United Nations Framework Convention on Climate Change

    UN-REDD United Nations Programme on Reducing Emissions from Deforestation and Forest Degradation

    VNFU Viet Nam Farmers’ Union

    Executive summary

    Climate change is an existential challenge, and forests and trees provide an important part of the solution. Protected, sustainably managed and restored forests store and sequester carbon, and provide a host of biodiversity benefits and other ecosystem services that help people and ecosystems adapt to climate change. They regulate rainfall, stabilize local climate, protect coastal areas and mountain slopes, and provide food, fuel, fibre and fodder for local communities facing climatic threats.

    Yet, forests and trees are already affected by climate change, including through more frequent and intense wildfires, pest and disease outbreaks, floods and drought. The role of forests and trees in mitigating climate change and buffering the most vulnerable from its impacts depends on their ability to adapt and maintain resilience in a warming world.

    Forest-based adaptation is an ensemble of climate actions that employ forests and trees in support of climate change adaptation and resilience, including sustainable forest management, forest conservation and restoration, reforestation and afforestation. Forest-based adaptation can help address the gaps between current adaptation actions and the adaptation needed for reducing climate-related risks and impacts, while contributing to most of the Sustainable Development Goals and promoting strong synergies with mitigation.

    This FAO technical paper unpacks the concept of forest-based adaptation and describes policy spheres that could bolster the role of forests and trees in providing adaptation and resilience

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