Introduction To Solid State Physics 8ed. - Solution Manual
Introduction To Solid State Physics 8ed. - Solution Manual
CHAPTER 1: CRYSTAL STRUCTURE. Periodic Array of Atoms. Fundamental Types of Lattices. Index System for Crystal Planes. Simple Crystal Structures. Direct Imaging of Atomic Structure. Nonideal Crystal Structures. Crystal Structure Data. CHAPTER 2: WAVE DIFFRACTION AND THE RECIPROCAL LATTICE. Diffraction of Waves by Crystals. Scattered Wave Amplitude. Brillouin Zones. Fourier Analysis of the Basis. CHAPTER 3: CRYSTAL BINDING AND ELASTIC CONSTANTS. Crystals of Inert Gases. Ionic Crystals. Covalent Crystals. Metals. Hydrogen Bonds. Atomic Radii. Analysis of Elastic Strains. Elastic Compliance and Stiffness Constants. Elastic Waves in Cubic Crystals. CHAPTER 4: PHONONS I. CRYSTAL VIBRATIONS. Vibrations of Crystals with Monatomic Basis. Two Atoms per Primitive Basis. Quantization of Elastic Waves. Phonon Momentum. Inelastic Scattering by Phonons. CHAPTER 5: PHONONS II. THERMAL PROPERTIES. Phonon Heat Capacity. Anharmonic Crystal Interactions. Thermal Conductivity. CHAPTER 6: FREE ELECTRON FERMI GAS. Energy Levels in One Dimension. Effect of Temperature on the Fermi-Dirac Distribution. Free Electron Gas in Three Dimensions. Heat Capacity of the Electron Gas.
Electrical Conductivity and Ohms Law. Motion in Magnetic Fields. Thermal Conductivity of Metals. CHAPTER 7: ENERGY BANDS. Nearly Free Electron Model. Bloch Functions. Kronig-Penney Model. Wave Equation of Electron in a Periodic Potential. Number of Orbitals in a Band. CHAPTER 8: SEMICONDUCTOR CRYSTALS. Band Gap. Equations of Motion. Intrinsic Carrier Concentration. Impurity Conductivity. Thermoelectric Effects. Semimetals. Superlattices. CHAPTER 9: FERMI SURFACES AND METALS. Construction of Fermi Surfaces. Electron Orbits, Hole Orbits, and Open Orbits. Calculation of Energy Bands. Experimental Methods in Fermi Surface Studies. CHAPTER 10: SUPERCONDUCTIVITY. Experimental Survey. Theoretical Survey. High-Temperature Superconductors. CHAPTER 11: DIAMAGNETISM AND PARAMAGNETISM. Langevin Diamagnetism Equation. Quantum Theory of Diamagnetism of Mononuclear Systems. Paramagnetism. Quantum Theory of Paramagnetism. Cooling by Isentropic Demagnetization. Paramagnetic Susceptibility of Conduction Electrons. CHAPTER 12: FERROMAGNETISM AND ANTIFERROMAGNETISM. Ferromagnetic Order. Magnons. Neutron Magnetic Scattering. Ferrimagnetic Order. Antiferromagnetic Order. Ferromagnetic Domains.
Single Domain Particles. CHAPTER 13: MAGNETIC RESONANCE. Nuclear Magnetic Resonance. Line Width. Hyperfine Splitting. Nuclear Quadrupole Resonance. Ferromagnetic Resonance. Antiferromagnetic Resonance. Electron Paramagnetic Resonance. Principle of Maser Action. CHAPTER 14: PLASMONS, POLARITONS, AND POLARONS. Dielectric Function of the Electron Gas. Plasmons. Electrostatic Screening. Polaritons. Electron-Electron Interaction. Electron-Phonon Interaction: Polarons. Peierls Instability of Linear Metals. CHAPTER 15: OPTICAL PROCESSES AND EXCITONS. Optical Reflectance. Excitons. Raman Effects in Crystals. Energy Loss of Fast Particles in a Solid. CHAPTER 16: DIELECTRICS AND FERROELECTRICS. Macroscopic Electric Field. Local Electric Field at an Atom. Dielectric Constant and Polarizability. Structural Phase Transitions. Ferroelectric Crystals. Displacive Transitions. CHAPTER 17: SURFACE AND INTERFACE PHYSICS. Surface Crystallography. Surface Electronic Structure. Magnetoresistance in a Two-Dimensional Channel. p-n Junctions. Heterostructures. Semiconductor Lasers. Light-Emitting Diodes.
CHAPTER 18: NANOSTRUCTURES. Imaging Techniques for Nanostructures. Electronic Structure of 1D Systems. Electrical Transport in 1D. Electronic Structure of 0D Systems. Electrical Transport in 0D. Vibrational and Thermal Properties of Nanostructures. CHAPTER 19: NONCRYSTALLINE SOLIDS. Diffraction Pattern. Glasses. Amorphous Ferromagnets. Amorphous Semiconductors. Low Energy Excitations in Amorphous Solids. Fiber Optics. CHAPTER 20: POINT DEFECTS. Lattice Vacancies. Diffusion. Color Centers. CHAPTER 21: DISLOCATIONS. Shear Strength of Single Crystals. Dislocations. Strength of Alloys. Dislocations and Crystal Growth. Hardness of Materials. CHAPTER 22: ALLOYS. General Consideration. Substitutional Solid Solutions Hume-Rotherby Rules. Order-Disorder Transformation. Phase Diagrams. Transition Metal Alloys. Kondo Effect.
CHAPTER 1
+y +z and x y +z are in the directions of two body diagonals of a 1. The vectors x cube. If is the angle between them, their scalar product gives cos = 1/3, whence = cos 1 1/ 3 = 90 + 19 28' = 109 28' . 2. The plane (100) is normal to the x axis. It intercepts the a' axis at 2a' and the c' axis at 2c' ; therefore the indices referred to the primitive axes are (101). Similarly, the plane (001) will have indices (011) when referred to primitive axes. 3. The central dot of the four is at distance cos 60 a = a ctn 60 = cos 30 3
from each of the other three dots, as projected onto the basal plane. If the (unprojected) dots are at the center of spheres in contact, then
a c a = + , 3 2
2 2 2
or
2 2 1 2 a = c ; 3 4 c 8 = 1.633. a 3
1-1
CHAPTER 2
hk is a plane defined by the points a1/h, a2/k, and a3 / . (a) Two vectors that lie in the plane may be taken as a1/h a2/k and a1 / h a3 / . But each of these vectors gives zero as its scalar product with G = ha1 + ka 2 + a3 , so that G must be perpendicular to the plane is the unit normal to the plane, the interplanar spacing is n a1/h . But n =G/ |G|, hk . (b) If n + ky + z ) , whence d(hk ) = G a1 / h|G| = 2 / | G| . (c) For a simple cubic lattice G = (2 / a)(hx
1. The crystal plane with Miller indices whence
1 G 2 h 2 + k 2 + 2 = = . d 2 4 2 a2
1 3a 2 1 2. (a) Cell volume a1 a 2 a3 = 3a 2 0 1 a 0 2 1 a 0 2 0 c
1 3 a 2 c. 2
x (b) b1 = 2 4 1 a 2 a3 = 3a 2 | a1 a 2 a3 | 3a c 2 0
1 a 0 2 0 c
VBZ = (2)3
= (2)3 / VC .
For the vector identity, see G. A. Korn and T. M. Korn, Mathematical handbook for scientists and engineers, McGraw-Hill, 1961, p. 147. 4. (a) This follows by forming
2-1
|F|2 =
1 M occurs for = 2/M. That this is the correct consideration follows from 2
5. S (v1 v 2 v 3 ) = f e
2i(x j v1 +y j v 2 +z j v3 )
S (basis) = 1 + e
1 (v1 + v 2 + v3 ). 2
Now S(fcc) = 0 only if all indices are even or all indices are odd. If all indices are even the structure factor of the basis vanishes unless v1 + v2 + v3 = 4n, where n is an integer. For example, for the reflection (222) we have S(basis) = 1 + ei3 = 0, and this reflection is forbidden.
6.
= (4 G 3a 0 ) dx x sin x exp ( 2x Ga 0 )
3
= (4 G 3a 0 ) (4 Ga 0 ) (1 + r G 2 a 0 ) 2
3 2
16 (4 + G 2 a 0 ) 2 .
2
The integral is not difficult; it is given as Dwight 860.81. Observe that f = 1 for G = 0 and f 1/G4 for
Ga 0 >> 1.
7. (a) The basis has one atom A at the origin and one atom B at
a k = 2 (integer) defines a set of parallel planes in Fourier space. Intersections with a sphere are
a set of circles, so that the diffracted beams lie on a set of cones. (b) S(n) = fA + fB ein. For n odd, S = fA
2-2
fB; for n even, S = fA + fB. (c) If fA = fB the atoms diffract identically, as if the primitive translation vector were
2-3
CHAPTER 3
/ 1. E = (h
2. bcc:
U(R) = 2N[9.114( R )12 12.253( R)6 ]. At equilibrium R 0 = 1.4886 , and U(R 0 ) = 2N( 2.816). U(R) = 2N[12.132( R )12 14.454( R)6 ]. At equilibrium R 0 = 1.6796 , and U(R 0 ) = 2N( 4.305). Thus the cohesive energy ratio bcc/fcc = 0.956, so that the fcc structure is
6
fcc:
3.
| U | = 8.60 N = (8.60) (6.02 1023 ) (50 1016 ) = 25.9 109 erg mol = 2.59 kJ mol.
This will be decreased significantly by quantum corrections, so that it is quite reasonable to find the same melting points for H2 and Ne. 4. We have Na Na+ + e 5.14 eV; Na + e Na + 0.78 eV. The Madelung energy in the NaCl structure, with Na+ at the Na+ sites and Na at the Cl sites, is
nA q 2 U nA n = N n +1 + 2 = 0 ; R 0 = , R q 2 R0 R0
and
U(R 0 ) =
Nq 2 1 (1 ). R0 n
3-1
b.
U(R 0 -R 0 ) = U ( R 0 ) +
1 2U 2 R 0 ( R 0 ) + . . . , 2 2 R
0
= 0.
6. For KCl, = 0.34 108 ergs and = 0.326 108. For the imagined modification of KCl with the ZnS structure, z = 4 and = 1.638. Then from Eq. (23) with x R0/ we have
x 2 e x = 8.53 103.
By trial and error we find x 9.2, or R0 = 3.00 . The actual KCl structure has R0 (exp) = 3.15 . For the imagined structure the cohesive energy is
U=
-q 2 p U 1 , or 2 =-0.489 R0 R0 q
in units with R0 in . For the actual KCl structure, using the data of Table 7, we calculate
U = 0.495, q2
units as above. This is about 0.1% lower than calculated for the cubic ZnS structure. It is noteworthy that the difference is so slight. 7. The Madelung energy of Ba+ O is e2/R0 per ion pair, or 14.61 1012 erg = 9.12 eV, as compared with 4(9.12) = 36.48 eV for Ba++ O--. To form Ba+ and O from Ba and O requires 5.19 1.5 = 3.7 eV; to form Ba++ and O-- requires 5.19 + 9.96 1.5 + 9.0 = 22.65 eV. Thus at the specified value of R0 the binding of Ba+ O is 5.42 eV and the binding of Ba++ O-- is 13.83 eV; the latter is indeed the stable form. 8. From (37) we have eXX = S11XX, because all other stress components are zero. By (51),
Thus Y = (C11 + C12 C11 2C12 ) (C11 + C12 ); further, also from (37), eyy = S21Xx, whence
3-2
e in (43). Then
u (r, t) = u 0 ei[(K
3) (x + y + z) t]
2 = 2p + q = K 2 (C11 + 2C12 + 4C 44 ) / 3,
and the other two roots (shear waves) are
3-3
M11 = C11K x + C 44 (K y + K z ) 2 ;
2 2 2
is equal to the
for the sum of the (velocities)2 of the 3 elastic modes in any direction of K. 14. The criterion for stability of a cubic crystal is that all the principal minors of the quadratic form be positive. The matrix is: C11 C12 C12 C12 C11 C12 C12 C12 C11
C44
C44
C44
The principal minors are the minors along the diagonal. The first three minors from the bottom are C44, C442, C443; thus one criterion of stability is C44 > 0. The next minor is C11 C44 3, or C11 > 0. Next: C443 (C112 C122), whence |C12| < C11. Finally, (C11 + 2C12) (C11 C12)2 > 0, so that C11 + 2C12 > 0 for stability.
3-4
CHAPTER 4 1a. The kinetic energy is the sum of the individual kinetic energies each of the form
1 2 Mu S . The force 2
between atoms s and s+1 is C(us us+1); the potential energy associated with the stretching of this bond is
1 C(u s u s +1 ) 2 , and we sum over all bonds to obtain the total potential energy. 2
b. The time average of
u s +1 = u cos[t (s + 1)Ka] = u{cos(t sKa) cos Ka + sin (t sKa) sin Ka}. Then u s u s +1 = u {cos(t sKa) (1 cos Ka) sin (t sKa) sin Ka}.
We square and use the mean values over time:
2u u 1 u(s + p) = u(s) + pa + p 2 a 2 2 + ; x s 2 x s
On substitution in the equation of motion (16a) we have
2u 2u 2 2 = ( p a C ) , p p>0 t 2 x 2
4-1
v 2 = M 1
p >0
p 2a 2Cp .
4.
2 =
6. (a) The Coulomb force on an ion displaced a distance r from the center of a sphere of static or rigid conduction electron sea is e2 n(r)/r2, where the number of electrons within a sphere of radius r is (3/4 R3) (4r3/3). Thus the force is e2r/R2, and the
4-2
force constant is e2/R3. The oscillation frequency D is (force constant/mass)1/2, or (e2/MR3)1/2. (b) For sodium
M 4 1023 g and R 2 108 cm; thus D (5 1010 ) (3 1046 )1 2 3 1013 s 1 (c) The maximum phonon wavevector is of the order of 108 cm1. If we suppose that 0 is
associated with this maximum wavevector, the velocity defined by 0/Kmax 3 105 cm s1, generally a reasonable order of magnitude. 7. The result (a) is the force of a dipole ep up on a dipole e0 u0 at a distance pa. Eq. (16a) becomes = (2 / M)[ (1 cos Ka) + (1) (2e / p a )(1 cos pKa)] .
2 P 2 3 3 p>0
1 + (1) P [1 (1) P ]p 3 = 0 ,
p>0
= 1 . The summation is 2(1 + 33 + 53 + ) = 2.104 and this, by the properties of the zeta function, is also 7 (3)/4. The sign of the square of the speed of sound in the limit Ka << 1 is p 3 2 given by the sign of 1 = 2 ( 1) p p , which is zero when 1 21 + 31 41 + = 1/2. The series
p p>0
or if [1 ( 1) ]p
is just that for log 2, whence the root is = 1/(2 log 2) = 0.7213.
4-3
1 = m | sin Ka|. We solve this for K to obtain 2 2 1 K = (2/a) sin ( / m ) , whence dK/d = (2 / a)(m 2 ) 1/ 2 and, from (15), D()
2
= (2L/a)(m 2 ) 1/ 2 . This is singular at = m. (b) The volume of a sphere of radius K in 3 3/2 Fourier space is = 4K / 3 = (4 / 3)[(0 ) / A] , and the density of orbitals near 0 is D()= (L/2)3 | d/d |= (L/2)3 (2 / A 3/2 )(0 )1/ 2 , provided < 0. It is apparent that
D() vanishes for above the minimum 0. 2. The potential energy associated with the dilation is
3 k BT , because the other degrees of freedom are to be associated with shear distortions of the lattice cell. 2 2 47 24 3 Thus < ( V) > = 1.5 10 ;(V) rms = 4.7 10 cm ; and ( V) rms / V = 0.125 . Now 3a/a V/V , whence (a) rms / a = 0.04 .
3. (a)
where
from
(20)
2
for
Debye
spectrum
/ D / 82 v3 . (b) In one dimension from = d D()1 = 3VD / 43 v3 , whence < R 2 > = 3h 1 (15) we have D() = L/v , whence d D() diverges at the lower limit. The mean square 1 2 / strain in one dimension is < (R/x) 2 > = K 2 u 0 = (h/2MNv) K 2 2 2 / / D / 4MNv3 . = (h/2MNv) (K D / 2) = h
4. (a) The motion is constrained to each layer and is therefore essentially two-dimensional. Consider one plane of area A. There is one allowed value of K per area (2/L)2 in K space, or (L/2)2 = A/42 allowed values of K per unit area of K space. The total number of modes with wavevector less than K is, with = vK,
N = (A/42 ) (K 2 ) = A2 / 4v 2 .
The density of modes of each polarization type is D() = dN/d = A/2v2. The thermal average phonon energy for the two polarization types is, for each layer,
U = 2
D() n(,) d = 2
D A d , 2 0 2v exp(h/) 1
where D is defined by N =
2A3 2v 2 2
x2 dx. ex 1
5-1
(b) If the layers are weakly bound together, the system behaves as a linear structure with each plane as a vibrating unit. By induction from the results for 2 and 3 dimensions, we expect C T . But this only holds at extremely low temperatures such that << D vN layer / L , where Nlayer/L is the number of layers per unit length. 5. (a) From the Planck distribution
1 1 x 1 = (e + 1) /(e x 1) = coth (x/2) , where 2 2 2 x/2 sx x/2 x / /k BT . The partition function Z = e e = e /(1 e ) = [2sinh (x/2)]1 and the x=h <n>+
free energy is F = kBT log Z = kBT log[2 sinh(x/2)]. (b) With () = (0) (1 ), the condition
1 / coth (h / /2k BT) on direct differentiation. The energy h 2 / is just the term to the right of the summation symbol, so that B = U (T) . (c) By definition <n>h of , we have / = V/V , or d log = d log V . But D , whence d log = d log V .
F/ = 0 becomes B =
5-2
CHAPTER 6
/2 2 h 1. The energy eigenvalues are k = k . The mean value over the volume of a sphere in k space is 2m
<> =
The total energy of N electrons is
/ 2 k 2 dk k 2 3 h /2 2 3 h = k F = F . 2m k 2 dk 5 2m 5
3 U0 = N F . 5
2a. In general p = U/V at constant entropy. At absolute zero all processes are at constant entropy (the
/ 2 32 N 3 h = N , whence 5 2m V
23
dp 2 dU 0 2 U 0 2 U 0 10 U 0 2 U0 B = V . = V + + = = 2 dV 9 V 3 V 3V dV 3 V 3 V
(c) For Li,
U0 3 = (4.7 1022 cm 3 ) (4.7 eV) (1.6 1012 erg eV) V 5 = 2.1 1011 erg cm 3 = 2.1 1011 dyne cm 2 ,
whence B = 2.3 1011 dyne cm2. By experiment (Table 3.3), B = 1.2 1011 dyne cm2. 3. The number of electrons is, per unit volume, n = of orbitals. In two dimensions
d D()
1 e
( )
+1
n=
m 1 d () 2 0 / h +1 e m = 2 ( + log (1 + e )), / h
where the definite integral is evaluated with the help of Dwight [569.1].
2 1033 1057 nucleons, and roughly an equal number of electrons. In a 4a. In the sun there are 24 1.7 10
white dwarf star of volume
6-1
/2 h 1 1 (32 n)2 3 1027 1020 107 ergs, or 3.104 eV. (b) The value of kF is not 2m 2 2 1/3 / F hc / 3 n. (c) A affected by relativity and is n , where n is the electron concentration. Thus F hck F =
change of radius to 10 km = 106 cm makes the volume 4 1018 cm3 and the concentration 3 1038 cm
3
. Thus F 10
27
5. The number of moles per cm3 is 81 103/3 = 27 103, so that the concentration is 16 1021 atoms cm . The mass of an atom of He3 is (3.017) (1.661) 1024 = 5.01 1024 g. Thus
v=
and the electric current density is
eE m eE 1 + i = , i + (1 ) m 1+ ()2
j = n( e)v =
7. (a) From the drift velocity equation
ne 2 1 + i E. m 1+ ()2
iv x = (e m)E x + c v y ; iv y = (e m)E y c v x .
We solve for vx, vy to find
(c 2 )v x = i( e m )E x + c ( e m )E y ;
2 2
(c 2 )v y = i( e m )E y + c ( e m )E x .
We neglect the terms in c2. Because j = n(e)v = E, the components of come out directly. (b) From the electromagnetic wave equation
c 2 2 E = 2 E t 2 ,
we have, for solutions of the form ei(kz t), the determinantal equation
xx 2 c 2 k 2 xy 2 = 0. yx 2 yy 2 c 2 k 2
6-2
r0
( r ) 4r 2dr = 3e2
2r0 ,
where the electron charge density is e(3/4r03). (b) The electron self-energy is
r0
dr 4r 3 3 4r 2 r 1 = 3e 2 5r0 .
3
)(
The average Fermi energy per electron is 3F/5, from Problem 6.1; because N V = 3 4r0 , the average is 3 ( 9 4 )
23
U=
which is a minimum at
1.80 2.21 + 2 rs rs
jy = yx E x =
For c >> 1, we have yx 0 c = ne m
2
1 + ( c )
0 E x .
) ( mc eB ) = neB c .
10. For a monatomic metal sheet one atom in thickness, n 1/d3, so that
R sq mv F nd 2 e 2 mv F d e 2 .
/ by the de Broglie relation and If the electron wavelength is d, then mv F d h / e 2 = 137 c R sq h
in Gaussian units. Now
6-3
6-4
CHAPTER 7 1a. The wavevector at the corner is longer than the wavevector at the midpoint of a side by the factor 2. As k2 for a free electron, the energy is higher by ( 2)2 = 2. b. In three dimensions the energy at a corner is higher by ( 3)2 than at the midpoint of a face. c. Unless the band gap at the midpoint of a face is larger than the kinetic energy difference between this point and a corner, the electrons will spill over into the second zone in preference to filling up the corner states in the first zone. Divalent elements under these conditions will be metals and not insulators.
/ k 2m , where the free electron wavevector k may be written as the sum of a vector K in the 2. = h reduced zone and of a reciprocal lattice vector G. We are interested in K along the [111] direction: from
2 2
+ (h + k ) y + G = ( 2 a ) [( h k + ) x
Gs
of
the
reciprocal
], ( h + k + ) z
2
are
given
by where
h, k,
2
are
2
any
integers.
2
/ Then = h
2m
( 2 a ) [( u + h k + ) + ( u + h + k ) + ( u h + k + )
6[3(1/2)2] or 9/2. These indices are (000);
]. We now
have to consider all combinations of indices h, k, for which the term in brackets is smaller than
(001); (111); 1 10 , 10 1 , and 0 1 1 ; (110), (101), and (011). 3. (a) At k = 0 the determinantal equation is (P/Ka) sin Ka + cos Ka = 1. In the limit of small positive P this equation will have a solution only when Ka 1. Expand the sine and cosine to obtain in lowest order
) (
( 1 1 1 ) ; ( 100 ) , ( 0 10 ) ,
and
( 00 1 ) ;
1 2 The energy is = ( Ka ) . 2 / 2 K 2 2m h / 2 P ma 2 . (b) At k = /a the determinantal equation is (P/Ka) sin Ka + cos Ka = 1. In h the same limit this equation has solutions Ka = + , where 1 . We expand to obtain 1 2 ( P )( ) + 1 + = 1, which has the solution = 0 and = 2P/. The energy gap is 2 / 2 2ma 2 ( 2 ) h / 2 2ma 2 ( 4P ) . Eg = h P
4. (a) There are two atoms in the basis, and we label them a and b. Then the crystal potential may be written as U = U1 + U 2 = U1 ( r ) + U1 x + components U G = U1G + U 2G