Belgica Et - Al. vs. Executive Secretary GR No. 208560 PDF
Belgica Et - Al. vs. Executive Secretary GR No. 208560 PDF
SUPREME COURT
MANIJ ,/\
.
GREC8 ANTONIOUS BEDA B.
BELGICA, JOSE l\1. VILLEGAS
JR., JOSE L. GONZALEZ,
REUBEN M. ABANTE and
QUINTIN PAREDES SAN
DIEGO, ------
Petitioner.f,
-- 11erm.r --
THE HONORABLE EXECUTIVE
SECRETARY PAQUITO N.
OCHOA JR._, THE SECRETARY
OF . BUDGET AND
MANAGEMENT FLORENCIO B.
ABAD, THE NATIONAL
TREASURER ROSALIA V. DE
L:30N, THE SENATE OF THE
PHILIPPINES, represented by
FRANKLIN M. DRILON, in his
capacity as Senate President, THE
HOUSE OF REPRESENTATIVES
represented by FELICIANO .
BELMONTE in his capacity as
Speaker of the House.
Respondents.
.
206bGG
G.R. No. ______ _
For: Certiorari and "?rohibition with
Urgent Prayer fc.r the Issuance of a
Temporary Restraining Order
and/ or \XIrit of lnjur: ction
URGENT PETITION FOR CERTIORARI
AND PROHIBITION
[\Vith Prayer For The Immediate Issuance of
Temporary Order And/Or Writ of Preliminary Injunctio.n).
,\
' '
Petitioners respectfully come to this Honorable Supreme Court and
allege: .
PREFATORY STATEMENT
Unmitigated power .tnd the lack of accm1ntability are twin evils that the
1987 Constitution, and every society, absolutely abhors. Of all the cor:ll!pted
mechanisms of governance, the subject of this is somewhat unique in
this respect. For it is only rhc "Pork Barrel Systeni" that a1ergcs both evils so
seamlessly that both political branches arc;:: willingly caught in its
unconstitutional embrace - and neither is inclined to break it. Neither the
Executive nor the I ,egis !at ivc dis..putQ the fact that billions of pesos been
. . I 11 I . " 1 . b 11 1 "
1
I
squandered. 1\ sttt111g scn:ttor 1as ca el tt a mu t1- 1 ton peso rae "et . n
recognition of this fact, their promise to prosecute the guilty is irrelevant to the
question of whether an it1herently unconstitutional system continue to
be tolerated.
Petitioners !lie t l11s case against the backdrop of d1c on
Audit's Special i\udits ( H!lcc Report No. 2012-03, entitled Priori()' Development
Assistance Fund (PD/U) cli!d VanouJ" If!.frmtrttctures including Local PrqjutJ (VILP)
(referred herein as the "COA Report")
2
. In its 462 pages, the COA Report
provides definitive docu1ncntary proof that Congrl
1
SS has hrcachnl the limits
of the power t:,rivcn it by the Constitution on budgetary matters, and together
with the Executive has been engaged in acts of grave abuse of discretion. In
the same vein, unchecked power to spend lies in the hands of the Executive in
the guise of lump-sum, "discretionary funds" or colloqtLally "Special Purpose
Funds" ("SPFs'') which, has steadily risen in the past three years and is based
on the National Exren _;iture Program for 2014 now pegged in the hundreds of
billions. Taken individually or together, these funcls form the "Pork Barrel
System", which petitioners assail on the basis that it is: (1) unconstitutional; and
(2) a continuing act of grave abuse of discretion. fTanada vs. Angara, 272
SCRA 18 (1997)].
Due to the CO;\ Report and the latest scandal concerning the Pork
Barrel System, the President through an official statement released on 23
August '20i3
3
ostensibly declared that "it is time to abnlish PDAF". The actual
text of his proclamation however, indicates otherwise. -Indeed, "PDAF" as a
label wi}\ h:; scrapped bu,, the unconstitutional system it embodies will remain-
only to resurface wi t)1 a n cw name presumably once the outcry has gone down.
This is further con firmed by the respondent Budget Secretary's own. statement
that the Barrel System's legislative component
- -:-:-- :::.--
Another Senator Seeks Scrapping of 1)ork Barrel', Maila Ager, Philippine D-aily Inquirer, 22 2013 ..
Available at /another-senator-seeks-scrapping-a f=PQ rk -1 J;,rrel. .
The voluminous 0),'\ Report is accessible from the COA website at
http://coa.gov.pb.L.G\\';::rJ.L2ilJ 2/SA.Q Report2012-03 PDAF.pdf.
1ne full text of the Statement dated 2.1 August 2013 is avaiLable .tt the offic1al gon:rnment site at
hllp.;LL www ,gQY_,p.bi.2.Ql:W.!B.L.2.:\il'ng! is h..:!l.tatemen t-o f-presiden t-aquin o -o !l:!b aboli tior1 o f-?da.f-augJ.JS t-
2.3.:2Qlli a printout of the Statement dated 23 August 2013 is attached Annex "A".
....
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will remain in the :?,( l 11
The Executive componenc of the Pork Barrel
System, though largely assailed, is not to be touched, and in fact, based on the
2014 Exrwndittm' Program will reach the highest expenditure in
history.
The scenario is despairingly familiar. In 1996, a similar public outcry
occurred when the Countrywide Development Ftmd ("CDF") 3cam was
exposed with billions of pesos lost and wasted. A similar promise to the one
made today was given -- the "CDF will be scrapped" and "Loopholes will be
plugged". Seventeen (17) years after, we are back to the same situation. It has
become 11 cycle. And in between the' decades spanning each new
"version" or "i teratio11" n f the i1ork barrel system, billions of taxpayers money
are lost to corruption. The President's statement to "abolish" (in truth, only
revise) the PDAF is simply the start of another cycle. Just like what happened
in the aftermath of the CDF scandal, the same dog will jm;t resurface wearing a
different collar. -
The fear is neither hypothetical nor unfonnded. It is by no
less than the official statement of the President himself insisting that, "[t]here
is nothing intn'micaly wrong" with the ''Pork Barrel System." \Xfith this
categorical statement in mind, petitioners submit that only the
Court bas jurisdi.Qjotl over the i1uestion of "intri<1sic
constitutionality" of the Barrel System", a3 well as the moral suasion to
finally put it to rest. Contrary to the position taken by the political branches,
petitioners respectfully :ubmit that the "Pork Barrel System" is :o:epngnant to
. .
several constitutional provisions.
First, it is unconstitutional because by its very nature, it violates a key
principle of Separation wields the power of appropriation
only insofar where public fuPds should be spent..
Indeed, the power to "specify the project or .activity" has been held by this
Honorable Court to be as ''detailed and as broad" as Congress it to be.
[Philconsa vs. Enriquez, 235 SCRA 506]. It is the Executive however, who
wields the power to actually spend and implement the budget on:c Congress
passes it. The "pork barrel system" - whatever na111e or fcrm it takes -
breaches this wall. The COA Report shows that despite tn-o (2) decac/es of
plugging loopholes :1.nd using "safeguards", legislators continue to flout
constitutional limits and arc directly engaged in project implementation. It has
come to such extrcnw levels that according to the COA Report, the hwmakers'
ability to hi-jack Executive agency discretion extends to the release of funds to
their cnttttes (i.e. NGOs) on the strength of a simple
"reconlmeGciation" or letter.
Second, the "Pork Barrel System" is unconstitucion.al because it renders
both the Executive and J A:gislative branches practically incapable of
"Palace: P25B Pork Stay:; m 2011 l3udget", Michael Lim Ubac, Philippine Daily Inquirer. 25 August 2013.
each other (Hl budgetary .tnd other matters, thereby wrecking the system of
Checks and Balances. 'l'hc other half of the "Pork Harrel System" is embodied
by the unbridled I :xccutiw discretion to spend hundreds of billions under the
various lump sum, discretionary funds, some of which (i.e. Malampay;l Funds)
are not even included in the budget ("off-budget") and thus beyond
Congressional power to monitor. Any interest to check these
funds for abuses is tempered by the threat of losing access to PDA I ( As such,
the Executive maintains PDAF in whatever form so as to the Legislative
from checking how executive pork is spent. And the cycle continues. This
uneasy alliance between the political branches might be politically expedient
but, it is certainly not constitutional under a of checks and balances.
Third, the "Pork Barrel System" is uncons.;:itutional because it is
repugnant to the provisions of the Accountability provisions of the
Constitution. Again, the COA Report shows that the "Pt>rk Barrel System" is
to any attempt to make it comply with constitutional provisions on
For instance, niost of the Seven (7) "new safet,Yl.IarcL/' mentioned
in the President's Statement dated 23 August 2013 are already in existence -
some since 1996. \Xlhat the COA Report definitively. establishes is that
after nearly t1vo (2) demdeJ of trying, these safeguards simply do not wcrk i11
actual practice. Any niechanism of governance that .consistently
immw1ity fronl -safeguards is anatherna to the Constitution,
especially if that mechanism involves Billions of public funds. In a similar vein,
the SPF violJtcs constitutional accountability became it: (a) evades
collective and deliberative process of budgeting public funds; (b) being lump
sums dispensed on the 1 sole discretion, allows diversion of funds to
any purpose without practical limits. Worse, the off-budget fund:, evade
congressional oversight altogether.
Fourth, the continued funding and utilization of ille Barre1
Sy:.tem" is an act of grave abuse of discretion by the Executive
Branch. 'The Executive's use of the various lump sum, discretionary funds,
including the constitutes undue delegation since each component fund
lacks a clear standard. For instance, the Executive spends billions from the
Malampaya Fund: (a) without submitting it to the buJgctary process; and (b)
relying on the vague standard of "such other purposes".
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The combination of
these two factors is stark: Reports now that P900M of the Malampaya
has been "lost" and has ended up in the hands of one notorious "fake NGO".
The Executive has noc denied this, and only insists that it occurred under the
"previous administuation". In the same vein, the COA Report establishes that
both the 'Executive and the Legislative branches repeatedly abuse their
discretion in utilizing the PDAF. Based on paper safeguards, it should be
impossible for P.DAF funds to end up in the hands of legislators, relatives
Presidential Decree 910, Scctiun 8 of which reads: "--Section 8. x x x production sh:1re on service
contracts and similar payments on the exploration, development and exploitation of energy resources, shall
form part of a Special hmd to l1e used to finance energy resource developm..:nt and explnitation programs
and projects of tl1e government <md other purposes as may be hereafter directd by the
President."
or allied interests. The COA Report details several instances whe:.:c PDAF
funds even end up ;" organizations owned or run by legislators or their
families.
Fifth, the "Pork lhrrel System" is a superfluous, costly and failed
experiment that violates the mandate of the Covernmcnt Co_dc .tl,lat
prioritizes the fundi, .g and empowerment of Local Uruts. I he
cited rationale of the PD/\F' is to empower national legislators who are "better
informed" as to the needs of their districts. The rationale is legally and factually
flawed. The Local Covcrnment Code assigns this re3pon;,tb11ity to governors,
mayors and locai government councils. More importantly, national legislators
spend mo::::t of their tm'c in the Senate and the House and are certrunly not as
as local government officials.
The 1987 Constitution stands as the ultimate check agaif1St abuse and
corruption . .Its defining characteristic is its ability to provide relief to the public
when ne:ther c.f :h,,
1
"'" are in giving it. That is the
exact situation our nation finds itself in today. The repc.:..ting cycles of scams
and the COA Report show that textual safeguards in the Consritution and
statutes are futile check:> on the Pork Barrel System. Worse, Loth p0litical
branches have officially made it clear that they see nothing intrin :ically wrong
with the Pork the havoc it wrcah; on basic cunstitutional
principles. The current administration's insistence op its intepity, is not only
irrelevant to the constitutional question, but it is also not a safeguard against
future abuses. The constitutionality of a governance mechanism should not
and does not depend on the personal intet,mty of the occupant. The
environment and public reaction is becoming uncertain. \XIith the curren(
impasse, petit-ioners can only look to the Constitution the Honorable Court
for redress.-/fhe rule of law, not politics or greed, must prevail.
__ AND TIMELINESS OF THF PETITION
1.1. _This is :1 Petition for Certiorari :1nd Prohibition with Pr.1yer for
the Issuanc.e of a Temporary Restraining Order and/or 'VVrit of Preliminary
Injunction (the ''instant Petition") filed under Rule 65 of the l,:ules of Court,
seeking to annul and set aside the Pork Barrel System pre3ently embodied in
the provisions of the c;cncral Appropriations Act of 2013 providing
for the l..egislahtrc's Priority Development Fund or any replacemem
thereto, and the Executive's various lump slim, discretionary funds colloquially
referred to as the Purpose Funds. Both components of the Pork Barrel
System are included and identified in the Expenditure Program of
2014
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with increased allocations.
1.2. There is a need for a definitive ruling from the Honorable Court
on the matter of whether the "Pork Barrel System" is constitutional or not.
The full text of the NationJI Program for 2014 is available at the DBM's website at
http://www sJ I Jill .g''-'-dlll /2JldJ'.l_!iL=:.i?(J97.
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1.3. First, the President's statement dated 23 August 2013 claims that
"there is nothing intrinsically wrong" with the "Pork Barrel System". This
ignores the _sheer sttain the pork barrel causes on the principles of Separation
of Powers and Accountability. By virhle of the anomalous existence it bears,
the "Pork Barrel is intrinsically uncon:stih1tional anC: mt.st be
completely abandoned.
1.4. Second, the two (2) cited precedents in defense of the Pork Barrel
System - ?h11cons-a vs. Enriquez and Lawyers Against Afonopoly and
PoveriJ vs. Secrct:uy of Budget- arc rendered inapropos t9 the
context considet-ing the recent findings of the COA relating to .:he act3 of
public officials belonF:,ring to both the Executive and Legislative branches.
Coupled with the official reactions of the Executive and the Legislative, there is
a need to properly channel their efforts on the field of budgetary and
appropriation
___........... ---
1.5. Third, as the funding and the implementation of the "Pork Barrel
System" amounts to grave abuse of discrcti(m of which officials to
both the Executive and J .cgislative are cited of being participants (i.e. COA
Report), judicial review of those acts is inescapable. 'fhis is in recognition of
the doctrine that when the Executive and the Legislative branches are assailed
to have committed unconstitutional acts, it is the duty of the Honorable Court
to step in.
1.6. Fourth, the steady increase in allocations to lump sum and
discretionary funds will be reaching unheard of amounts - P449.95 Billion in
2014- coalescing too much of government resources within the discretion of
a single individual - the President - with Congress being both incapable and
disinterested in checking it.
1.7. Fifth, in view of its intt-insic unconstitutionality, the continued
existence of the "Pork Barrel System" cannot be left at the discretion of the
political branches who may revive or reform it at will regardless of the system's
repugnance.
1.8. Finally, considering the patent unconstitutionality of the ''Pork
Barrel System" and 't1u: financial and social costs it creates, a definitive ruling by
the Honorable Court is needed such that the two (2) political branches of
government will be so guided as not to even attempt to or refashion a
substitute for the system in the futw:e.
1.9. As will be shown below, by maintaining the "Pork Barrel System"
and its components - (a) the PDAF or any of its versions; and (b) the
Executive's ,lump sum, discretionary funds, respondents are perpetuating a
violation of the as well as committing acts of grave abuse of
discretion.
THE PARTIES
2.1. Petitioners ANTONIOUS BEDA B. EELGTCt\, ATfY.
JOSE M. VILLl:Ci\S jl{., BISHOP 1U:UBEN I\1. ABANTE, REV. JOSE L.
.GONZAL,EZ and cjU!NTIN PAREDES SAN DIEGO come to this
Honorable Court in their capacities as taxpayers and -as citizens of the
Philippine Republic. i\s taxpayers, Petitioners hav..: sufficient interest in
enjoining the enforcement of an invalid or unconsti;_ut;onal law being which
illegally disburses and allows the wasting of public funds raised through
taxation. arc also filing this petition as citizens of the Republic of
the Philippines because the issues tendered z.re impressed with paramount
public interest involving the continuous violation by the two political branches
of Government, l :xccutive and Legislative branches, of fundamental
and principles, especially on the "Separation of
Powers" and sufficient "Checks and Balances". Petitioner Arty. Jose M. Villegas
Jr. is also filing this petition as a member of the Philippine Bar who has taken
an oath, to "maintain allegiance to the Republic of the Philippines" and to
"support the Constitution". For purposes of. the instant Petition, petitioners
may be served with the orders and other legal processes of the I-Ionorable
Court, as well as with pleadings, papers and other documents at their common
office for this pctltlon at Suite 704 Trinity Building, T.M. KaJaw Ave.,
Manila City.
2.2. Petitioners arc all of c1t1zens and/ or taxpayers who have been
dutifully contributing to the coffers of the National Treasury. Suffering under a
sustained anJ increasing tax burden, petitioners arc appalled to discover
through recent national events that the money they willingly give up to the
government: is simply Sl[U:mdered by people who have they entrusted to do the
exact opposite. Considering the issues involved, petitioners likewise seek
redress on their 0\l./n standing as citizens since both political branches have
officially made it clear that they will continue the "Pork Barrel System" despite
its patent unconstitutionality.
2.3. Turthcr, in view of the fact that the issue involves a public righr7,
and the subject of paramount importance - the constitutionality of the
entire nation's budgeting system - it is submitted that petitioners as citizens
possess legal pcrsnnality and standing to challenge the acts of the two (2)
political branches, to wit:
"In Taiiada v. Tuvera, the Court asserted that when the
issue concerns a public right and the object of mandamus is to
obtain the enforcement of a public duty, the peop!e are regarded
Avelirw v. Cuenco, l'htl 17 ( l 949); Basco v. PAGCOR, 197 SCRA 52, May 1l, l 'l91; Kapatimn ng
Alga Naglilingkod sa P<lmalwlaan ng Pilipinas, Inc. v. Tan, 163 SCR:\ 371,June 30, 1%8.
as the real parties in interest; and because ir is sufficient th'lt
petitioner is a citizen and as such is interested in the exer:ution of
the laws, he need not show he has any legal or special in ,'erest
in the rest1lt ot the acbon.[18] In the aforesaid case, the
petitioners sought to enforce their rig\lt to be informed on
matters of public concern, a right thenrecognized in Section 6,
Article IV of the 1973 Constitution,[19] in connection with the
rule .rha t laws in order to be valid and enforceable must be
published in the Official Gazette or effectively
promulgated. In ruling for the petitioners' iegal standing, the
Court declared the right they sought to be enforced "is a
public right recognized by no less than the fundamental law ('f
the lane!." I Clwvc.z l: PCGG, C.R. N(). 130716. December 9,
1998]
.
2.4. Respondent Office of the Executive Secrdary is one of the
agencies of the executive department of the Philippine government and is
currently headed by Executive Secretary Paquito S. Ochoa. Respondent
Executive Secretary is primarily responsible fpr, among others, implementing
presidential orders and decision and deciding, for and in behalf of
the President, matters not reqwnng personal presidential
attention.
8
Respondent Executive Secretary may be served with pl:::adings,
notices and other legal processes of the Honorable Court at their office at
Premiere House c;uest, I\falacafiang Palace Compound, J.P. Laurel St., San
1vfiguel, Manila.
2.5. Respondent Department of Budget and Management is one of the
agencies of the executive department of the Philippine government, whiCh is
headed by the Secretary of Budget. Respondent Secretary of Budget is primarily
responsible for the formulation and implementation of the National Budget
with the goal of attaining national socio-economic plans and ob)ect:ives
9
and is
also responsible for preparing the National Expenditure Program and lead the
annual executive effort to have the General App:..::opriations Act passed by
Congress, and subsequently to monitor, process and release funds w-:..der it.
Respondent Secretary of Budget may be served with pleadings, notices and
other legal processes of the Honorable Court at their office at the Department
of Budget and rvfanagcmcnt, General Solano St., San Mit,ruel, Manila.
2.6. Bureau of Treasury is. one of the agencies of the
executive department of the Philippine government, which is headed by
respondent National Treasurer. Respondent National Treasurer is, along with
the DBM, responsjble for the formulation and implementation of the National
Budget, and specifically acts as the principal custodian of financial assets of the
government, its agencies and instrumentalities. Respondent National 'l'reasurcr
Section 27, Chapter 9, Title III of Rxecutive Order No. 292, otherwise known as the Admi1i:trative Code
of 1987.
Section 2, Chapter 1, Tit!, XVII of Executive Order. No. 292, otherwise known as the Administrative
Code of 1987.
.
may be served with pkadings, and othcr lcpll of tlw
Honorable Court :lt riHir office at the Bureau of Treasury, Palacio del
Cobcrnador Bldg., Jntramuros, Manila .
. -
2.7. of the Philippines is one of the branches of the
Legislative Department of the Philippine government. Respondent Senate
participates and concurs with all appropriation _and revenue Bills enacted by the
House of Representatives. Respondent Senate may be served with pleadings,
notices and other legal processes of the Honorable Court at their office at
GSIS Headquarters Building, Financial Center, Roxas Blvd., Pasay City.
2.8. RespondcPt House of Representatives of the Philippines is one of
the branches of the Legislative Department of the Philippine
government. Respondent I fouse of Representatives is primarily rcsponsi'Jle for
the enactment of all revenue and tariff bills of the Philippines, as well as
appropriation measures. Respondent House may be served with pleadin!:,rs,
notices and other legal processes of the Honorable Court at their office at the
House ofReprescntattvcs Complex, Constitution Hills, 1126 Quezon City.
2.9. Considering that the instant case involves the constitutionality of
legislative acts and executive functions, and the foregoing respondents are all
public offi6als sued in their official capacities, notice of this Petitton is
given to' the Office of the Solicitor General, Amorsolo Street, Legaspi
Village, Makati City.
STATEMENT OF FACTS AND ANTECEDENT
PROCEEDINGS
3.1. The Pork Barrel System is embodied in the annual allocation of
funds in the following categories: (a) the Legislative branches PDAF; and (b)
the Executive's various lump sum and .discretionary funds taken together as the
SPF.
3.2. The Legislative component of the "Pork Barrel System" was
initially established dunng the term of President Corazon Aquino with the
creation of the Country \XIide Development Fund ("CDF") in 1990 with
around P2.3 billion in annual funding.
3.3. The current form of the Legislative Pork Barrel is designated as
the PDAF, which was created during the time of President Joseph Ejercito
Estrada in 2000.
3.4. The renaming of the CDF into PDAF was preceded by public
outcry stemming from t
1
1c exposes that funds allocated for the CDF were
squandered.
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3.5 .. The avowed purpose of both the Executive and the 1 .cgislativc
then was to the CDF and institute safeguards that will rrevent
abuses from (lccurritlg.
3.6. In a 20 12 pos1t10n paper "Understanding the Pork
Barrel", then Speaker Prospero C. Not,:rrales and Cong. Edcel C. Lagman,
Chairperson of the If ousc Committee on Appropriations
10
("Nowales Paper"),
cited that the current form of legislative pork barrel has incorporated several
layers of safeguards, to w1t:
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"'!'he "soft" and "hard" projects arc
definitely far dcparrurcs from the orihTinal American pork barrel
system and from the practice of the old Congress before it was
abolished by 1\larcos. Now, the utiliE-atioi1 of the CDU or PDAF is
strictly circumscribed by a shortlist or menu of qualified projects
requirement of utility and relevance, stringent procurement and
public bidding procedures, accountable implementi11g agencies
and mandatory post-audit review by the Commission on Audit
(COA), among other safeguards."
3.7. As a form of further assurance, it' was also asserted in the
Paper tl1:tt "ltltwvativc T'vlcasurcs" adJed yet another level of
protection against abuse, t< > wit: .
"The new leadership of the 1 louse of Representatives has
directed, for further transparency and accountability, the
publication in a congressional website all of the projects and
prot,:rrams identified by IIouse J\,fembers under their respective
lists of "soft" and "hard" projects. The website will also include
the progre;s status and accomplishment of the projects. This
innovation will :1 fford the public the opportunity to assess the
importance of atld the need for the projects and
enhance the people's right to make reasonable protests and
complaints."
3.8. As reflected in each year':; Ge:1eral Appropriations Act, the
purported textual safcg11ards have been set in place for the Legislature's PDAF.
The 2009 General Appropriations Act for instance contains:
10
"Special Provision
. 1. Use and Release of the Fund. The amount appropriated
shall be used to fund priority programs and w1der
Understanding the Pork Barrel, Speaker Prospcro C. Nograles, lion. Edcel C. Lagman, is wailable at
20-U 7145.2.Q5/http://w\vw.conb>ress.gov .ph /pclaf /ncws.Lpork barrel. pdf.
the Ten-Point I ,cg:H:y Agenda of the national governme11t, and
shall be directly to the implementing a5encics as indicated
hereunder, to wit: xxx PROVIDED, That in die procurement of
common-usc supplies, the implementing agencies shall adhere to
the price list and the niles and regulations to be issued by the
Government Procurement Policy Board."
3.9. Similar safeguards appear in the 2012 General Appropriations
Act, with respect to identification of projects and beneficiaries for instance:
"shall conform to the priority list, standard or design prepared by
each implementing :1gcncy ... preference shall be g1vcn to projects
located in the 4th to 6th class municipalities or indigents identified
under the National l Iousehold Targeting System for
Reduction by the DSWD. For this purpose, the implementing
agency shall subnit to Cont:,rress said priority list. standard or
design within ninety (90) days from effectivity of this Act."
3.10. In the san1c vein, each year's General Appropriations Act
contained lump sum, discretionary funds for the Executive Branch. Although,
the composition and Hature of the funds vary from year to year, a common
denominator is that aggregate amount or total increased from one
year to the next.
3.11. Based on the confluence of two (2) recent events, it appears
however,. that all these post-CDF scam i11nov:1tions were useless against the.
brilliant and enterprismg minds possessed by government officials and private
individuals who saw the Pork Barrel System as too tempting to refuse.
3.12. On 16 Aut,rt.Ist Commission on Audit released its Special
Audits Report No. 2U12-03, entitled Prioriry Development Assistance Fund
(PDAF) and Van'ou.r 11!_/mJtructures including Local Projects (VlLP/
1
exarrurung
PDAF expenditure and implementation from 2007 to 2009.
3.12.1. According to the COA Report, the total allocatiuns
for PDA[:i' and VILP in J.hf-years 2007 to 2009 amounted ro P
79.878 Billion.
''
3.12.2.0f this amount, the COA Report's Audit was only
able to cover P8.3 7 4 Billion in PDAF releases, a11d P32.664
Billion in VILP releases, or 58% of total PDAF 1 eleases and 32%
of total VILP releases for the period.
11
The voluminous COl\ Report is accessible from the COA website at
Report2012-03 PDAf'.pdf.
3.13. Sit,rnificantly, the COA Report's explanation of its inability to audit
the entire amount of PDAF releases revealed the inherent vulnerability of the
Pork Barrel System to unaccountable spending practices. The COA Report
states:
"The DBM could not provide the Team, despite repeated
requests, with complete schedule of releases per legislator from
PDAF for soft projects and VILP for hard projects. Only the
schedule of releases from VILP for hard projects identified by the
legislators named therein was provided releases of P
32.347 Billion ( f'able 9) during CY s 2007 to 2009 which was
found defic1ent"
12
3.14. In view of the DBM's refusal, the COA had to be resourceful and
check the in::plementing agencies, i.e. DPWI-I, and was able to discover that the
schedule it was provided by the DBM "excluded around P 69.261 Billion".
Unfortunately, without the DBM's data, the COA noted that, [t]he concerned
legislators of such releases, cannot, however, be
3.15. Some of the major findings of the COA Report include:
3.15.1. Despite the rule that each legislator has fixed
allocations (i.e. P 70 Million for Congressmen), a total of Seventy-
Four (7 4) legislators exceeded their respective aJocations.
13
3.15.2. Despite the rule in that expenditures should be
with.in the respective districts, the DBM released for
projects outside the legislative districts of spom-;ortng
congressmen.
14
3.15.3. Funds . were released to Implementing Agencies
("IA") with "no administrative and technical capabilities to
implement the project."
. 3.15.4. Funds were released to implementing agencies "for
no specific purpose or for projects outside of the lAs mandated
functions.
''
3.16. Worse, the COA Report also found out that the lAs of the
Executive branch, instead of providing the necessary "check" on the PDAF
and VILP releases, virtually aided and abetted the abuse, to wit:
12 COA report, page 5.
13 cf. Table 10 of the COA Report.
1
4
cf. Table 11 of the CO,-\ Rer xt.
"The lAs in turn, used the funds without due rq.,tard to existing
rules and regulations. Substantial amounts were transferred to
NGOs, without any appropriation law or ordinance authorizing
such transfer and were used for projects not eligible under the
program. Worse, the reported projects supported with
questionable and/ or spurious documents. Infrastructure projects
were not effectively implemented as. a ntimber were found
deficient or implemented in private lots, among od1ers; which is
prohibited under the law."
15
3.17. A key finding of the COA however involves the undeniable
power that the legislator directly wields in the actual implementation of the
projects funded by his PDAF.
3.17 .1.Thc COA Report establishes that NGO recipients
"were selected on the basis alone of the purported endorsement
by the supporting legislators."
3.17.2.Wo':'sc, despite extstmg laws a.-.d administrative
regulations, the COA Report found that the legislator's power to
select the N GO came without public bidding as "required under
GPPB Resolution No. 12-2007".
16
3.18. A total cf 82 releases were made to NGOs according to the COA
Report, the sum ofP 6.156 Billion in total.
3.18.1. In complete defiance of existing rules and
regulations, the COA Report found that of these recipient NGOs,
Si{c (0) were incorporated by the legislators themselves or their
relatives.
3.19. The COA Report adds that "the implementation of various
livelihood projects" funded by a total of P52.408 Million PDAF were
similarly tainted: .lCi\. 91 8tt was flouted. Projects were not advertised and
simply "awarded to suppliers identified by the legislator and/ or of questionable
legal and physical existence."
3.20. Not trvcn the Honorable Court's rulings and decisions were
enough to stop or channel the abuses. The COA found that Fifty-four (54)
infrastn1cture projects we-re constn1cted "in private lots without any document
to support the turn over of such properties to the government"
17
in complete
defiance of the Honorable Court's landmark decision in Pascual vs. Secretary
ts cf. COA Report, page 1-1.
16
cf. COA Rejjort, III, Ch:tptcr 2.
1
7
cf. Table 43, C01\ Report.
...
,.. .. '
'lo'
'
w
1
of Public Works.
18
3.21. From 09 July to 15 September 2012, the implementingagencies
were asked by the COA to comment on their audit highlights. Not all IAs
submitted comments but, of those who did, several requested for extensions.
3.22. Of all the implementing agencies who submitted comments to the
findings of. the COA Team, defense made by the National Livelihood
DeveloJ)ment CoqJoration ("NLDC") is the most telli!lg in terms or how far
legislative encroachment in project implementation has gone. The COA Report
details the NLDC's comments thus:
states:
o "NLDC h(ls full;r the Office of the Legislators to supervise
and ascertain project implementation. xxx
o NLDC has been looking into iaterlocking personalities, establishing
the legal and physical existence ,of NGOs endorsed by the legislators,
blacklisted a number of NGOs, and has initially express,:;d hesitance
in.being part of the PDAF implementation as early as November
2008 ...
o 'Ibe project implementation is directly participated by the proponent
legislators."
3.23. Finally, in its list of recommendations, the COA Rep0rt explicitly
.
"For Legislators. Limit part1ctpation in the implementation of
PDAF project to identification of projects and lAs."
3.24. The COA Report's release coincided with the growing concern
about a scandal involving some P10 Billion of PDAF releat:es. Reports based
on sworn affidavits submitted to the National Bureau of Invf:stigation indicated
that several legislators were acting in cooperation with the accused individuals
in siphoning PDAF releases into "fake NGOs".
3.25. In 13 August 2013, the Secretary of the Department of Justice
that it is investigating the scandal and will in fact be prosecuting the
legislators concerned since the Department was "able to confirm the
mvolvement of some lawmakers", to wit:
''We cannot mention names at this point because of the pending
investigation by the NBI. We are still in the process of validation
but we were already able to confirm involvement of some
lawmakers, both from the House and the Senate. The filing will be
18
G.R. No. L-10405 dated 29 December 19150.
dictated by evidence and will be done in a few veeks,"
19
3.26, Following these two events, the President initially announced that
he is nc't in favor of abolishing the PDAF.
3.27. By 23 August 2013 however, as stated above, the President issued
a Statement of even date indicating that, "It is time to abolish the PDAF."
'
3.28. Despite this, the General Act for 2013 continues
to carry both forms of the "Pork Barrel System" by amounts
pertaining to the Legislative's PDAF which amounted in total to P24. 79 B1llion,
while the Executive's lump sum, discretionary funds but, is not limited
to, the following:
o E-government Funds -
o Unprogrammed Funds - which will be increased in 2014 by
P22B from last year.
o Budgetary support to Government Corporations Ftmd
o Intelligence Fund
o Priority Social and Economic Projects Fw1d
3.29. Similarly, the National Expenditure Program for 2014 contams
funding for both components of the Pork System:
3.29.1.The Legislative component of the Pork Barrel
System is pegged at P25.24 Billion.
3.29.2.0n the other hand, the funds making up the
Executive component of the Pork Barrel System are repeated
from the 2013 Fiscal Year with the following new lwnp sum,
discretionaty funds :
Tax Expenditures Fund- Billion
Feasibility Studies Fund- P 400 Million
3.30. subseque_gt.sJ..atements, Respondent Secretary of Budget
has confirmed the' President's statement that the "Pork Barrel System"
pertaining to the PDAF will not be abolished and instead will s1mply be-
reformed.
3.31. In another statcmcnt, Respondent Secreta1y of Budget maintained
19
"DOJ Set to File Raps Vs. Congressmen, Senators Over PDAF Scam" Llanesca T. Panti, Manila Times, 13
August 2013, available at http:/ /www.manilatimes.net/ doj-set-to-tile-t<lf s-vs-congrcssmcn-senators-over-
pdaf-scam/29028/.
.
the need for the Exc .. utivc to have access to its component of the "Fork Barrel
System" embodied in the various lump sum, discretionary funds, as -urell as
similar funds that exist off-budget.:w
3.32. l-Ienee, this Petition.
'
- 'ARGUMENTS IN SUPPORT,OF
PETITION FOR CERTIORARI AND
PROHIBITION
-------1
THE HONORABLE COURT HAS JURSIDICTION
OVER THE INSTANT PETITION
A. THE QUESTION OF THE PORK BARREL
SYSTEM'S INTRINSIC CONSTITUTIONALITY IS
SO.LELY WITHIN THE HONOR/illLE COURT'S
DOMAIN.
B. THE EXECUTIVE AND LEGISLATIVE
BRANCHES CANNOT USE THE POLITICAL
QUESTION DOCTRINE TO EVADE JUDICIAL
-- REVIEW ON THIS MATTER.
II
THE PORK BARREL . SYSTEM IS
UNCONSTITUTIONAL.
A. TI-lE PORK BARREL SYSTEM VIOLATES
SEPARATION OF POWERS BY ALLOWING
CONGRESS TO. INTRUDE INTO THE
EXECUTIVE DOMAIN OF PROJECT
IMPLEMENTATION.
B. THE PORK BARREL SYSTEM RENDERS THE
EXECUTIVE AND THE LEGISLATIVE
BRANCl:IES PRATICALLY INCAPABLE OF
CHECKING EACH OTHER IN BUDGETARY
AND . OTHER MATTERS, THEREBY
OFFENDING THE PRINCIPLE OF CHECKS
AND BALANCES.
C. THE PORK BARREL SYSTEM OFFENDS THE
ACCOUNTABILITY PROVISIONS OF THE
CONS'i ITUTION BY CONSISTENTLY
20
Abad Defends Retention of President's Pork, Julliane De Jesus Philippine Daily Inquirer, 21 -\ugust
201, http: 4
,.
DEMONSTRATING OVER THE PAST DECADES
THAT IT IS IMPERVIOUS TO PRACTICAL
CONTROL AND ACCOUNTABILITY MEASURES.
III
THE CONTINUED FUNDING AI..J"D
IMPLEMENTATION OF THE PORK BARREL SYSTEM
AMOUNTS TO ACTS OF GRAVE ABUSE OF
DISCRETION.
IV
THE PORK BARREL SYSTEM IS A SUPERFLUOUS
AND UNNECESSARY MECHANISM THAT OFFENDS
THE . PROVISIONS OF THE CONSITUTION ON
LOCAL AUTONOMY AND THE LOCAL
GOVERNMENT CODE.
v
THE PORK BARREL SYSTEM ENABLES THE
CONTINUED NON-REALIZATION, IF NOT
OUTRIGHT VIOLATION . OF VARIOUS
CONSTITUTIONAL MANDATES, INCLUDING THE
PROSCRIPTION AGAINST POLITICAL DYNASTIES.
DISCUSSION
I. THE HONORABLE COURT HAS
JURISDICTION OVER THE INSTANT
PETITION.
A. THE QlJESTION OF THE PORK
BARREL SYSTEM'S
CONSTITUTIONALITY IS
SOLELY WITHIN THE
HOI\TORABLE COURT'S DOMAIN.
--------'-;--------------
The President has officially stated that there is nothing "tntrinsically
wrong" with l?nrk even it: on the basis of the COA Report
and the repeated scandals over the decades, it has been established that the said
system offef.'.ds separatiofl of powers, wrecks checks and balances, and flouts
accounta0ility. Both of Congress have indicated an intent to maintain
the system as well.
As such, Pel i1 ion is filed under the llonorabk certiorari
jurisdiction precisely on the l}Ucstion of whether the continued existence of the
Pork Barrel System is justified under the provisions of the Constitution \Vhat
is questioned is not the power of the Executive to propose which items to
spend on, or the power of Cont,>"t.ess to determine which items proposed will
actually be funded by the government through its appropriation acts. Rather,
the question is aimed directly at the mechanism and conduct of those
functions, insofar as they are clone in violation of constiturionaily-designated
limits.
Iti other words, petitioners do not question tl:1e "wisdom" of the Pork
Barrel System. Rather, it is being asserted that contrary to the of the
political branches, it is: (a) unconstitutional; and (b) amounts to grave abuse of
discretion, which places the instant petition within tht: Honorable Court's
jurisdiction. :!l
In this sense, tt ts worth stating that any act of government ..;_ be it
Executive or Leg1slative in nature - is subsumed by tl1e requirement of
constitutionality. And any act even if within the power of a branch must always
be tneasured against the "legal standards of the Constitution". Garcia v.
Executive SecretaryP, the Honorable Court stated:
''The power of judicial review is the power of the courts to test
the validity of executive and legislative acts for their conformity
with the Constitution. Through such power, tl1e judiciary
and upholds the supremacy of the Constitution."
Because of the constitutional issues raised assailing the very existence of
the Pork Barrel System, the Executive branch and the Legislative Branch can
not claim supremacy over the Honorable Court and insist simply on their
interpretation that the said system is constitutional.
The power of budgeting priorities might be exclusively "political" but,
the manner by which the power is exercised is certainly not. The Honorable
Court has exercised judicial review on similar occasions. Most notable of these
instances is the case of Pascual v. Secretary of Public Wor_ksZJ, wherein the
Honorable Court exercised jurisdiction despite an attempt by the public
respondent's to resist citing the supremacy of congress in all matters pertaining
to the power to legi''Slate: .
"Respondents do not deny the accuracy of conclusion,
is self-evident. However, respondent Zulueta cont(;nded, in
l:is motion to dismiss that:
21
Tanada v. Angara, 272 SCRA 18, 47, May 2, 1997.
22
G.R. No. 157584, April 2, 200<J.
23
Supra at note 18.
'A law passed by Congress and approved by the
President can never be illegal because Conhlf'ess is
the source of all laws ... Aside from the fact that
movant is not aware of any law which makes illegal
the approprtat:ton of public . fi.Jllds for the
improvement of what we, in tlie meantime, may
assume as private property ... (Record on Appeal, p.
33.)' -
The first proposition must be rejected most emphatically, it
being inconsistct1t with the nature of the Government established
under the Constitution of the Republic ofthe Philippines and the
system of checks and balances underlying our political struct.1re.
Moreover, it is refuted by the decisions of this Court invalidating
legislative enactments deemed violative of the Constitution or
organic laws."
The existence of a patcnt!y unconstitutional act cannot be left to depend
l>n the political whims of the two b:rartches. Even assuming that _the Executive
abolishes the Pork Barrel System in its present form, the same does not
guarantee against the rc;ival of the system on a later date, quite possibly when
another person occupies the office in the future. Finally, it is solely within the
Honorable Court's power to definitively rule on the validity of this mechanism
of governance such that its adoption or abolition will be definite and will no
longer depend on the personal integrity of the current occupant.
B. THE EXECUTIVE AND
LEGISLATIVE BRANCHES
CANNOT USE THE POLITICAL
QUESTI(J'N DOCTRINE TO
. EVADE JUDICIAL REVIEW ON
THIS MATTER.
---------------------
Even assuming that the issue concerns a "political the
Honorable Court retaiL 3 jurisdiction to resolve the instant Petition.
------
Under the 1987 Constitution, the fact that a matter concerns a "political
question" is not a against judicial scrutiny. The 198'7 Constitution is
explicit in defining the scope of judicial power with the authority of the courts
to determjne' in an appropriate action the validity of the acts of the political
departments,
'judicial power includes the duty of the courts of justice to
settle actual controversies if!yolving rights which are leg..tlly
demandabfe -ai1u enforceab-je: and to determine whether or
there has been a grave abuse of discretion amounting to lack or
,J
excess of jurisdiction on the part of any branch or instnunentali7
of the Government." [Art. VIII, Sec. 1 par. 2]
This expanded certiorari power has resulted in several cases wherein the
Honorable Court a:;sumcd jurisdiction even if the issue was political in nature.
The nu.ings of the Honorable Court in the cases of Daza v.'S'. Singso11,
Coseteng vs. Mitra.fr., ;111d Guingona Jr. Vb'. GonzalC.'i for instance resolved
issues assailing the acts of the leaders of both Houses of Congress in
apportioning among political parties the seats to which each chamber was
entitled in the Commission on Appointments - a clearly "political" act.
Nonetheless, the llonorablc Court ruled the issues were justiciable since it
involved the legality - not the wisdom - of the manner of filling the
on Appointments as prescribed by Section 18, Article VI of the
Constitution.
A public official who willingly continues or allows to continue any act or
prot,l'fam that violates the provisions of the Constitution is engaged in acts of
abuse of"<itsciet:ion. witfiin ___ this formulation, the instant Petition falls
within the Honorable Court's power to review since a key allegation herein is
that through the continued funding and implementation of the components of
the Pork Barrel System, the two (2) political branches are engaged in acts of
grave abuse of discretion. It must be stated that the constitutive acts of grave
abuse [i.e. allowing legislators to retain PDAF even if it is unconstitutional,
continuing lump sum, discretionary funds, and allowirig similar funds to exist
off-budget} are not even denied by the public respondents, and instead are
being justified as not being "intrinsically wrong" and necessary for effective
governance. The Executive and the Legislative branches do not even dispute
that billions are lost every year to corruption under the Pork Barrel System.
And yet the system is maintained despite the acknowledged susceptibility to
corruption siffiply because both branches are caught by the lure of discretionary
and - as by th.:: COA Report - unaccountable spending.
In Estrada v. Desierta2
4
the Honorable Court likewise rendered the
issue justiciable when it ruled that the 1987 Constitution has enabled it to
. exercise judicial review whenever there 1s any occas10n of grave abuse of
discretion, to wii; -
"To a great degree, the 1987 Constitution has narrowed the
reach of the political doctrine when it expanded the power of
judicial review of this court not only to settle actual controve1:sies
involving rights which are legally demandable anq enfornable but
also to determinewhether or not there has been a grave abuse of
discretion amounting to lack or excess of jurisdiction on the part
of any branch or instrumentality of government. Heretofore, the
judiciary has focused on the "thou shalt not's" of the Constitu:ion
24
G.R. Nos. 14'6710-15. March 2, 2001.
,,-
directed agamst the exercise of its jurisdiction. \Xlith the new
provision, however, courts are given a greater prerogative to
determine what it can do to prevent grave abuse of discretion
amounting to lack or excess of jurisdiction on the part of any
branch or instrumentality of government. Clearly, the new
provision did not just grant. the Court po:wet of doing nothing. In
sync and syn1metry with this intent are other provisions of the
1987 Constitution trimming the so called political thicket. xxxx"
If there ever was a decisive instance where the 1987 Constitution's
expanded judicial power would be justified, that W')uld be this controversy
since both political branches are caught in a self-serving, unconstitutional
impasse that neither is inclined to break. In the meantime, each year that the
Pork Barrel System is maintained, billions are lost every year to corruption.
II. TI-lE PORK BARREL SYSTEM IS
UNCONSTITUTIONAL.
A'. THE PORK BARREL SYSTEM
VIOLATES SEPARATION OF
PO\VERS BY ALLOWING
CONGRESS TO INTRUDE INTO
TI-lE EXECUTIVE DOMAIN OF
Throughout constitutional histories across nations, a wall has been
maintained in recognition of the simple fact that even the truest statesmen
might falter when given the combined power to choose uhere to spi}nd public
money, and the power to actuai!J spend it. This doctrine is embodied by our own
Constitution wherein thwugh various provisions, it specifically allocates power
over the budget between the Executive branch and the Legislature.
25
As such,
---------------
25
Some of the relevant rrovis .ms mclude:
"Section 24. All appropriation, revenue or tariff bills, bills authorizing increase of
the debt, bills of local application, and private bills, shall originate exclusively in the
House of Represenratives, but the Senate may propose or concur with amendments.
Section 25.
The Congress may not increase the appropriations recommended by the President
for the operation 9f the Cuvemment as specified in the budget. The form, content, and
manner of preparat:on of the budget shall be prescribed l"j law.
No provision or enactment shall be embraced in the genetal appropriations bill
unless it relates specifically to some particular appropriation therein. Any such provisior1 or
enactment shall be limited in its operation to the appropriation t0 which it telates.
The procedure in approving appropriations for tne Congress shall strictly follow
the procedure for approving appropriations for other der:-artments and agencies.
Section 29.
No money shall be paid out . of the Treasury except in pursuance of an
appropriation made by law. xxx
All money collected on any tax levied for a special purpose shall be treated as 1
special fund and paid out for such purpose only. If the purpose for which a special ti.md was
while the Let,rislaturc holds the power to approve the budget, it is the Executive
that creates the annual proposal or the National Expenditure Program.
When the Coun r-rywide Development l
1
'und (CD I') challenged
before the Honorable Court, the Honorable Court explained the permissible
boundaries within which each Branch of governinent may participate in the
budi:,tetary process. Thus, the Honorable Court stated in Pbilconsa vs.
''1be authority t,riven to the members of Congress is only to
propose and idcntif)r projects to be implemented by the President.
Under Artide XLI of the GAA of 1994, the President must
perforce examme whether the proposals submitted by the
members of Cont,rress fall within the items of
expenditures for which the Fund was stt up, and if qualified, he
determines whether . they are in line with other projects
planned for the locality. Thereafter, if the proposed
qualify for fundinG under the Funds, it is the President who shaH
in'tplement them. In short, the propo&als and identifications
by ____ .!Jlli11bers of Congress are
supplied]
;. the existence of the CDF on1y if
Congress is limited to its constitutionally permissible role of "identifying
projects" and did not in actuality participate in the "implementation'' of public
projects. Notably, the cmx of the reasoning is the condition that Congress
must only recommend, not dictate.
-
A subsequent challenge against the Pork Barrel System was dismissed
because it failed to provide proof that members of Congress had in fa..:t
the constitutional boundaries laid out in Pb11consa v. Enriquez. In Lawyers
Against Mqaopoly and Poverty v. Secretary of Budgef-7, the Honorable
Court although recognizing the paramount interest. involved and the
seriousness qf the allegations that merited attention, declined jurisdiction in
view of the iack of proof that the two (2) political branches were transgressing
their constitutional limits, to wit:
..
created has been fulfilled or abandoned, the balance, if any, shall be transferred to the
general funds of the Govemrncnt.
Article VII
Section 22. The President shall submit to the Congress, w:thin thirty days from the
opening of every regular session as the basis of the general appropriations bill, a budget of
expenditures and sources of financing, including receipts from existing and proposed
revenue measures."
cu G.R. No. 113105, August I<J, I<J<J.:I.
"' G.R. No. 164987, April 24, 2012.
'1',
1 il !
'.;'i
!I''
. ..
"RegrcrtaL>ly, these allegations lack s .. 1bstantiation. No
convincing proof was presented showing that, indeed, there were
direct A funds to the Members of Cont,rress, who act 1ally
spend them according to their sole discretion. Not even a
docru.nentation of the disbursement of funds ,by the DBM in
favor of the lvfcmbers of Congress was presented by
petitioner to convince the Court to probe into the truth of their
claims. Devoid of any pertinent evidentiary stipport that illegal
of PDAF in the form of kickback:.s has become a common
exercise of unscrupulous Members of Congress, the Court c:1.nnot
indulge the petitioner's request for rejection of a law which is
outwardly legal and capable of lawful enforcement. In a case like
this, the Court's hands arc in deference to the presumption of
constitutiotiafiry Jest the-Court commits unpardonable judicial
legislation. The Court is not endowed wiLh the power of
clairvoyance to divine from scanty allegations in where
justice and truth lie. Again, newspaper or electronic reports
showing the appalling effects of PDAF cannot be appreciated by
the Court, "not because of any issue as to their truth, accuracy, or
impartiality, but for the simple reason thai: facts must be
established in accordance with the rules of evidence."
In a paper entitled "Understanding the Pork Barrel"
28
, ("Nograles
Paper") then Speaker of the House Propsero Nograles and Cong. Edcd C.
Lagman, Ch:--..iqJerson of the House Committee of Appropriations declared that
the Legislative Pork Barrel is constitutional using Philconsa v. Enriquez,
because:
"Even more fail to realize that since the advent of the CDF
in 1990 and the institution of the PDAF in 2000 up to the
present, there has been no post-audit report by the Commission
on Audit (CO A)_ directly associating any Member of Congress to a
serious abuse._ misuse and/or infraction in the t:tilization and
implementation of the much-malit,'11cd congressional funds .... This
is a gross misconception because Members of Congress neither
handle the funds nor implement the projects. -Their authority is
limited to the idcn ti fication of projects and dcsit,rnation of
beneficiaries, subject to a specific menu. 1ne implementation is
undertaken by the appropriate government agency after an open
public bidding., [Underscoring supplied]
Recently, when asked why the PDAF 1s maintained, respondent
Secretary of Budget invoked the Constitution:
28
Understanding the Pnrk n.1rrcl, Prospcro C Nogralcs, Hon. F.dccl C. an electronic copy
of wlllch is ;tvailal.Jie at
http: 21l.f 17145905/http: //w\vw.congress.gov .ph /pdaf /news/pQ.rk barrel. pdf.
'"Lawmaking is a function of Congress. An important
function of C.mgrcss besides making laws is what we cal; the
power of the purse. We can't remove from the lawmakers me
power to scrutinize the budget and make sure that that budget is a
budget aligned with the priorities of the he said.
'Because )'C"U power fr.om them, what will, who
will,. fulfill that fmction? What we should watch out for is ;he
n'J.eddling (of lawmakers) that distorr the budget,'"
29
It is respectfully submitted that, the recently rdeased COA Report fill.,
the gap described by all of these statements.
While it is still true that textually, the various general appropriations acts
still purport to limit legislators to a recommendatory role, the CO A Report
demonstrates that these limits arc often rccot,mized in the breach <Lnd havt:. in
fact, been rendered inutile. Indeed, the contents of the COA Report shows
that ''Pork Earrel System" has allowed the Legislative branch "hi-jack'' the
entire bureaucracy. In Berniudez et al vs. Executive Secretary et al
0
, the
Honorable Court stated that a power remains recommendatory only if the
exhortation or indorsement is "persuasive in character and not binding or
obligatory upon the party to whom it is made." .
A summary of the major findings of the COA include the follm:ving:
o Despite guidelines that each legislator has fixed allocations (i.e.
P 70 Million for Congressmen), a total of Seventy-Four (74)
legislators exceeded their respective allocations.
31
o Despite guidelines that expenditures should be within the
respective districts, the DB1-1 released funds for projects
outside the legislative districts of sponsoring congressmen.
32
o The COA Report establishes that NGO recipients "were
selected on the basis alone of the purported by
the supporting legislators."
o Despite existing laws and administrative regulations, the COA
Report found that the legislator's power to stlect the NGO
can1e without any public bidding as "reqUired under GPPB
Resolution No. 12-2007".
33
o In complete defiance of existing rules and regulations, the
COA Repdrt found that some recipient NGOs [6 in total1
were incorporated . by the legislators themselves or their
relatives. According to the COA Report, releases to NGOs
29
See "Palace: P25-B pork stc<ys in 2014 budget", Michael Lim Ubac, Philippine Daily Inquirer, 25 August
2013. Available at http:// newsinfo.inquirer.nct/ 473637/ pork-barrel-stays-in-2014-budget-says-
abad#ixzz2d2im09nl.
-'
0
G.R. No. 131429, 04 August 1999.
31
cf. Table 10 of the COA Report.
3
2 cf. Table 1 i of the CO,'\ Report.
3
3
cf. COA Report, Part II I, Chapter 2.
ii!i\:i.
:rl\r::'l,\
'
.-... --...
reached P 6.156 Billion.
o "P 'jhe of various livelihood funded
by a total of P152.408 Million PDAF releases were similarly
tainted. ItA. 91'84 was flouted. Projects were not advertised
and simply "awarded to suppliers identified by the legislator
and/ or of questionable legal and physical existence."
o TI-ie COA found that Fifty-four (54) infrastn1cture projects
were constructed "in private lots without any document to
support the turn over of such properties to the government":i
4
in complete defiance of the Honorable Court's landmark
decision in Pa8cual vs. Secretaty of Public Works.
35
I ntcrestingly, r he private properties benefited by the
infrastructure projects were subdivision, some of which
received funds several times.
As stated earlier, from 09 July to 15 Ser.Jtember 2012, the implementing
agencies were asked by the COA to comment on their audit highlights. The
defense made by the National Livelihood. Development Corporation
(":t'-TLDC") is the most telling as relayed by the COA Report thus:
"NLDC has ful:y relied on the Office of the I ,egislators to
supervise and ascertain project implementation. xxx
NLDC has been looking into interlocking personalities,
establishing the lcg:tl and physical existence of NGOs endorsed
by the blacklisted a number of NGOs, and has initially
expressed hesitance in being part of the PDAF implementation as .
early as November 2008 ...
The project implementation 1s directly particip'lted by the
proponent legislators."
The COA Report spans 2007 to 2009. Within this period, several
statutory and administrative "sa.feguards" were already in existence as a fall-out
from the 1996 CDF scam. R.A. 9184 is but one of them. Another class would
be the Government Procurement J>glicy Board Resolutions. In fact, one need
not go far and sin1ply quote the reminder prohibiting a member
of Congress from being directly interested in government contracts
'.
"Section 14. No Senator or Member of the House of
Representatives may personally appear as coursel before any
court of justice or before the Electoral Tribunals,. or quasi--judicial
and other administrative bodies. Neither. shall he, directly or
indirectly, be interested financially in any contra.ct with, or in any
franchise or special privilege granted by the Government, or any
3
4
cf. Table 43, COA Report.
35 G.R. No. L-10405 29 December 1960.
subdivision, agency, or instrumentality thereof, including any
government-owned or controlled corporation, or its subsid1ary,
during his term of office. He shall not intervene in any matter
before any office of the Covcrnmcnt for his pecuniary benefit or
where he may be called upon to act on account of his office."
None of these proscriptions mattered to the legislators. /\s the CO/\
Report details, constitutional, statutory, and judicial
safeguards were all similarly disregarded.
The findings of the CO/\ Report have not been credibly disputed. And
neither can it be. The COA Report does precisely what the Nograles Paper
refers to as a "post-audit report by the Commission on Audit (COA) directly
associating any Mertber of Congress to a serious abuse, misuse and/ or
infraction in the utilization and implementation". A Senator at first
tried to show that his handwriting was forged but, the COA has indicated that
they have documents showing that the Senator had confitmed to the
veracity ofhis signatures in the PDAF rcleases.
36
On the other hand, the Executive branch has officially ctted the COA
Report as its basis in releasing the Statement dated 23 Aut,:rust 2013, as well as
implementing an "abolition" of the PDAF:
There aic tiwsc \vi10 l:ieat-the PDAF as their own private fund,
to use as they please. This is clearly wrong: \Vhat is involved here
is the people's money; it should be used for the benefit of the
people, and not for the benefit of a few greedy individuals. 'fhe
shocking revelations of tlus misuse-the latest being the COA
Special Audit Report in the 2007-2009 PDAF \'lhich was .released
this past week-::4re truly scandalous, and so the time has come to
do two things."
Moreover, the release of the official of the Execctive Branch
was made in live television where the heads of both Houses of Congress were
seen behincl the Pres1dcnt as he delivered these words affirming official ':lction
on the basis of the COA Report.
The. COA iteport indisputably demon3trates the stark reality that
legislators been engaged in "implement:::tion" by wielding powers so far
beyond the contemplation of mere recommendations that it has allowed
absurdity to seep in. In one particular instance, a legislator dted by the
COA for releasing his PDAF to a foundation bearing hif father's name. As
detailed in the findings above, the fact that legislators Ca.!'. compel the award of
36
"Sen. Revilla u:lit'ettransaction signatures- COA'' G.MA Network News, 22 August
2013 Available at lmp.Jh'o\.w.gmanetwork.com/ncws/story/323190/ne\"S/nation/sen-rcvilla-himsclf.::
.verified-pork- barr.cl::!G1!1
projects on the strength of a mere recommendation alone renders the pretense
that he is merely "recommending" an abject The fact that a legislator's letter
can award projects '>-vithout any bidding, produces the same effect. And perha.ps
worst of all, the fact that legislators can award projects to their own "NGOs"
gives the lie to any claim that his word is only "persuasive".
Finally, an illustration of how absolute and definitive the power
legislators wield over project implementation in complete violation of
constih1tional principles can also be traced from one of the recommendations
made by the COA:
"It also recommended that lcbrislators limit their participation to
identification of projects, and ensure that such projects arc eligible
under the terms and provisions of the Genetal Appropriati<J11S
Act"
For the CO/\ to actually recommend that in the future, legislators limit
their participation and avoid implementing projects is a. stark recognition that
the Status Quo is that legislators are the ones dictating and who practically
implement PDAF-funded projects.
To insist that the public and the Constitution should be comforted by
what looks good on paper - that legislators remain - and
ignore reality as shown by the COA's Report is too much to ask. The extent of
actual participation, if not control wielded by legislators over the PDAF has
wrecked the constitutional boundaries, as described by the Honorable Court in
Lawyers vs. Secretilty.
"So long as there is no showing of a direct pat1c1pation of
legislators in the ach1al spending of the budget, the constitutional
boundaries between the Executive and the in the
budgetary process remain intact."
To paraphrase the Honorable Court's words in Lar:vyers v. Secreta.ty,
the existence of the COA Report establishes that the unconstitutional Pature of
the Pork Barrel System is now beyond "surmises and conjectures".
_, _____________....--
B. . THE ' PORK BARREL SYSTEM
RENDERS THE EXECUTIVE
AND THE LEGISLATIVE
BRANCI--IES PRATICALLY
INCAPABLE OF CHECKING
EACI-1 OTI--IER IN BUDGETARY
AND u 1 tl.ER MATTERS,
THEREBY OFFENDING THE
..
,,;i,.;
..
"'"
PRINCIPLE OF CHECKS AND
BALANCES.
It is a fw1damental principle in a constih1tional system that the aims of
govern under our Constitution's system of checks and balances, one
department is giveil Lcuaiu f)owers by it may definitely restrain the
others from exceeding constitutional authority. It may object or resist any
encroachment upon its authority, or it may question, if necessary any act or acts
which w1lawfully interferes with its sphere of jurisdiction and authcrity. This is
best achieved if the system of checks and balances is observed.
The texh1al safeguards of checks and balance applicaLle to the
relationship between the E:xccutive and the Legislature are:
'I' .f'
f.''
1. The Executive alone can the budget proposal and its
proposed amou11ts cannot be Congrc.ss;
2.. --The Legislature may choose tl reduce the Executive's Ludgetary
proposals;
t-
3. The Legislah1re's power to dejty
1
the proposed budget.
4. The Executive power to time release of funds;
5. TI1e Legislature's power of Impeachment.
These "checks" working together ensure that our government 1s not
held captive by self-interest. By completely segregating the functions in the
budgetary process and virtually pitting one branch against the other, the
fran1ers a precarious balance that will protect public interest by
making it flearly impossible for the two political branches to collude in the use
of public funds.
The Legislature is progran1med to scrut:truze the Executive's budget
proposals. In isintended to be shielded from the pandering
of individual legislators for f-unding. Legislative influence can only extend to
identifying projects but, the Executive alone determines who to award it to as a
shield against Legislators generating business for themselves or their families.
The Pork Barrel System wrecks this balance.
By introducing 'the two (2) components of the Pork Barrel System: (1)
the Legislature's PDAF; and (2) the Executive's ever increasing lump sum,
discretionary funds, some of which are not even found in the budget, the Pork
Barrel System has engendered a culture of cooptation instead of the guarded
cooperation constitution envisioned.
To begin with, the Pork Barrel System did the unthinkable -it brave each
a direct, personal' interest in the pa.ssage of the yearly budget. With P
..
..
"'. '
.
70 Million or P 200 Million at stake every year, each .member of Congress has
been transformed from a disinterested participant or fiscalizer into a direct
partner invested in the success of the budgetary process:
The COA Report's findings show that despite all textual exhortatio11s of
dispassionate scrutiny, arms length dealing, arid non-involvement in project
implementation, legislators and their families cannot help but be direcdy
involved in the spending of their respective allocations.
Moreover, the inclusion of huge lump sum, discretionary funds in the
National Expenditure Program should theoretically not pass muster under
Congressional scrutiny. Instead however, the years have seen these funds
increase dramatically. Nearly unbridled power to spend in the hands of one
person should :<11)