Nebosh International General Certificate Revision

Element 1:- Health and Safety Foundations

Accident Definition:- An unplanned, uncontrolled event which led to, or could have led to loss Incident/Near miss: An accident that results in no apparent loss Dangerous occurrences: An accident not resulting in personal injury reportable to the enforcing authority Work related ill-health: Harm to a workers health caused by their work Hazard:- Something with the potential to cause harm Risk:- The likelihood that harm will occur and the severity of the harm Why manage health and safety Moral, Legal, Financial Reduced accidents Reduced loss through damage to equipment Reduced absenteeism Reduced insurance premiums Improved morale Improved company reputation Reduced fines, Reduced compensation claims Increased likelihood of securing business Law:- Civil and Criminal Aims:Civil:- to compensate an injured party for loss as a consequence of an accident or ill health Criminal:- To punish and deter individuals/Organisations from behaving in a way that society has decide is unacceptable

Nebosh International General Certificate Revision

Criminal liabilities Enforcement notices Improvement notices Prohibition notices Appeals against notices Employment tribunals (ET) Penalties for failure to comply

Enforcement notices Appeals To an Employment Tribunal within 21 days The appeal: Suspends the operation of an improvement notice But Does not suspend the operation of a prohibition notice
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Nebosh International General Certificate Revision

Prohibition notices Workplace activity Involves or will involve risk of serious personal injury Immediate effect Can relate to a system of work, equipment, workplace or a person

Prosecution Summary offences (minor) Normally heard in magistrates court Maximum fine 20,000 (s2 - 6) Maximum fine 5,000 (s7) Indictable offences (serious) Serious or repeated offences triable in crown court Unlimited fine, imprisonment or directorship disqualification Employer to provide Safe place of work and safe access and egress Safe systems of work Safe plant and equipment Information, Instruction, Training and supervision Safe and competent fellow workers Fault Liability There was a duty of care owed to the injured party. The duty of care was breached (Negligence) The breach cause the injury or loss Hidden costs of accidents Lost Time Extra wages, overtime payments, temporary workers Sick pay Fines Legal costs Claims Damage to equipment Repairs to plant and equipment Production delays Loss of contracts Increased insurance premiums Loss of business reputation

Nebosh International General Certificate Revision Sources of Information Internal Risk assessments Policies Inspection reports Medical records Health and safety committees Plant registers Safety advisors External Government bodies National safety organisations Suppliers and manufacturers International standards Consultants and specialists Insurance companies

Successful Management Systems (HSG 65) 1) Policy:- Health and safety aims of the organisation, health and safety objectives and management commitment 2) Organising:- Competence, commitment and control, Co-operation, Communication 3) Planning and Implementation:- Identify hazards, assess risks, and decide how risks can be eliminated or controlled. Sets standards against which performance can be measured. 4) Measuring performance:- Be used as a means of determining the extent to which health and safety policy and objectives are being implemented and should be both reactive and proactive. 5) Reviewing:- Analysing data gathered through monitoring to see whether performance is adequate 6) Audit:- Systematic critical examination of each stage of an organisations management systems and procedures

Nebosh International General Certificate Revision

Element 2:- Policy

What is a health and Safety policy:- A business plan for safety to prevent or reduce loss in an organisation. Objectives of policy:- to protect people from injury and ill-health, comply with legal requirements and avoid prosecution and manage health and safety on a cost effective basis. 3 Elements of policy 1) Statement of intent:- A statement establishing the importance of health and safety in the organisation and providing targets and objectives for improvement 2) Organisation:- The roles and responsibilities of everyone in the organisation 3) Arrangements:- The arrangements for effective planning, organisation, control, monitoring of the organisations health and safety

Nebosh International General Certificate Revision

Contents of Arrangements Section Risk assessments Fire policy Evacuation procedures Safe systems of work Permits to work First aid policy Display screen policy Manual handling policy Hazardous chemicals policy Fork truck policy Benchmarking

Advantages Identifies key performance indicators Ensures monitoring procedures are effective Feeds in to the continuous improvement cycle Identify normal practice amongst similar business Avoid making mistakes by learning from others Generate management focus Gains confidence of the stakeholders

Challenges of benchmarking Selecting a company with similar activities Assuring accuracy of data Using common definitions Accessing data Gaining commitment

Management issues to benchmark Health and safety policy Staff roles and responsibility Plans and strategies which can be measured Risk assessments Type of training Monitoring, Proactive and reactive
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Nebosh International General Certificate Revision

Review of Policy Accidents Incidents New equipment New staff New technology New premises Changes in legislation Accident investigation Enforcement action Prosecution Compensation claims Periodic review Ineffective policies No management commitment No objectives set to implement policy Health and safety not given priority Resources not provided to implement action Aims and intentions not understood by personnel Too much emphasis on employee responsibilities No measurement that objectives are being met Management unaware of their health and safety role No management training

Nebosh International General Certificate Revision

Element 3:- Organising for Health and Safety

Duties of Employers A safe place of work Safe work equipment and substances Information, Instruction, Training and Supervision Welfare provisions Emergency procedures Consultation with employees Do not charge employees for health and safety measures Duties of Employees Do not endanger themselves and others Co-operate with their employer Consult with Employer Report dangerous situations to Employer Duties of Designers, Manufacturers and Suppliers Ensure equipment is safe and without risks when being used Ensure substances are safe and without risks when being used Carry out any necessary tests Provide information Take reasonable steps to provide further information if new serious risks appear Responsibilities of Safety Advisors Be properly trained and qualified Maintain adequate information systems Be able to interpret the law applying to their organisation Establish and maintain procedures for reporting, investigating, recording and analysing accidents and incidents Be able to present their advice effectively Relationships outside the organisation The enforcing authority Fire/rescue service Insurance companies Contractors External consultants
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Nebosh International General Certificate Revision Engineers Equipment manufacturers and suppliers Clients and customers The police Members of the public The media

Clients duties to when work being done by Contractors To consider the risks to their own employees from the work The risks to the Contractors employees from the Clients activities Risks to the public and others from the work Contractors duties To consider the risks to their own employees from the work The risks to the clients employees from their activities Risks to the public and others from the work To follow clients rules and procedures Management of Contractors Select a suitable contractor Planning the job Controlling contractors on site Checking contractors work Review contractors performance Selecting a suitable Contractor Experience of the type of work and industry Suitable references Enforcement record Safety management such as Policy, risk assessments etc. Accident and ill-health data Membership of trade/professional bodies Competence and training of employees Arrangements for selection of sub-contractors Arrangement for ongoing liaison with clients

Nebosh International General Certificate Revision

Element 4:- Promoting a Positive Health and Safety Culture

Benefits of a positive culture Increased levels of compliance with rules and procedure Increased staff morale Reduced staff complaints Reduced staff turnover Reduced absenteeism Reduced sickness and accident rates Negative culture Job insecurity Reorganisation Poor example set by management Poor management decision making Inadequate supervision Poor working conditions Internal influences on Health and safety Competence Commitment and control Co-operation Communication Production/service demands External Influences on Health and Safety Society expectations Political priorities Legislation and enforcement National or International agencies Pressure groups Insurance Companies Workers unions Stakeholders Economic conditions To improve culture Senior management commitment Ownership of health and safety at every level Effective communication and consultation Training for all levels of employee Shared perception of risks Standards of acceptable behaviour Learning from experience through monitoring and review Balance between health and safety and production
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Nebosh International General Certificate Revision Personal factors that might place an individual at greater risk of harm while at work Poor attitude Low motivation Physical capabilities Poor perception of risk Drugs or alcohol problems Age related factors Medical problems Levels of training and experience

Attitude:- The tendency to respond in a particular way in a given

situation Factors that affect attitude Background Personality Experience Training Competence Peer group pressure Management actions Culture of the organisation

Perception:- The way that people interpret and make sense of

presented information Factors which may affect perception The nature of the hazards Previous experience Over familiarity Feeling of being in control Level of training Peer group pressure Confidence in others ability Personal characteristics

Motivation:- Motivation is the driving force behind the way a person

acts in order to achieve a goal What motivates people Reward Fulfilment Job satisfaction Recognition Peer approval Threat of Discipline
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Nebosh International General Certificate Revision Why person may fail to comply with safety procedures Lack of motivation Unrealistic working procedures Lack of management commitment Over familiarisation Repetitive work leading to boredom Peer group pressure Inadequate supervision Fatigue and stress Lack of information, training and consultation Job insecurity Human Error causes Slips Lapses of attention Mistakes Violations

Reducing human error Skilled competent workers Well motivated employees Clear roles and lines of responsibility Adequate levels of supervision Clear information and instructions Drug and alcohol prevention policies Good environmental conditions e.g. lighting, noise etc. Avoiding monotonous work Breaks to avoid fatigue

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Nebosh International General Certificate Revision Promoting Safe behaviour Discipline Reward Informing Facilitate safe behaviour Train

Competence
Sufficient Knowledge, Training, experience and any other qualities to carry out their functions Competence Knowledge Skills Experience Training Recognition of limitations Checks to assess competence Qualifications Level of training Membership of professional/trade organisations Undertaking written or practical assessments Seeking references or recommendations When is training needed On recruitment (Induction) On the job training Transfer New equipment New technology New systems of work or system changes Induction Training programme content Health and safety policy Culture of organisation Fire precautions Emergency procedure What accidents to be reported How to report accidents Hazards of the workplace Drink and drugs policy First aid precautions Welfare provisions

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Nebosh International General Certificate Revision Additional Training New processes New equipment Accidents/incidents Enforcement action New legislation Result of risk assessment Newly promoted Refresher training Levels of supervision Persons skills and qualifications Experience of the work involved Age Persons attitude and aptitude Nature and complexity of the task Employees communication skills Any special needs they may have Factors when preparing a talk on Health and safety -Identify the training needs - Identify the training objectives -The target audience, knowledge, skills etc. -Training methods, lecture, video etc. - How to evaluate effectiveness of training -Number of trainees -Time available -Training aids required -Suitability of training facilities, room size etc. -Course rules and administration Barriers to communication The person e.g. Sensory impairment Learning difficulties Inexperience Lack of motivation The deliverer e.g. Too much jargon, language or dialect Ambiguity of the message Too complex message Lack of feedback The place e.g. High noise levels Interference from PPE Distractions
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Nebosh International General Certificate Revision

Methods of communication Team briefings Safety committee meetings Health and safety representatives Memoranda Tool box talks Newsletters Standards/codes of practice Work instructions Posters Notices Electronic notice boards Safety policy Induction and other training

Written Communication Advantages Written record Can be referred to Can convey complex ideas Provide analysis Many people in different locations Can clarify or confirm oral Forms basis of contracts

Disadvantages May not be read To complex and jargon Time to produce and expensive Tends to be formal and distant Does not provide feedback Difficulty to modify Does not allow for exchange of views Attitude

Oral communication Advantages Direct Close physical proximity Allows for interchange Provides instant feedback May be more effective Allows for contribution

Disadvantages No written record Difficult to control May reduce the quality of decision making through lack of time Attitude

Factors to consider in presentation of health and safety talk The purpose of the talk The audience The training style Number of trainees The time available The skills required by trainer Training aid required The suitability of the training facilities.
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Nebosh International General Certificate Revision

Posters Advantages Low cost Flexible Brief Used to enforce written instructions Constant reminder Disadvantages Need to be changed on regular basis May become soiled May be defaced Can become out of date May be seen as trivialising matters May alienate people Provide no feedback

Safety Representatives rights (ILO Convention) C155 Have access to all parts of the workplace To be able to communicate with workers Protection from dismissal Protection from other prejudicial measures To contribute to the decision making process Free to contact enforcement agencies Contribute to negotiations in health and safety matters Given appropriate training Given reasonable time to exercise their health and safety functions Safety Committees Agenda Study of accident/incident statistics Examination of audit reports Reports from enforcing authorities Reports from workers representatives Assist in the development of policies/procedures Monitoring the effectiveness of training Monitoring safety communications Provide link with the enforcing authority Effective Safety Committees Right number of members Right mix of members Adequate authority Right knowledge and expertise Good communications Suitable level of formality
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Nebosh International General Certificate Revision Input from outside specialists Limited individual input Identified and agreed priorities No trivia Ineffective Committee opposite of above

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Nebosh International General Certificate Revision

Element 5:- Health and Safety Risk Assessment

Hazard:- Something with the potential to cause harm Risk:- Likelihood that harm will occur and the severity of the harm Suitable and Sufficient Be proportionate to the level of risk Ensure that all aspects of work activity are covered Take account of the way the work is organised Identify the significant hazards and risks Evaluate the risks Identify control measures Enable priorities to be set Residual risk low Competence of Risk Assessor Experience and training in risk assessment techniques Knowledge of process or activity Technical knowledge of the plant or equipment Good communication and report writing skills Ability to interpret legislation and guidance Possess right atitude Knows limitations 5 Steps to Risk Assessment Identify the hazards Decide who might be harmed and how Evaluate the risks and the existing precautions Record the findings Review the assessment and revise if necessary Identifying hazards Task observation Accident, ill-health or near miss data Workplace inspections Job safety analysis Legal standards Hierarchy of Control Eliminate Reduce Isolate Control PPE Discipline
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Nebosh International General Certificate Revision

When assessment should be reviewed After an accident/incident New equipment Changes to equipment, plant, process Changes in personnel Changes in legislation Result of monitoring or audit Action by enforcing authority New information becomes available Why young persons at risk Lack of experience and/or training Body not fully developed More likely to take risks Respond to peer group pressure Be over enthusiastic Risks to Young Workers Their physical condition The workplace Physical, Biological and chemical hazards The work equipment The organisation of work and processes Health and safety training Risks to New and expectant mothers Ergonomic Manual handling Extremes of temperature Personal protective equipment Radiation Chemical agents Biological hazards Working conditions Risks to disabled workers Reduced mobility for access and egress Ability to access welfare facilities Reduced sensory ability e.g. speech, hearing or eyesight Reduced ability to lift, carry or move objects Ergonomic hazards

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Nebosh International General Certificate Revision

Element 6:- Principles of Control in Health and Safety

General Principles of Prevention Avoid the risk e.g. eliminate the hazard or task Evaluate risks which cannot be avoided Combat risks at source Adapt the work to the individual Adapt to technical progress Replace the dangerous by the less dangerous Develop a coherent prevention policy Give collective measures priority over individual measure General Hierarchy of Control Eliminate Reduce Isolate Control PPE Discipline Benefits of PPE Often low cost Can be used as short term measure Portable for worker away from base Disposable PPE reduces risk of infection Why PPE used as last resort Does not eliminate the hazard Does not reduce the hazard Only protects the wearer Always fail to danger May introduce new hazards Relies on worker to use it May not be worn correctly It may be uncomfortable Worn for only part of task of shift Wrong size Used when damaged Not properly maintained Management may not enforce wearing

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Nebosh International General Certificate Revision

Selection of PPE What are the hazards? Type of equipment Made to suitable standards Comfort Compatibility Storage Training Cost Factors affecting the wearing of PPE Fit Health of worker Period of use Comfort Maintenance Training Interference Management commitment Peer pressure Main types of PPE Head protection Eye protection Foot protection Hand and arm protection Body protection Respiratory protection Safety Signs Prohibition (Circular, Red, white background) Warning (Triangular, Yellow black edging) Mandatory (Circular, Blue white symbols) Safe Condition (Green, White symbols) Safe Systems of Work:- A step by step procedure for carrying out a task safely, identifying the hazards, assessing the risks and the precautions needed to eliminate or reduce the risks. Factors/Developing safe systems of work 1) Select the task to be studied 2) Identify the hazards 3) Develop the safe system looking at:Materials/Equipment/Environment/People 4) Implement system 5) Monitor the system

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Nebosh International General Certificate Revision Permit to Work:- Is a formal written procedure requiring written confirmation that certain actions have been carried out to eliminate or control risks before a specific high risk activity is carried out Where Permits needed Confined spaces Electricity Hot work Cold work Operation of Permit to Work Identify the task (Where and when) Identify the hazards List the precautions to eliminate or reduce the hazards Additional precautions Time limits Issue by competent person Receipt by person in charge of work Completion Cancellation Confined Space:- Is any space where there is a specified risk of serious injury from hazardous substances or conditions within the space What are the specified hazards in a confined space Fire or explosion Loss of consciousness due to increased body temperature Loss of consciousness due to asphyxiation Drowning Asphyxiation due to free flowing solids Confined space examples:- Cellars, Excavations, Sewers, Silos, Tanks,Vats Avoiding entry Modify confined space so entry not required Have work done from outside Precautions for working in a confined space Permit to work Competent staff Appoint a supervisor Isolate Ensure suitable size of entry Gas purging Ventilation Regular testing of the atmosphere
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Nebosh International General Certificate Revision Special tools and lighting PPE Communications Limit working time Emergency procedures Lone Worker Hazards to be considered Work location Type of work The equipment Manual handling Sex of the worker Emergency facilities Lack of Training Lack of Supervision Limited communication Precautions for lone workers Information on hazards Training to deal with hazards Regular contact Supervisors regularly visiting Automatic warning devices Check the worker has returned home PPE Emergency action if worker becomes ill First-Aid:- aim is to preserve life, prevent deterioration and promote recovery Assessment for first-aid requirements The nature of the work and the size of the organisation Past history and accident type The nature and distribution of the workforce Remoteness of site from emergency medical services The needs of travelling, remote or lone workers Employees working on shared sites Absence of first aiders due to holidays etc. Compliance with legal requirements

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Nebosh International General Certificate Revision

Element 7:- Monitoring, Review and Audit of Health and Safety Performance
Monitoring Active Monitoring Benchmarking Takes key performance indicators and compares them externally with similar organisations or industry standards Workplace Inspections A formal, structured examination possibly by a team of people of the working environment that identify hazards that are not controlled Limitations of inspections Some hazards are not visible Some hazards not always present Unsafe practices not seen Types of inspections General workplace inspections Statutory inspections Compliance inspections People who carry out inspections Managers Supervisors Health and Safety advisors Employee safety representatives Enforcement agencies Inspection Checklist Condition of processes and plant Contractors Electrical Environmental conditions Fire protection First aid Hand held tools Hazardous substances Housekeeping/cleanliness Lifting equipment Manual handling Machinery guarding
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Nebosh International General Certificate Revision Noise etc. Safety Sampling A random exercise in which assigned observers walk in allotted timescale noting incidence of health and safety defects on pre-prepared sheets Safety Tours An unscheduled examination of a workplace to look for acceptable standards. A tour can be carried out by a Manager and demonstrates commitment to safety Audit A thorough examination of the performance of the health and safety management systems, procedures. Audits look at Management systems, Procedures, Training, documentation such as safe systems, Permits to work, Interview selected employees as well as examining the workplace. Reactive Monitoring Accidents Incidents Ill-health statistics Near misses Dangerous occurrences Complaints by workforce Enforcement action Prosecutions Civil claims

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Nebosh International General Certificate Revision

Element 8:- Investigation, Recording and Reporting of Health and Safety Incidents
Reasons to investigate accidents Prevent future accidents by identifying and eliminating the causes Demonstrate concern about peoples health and safety Improve worker morale Identify weaknesses in management time Prevent business loses Collate accident and ill-health data and identify trends Defend criminal cases Defend claims for compensation Accident:- An unplanned, unwanted event which results in a loss Incident (Near Miss):- An unplanned, unwanted event that has the potential to result in loss Why consider near misses Near misses indicate that the potential for serious accidents is present and by reacting to the near misses them will prevent them. If asked in examination explain Bird triangle page 8 Domino Theory:- It has been suggested that the events leading up to an accident are like a row of dominos and by removing dominos the accident will not occur. Actions following Accident Immediate Treatment for injured personnel Make the area safe Initiate emergency plan Contact emergency services Preserve scene for investigation May have to notify enforcing authority Initial Identify witnesses Report details to senior management Report details to insurance company Longer Term Decide the depth of the investigation and select team Gather evidence at the scene Interview witnesses Examine documents Appoint specialists if necessary
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Nebosh International General Certificate Revision

Composition of Investigation team Supervisors and line managers from department where accident occurred A senior manager from another department Health and Safety professionals Specialists e.g. Engineers Representative of workers Employee experienced in the work activity. Direct/Immediate cause of an accident An unwanted, unplanned event that results in a loss Root/Underlying cause of an accident The failures in management systems or procedures that have led to the accident See page 16 for fork truck scenario explaining examples of direct and underlying causes Reasons Why records should be kept To prevent a recurrence Monitoring purposes Legal reasons Occupational ill-health may take years to occur Civil claims Reporting of accidents Report to enforcing authority Injuries involving lost time Dangerous occurrences Occupational diseases Information in Report Who is injured person Where the accident happened When it happened What happened Why it happened Documentation Evidence Recommendations

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