Penting Potential Probiotic
Penting Potential Probiotic
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review
Bioprocess Engineering and Biotechnology Department, Federal University of Paran (UFPR), 81531-990 Curitiba-PR, Brazil
2
State University of Santa Catarina, Food Engineering Department, BR 282, Km 573 Santa Teresinha, 89870-000 Pinhalzinho SC, Brazil
Biotechnology Division, National Institut for Interdisciplinary Science and Technology, CSIR, Trivandrum, 695 019, India
Positivo University, Industrial Biotechnology Department, Av. Pedro Parigot de Souza 5300, 81280-330, Curitiba-PR, Brazil Received: March 15, 2010 Accepted: June 4, 2010
Summary Probiotics, live cells with different beneficiary characteristics, have been extensivelly studied and explored commercially in many different products in the world. Their benefits to human and animal health have been proven in hundreds of scientific research. Lactobacillus and Bifidobacterium are the main probiotic groups; however, there are reports on the probiotic potential of Pediococcus, Lactococcus, Bacillus and yeasts. Some of the identified probiotic strains exhibit powerful anti-inflammatory, antiallergic and other important properties. Apart from that, the consumption of dairy and non-dairy products stimulates the immunity in different ways. Various food matrices have been used with probiotics, which are briefly documented. In this review, the history of probiotics, their application in the health and food areas and new trends in probiotic products and processes are presented. Key words: probiotics, intestinal microflora, Bifidobacterium, Lactobacillus, immune stimulation, probiotic production, food carriers, dairy products, non-dairy products
Introduction
Probiotic is a relatively new word meaning 'for life', which is used to name microorganisms that are associated with the benefical effects for humans and animals. These microorganisms contribute to intestinal microbial balance and play a role in maintaining health. The probiotic microorganisms consist mostly of the strains of the genera Lactobacillus and Bifidobacterium, but strains of Bacillus, Pediococcus and some yeasts have also been found as suitable candidates. Together they play an important role in the protection of the organism against harmful microrganisms and also strengthen the host's immune
system. Probiotics can be found in dairy and non dairy products. They are usually consumed after the antibiotic therapy (for some illnesses), which destroys the microbial flora present in the digestive tract (both the useful and the targeted harmful microbes). Regular consumption of food containing probiotic microorganisms is recommended to establish a positive balance of the population of useful or beneficial microbes in the intestinal flora. The global market of probiotic ingredients, supplements and food was worth $14.9 billion in 2007 and it was expected to reach 15.9 billion in 2008, and 19.6 billion in 2013, representing a compound annual growth
*Corresponding author; Phone: ++55 41 3361 3191; Fax: ++55 41 3361 3695; E-mail: [email protected] Special issue: Probiotics, Prebiotics and Synbiotics
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rate of 4.3 % (1). Extensive investigations of probiotics have been greatly enhanced by the research of new microbes for future probiotic bacteriotherapy applications. The scope of this manuscript is to review the definition, history, applications, production, technology and future trends of probiotics.
have not been selected on the basis of all these criteria, but the most commonly used probiotics are the strains of lactic acid bacteria such as Lactobacillus, Bifidobacterium and Streptococcus (S. thermophilus); the first two are known to resist gastric acid, bile salts and pancreatic enzymes, to adhere to colonic mucosa and readily colonize the intestinal tract (5).
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Only at the end of the century, it became clear that intestinal microflora had several functions, including metabolic, trophic and protective ones (22). Metabolic functions are primarily characterized by the fermentation of non-digestible dietary residue and endogenous mucus, savings of energy as short-chain fatty acids, production of vitamin K, and absorption of ions. Trophic functions are based on the control of epithelial cell proliferation and differentiation, and development and homeostasis of the immune system. Finally, protective functions are connected with the barrier effect and protection against pathogens (17). The health benefits derived from the consumption of foods containing Lactobacillus acidophilus, Bifidobacterium and L. casei are now well documented. Streptococcus thermophilus and L. delbrueckii ssp. bulgaricus are yoghurt starter cultures, which offer some health benefits; however, they are not natural inhabitants of the intestine. Therefore, for yoghurt to be considered as a probiotic product, L. acidophilus, Bifidobacterium and L. casei are incorporated as dietary adjuncts. Thus, the normal practice is to make a product with both starter organisms, e.g. S. thermophilus and L. delbrueckii ssp. bulgaricus, and one or more species of probiotic bacteria (23). The guidelines that stipulate what is required for a product to be called a probiotic were published by FAO/ WHO in 2002 (24). They require that strains be designated individually, speciated appropriately and retain a viable count at the end of their shelf life in the designated product formulation that confers a proven clinical end-point. The probiotic definition requires that the efficacy and safety of probiotics be verified and thus, assessment of this constitutes an important part of their characterization for human use (25).
Table 1. Commercial probiotic microorganisms Microorganism Strain Bifidobacterium adolescentis Bifidobacterium animalis Bifidobacterium bifidum Bifidobacterium breve Bifidobacterium essencis Bifidobacterium infantis Bifidobacterium lactis Bifidobacterium Bifidobacterium longum ATCC 15703 Bb-12 Bb-11 Chr. Hansen Chr. Hansen Company (product) Ref. 2730 2730 2730 2730 Danone (Activia) Shirota Immunitas Bb-02, LaftiTM B94 CRL 431 BB536 SBT-2928 UCC 35624 DR10 Yakult Danone DSM 2730 2731 2730
2730 Morinaga Milk Industry 2730 Snow Brand Milk Products UCCork Danisco (Howaru) 2730 32 Chr. Hansen Rhodia Nebraska Cultures Snow Brand Milk Products 2730
Probiotic Microorganisms
The probiotic potential of different bacterial strains, even within the same species, differs. Different strains of the same species are always unique, and may have differing areas of adherence (site-specific), specific immunological effects, and actions on a healthy vs. an inflamed mucosal milieu may be distinct from each other. Current probiotic research aims at the characterization of the normal, healthy gut microbiota in each individual, assessing the species composition as well as the concentrations of different bacteria in each part of the intestine. The target is to learn to understand hostmicrobe interactions within the gut, microbemicrobe interactions within the microbiota and the combined health effects of these interactions. The goal is to define and characterize the microbiota both as a tool for nutritional management of specific gut-related diseases and as a source of new microbes for future probiotic bacteriotherapy applications. This may eventually include organisms specifically isolated to provide site-specific actions in disorders such as the irritable bowel syndrome (25). According to Shah (23) and Chow (26) the most popular strains are represented by the following genera: Lactobacillus, Streptococcus, and Bifidobacterium (Table 1, 2738), but other organisms including enterococci and yeasts have also been used as probiotics. Some of these strains have been chosen based on selection criteria (12)
Lactobacillus bulgaricus Lactobacillus casei Lactobacillus casei Lactobacillus delbrueckii ssp. bulgaricus Lactobacillus fermentum Lactobacillus GG Lactobacillus helveticus Lactobacillus lactis Lactobacillus paracasei Lactobacillus rhamnosus
Immunitas Danone
RC-14
Urex Biotech
B02 L1A CRL 431 GG GR-1 LB21 271 299v Lp01 SD2112/ MM2 Essum AB Chr. Hansen Valio Urex Biotech Essum AB Probi AB Probi AB Biogaia
Adapted from Gismondo et al. (2), Shah (23) and Chow (26)
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that are believed to be important for their efficacy such as origin of strain, in vitro adherence to intestinal cells (3941) and survival during passage through the gastrointestinal tract (4245).
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on dry surfaces for prolonged periods and the resistance to antibiotics (63). Among the probiotic yeasts, the most common genus is Saccharomyces, which has been employed in livestock feed. S. cerevisiae has shown a beneficial effect when administrated in the Nile tilapia as growth promoter (64). The potential probiotic effect of S. cerevisiae and S. cerevisiae var. boulardii has been demonstrated since they are able to tolerate low pH and bile and protect against bacterial infections through the reduction of the intestinal pro-inflammatory response (65). However, the adhesion properties of these yeasts should be better investigated.
needed for probiotic status. Then, guidelines were prepared in 2002 to meet this objective. These guidelines are available in: Joint FAO/WHO Working Group Report on Drafting Guidelines for the Evaluation of Probiotics in Food (24).
Quantification of probiotics
Traditionally, appropriate dilutions of faecal samples have been cultured on selective media. However, the selectivity of any medium is at best relative and these methods are prone to both false-positive and false-negative results (75). More importantly, not all microbes can be cultured by the currently available techniques. With the advent of molecular biology, culture-independent techniques have been developed. In particular, methods using the variable and conserved regions of the 16S rRNA have proved successful in characterizing the gut microbiota. The use of 16S rRNA enables enumeration of microbes which are either unculturable by the current cultivation techniques or have died during transport and storage (75). Fluorescent in situ hybridization (FISH) is commonly used and employs species-, genusor domain-specific fluorescently labelled 16S rRNA probes (76). Enumeration of the labelled microbes can be done microscopically by visual counting (77), which is, however, laborious. On the other hand, although image analysis of the microscopic view makes it possible to process a relatively large number of samples, this is expensive (78). Alternatively, enumeration of fluorescent microbes can be done by flow cytometry, which similarly allows the analysis of large numbers of samples, but is also expensive (79). Techniques based on the polymerase chain reaction (PCR) are also commonly used and provide rapid quantitative and qualitative information on the composition of the intestinal microbiota (25).
Safety
In theory, probiotics may be responsible for four types of side effects in susceptible individuals: systemic infections, deleterious metabolic activities, excessive immune stimulation, and gene transfer (66,67). In practice, however, lactobacilli and bifidobacteria (and probiotics based on these organisms) are extremely rare causes of infections in humans (6,68,69). This lack of pathogenicity extends across all age groups and also to immunocompromised individuals (70). Traditional dairy strains of lactic acid bacteria (LAB) have a long history of safe use. LAB, including different species of Lactobacillus and Enterococcus, have been consumed daily since humans started to use fermented milk as food. Probiotic species such as Lactobacillus acidophilus have been safely used for more than 70 years. However, the safety aspects always have to be considered and possible adverse effects should be continuously evaluated, as illustrated by recent literature. Members of the genera Lactococcus and Lactobacillus are most commonly given the GRAS status, whilst members of the genera Streptococcus, Enterococcus and some other genera of LAB are considered opportunistic pathogens. The safety of probiotics has been considered in reviews and clinical reports which have drawn attention to isolate cases of human bacteraemia (7173). Surveillance studies support the safety of commercial LAB (71,73,74). Available data indicate that no harmful effects have been observed in controlled clinical studies with lactobacilli and bifidobacteria (6). Three approaches can be used to assess the safety of a probiotic strain: studies on the intrinsic properties of the strain, studies on the pharmacokinetics of the strain (survival, activity in the intestine, doseresponse relationships, faecal and mucosal recovery) and studies searching for interactions between the strain and the host. The Joint FAO/WHO Expert Consultation on Evaluation of Health and Nutritional Properties of Probiotics in Food Including Powder Milk with Live Lactic Acid Bacteria recognized the need for guidelines to set out a systematic approach for the evaluation of probiotics in food in order to substantiate the health claims. Consequently, a Working Group was convened by FAO/WHO to generate guidelines and recommend criteria and methodology for the evaluation of probiotics, and to identify and define what data need to be available to accurately substantiate health claims. The aims of the Working Group were to identify and outline the minimum requirements
Mechanisms of action
The mechanisms by which probiotics exert biological effects are still poorly understood, but the nonspecific terms such as colonization resistance or competitive exclusion are often used to explain their mode of action (39). Colonization resistance or competitive exclusion describes a phenomenon whereby the indigenous anaerobic flora limits the concentration of potentially pathogenic (mostly aerobic) flora in the digestive tract (80). The concept of competitive exclusion was first developed during the early 1970s when it was discovered that the administration of mixed adult intestinal microorganisms conferred adult-type resistance against Salmonella infection to newly hatched chicks (81). Oelschlaeger (82) reported that the effects of probiotics may be classified in three modes of action: (i) Probiotics might be able to modulate the host's defences including the innate as well as the acquired immune system. This mode of action is most likely important for the prevention and therapy of infectious diseases but also for the treatment of (chronic) inflammation of the digestive tract or parts thereof. In addition, this probiotic action could be important for the eradication of neoplastic host cells; (ii) Probiotics can also have a direct effect on other microorganisms, commensal and/or pathogenic ones. This principle is in many cases of importance for the preven-
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tion and therapy of infections and restoration of the microbial equilibrium in the gut; (iii) Finally, probiotic effects may be based on actions affecting microbial products like toxins and host products, e.g. bile salts and food ingredients. Such actions may result in inactivation of toxins and detoxification of host and food components in the gut. The same author also stated that the kind of effect(s) a certain probiotic executes depends on its metabolic properties, the molecules presented at its surface or on the components secreted. Even integral parts of the bacterial cell such as DNA or peptidoglycan might be of importance for its probiotic effectiveness. The individual combination of such properties in a certain probiotic strain determines a specific probiotic action and as a consequence its effective application for the prevention and/or treatment of a certain disease.
substrate enhanced immune function by B. lactis HN019 in a different range for two types of leucocytes. In vivo and in vitro indices of immunity in healthy mice fed with Lactobacillus rhamnosus (HN001, DR20), L. acidophilus (HN017) and B. lactis (HN019, DR10) were examined by Gill et al. (98) and the results suggested that supplementation of the diet with these strains was able to enhance several indices of natural and acquired immunity. Infectious diseases are still the biggest human health problem for the world to solve. Intestinal infection caused by the intake of pathogenic microorganisms with the contaminated water and food are the main causes of death. Under this circumstance, probiotics can assist in part the foodborne problematic situation, as it is demonstrated in several studies. Shu and Gill (99) demonstrated that B. lactis HN019 can reduce the severity of infection caused by the enterohemolytic pathogen Escherichia coli O157: H7 and suggested that this reduction may be associated with enhanced immune protection conferred by the probiotic. B. lactis HN019 also demonstrated the ability to provide a significant degree of protection against Salmonella infection by enhancing various parameters of immune function that are relevant to the immunological control of salmonellosis (100). Moreover, the same authors suggested that dietary treatment using B. lactis HN019 could reduce the severity of weanling diarrhoea associated with rotavirus and E. coli, possibly via a mechanism of enhanced immune-mediated protection. As a consequence, probiotic treatment might be an effective dietary means of preventing or limiting diarrhoea in human infants (101). The intestinal barrier maintains the epithelial integrity protecting the organism against bacterial or food antigens that could induce inflammatory processes leading to intestinal disorders such as inflammatory bowel diseases (IBD) (102). Probiotic microorganisms compete with pathogenic bacteria for epithelial binding sites, avoiding the colonization by Salmonella sp. and E. coli strains (103,104). In order to investigate the host-microbe interactions, the co-cultivation of intestinal bacteria with immune and/or intestinal epithelial cells (IEC) has been performed. This technique allows the evaluation of the importance of these interactions on barrier function, cytokine expression, bacterial recognition and pathogen invasion. Ukena et al. (105) demonstrated that E. coli Nissle 1917 (EcN 1917) strain was capable of inducing pro-inflammatory cell responses, since the co-incubation of Caco-2 cells with E. coli EcN 1917 resulted in the upregulation of 126 genes, including the monocyte chemoattractant protein-1 ligand 2 (MCP-1), macrophage inflammatory protein-2a (MIP-2a) and macrophage inflammatory protein-2b (MIP-2b). Recent data have shown that EcN 1917 prevented the disruption of the mucosal barrier by enteropathogenic E. coli and restored the mucosal integrity in T84 epithelial cells (106). L. casei ssp. rhamnosus has shown to be a promising probiotic in preventing the colonization of the gastrointestinal tract by pathogenic bacteria such as enteropathogenic E. coli, enterotoxigenic E. coli, and Klebsiella pneumoniae using in vitro model with Caco-2 cell line (107). There are several reports about the action of the probiotics against Helicobacter pylori (108110), a Gram-
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-negative bacterium associated with the development of chronic gastritis, peptic ulcers and gastric cancer. It was reported that L. salivarius inhibited the colonization and the release of interleukin-8 in gnotobiotic mice inoculated with H. pylori (111). Clinical studies have suggested the efficacy of the administration of probiotics in maintaining the remission of the pouchitis (112), ulcerative colitis (113), and Crohn's disease (114). Patients suffering from ulcerative colitis (UC) were treated with Escherichia coli Nissle 1917 (115,116) and Lactobacillus rhamnosus GG (117) and the results were similar to that of the standard medication (5-aminosalicylic acid Mesalazine). When infants were fed with a supplemented formula containing Lactobacillus reuteri 55730 or Bifidobacterium lactis, there was a decrease in the cases of diarrhoea (118). In vivo assays with probiotic bacteria evaluated the effects of an acute or chronic gut inflammation using dextran sulphate sodium (DSS), which induces colitis in mice, presenting positive results (119). Anti-carcinogenic effect of probiotics coming from in vivo studies in both men and animals was evaluated. Furthermore, in vitro studies with carcinoma cell lines and anti-mutagenicity assays also supported this effect. The anti-carcinogenic effect may be attributable to a combination of mechanisms such as the induction of pro-inflammatory, anti-inflammatory or secretory responses that might inhibit carcinogenesis. The strain-dependent variability, such as the immune modulation effect, complicates the understanding of the role of immunity in probiotic-mediated anti-carcinogenesis. Further work is needed to assess the long-term effects of probiotics on the host's immunity in relation to anti-carcinogenesis. Immune-based anticancer therapies have not yet demonstrated their efficacy because few clinical trials have been done (120). Lactobacillus and Bifidobacteria strains and E. coli strain Nissle 1917 have shown anti-mutagenic activities in vitro, probably due to their capacity to metabolize and inactivate mutagenic compounds (121). Cytoplasmic fractions of L. casei YIT9029 and B. longum HY8001 showed the ability to suppress the proliferation of tumor cells when administrated orally to mice as dietary supplement (122). Other bacteria stimulated the immune system. It was found that L. casei strain Shirota, when administered intranasally in mice, stimulated the cell immune response by induction of interleukin-12, interferon-gamma and tumour necrosis factor alpha, which all have an important role in excluding influenza virus (123). Roller et al. (91) correlated the inhibition of carcinogenesis in rats with changes in the immune activity, in response to probiotic consumption. Furthermore, the protective role of probiotics in rodent models of colon carcinogenesis can be found in some other studies (124126). Studies in animal models also suggest that increasing natural killer cell activity by probiotic consumption may have potential effects on delayed tumour development. For example, Takagi et al. (127) used dietary Lactobacillus casei strain Shirota to inhibit methylcholanthracene-induced tumour devolopment in mice and Varcoe et al. (128) investigated the efficacy of the Lactobacillus acidophilus NCFM in preventing gastrointestinal disease like overt colonic hyperplasia in mice.
Studies have suggested that probiotics could protect against allergies. Isolauri et al. (129) evaluated the effect of the hydrolysed whey formulas supplemented with probiotics (B. lactis Bb12 and L. rhamnosus GG) in 27 breast-fed infants that suffered from atopic eczema. These authors found that clinical signs and symptoms of atopic eczema were diminished after two months in both groups. Further, Kalliomki et al. (130) performed a randomised controlled-placebo trial with 132 pregnant women with any degree of occurrence of an atopic disease such as atopic eczema, allergic rhinitis or asthma. These mothers received two capsules of a formulation containing Lactobacillus GG for 24 weeks and the newborn were administered the same formulation for 6 months postnatally. The children were examined during the first 2 years. The results showed that the frequency of the atopic eczema was only 23 % in the probiotic group against 46 % in the placebo group. These works reported great perspectives in using probiotic products in the prevention of different allergies. Some bacterial species are recognised for their capacity to prevent or limit mycotoxinogenic mould growth such as Lactobacillus (131,132), Lactococcus (133), Pediococcus (134) and Leuconostoc (135). The probiotic strain Saccharomyces boulardii confers protection against toxin A produced by Clostridium difficile and prevents intestinal injury and inflammation. This is possible because S. boulardii inhibits the activation of extracellular signal-regulated (ERK ) and mitogen-activated protein (MAP) kinases, thus modulating host signalling pathways (136). In addition, mice that were fed with S. boulardii and immunized with C. difficile toxin A showed an increase in specific intestinal anti-toxin A levels (137), which could lead to protection against diarrhoeal diseases. It has been reported that lactic acid bacteria are able to bind aflatoxin B1 in vitro and in vivo (138), but this property seems to depend on bacterial strain (139). Compared to L. plantarum and L. fermentum, L. casei was reported to be the strongest binder of aflatoxin (140). Also, microorganisms such as Saccharomyces cerevisiae demonstrated good ability to bind this aflatoxin (141). In the study of Gratz et al. (142) rats received doses of aflatoxin B1 and were fed with oral gavage containing Lactobacillus rhamnosus strain GG (ATCC 53013). After administration, an increase in the aflatoxin B1 in fecal excretion was observed due to bacterial binding. The probiotic treatment prevented weight loss and reduced the hepatotoxic effects of the aflatoxin B1. Microcystins are toxins produced by freshwater cyanobacteria which can cause acute hepatoxicity and act as tumour promoters (143). The probiotics Lactobacillus rhamnosus strain GG and Bifidobacterium lactis strain Bb12 have demonstrated the ability to bind to microcystin-LR, the most common and most toxic variant of microcystins. A higher removal of microcystin-LR was observed when Lactobacillus rhamnosus strain GG was heat-treated (46 %) (144). Recent studies have also suggested that probiotics could have beneficial effects beyond some metabolic disorders such as hypertension. Primary hypertension is caused by various factors and the predominant causes include hypercholesterolemia (145). Rising evidence has indicated that lactobacilli and bifidobacteria could cause,
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when ingested, a significant reduction in serum cholesterol. This is because cholesterol synthesis mainly occurs in the intestines, hence the gut microflora promote effects on lipid metabolism. Some studies demonstrated that probiotics could promote a decrease in the blood cholesterol levels and increase the resistance of low-density lipoprotein to oxidation, therefore leading to a reduced blood pressure (146). Liong and Shah (147), using in vitro experiments, reported that cholesterol could be removed from a medium by L. acidophilus not only through assimilation during growth, but also through binding of cholesterol to the cellular surface. This mechanism was proposed when both non-growing cells and dead cells were also found to remove cholesterol. Another hypocholesterolemic mechanism described involves the ability of certain probiotic strains to enzymatically deconjugate bile acids through bile salt hydrolase catalysis. Enzymatic activity was detected in the gut microflora such as Lactobacillus and Bifidobacterium sp. (147,148). Since cholesterol is the precursor for the synthesis of new bile acids, the use of cholesterol to synthesize new bile would lead to a decreased concentration of cholesterol in blood (145). Nguyen et al. (149) evaluated L. plantarum PH04 as a potential probiotic with cholesterol-lowering effect in mice. Kaushik et al. (150) demonstrated that the indigenous L. plantarum Lp9 exhibited cholesterol-lowering properties. B. longum SPM1207 reduced serum total cholesterol and LDL levels significantly, and slightly increased serum HDL (151). Cavallini et al. (152) observed the effects of Enterococcus faecium CRL183, a mixture of isoflavones and simvastatin (drug used to treat hypercholesterolemia), on lipid parameters and atherosclerosis development in rabbits with induced hypercholesterolemia. E. faecium strain could be used to improve the lipid profile as an alternative or an adjuvant to drug therapy. Placebo-controlled studies (57,153156) evaluate the effects of probiotic strains on cholesterol metabolism in hypercholesterolemia-induced mice and rats. It was found in all these works that the serum cholesterol levels decreased in the rats fed with a diet supplemented with probiotics. Environment and lifestyle such as high-fat diet are some of the factors that play a key role in the development of obesity. Recent advances have identified the gut microbiota as one such environmental factor that modulates host energy and lipid metabolism. However, the molecular mechanisms of these complex host-microbe interactions have not been well identified (157). Most of the data obtained have been done in experimental animal studies, but promising effects are also shown in humans, thereby supporting the interest in the nutritional modulation of the gut microbiota in the management of metabolic diseases in obese patients. The observations of Cani et al. (158) suggest that increased levels of bifidobacteria may decrease intestinal permeability and lower the circulating levels of endotoxin. High-fat feeding reduces the numbers of bifidobacteria, which have many physiologically positive effects, including improved mucosal barrier function. Supplementing the diet of high-fat fed mice with prebiotics restores the levels of bifidobacteria and decreases endotoxaemia. Tanida et al. (159) found that long-term ingestion of Lactobacillus paracasei
ST11 (NCC2461) reduced body and abdominal fat mass. Their results suggest that L. paracasei NCC2461 has an anti-obese action, and in this mechanism, autonomic nerves may function to facilitate the lipolytic and thermogenic responses via the sympathetic excitation and to suppress the parasympathetic nerve activity in rats. Probiotics also convert milk protein into bioactive peptides, which have anthihypertensive effect. Milk peptides may exert antihypertensive effects also through other mechanisms, such as inhibition of the release of endothelin-1 by endothelial cells, stimulation of the bradykinin activity, enhancement of the endothelium-derived nitric oxide production and enhancement of the vasodilatory action of binding to opiate receptors. Angiotensin I-converting enzyme (ACE), a dipeptidyl carboxypeptidase, catalyzes the conversion of angiotensin I to the potent vasoconstrictor angiotensin II and plays an important physiological role in regulating blood pressure and fluid and salt balance in mammals. ACE inhibitory peptides from caseins and whey proteins are termed casokinins and lactokinins, respectively. In vivo studies have demonstrated that several ACE inhibitory peptides significantly reduce blood pressure, either after intravenous or oral administration (160162). The hypotensive and immunomodulatory peptides Val-Pro-Pro and Ile-Pro-Pro, for example, can be released from precursor proteins by enzymes from Lactobacillus helveticus. These peptides could be applied as initial treatment in mildly hypertensive individuals or as supplemental treatment. They would also represent a low-cost alternative treatment for hypertension.
Dairy products
In the production of probiotics an important factor is the food substrate. Besides buffering the bacteria through the stomach, it may contain functional ingre-
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dients that interact with the probiotics, altering their activities. Fat content, type of protein, carbohydrates and pH can affect probiotic growth and survival. Dairy products are especially considered as ideal vehicle for delivering probiotic bacteria to the human gastrointestinal tract. The matrices used most frequently are cheese, yoghurt, ice cream and other dairy products, as shown in Table 2. The most common means to incorporate probiotics to fermented milk include: (i) addition of probiotics together with the starter cultures (DVI culture); (ii) the production of two batches separately, one containing the probiotic microorganism in milk to achieve a high concentration of viable cells and another with starter cultures. When the fermentation stages are completed, the batches are mixed; (iii) the use of a probiotic microorganism as a starter culture. In this situation, the time of fermentation is generally higher than traditional processes using non-probiotic starter cultures (163). In this respect, it is necessary to consider the supplementation of the culture medium and the production conditions (e.g. incubation temperatures), since metabolites produced by probiotics can lead to off-flavours (164,165). In addition, the probiotic strains must be compatible with starter cultures, since the latter could produce inhibitory substances that damage the probiotics (166). Yoghurts with high fat content showed inhibitory effects against probiotic cultures, particularly B. bifidum BBI (167). The supplementation with vitamins (e.g. ascorbic acid) has been reported to improve the viability of L. acidophilus in yoghurts (168). The addition of substances such as whey protein may also enhance the viability of some probiotics, probably due to their buffering property. In addition, the employment of prebiotics in yoghurt formulations could stimulate the growth and activity of probiotics. In this regard, fructooligossacharides showed to be most effective in maintaining the probiotic viability (169). The utilization of probiotics in the cheese elaboration presents some challenges: low moisture content; presence of salt; starter cultures competing for nutrients and developing acid and flavour during the maturation
stage; extended storage (over 3 months), which can influence biochemical activities, redox potential, and alter the cheese structure. Moreover, probiotics should survive the entire shelf life of the cheese, not produce metabolites that affect the cheese quality and the starter culture activities, and also, they should be able to grow in starter culture media (e.g. whey-based and phage inhibitory media). Several studies related by Tamime et al. (163) reported that Turkish white brined, Feta-type, Cheddar, Philippine white soft, Edam, Emmental, Domiati, Ras, Herrgrd cheese, Quarg, and cheese-based dips can be compared with yoghurts in delivering probiotics. The proteolytic patterns can be influenced by the addition of probiotic strains. Ong et al. (170) reported that the addition of probiotic microorganisms (L. acidophilus 4962, L. casei 279, B. longum 1941, L. acidophilus LAFTI L10, L. paracasei LAFTI L26, B. lactis LAFTI B94) as dairy starter adjuncts has lead to high concentration of free amino acids by a secondary proteolysis during ripening, and this was reduced when the cheese was stored at 4 oC. It was found that all probiotic strains survived the manufacturing process and produced a level of acetic acid higher than the control Cheddar cheese. Other vehicles that could be used to deliver probiotics are ice cream and frozen dairy desserts. These products have the advantage to be stored at low temperatures, which makes them less exposed to abusive temperatures having higher viability at the time of consumption (171). Besides, they are consumed by people of all ages and are composed of milk proteins, fat and lactose as well as other compounds that are required for bacterial growth. However, some probiotic species showed a decrease in the viability during the manufacture and freezing of ice cream (172). Some prebiotics could be used to improve the characteristics of the probiotic ice creams. Inulin demonstrated to be beneficial to the firmness, melting properties and dripping time of the ice creams (173). Besides, the inulin level in ice cream enhanced the viability of L. acidophilus and B. lactis (174). The addition of oligofructose in low-fat ice cream also improved the survival of L. acidophilus La-5 and B. animalis ssp. lactis Bb-12 during storage at 18 C for 90 days (173). However, to
Table 2. Commercial probiotic dairy products on the European market Type of product Fermented milk with high viscosity Trade name Bifisoft, Bifidus, Bioghurt, Biofit, BiofardePlus, Biola, Biologic bifidus, Cultura Dofilus, Dujat Bio Aktiv, Ekologisk Jordgubbs Yoghurt, Fit&Aktiv, Fjll Yoghurt, Gaio Dofilus, Gefilac, Gefilus, LC 1, Probiotisches Joghurt, ProViva, RELA, Verum, Vifit Vitamel, Vitality, Weight Watchers, Yogosan Milbona A-fil, Actimel, Aktifit, AB-piim, Bella Vita, Bifidus, Biofit, Biola, Casilus, Cultura, Emmifit, Everybody, Fit&Aktiv, Fundo, Gaio, Gefilac, Kaiku Actif, LC 1 Go!, LGG+, Onaka, resundsfil, Philura, Probiotic drink, ProViva, Pro X, Verum, ViktVktarna, Vitality, Le'Vive+, Yakult, Yoco Acti-Vit Gefilus, God Hlsa, RELA, Vivi Vivo Probiotic microorganism L. acidophilus, L. acidophilus LA5, L. rhamnosus (LGG, LB21 and 271), L. casei, L. casei L19, L. johnsonii, L. plantarum 299v, L. reuteri, Lactococcus lactis ssp. lactis L1A, B. bifidum, B. animalis ssp. lactis BB-12, B. animalis ssp. animalis L. acidophilus, L. acidophilus LA5, L. casei (F19, 431, Imunitas, Shirota), L. rhamnosus (LGG, LB21 and 271), L. johnsonii, L. plantarum 299v, L. reuteri, L. fortis, Lactococcus lactis ssp. lactis L1A, B. bifidum, B. animalis ssp. lactis BB-12, B. animalis ssp. animalis, B. longum BB536 L. rhamnosus LGG, L. plantarum 299v, L. reuteri
Fermented milk with low viscosity (e.g. cultured buttermilk, yoghurt drink, dairy drink)
Non-fermented dairy products (e.g. milk, ice cream) From Tamime et al. (163)
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efficiently produce probiotic ice cream, it is important to select oxygen-resistant strains since the incorporation of air (overrun) in the mixture occurs in the production process, which is harmful to microaerophilic and anaerobic strains such as Lactobacillus sp. and Bifidobacterium sp. This type of challenge can be resolved by the use of microencapsulation technique. As an alternative, aerated dairy dessert (e.g. chocolate mousse) has also been used as a potential agent to deliver probiotics (175).
Non-dairy products
Some limitations of the use of dairy products to deliver probiotics are the presence of allergens and requirement of cold environments. This fact has led to the launch of new products based on non-dairy matrices. Some claims related to probiotic products are lactose intolerance and fat content. Some matrices have been used in the development of non-dairy probiotic products such as fruits, vegetables, legumes and cereals. Fruits and vegetables can be considered good matrices since they contain nutrients such as minerals, vitamins, dietary fibres, and antioxidants. The development of different probiotic fruit juices has been studied (176,177). Prado et al. (178) described a revision about a variety of non-dairy probiotic beverages. However, the incorporation of probiotics in fruit juices requires the protection against acid conditions. This can be achieved by microencapsulation technologies, which allow the entrapment of cells into matrices with a protective coating. Gelatin and vegetable gum have been demonstrated to provide a good protection for acid-sensitive Bifidobacterium and Lactobacillus (179181). Encapsulation processes in milk protein have also been studied (182). When B. lactis were microencapsulated, incorporated into African fermented beverages (amasi and mahewu) and assayed for physiological conditions of the stomach, they showed a high survival rate, i.e. the microencapsulation enhanced the viability in comparison with free cells (183). Probiotic strains usually found in vegetable materials are species belonging to Lactobacillus and Leuconostoc genera. L. plantarum, L. casei and L. delbrueckii, for example, were able to grow in cabbage juice without nutrient supplementation and reached 108 CFU/mL after 48 h of incubation at 30 oC (184). In addition, it was found that these same bacteria grew in beet juice (185). In the case of cereals, the fermentation with probiotic microorganisms could be beneficial due to the decrease of nondigestible carbohydrates (poly- and oligosaccharides), the improvement of the quality and level of lysine, the availability of the vitamin B group, as well as the degradation of phytates and release of minerals (e.g. manganese, iron, zinc, and calcium) (186). Oat-based substrates have proved promissory for the growth of L. reuteri, L. acidophilus and B. bifidum (187). In addition, cereals such as oats and barley contain high levels of b-glucan, which is believed to have hypocholesterolemic effect (188). Boza, an acid and low-alcohol beverage produced in the Balkan Peninsula, is a fermented product based on maize, wheat and other cereals. Todorov et al. (189) studied the microflora of boza and verified the pre-
sence of several lactic acid bacteria with probiotic characteristics. Malt, wheat and barley extracts demonstrated to have a good influence in increasing bile tolerance and viability of L. acidophilus, L. reuteri and L. plantarum (190,191). Fermented foods with probiotic strains had an increment in the content of the vitamin B complex. Arora et al. (192) found an enhancement of 14 and 11 % in thiamine and niacin contents, respectively, when food mixture based on germinated barley flour with whey powder and tomato pulp were autoclaved and fermented by L. acidophilus. Also, non-germinated and germinated mixture showed an increase of 31 and 34 % in lysine content, respectively, after autoclaving and fermentation, highlighting the importance of the germination and fermentative process on the bioavailability and improvement of the nutritional quality of foods. Soybean is an important cereal because it has a high nutritive value. However, the unpleasant bean flavour and the content of oligosaccharides (e.g. stachyose and raffinose) can cause flatulence. Besides the improvement of the flavour of soybean products, fermentation can reduce flatulence (193), since lactic acid bacteria are able to hydrolyze a-1,6-galactosidic linkages, releasing a-D-galactose (194) and making these products more digestible. The survival of probiotics has been assayed in soymilk and this substrate has shown to be efficient for the growth of species such as L. casei (195), L. acidophilus (196), B. infantis, and B. longum (197). In addition, the antioxidative activities of soymilk can be increased after fermentation by lactic acid bacteria and bifidobacteria (167). This has led to the designing of the probiotic soybean yoghurt (198).
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has shown similar results compared to the antimicrobials currently used (202). It could be an interesting alternative to overcome the problem of antibiotic resistance. Multiple ways exist in which probiotics could be beneficial and these could act either singly or in combination forming a single probiotic. These include inhibition of a pathogen via production of antagonistic compounds, competition for attachment sites, competition for nutrients, alteration of enzymatic activity of pathogens, immunostimulatory functions, and nutritional benefits such as improving feed digestibility and feed utilization (203205). It is often reported that a probiotic must be adherent and colonize within the gastrointestinal tract, it must replicate to high numbers, it must produce antimicrobial substances, and it must withstand the acidic environment of the gastrointestinal tract (2,206208). Verschuere et al. (209) suggested a new definition of a probiotic for aquatic environments: 'a live microbial adjunct which has a beneficial effect on the host by modifying the host-associated or ambient microbial commu-
nity, by ensuring improved use of the feed or enhancing its nutritional value, by enhancing the host's response towards disease, or by improving the quality of its ambient environment', or that 'a probiotic is an entire microorganism or its components that are beneficial to the health of the host' (210). Table 3 (202,211226) presents the application of probiotic strains in animal nutrition, during feed processing and aquaculture.
Table 3. Application and effects of probiotics in animal feed and aquaculture Probiotic strain Bacillus subtilis, Bacillus licheniformis Bacillus spp. and yeasts Clostridium spp. Bacillus spp., Saccharomyces cerevisiae Bacillus spp., S. cerevisiae S. cerevisiae Bifidobacterium longum, L. plantarum Pediococcus acidilactici, Lactococcus lactis, L. casei, Enterococcus faecium S. cerevisiae S. cerevisiae S. cerevisiae Pediococcus acidilactici Lactobacillus, Bifidobacterium, Streptococcus, Enterococcus ssp. L. sporogenes Lactobacillus ssp. Lactobacillus spp., Bacillus spp. L. reuteri LPB P01-001 Enterococcus faecalis, E. faecium Application shrimp production mollusc production freshwater fish feed aquaculture aquaculture Probiotic effects reduce stress, improve health, the quality of water, clean effluent water, control pathogenic bacteria and their virulence, stimulate the immune system, improve gut flora, substitute antibiotics, improve growth minimize diseases caused by Vibrio spp. and Aeromonas spp., which results in mollusc mortality produces digestive enzymes, which facilitate feed utilization and digestion, antibacterial activity against pathogenic microorganisms improve water quality and interaction with phytoplankton, possess adhesion abilities, produce bacteriocins, provide immunostimulation stimulate the growth of microalgae that produce organic extracts capable of inhibiting pathogens and vibrios, then some microalgae species produce the antibiotic thiotropocin against some pathogens immunostimulatory activity, produces inhibitory substances against pathogens produce antimicrobial substances against pathogens such as Campylobacter stimulate animal growth, reduce coliform counts by the production of antimicrobial metabolites Ref. 202, 211 212 213 209 214, 215 209 216 217
lactating ruminants camel feed buffalo feed broiler chickens layer hens
facilitates increased mobilization of body reserves, increases milk fatty acid production increases total mass gain and improves feed utilization increases digestion of cellulose improves performance, reduces serum cholesterol reduces mortality
broiler chickens chicken feed poultry feed swine feed canine feed
reduces serum total cholesterol and triglycerides immunomodulating properties reduces zoonosis in poultry meat mass gain, antimicrobial activity against E. coli and S. aureus bacteriocin-like inhibitory substances, antimicrobial activity against Gram(+) bacteria, colonize transiently
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saccharides, inulin, fructooligosaccharides, and other food carbohydrates are some of the well known examples of prebiotics. There is an obvious potential for a synergetic effect when combining probiotics and prebiotics appropriately, because prebiotics promote the growth and activities of probiotics. By increasing the amount of prebiotics in the diet, it is possible to increase and maintain healthy bacterial gut flora in the host (228,229). Ingredients in certain food products may naturally contain prebiotics, which help to improve the functional efficacy of probiotics. Many other foods such as dairy and meat products, cereals, beverages and infant formulas can be fortified with prebiotics during manufacturing process to increase probiotic efficacy (230). In addition, a number of other suitable food components including non-specific substrates, plants and their extracts, metabolites of microorganisms and polyunsaturated fatty acids may also be important in probiotic efficacy (231).
A strain is commercially demanded for its tecnological and health properties. Consequently, the search for new technologies that enable high cell yield at large scale and ensure probiotic stability in food remains strong, because many strains of intestinal origin are difficult to propagate and they must survive for economic and health reasons. In addition, more efficient technologies could lead to greater product efficacy and strain diversification. Some authors have presented developments in fermentation technologies for producing probiotic bacteria as well potential new approaches for enhancing the performance of these organisms during fermentation, downstream processing, and utilization in commercial products, and for improving functionality in the gut (232234). Until now, very few data have been reported on continuous fermentations with probiotics, although this approach could provide benefits, as recently reviewed by Doleyres and Lacroix (233) for bifidobacteria. However, continuous fermentations can be more difficult to operate under industrial conditions, because they are highly susceptible to contamination and cell characteristics can be lost over time. This technology is worth investigating and could be used to produce cells with different physiologies and to apply various stresses under well-controlled conditions (232). Membrane systems with continuous feeding of fresh medium where cells are retained in the bioreactor by an ultrafiltration or microfiltration membrane are also an interesting technological possibility. In this case, small molecules diffuse through the pores of the membrane according to their size. Therefore, inhibitory metabolic products are eliminated from the permeate and cells are concentrated on the retentate side. The concentrated cell fraction can be harvested batch-wise or continuously with no, or minimal additional downstream treatment for cell concentration before freezing or freeze drying.
Fermentation
Composition of the medium Hidrodynamic conditions Physical conditions Toxic by-products Dissolved oxygen Operation
Downstream processing
Storage
Gastrointestinal tract
Acidity conditions in the stomach Enzymatic activities Composition of the environment Bile salt in the small intestine
Fig. 1. Factors influencing the stability of probiotics during processing steps (adapted from Lacroix and Yildirim (232))
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Different approaches that increase the resistance of these sensitive microorganisms against adverse conditions have been proposed, including appropriate selection of acid- and bile-resistant strains, use of oxygen-impermeable containers, two-step fermentation, stress adaptation, incorporation of micronutrients such as peptides and amino acids, and microencapsulation (2). Lacroix and Yildirim (232) reported that cell immobilization can be used to perform high cell density fermentations for both cell and metabolite production. Microencapsulation is defined as a technology of packaging solids, liquids or gaseous materials in miniature, sealed capsules that can release their contents at controlled rates under the influences of specific conditions (235237). A microcapsule consists of a semipermeable, spherical, thin, and strong membrane surrounding a solid/liquid core, with a diameter varying from a few microns to 1 mm (238). Encapsulation in hydrocolloid beads entraps or immobilizes the cells within the bead matrix, which in turn provides protection in such an environment (239). There are several techniques such as spray drying, freeze drying, fluidized bed drying for encapsulating the cultures and converting them into a concentrated powdered form. However, the bacteria encapsulated by these techniques are completely released in the product. In this case, the cultures are not protected from the product environment or during the passage through the stomach or intestinal tract (240). Food-grade polymers such as alginate, chitosan, carboxymethyl cellulose (CMC), carrageenan, gelatin and pectin are mainly applied, using various microencapsulation technologies (238). The most widely used encapsulating material is alginate, a linear heteropolysaccharide of D-mannuronic and L-guluronic acids extracted from various species of algae (241). Alginate beads can be formed by both extrusion and emulsion methods (238). The use of alginate is favoured because of its low cost, simplicity, and biocompatibility (242244). Other materials used with the emulsion technique which avoid the release of the cultures in the food product are a mixture of k-carrageenan and locust bean gum (245247), cellulose acetate phthalate (248), chitosan (249), and gelatine (239250). Several factors, such as the capsule size (181), the method of microencapsulation (251), the coating of the capsules (252), the technological properties of probiotic strains with regard to processing and heat stability, the resistance of probiotic strains to the acidic conditions present in the gut, and the presumed synergistic effects of pro- and prebiotics by combining them in a single product, have been observed to strongly influence the viability of the probiotic cultures and, as a result, further research is still needed in this area. Microcapsules and microspheres can be engineered to gradually release active ingredients (239). A microcapsule may be opened by many different means, including fracture by heat, solvation, diffusion, and pressure (253). A coating may also be designed to open in the specific areas of the body. A microcapsule containing acid-labile core materials that will be consumed by gastrointestinal fluids must not be fractured until after it passes through the stomach. A coating must therefore be used that is able to withstand acidic conditions in the
stomach and allows active ingredients to pass through the stomach (237,254). Several advantages of entrapped-cell over free-cell fermentations have been demonstrated: high cell densities, reuse of biocatalysts, improved resistance to contamination and bacteriophage attack, enhancement of plasmid stability, prevention from washing-out during continuous cultures, and the physical and chemical protection of cells (234). Table 4 (179181,238,248,250252, 255281) presents some applications and properties of immobilized probiotic cells. Reliable and convenient biomarkers need to be developed for process monitoring and product assessment. In this regard, the 'omics' technnologies could be particularly useful for identifying such functionality-relevant biomarkers. These approaches could also help to identify the mechanisms for cell fitness and stress adaptation, which will be needed to develop more generic and science-based technologies for the production of sensitive probiotics. This fact would surely enlarge the range of commercial probiotics and product applications. Moreover, these tools might facilitate screening approaches to identify new probiotic strains that combine suitable technological and functional qualities (232).
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Table 4. Microencapsulation of probiotic bacteria using different technologies Bacteria Bifidobacterium Bifidobacterium Bifidobacterium Bifidobacterium Bifidobacterium Bifidobacterium Bifidobacterium Bifidobacterium B. bifidum B. bifidum B. breve B. breve B. longum B. infantis B. lactis B. lactis (Bb-12) B. longum B. longum B. longum B. longum B. pseudolongum Lactobacillus Polymer alginate/glycerol carrageenan/locust bean gum alginate/chitosan alginate/pectin/whey protein resistant starch waxy maize starch alginate/starch modified waxy maize starch alginate k-carrageenan alginate microspheres powder of freeze-dried culture gellan gum and xanthan gum alginate cellulose acetate phthalate whey protein k-carrageenan k-carrageenan/locust bean gum alginate cellulose acetate phtalate carrageenan alginate alginate/starch carrageenan/locust bean gum alginate alginate/xanthan gum cellulose acetate phthalate alginate powder of freeze-dried culture alginate carrageenan/locust bean gum carrageenan/locust bean gum alginate alginate/sodium lauryl sulphate gelatin/toluene-2,4-diisocyanate Ca-alginate and k-carrageenan corn and olive oil microcapsules emulsified by peptides Microencapsulation technology gel beads gel beads gel beads gel beads gel beads gel beads/emulsification gel beads spray-dried powder gel beads emulsification micronization gel beads gel beads/extrusion gel beads micronization gel beads/emulsion gel beads/emulsion gel beads/extrusion gel beads gel beads gel beads gel beads gel beads direct compression gel beads gel beads gel beads micronization gel beads gel beads emulsification gel beads gel beads gel beads gel beads emulsification Functionality biomass production acid/storage acid/storage acid/storage acid/storage acid/storage stable stable stable stable stable Ref. 255 256,257 258 259 260 180 179,261 180 252 262
acid/thermo/storage stable freeze-dried powder acid stable thermo/storage stable acid/storage stable acid/bile salt stable acid stable
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263 264 265 263 266 251,264,267 268,269 270 276 271 248 181 179,261 238 272 273 266 274 264 275 276 269 277 278 250 279 280
acid and bile salt stable biomass production acid stable acid/storage stable acid stable acid/storage stable acid/bile salt stable acid/thermo/storage stable thermo/storage stable acid/storage stable biomass production acid stable acid stable biomass production biomass production storage acid/storage stable
L. acidophilus L. acidophilus LA14 and B. lactis BI07 L. acidophilus (La-05) L. acidophilus L. acidophilus L. rhamnosus L. bulgaricus L. casei L. casei L. delbrueckii L. lactis L. reuteri P. acidilactici
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Conclusions
Probiotics have been extensively studied and explored commercially in many different products in the world. Recent studies have suggested that probiotics have demonstrated beneficial effects to human and animal health. Much of the clinical probiotic research has been aimed at infantile, antibiotic-related and traveller's diarrhoea. The non-pathogenic organisms used as probiotics consist of a wide variety of species and subspecies, and the ability to adhere, colonise and modulate the human gastrointestinal system is not a universal property. Lactobacillus and Bifidobacterium are the main probiotic groups; however, there are reports on the probiotic potential of yeasts. Some of the identified probiotic strains exhibit anti-inflammatory, anti-allergic and other important properties. Besides, the consumption of dairy and non-dairy products stimulates the immunity in different ways. Future research must investigate the mechanisms by which gut microflora interacts with the intestinal epithelium in health and disease. With this knowledge, optimal probiotic strains can be developed. The viability of probiotics is a key parameter for developing probiotic food products. New technologies have been developed to enable high cell yield at large scale and ensure probiotic stability for a long period in food. Various food matrices, dairy and non-dairy, have been used with probiotics and were briefly documented. With different technologies, such as microencapsulation, cell immobilization and continuous fermentation, the probiotics will become an important and viable ingredient in the functional foods, expanding the probiotic application outside the pharmaceutical and supplement industries.
Acknowledgements
The authors would like to thank the Institutes of Science and Research in Brazil: MCT (Science and Technology Ministry), CNPq and CAPES for financial support.
References
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