Session 13

XML: A Beginners Guide

Holly A. Hyland, FSA

Andrew Smalera, XML Framework
 Objectives

ƒ XML
– History
– Current State
– Future Vision
 FSA Business Needs

ƒ Reduce redundant data storage

ƒ Improve customer relationships

ƒ Increase accuracy of analytics

ƒ Increase efficiency in data handling

ƒ Reduce costs
 The Common Record

ƒ First implementation by FSA

ƒ Used for Student Financial Aid Pell,
Direct Loan, and Campus-based aid
ƒ XML Schema published November
2001, implementation May 2002
ƒ Agreement with PESC/XML Forum to
jointly support and develop standards –
February 2002
 TIP

ƒ CR - Common Record - Standard XML

“names” (tags) and “formats” (schema) for
exchanging data within Higher Education.
ƒ COD - Common Origination and
Disbursement - FSA process for originating
and disbursing Pell Grants and Direct Loans
using Common Record.
 Common Record Expansion

ƒ ORIGINAL VISION: Use XML Technology to

create financial aid data packet standards.

PELL
FFEL
DL
ISIR

Financial
FinancialAid
AidOffice
Office
 Common Record Expansion
ƒ REVISED VISION: Use XML Technology to create higher
education or cross-industry data packet standards.

Admissions Registrars Financial Aid

Educational
EducationalInstitution
Institution
 Common Record Expansion

AddressLine
AddressLine AddressCity
AddressCity
AddressLine
AddressCity AddressLine
AddressCity

Admissions Registrars Financial Aid

Educational
EducationalInstitution
Institution
 Common Record Expansion
Convergence of Standards
Common
Common Common
Common ASC
ASCX12
X12
Record
Record Meteor
Meteor EDI
Line
Line EDI
COD
COD
Financial
FinancialAid
Aid Admissions/
Admissions/
Core
Core Registrar
Registrar
Components
Components Core
Core
Components
Components

XML
XMLForum
ForumCore
Core
ebXML
ebXML Components
Components
 Importance of Standards

ƒ Every year it becomes more expensive

to upgrade systems
ƒ Every organization is expected to do
more with less
ƒ Standards make training easier
ƒ Reduce change for the sake of change
ƒ Make cross-training easier
 Common Record – XML Benefits

ƒ XML is a meta language – allowing trading partners to

develop markup languages.
ƒ XML is hierarchical in nature – can represent more
complex relationships.
ƒ XML blocks can be repeated – making information
sharing more flexible.
ƒ XML schemas define advanced relationships that are not
possible in standard flat files.*
 Common Record – Current State

ƒ Negotiations with Community

– PESC
• Academic Transcript
– ESC
• Common Record CommonLine

ƒ XML Framework 10-31-03

 Common Record – FSA,
CommonLine, and PESC

ƒ Shared Goal of developing an XML Higher Education

Standard.
ƒ Shared Lessons Learned (Technology and
Implementation)
ƒ Working with Electronic Standards Council (ESC) as
they develop the Common Record: CommonLine.
ƒ Provide Project Management assistance to PESC as they
developed the Academic Transcript schema and the
CommonRecord: CommonLine schema.
 Common Record –
FSA’s XML Framework

ƒ XML Strategic Assessment and Enterprise

Vision
ƒ XML Technical Reference and Usage
Guidelines
ƒ XML Core Component Dictionaries
ƒ XML Registry and Repository
ƒ XML Framework Communications Strategy
ƒ XML ISIR Performance Test and SAIG
Capacity Plan
 Overview - XML Framework
Objective: The FSA XML Framework will outline FSA’s target state and
implementation strategy for using XML across the enterprise.
The XML Framework will provide standards, processes, and a
toolset for implementing XML.

Current State Vision Target State

Standards and
Strategic Data Cleanup
Fragmented XML Guidelines for
Assessment and Strategy (using
Approach consistent schema
Enterprise Vision Core Components)
development

XML
Ad-hoc XML XML Methodology
Framework
Core Component
Development and Standards XML Toolset
Library

Minimal XML First-Generation

Registry and
Technology XML Tools and
Repository
Presence Facilties
 Common Record Estimated
Implementation Schedule

Common Record – COD v

02-03
1.0g
Common Record –COD 2.0c
03-04
(changed all tag names)
Common Record –COD 2.0d
04-05
(+2 new tags – 6 old tags)
Common Record – COD 3.0
Common Record – ISIR 1.0a
05-06 Align with standard
Align with standard
(XML Required)
Common Record – ISIR 1.0a
06-07 Common Record – COD 3.0a
(XML Required)
Common Record – COD 3.0b
07-08 Common Record – ISIR 1.0a
 Vision/Where are we going?

Members of the community have

come together to build an XML
standard for higher education.
 What Is XML?

ƒ Extensible markup language

– Internet document language
– Open source
• Free
• Non-proprietary
• Supported by world wide web
consortium (W3C)
 XML Advantages

ƒ Easy to understand and use

ƒ Already has large base of users and
support tools
– New browser versions understand XML
– Wide industry interest and support
 XML Advantages

ƒ Data files are machine and human readable

– You don’t need to read it but you could
ƒ The entire document or portions of the record
can be transmitted
– Data elements can be omitted and order is
less important
ƒ Additional information can be added easily
– Schemas can reference other schemas
 XML Characteristics

ƒ Uses tags “<>” and “</>”

ƒ Structured: document must have
beginning and end. Most elements must
have beginning and end tags
– Helps reduce ambiguity
– Easier to find errors
 XML Example

<Name>
<LastName>Stones</LastName>
<FirstName>Dave</FirstName>
<MiddleInitial>Z</MiddleInitial>
</Name>
 Potential Uses

ƒ Enhanced Browser capabilities

– ‘smart searches’
– web databases
ƒ Better control of output
ƒ Application to Application document
transfer
ƒ XML based e-commerce
<STUDENTID type = “SSN”>
123456789
</STUDENTID>
<DEMOGRAPHIC>
<BIRTH DATE type=“DATE”>
19740823
</BIRTH DATE>
<GENDER>
web.xsl
M
</GENDER>
</DEMOGRAPHIC>
<GRADE_REPORT>
<SESSION Code=”!199901”>
<LABEL>
SPRING SESSION
</LABEL>
<YEAR type=”CCYY”>
1999
</YEAR>
<COURSE index=”1”>
<CREDIT type=”hours>
4
</CREDIT>
<GRADE>
A
pda.xsl
</GRADE>
<CODE>
SPN 406
</CODE>
<COURSE_TITLE>

SPANISH I
</COURSE_TITLE>
</COURSE>
<COURSE index=”2”>
<CREDIT type=”hours>
3
</CREDIT>
<GRADE>
B
</GRADE>
edi.xsd
<CODE>
HIS 302
</CODE>
<COURSE_TITLE>

TX HISTORY
</COURSE_TITLE>
</COURSE>
 Why use XML for Educational
records?

ƒ Share information seamlessly and easily

ƒ Cost savings
– ‘off the shelf’ tools are coming to market
ƒ Technology-neutral
– Joins different databases or systems
– Smaller institutions can adopt
 XML Terms

ƒ DTD: Master listing of all the elements including where

and how they need to be placed in the documents
ƒ Schema: An XML application that can describe the
allowed content of documents
– Validation: Process of checking structural validity of document
– Instance Document: A listing of all possible tags
– XML Example Document: A listing of tags with example data
ƒ XSL, XSLT: converts an XML file into a another specified
format
ƒ Parser: Tool that reads the document and divides it into
individual elements, attributes, and other pieces
 Technical Assistance

We appreciate your feedback and

comments. We can be reach:

Name: Holly A. Hyland

Phone: 202.377.3710
Email: [email protected]

Name: Andrew Smalera

Phone: 202.962.0789
Email: [email protected]