Australian Geomechanics: Landslide Risk Management
Australian Geomechanics: Landslide Risk Management
Australian Geomechanics
Journal and News of the Australian Geomechanics Society
Volume 42 No 1 March 2007
Extract containing:
ISSN 0818-9110
INTRODUCTION................................................................................................................................................. 13
DESCRIPTION OF LANDSLIDE SUSCEPTIBILITY, HAZARD AND RISK ZONING FOR LAND USE
PLANNING ........................................................................................................................................................... 16
LANDSLIDE ZONING MAP SCALES AND DESCRIPTORS FOR SUSCEPTIBILITY, HAZARD AND
RISK ZONING...................................................................................................................................................... 20
10
11
12
ACKNOWLEDGEMENTS.................................................................................................................................. 32
13
REFERENCES...................................................................................................................................................... 32
INTRODUCTION
There are a number of natural hazards which are relevant to urban, residential, rural and undeveloped property
throughout Australia. These include flooding, bush fire, coastal processes and landslides. This guideline addresses
landslide susceptibility, hazard and risk zoning for land use planning.
In 1998, following the Thredbo landslide in which 18 persons were killed, the Institution of Engineers Australia and the
Australian Geomechanics Society (AGS) formed a Taskforce on the Review of Landslides and Hillside Construction
Standards. The Taskforce after reviewing the Australian Standards and relevant codes on landslides and hillside
construction concluded that they were inadequate and recommended the production of four guidelines:
The Australian Geomechanics Society Landslide Risk Management Concepts and Guidelines, already under
preparation at the time of the Thredbo landslide, was published in 2000 (AGS 2000, 2002). This document touched on
all four areas but mainly addressed the fourth. It is used extensively throughout Australia.
In 2005 the Australian Geomechanics Society in collaboration with the Sydney Coastal Councils Group, was successful
in obtaining funding under the Australian governments National Disaster Mitigation Program (NDMP) to further the
development of the guidelines which had been recommended by the Taskforce. Work to prepare these guidelines has
13
progressed in 2005 and 2006 and has involved extensive consultation with those involved in landslide mapping for land
use planning and the application of such mapping for planning in local government.
This Guideline for Landslide Susceptibility, Hazard and Risk Zoning for Land Use Planning provides:
The guideline considers landslides occurring in natural slopes and from failure of constructed slopes including cuts, fills
and retaining walls and the impact of the landslides on the area to be zoned. It is intended for use by local, state and
national government officials, geotechnical professionals, land use planners and project managers.
This guideline has been developed at the same time as similar guidelines prepared by the JTC-1 The Joint International
Committee on Landslides and Engineered Slopes and there has been an interchange of concepts and detailed inputs
between the two guidelines.
Through the NDMP, Australian governments (at Commonwealth, State and Local Government levels) are also funding
the development of a Practice Note Guideline (AGS 2007c) to supersede the Landslide Risk Management Guideline
(AGS 2000, AGS 2002), and a series of GeoGuides on Slope Management and Maintenance (AGS 2007e).
2.1
DEFINITIONS
Definitions for terms used in landslide zoning and risk management are given in Appendix A. These definitions are
based on IUGS (1997), with some amendments in matters of detail based on internationally adopted definitions
prepared by The International Society of Soil Mechanics and Geotechnical Engineering (ISSMGE) Technical
Committee 32. These definitions should be used for all zoning, reports and land use planning documents. It is
recommended that the definitions are attached to these documents so there is no misunderstanding of the terms.
Definitions of the main terms are:
14
Landslide. The movement of a mass of rock, debris, or earth (soil) down a slope.
Landslide Inventory. An inventory of the location, classification, volume, activity and date of occurrence of
individual landslides in an area.
Landslide Susceptibility. A quantitative or qualitative assessment of the classification, volume (or area) and
spatial distribution of landslides which exist or potentially may occur in an area. Susceptibility may also
include a description of the velocity and intensity of the existing or potential landsliding.
Hazard. A condition with the potential for causing an undesirable consequence. The description of landslide
hazard should include the location, volume (or area), classification and velocity of the potential landslides and
any resultant detached material and the probability of their occurrence within a given period of time.
Landslide hazard includes landslides which have their source in the area or may have their source outside the
area but may travel on to or regress into the area.
Risk. A measure of the probability and severity of an adverse effect to health, property or the environment.
Risk is often estimated by the product of probability and consequences. However, a more general
interpretation of risk involves a comparison of the probability and consequences in a non-product form.
For these guidelines risk is further defined as:
(a) For life loss, the annual probability that the person most at risk will lose his or her life taking account of
the landslide hazard and the temporal spatial probability and vulnerability of the person.
(b) For property loss, the annual probability of the consequence or the annualised loss taking account of the
elements at risk, their temporal spatial probability and vulnerability.
Elements at Risk. The population, buildings and engineering works, economic activities, public services
utilities, infrastructure and environmental features in the area potentially affected by the landslide hazard.
Vulnerability. The degree of loss to a given element or set of elements within the area affected by the
landslide hazard. It is expressed on a scale of 0 (no loss) to 1 (total loss). For property, the loss will be the
value of the damage relative to the value of the property; for persons, it will be the probability that a particular
life (the element at risk) will be lost, given the person(s) is (are) affected by the landslide.
Zoning. The division of land into homogeneous areas or domains and their ranking according to degrees of
actual or potential landslide susceptibility, hazard or risk.
In this guideline use of the word landslide implies both existing (or known landslides) and potential landslides which a
practitioner might reasonably predict based on the relevant geology, geometry and slope forming processes. Such
potential landslides may be of varying likelihood of occurrence.
The term landslip is sometimes used to describe landslides but is not the recommended term.
It is noted that the term zoning has particular application by planners in Australia. This document uses the term as it
best describes the process and is used internationally. To avoid confusion, those preparing landslide zoning using this
document should always refer to landslide susceptibility zoning, landslide hazard zoning and landslide risk
zoning.
2.2
LANDSLIDE CLASSIFICATION AND TERMINOLOGY
It is important that those carrying out landslide mapping use consistent terminology to classify and describe the
landslides. It is recommended that the classifications of Cruden and Varnes (1996), Varnes (1978) or Hutchinson (1988)
and terminology described in IAEG (1990) be used. These are reproduced in AGS (2007c).
Since the publication of AGS (2000), many local government authorities have required a quantitative risk assessment
approach for assessment of life loss risk for individual building developments. They have generally accepted qualitative
or semi-quantitative assessment of property risk. These assessments are carried out using the risk based framework
described in AGS (2000) and AGS (2002).
Figure 1 summarizes the framework for landslide risk management. This is taken from Fell et al. (2005) and represents
a framework widely used internationally. It was the basis for the State of the Art papers and invited papers at the
International Conference on Landslide Risk Management held on Vancouver in May 2005 and is consistent with AGS
(2000), AGS (2002)and AGS (2007c).
It is recommended that this general framework be used for landslide susceptibility, hazard and risk zoning whether a
quantitative or qualitative approach is being taken.
15
4.1
TYPES OF LANDSLIDE ZONING
Landslide Susceptibility Zoning involves the classification, volume (or area) and spatial distribution of existing and
potential landslides in the study area. It may also include a description of the travel distance, velocity and
intensity of the existing or potential landsliding. Landslide susceptibility zoning usually involves developing
an inventory of landslides which have occurred in the past together with an assessment of the areas with a
16
potential to experience landsliding in the future, but with no assessment of the frequency (annual probability)
of the occurrence of landslides. In some situations susceptibility zoning will need to be extended outside the
study area being zoned for hazard and risk to cover areas from which landslides may travel on to or regress
into the area being zoned. It will generally be necessary to prepare separate susceptibility zoning maps to show
landslide sources and areas onto which landslides from the source landslides may travel or regress.
Landslide Hazard Zoning takes the outcomes of landslide susceptibility mapping, and assigns an estimated frequency
(annual probability) to the potential landslides. It should consider all landsliding which can affect the study
area including landslides which are above the study area but may travel onto it and landslides below the study
area which may retrogressively fail up-slope into it. The hazard may be expressed as the frequency of a
particular type of landslide of a certain volume or landslides of a particular type, volume and velocity (which
may vary with distance from the landslide source) or, in some cases, as the frequency of landslides with a
particular intensity where intensity may be measures in kinetic energy terms. Intensity measures are most
useful for rock falls.
Landslide Risk Zoning takes the outcomes of hazard mapping and assesses the potential damage to persons (annual
probability the person most at risk loses his or her life) and to property (annual value of property loss) for the
elements at risk, accounting for temporal and spatial probability and vulnerability.
It will often be necessary to produce separate susceptibility, hazard and risk zoning maps for the different types of
landslides affecting the area; e.g. for rock falls, small shallow landslides and deep-seated larger landslides. It may be
necessary to produce separate maps for landslides from natural slopes and constructed slopes. If these are combined on
to one map the boundaries may be confusing.
Appendix A in the Commentary has examples of landslide susceptibility, hazard and risk zoning for slopes which may
experience rock falls, small landslides and large landslides.
5.1
GENERAL PRINCIPLES
Landslide zoning for land use planning is most commonly required at the local government level for planning urban
development, but may be required by state or federal governments for regional land use planning or disaster
management planning. It may also be required by land developers, those managing recreational areas or those
developing major infrastructure such as highways and railways. The following are some examples of situations that are
more susceptible to landslide occurrence. Their identification through landslide zoning would facilitate development
planning and landslide risk management. It is the combination of having an area which is potentially subject to
landsliding and the scale and type of development of the area that will determine whether landslide zoning is needed for
land use planning. The type of zoning required is discussed in Section 6.
5.2
(b)
Where there is no history of sliding but the topography dictates sliding may occur. e.g:
- Cliffs (coastal and inland).
- Natural slopes steeper than 35o (landslide travel is likely to be rapid).
- Natural slopes between 20o and 35o (rapid landslide travel is possible).
- Steep, high road or rail cuttings.
- Steep slopes degraded by recent forest logging, forest fires and/or construction of roads.
17
Large currently inactive landslides subject to rising groundwater regimes; e.g. by forestry and agricultural
operations.
(c)
When there is no history of sliding but geological and geomorphologic conditions are such that sliding is
possible e.g:
- Weathered basalt overlying other more competent rocks (sliding often occurs on the boundaries).
- Weathered granitic and volcanic rocks.
- Weathered interbedded rocks (such as claystone, shale and siltstone) and sandstone or limestone.
- Sand dunes.
- River banks in soil subject to floods and/or active erosion.
- Steep natural slopes in regions affected by large earthquakes.
- Slopes in highly sensitive weak clays (e.g. quick clays).
- Where there is active undercutting of slopes by rivers or the sea.
- In seismically active regions slopes in loose saturated soil which are susceptible to liquefaction.
(d)
Where there are constructed features which, should they fail, may travel rapidly e.g:
- Loose silty sandy fills (residual/extremely weathered granite; ripped sandstone etc).
- Other side cast fills on steep slopes.
- Large retaining walls.
- Mine overburden spoil and mine waste dumps, particularly those sited on hillsides.
- Tailings dams constructed using upstream construction methods.
(e)
Forestry works and agricultural land clearing where landsliding may lead to damage to the environment by
degrading streams and other receiving water bodies.
It should be noted that rapid sliding is important because of the potential for life loss. However slow and very slow
moving landslides are also of importance because they may also lead to property damage.
5.3
TYPES OF DEVELOPMENT WHERE LANDSLIDE ZONING FOR LAND USE PLANNING WILL
BE BENEFICIAL
The following are examples of where landslide zoning for land use planning will be beneficial:
(a)
Residential land development
- New urban areas.
- Subdivision of rural land.
- Subdivision of urban land where a number of allotments will be formed. It is envisaged that an area of at
least 2 hectares or 20 house allotments would be involved. For smaller areas the procedures for individual
risk assessments can be followed.
- Redevelopment of urban areas.
(b)
Residential development controls in existing urban areas potentially affected by landsliding.
- Within part or all of a local government area.
- City wide.
(c)
Development of important infrastructure.
- Hospitals, schools, fire brigades and other emergency services.
- Critical communications infrastructure.
- Major lifelines such as transport, water, gas pipelines and electricity power lines
(d)
Recreational areas.
- Alpine resorts.
- Other resorts e.g. islands.
- State and national parks (coastal and others).
- Sports facilities.
- Coastal walkways.
(e)
Development of new or redevelopment of existing highways, roads and railways.
- Rural.
- Urban main roads.
- Urban subdivision roads.
(f)
Public land where landsliding may travel on to or retrogress into adjacent developments.
- State forests.
- State and National parks.
- Municipal parks.
18
(g)
River valleys in which dams are to be constructed, including the slopes adjoining the reservoir and river
valleys upstream where there is potential for blockage of rivers by landslides and breach of the landslide dam with
subsequent outburst floods, and/or the creation of large waves which may overtop the dam if a large rapidly moving
landslide travels into the reservoir.
It should be recognized that if the land under consideration for land use planning falls into any of the categories in
Section 5.2, there will be potential land management benefits in carrying out landslide zoning.
The categories listed are not meant to be a complete list. Nether is it meant that if one or more of these categories are
present that landslide zoning is essential. Those involved should assess whether zoning is necessary taking account of
the factors detailed above, the development proposed and the applicable regulatory requirements.
6.1
SOME GENERAL PRINCIPLES
Landslide zoning is carried out for regional, local and site specific planning. The outputs are usually in the form of one
or more of the following: landslide inventory, susceptibility, hazard and risk zoning maps and associated reports.
The type and level of detail of the zoning and the scale of the maps depends on the purpose to which the landslide
zoning is to be applied and a number of other factors:
The stage of development of the land use zoning plan or engineering project. Susceptibility and hazard zoning
are more likely to be used in preliminary stages of development with hazard and risk zoning for more detailed
stages. However the choice depends mostly on the intended purpose of the zoning in land use management.
The type of development. Risk zoning is more likely to be used for existing urban developments where the
elements at risk are defined or for existing and planned road and railway developments where the elements at
risk (the road or rail users) are readily predicted. However, the elements at risk often vary with time so risk
zoning needs to be up-dated regularly.
The classification, activity, volume or intensity of landsliding. Risk zoning is more likely to be required where
the landslides are likely to travel rapidly and or have a high intensity as measured by the combination of
volume and velocity (e.g. rock fall, debris flows, rock avalanches). For these situations life loss is more likely
so it is useful to use risk zoning as this allows land use zoning to be determined using life loss risk criteria.
Funds available. While the purpose should determine the level of zoning and the scale of the maps, the
funding available may be a practical constraint. Landslide susceptibility zoning is lower cost than hazard
zoning, and hazard zoning is somewhat lower cost than risk zoning, so land use planners may opt for a lesser
type and level of mapping at least in a staged introduction of landslide land use planning.
The amount and quality of available information. Only susceptibility zoning is performed where data on
frequency of landslides either do not exist or are so uncertain as to not be relied on.
History of land use. The history of the area being zoned and its evolution in terms of land use must be carefully
taken into account as human activities may modify the slope instability environment and modify the
susceptibility to and likelihood of landsliding and hence the hazard.
Degree of quantification. Qualitative methods are often used for susceptibility zoning and sometimes for
hazard zoning. It is better to use quantitative methods for both susceptibility and hazard zoning. Risk zoning
should be quantified. More effort is required to quantify the hazard and risk but there is not necessarily a great
increase in cost compared to qualitative zoning.
The required accuracy of the zoning boundaries. Where statutory land use planning constraints are proposed
large scale maps with appropriate levels of inputs should be used. In this regard it should be noted that State
and Local governments may have different requirements. The largest scale required will determine the level
and scale of landslide zoning.
Linkage to the proposed planning controls. The use of complementary or linking processes such as planning
schedules and development control plans whereby the landslide zoning initiates a more detailed assessment at
site scale. In this case, the use of landslide susceptibility mapping which defines a planning control area may
be sufficient to identify where a more detailed landslide risk assessment is needed.
19
Table 1: Recommended types and levels of zoning and zoning map scales related to landslide zoning purpose.
Purpose
Type of Zoning
Inventory
Susceptibility
Information
Advisory
Zoning Level
Hazard
Risk
Preliminary
Intermediate
Applicable
Advanced
Zoning
Map Scales
Regional Zoning
X
(X)
Statutory
1:25,000
to
(X)
1:250,000
NOT RECOMMENDED
Local Zoning
Information
(X)
(X)
Advisory
(X)
to
(X)
(X)
1:25,000
Statutory
1:5,000
NOT RECOMMENDED
>1:5000,
Advisory
typically
Statutory
(X)
1:5,000
Design
(X)
(X)
(X)
to
1:1,000
18
6.2
RECOMMENDED TYPES AND LEVELS OF ZONING AND MAP SCALES
Table 1 shows the recommended types of zoning, zoning levels and mapping scales that depend on the purpose of the
zoning. The table is applicable to land use planning for urban development. The table is broadly applicable to other uses
such as managing landslide hazard and risks for new and existing roads and railways.
It will usually be appropriate to carry out landslide susceptibility zoning as a first stage in the development of landslide
hazard or risk zoning for planning purposes. Staging will allow better control of the process and may reduce the costs of
the zoning by limiting the more detailed zoning only to areas where it is necessary.
It should be noted that it will seldom be necessary to carry out landslide zoning at an advanced level because the costs
will potentially be so much larger than the costs for intermediate level zoning and this will potentially outweigh the
benefits.
The levels of zoning and descriptors of susceptibility, hazard and risk are given in the following sections. It is
recommended that these descriptors be used by all involved in landslide risk management.
6.3
DEFINITION OF THE LEVELS OF ZONING
Table 2 defines the levels of landslide inventory, susceptibility, hazard and risk zoning in terms of geotechnical and
other input data. The definitions of the levels of the input data are given in Section 8. It is important to match the level
of the zoning to the required usage, the scale of mapping and in turn match these to the level of the input data. It is not
possible, for example, to produce a satisfactory advanced level hazard zoning without at least intermediate level
assessment of frequency of landsliding. If only a basic level assessment of frequency can be made then the result will be
no better than preliminary level and there is no point spending large resources getting the other inputs to a intermediate
or, in particular, to a sophisticated level. On the other hand, if a preliminary level hazard zoning is required then the
inputs may be at the basic level.
Table 2: Levels of activity required for susceptibility, hazard and risk zoning levels.
Risk Zoning
Type
of
Zoning
Zoning Level
Hazard Zoning
Susceptibility Zoning
Inventory
Mapping
Inventory of
existing
landslides
Characterization of
potential
landslides
Travel distance
and velocity
Frequency
assessment
Temporal
spatial
probability
Elements at risk
Vulnerability
(1)
Preliminary
Basic
(1) ( 2 )
Basic
(1) ( 2 )
Basic
Intermediate
Basic
(1, 2 )
Basic
(1, 2 )
Basic
(1, 2 )
Basic
(1, 2 )
(2)
Intermediate
Intermediate
Intermediate
Intermediate
Intermediate
Intermediate
Intermediate
Intermediate to
Basic
Advanced
Sophisticated
Sophisticated
to
Intermediate
Intermediate to
Sophisticated
Intermediate
to
Sophisticated
Sophisticated
Sophisticated
Intermediate to
Sophisticated
Notes:
(1) For qualitative zoning
(2) For quantitative zoning
(3) See Section 8 for description of the levels of input information. viz basic, intermediate, sophisticated.
6.4
LANDSLIDE ZONING REPORTS
Landslide zoning reports should include:
A landslide inventory map and associated information on landslides in the inventory such as classification,
location, time of sliding (if known), volume and a description of validation and limitations of the inventory.
19
Susceptibility zoning map(s) with related information on how susceptibility was determined and a description
of validation and limitations of the zoning.
Where hazard zoning is required a hazard zoning map(s) at an appropriate scale with related information on
how frequency of landsliding was assessed and a description of validation and limitations of the zoning. The
report should also include the landslide inventory and susceptibility zoning.
Where risk zoning is required a risk zoning map(s) at an appropriate scale with related information on how frequency of
landsliding was assessed and detail the assumed elements at risk, temporal spatial probabilities and vulnerabilities and
how these were determined and a description of validation and limitations of the zoning. The report should also include
the landslide inventory and susceptibility and hazard zoning.
7.1
SCALES FOR LANDSLIDE ZONING MAPS AND THEIR APPLICATION
Table 3 summarizes map scales and the landslide inventory, susceptibility, hazard and risk mapping to which they are
usually applied. Landslide zoning maps should be prepared at a scale appropriate for displaying the information needed
at a particular zoning level.
Table 3: Landslide zoning mapping scales and their application.
Scale Description
Indicative Range of
Scales
Small
< 1:100,000
Medium
1:100,000
to
1:25,000
Large
1:25,000
to
1:5,000
Detailed
> 5,000
Typical Area of
Zoning
>10,000
square
kilometres
1000 10,000 square
kilometres
10-1000 square
kilometres
Several hectares to
tens of square
kilometres
In practical terms the scale of mapping may be controlled by the scale of the available topographic maps.
7.2
7.2.1
General
There will be considerable benefits if those carrying out landslide zoning use common descriptors to describe the degree
of landslide susceptibility, hazard and risk. It will allow geotechnical professionals doing the zoning to relate to each
other and allow legislators and those developing building controls to refer to these descriptors in the knowledge that
they have a uniform meaning. This Section defines susceptibility, hazard and risk descriptors.
7.2.2
Examples of landslide susceptibility descriptors
It is difficult to standardise descriptions of landslide susceptibility because:
20
Whether the geological, topographical, geotechnical and climatic conditions are judged to be conducive to
landsliding is often subjective and not readily quantified.
Different descriptors are required for the different types of landslides, e.g. the proportion of the area which
may be affected by the landsliding for small scale landslides; the number of landslides/ square km for small
landslides; the number of rock falls per kilometre length of cliff etc.
The difficulty of assessing whether if landsliding occurs, it will travel on to slopes below or retrogress up-slope
and the likelihood that a particular area will be affected by the landslide.
The time frame in which landslides have occurred is not included (it is in hazard)
In some situations it may be sufficient to simply use two susceptibility descriptors; susceptible and not susceptible.
In general however there will be value in conveying to users of the maps the degrees of susceptibility either in
quantified or relative terms.
Table 4 gives examples of landslide susceptibility mapping descriptors for some more common scenarios.
Table 4: Examples of landslide susceptibility mapping descriptors.
Susceptibility
Rock Falls
Descriptors
(a) Quantified susceptibility descriptors
Probability rock falls
will reach the area given
rock falls occur from a
(1)
cliff
High susceptibility
>0.5
Moderate
>0.25 to 0.5
Susceptibility
Low susceptibility
>0.01 to 0.25
Very low susceptibility
0 to 0.01
(b) Relative susceptibility descriptors
Susceptibility
Descriptors
High susceptibility
Moderate Susceptibility
Low susceptibility
Very low susceptibility
Small Landslides on
Natural Slopes
Large Landslides on
Natural Slopes
Proportion of area in
which large landslides
Proportion of area in
which small landslides
may occur
(2)
may occur
( 2 ) ( 3)
>0.5
>0.25 to 0.5
>0.5
>0.25 to 0.5
>0.01 to 0.25
0 to 0.01
>0.01 to 0.25
0 to 0.01
Rock Falls
Small Landslides on
Natural Slopes
Large Landslides on
Natural Slopes
>0.5
>0.1 to 0.5
>0.01 to 0.1
0 to 0.01
>0.5
>0.1 to 0.5
>0.01 to 0.1
0 to 0.01
>0.5
>0.1 to 0.5
>0.01 to 0.1
0 to 0.01
Notes
(1) Spatial probability determined from historic, relative stability indexes, data or analysis taking consideration of the
uncertainty in travel distance.
(2) Based on landslide inventory, geology, topography and geomorphology.
(3) Usually this is active, dormant and potentially reactivated slides, not first time slides.
3
(4) By small landslides is meant here landslides which are less than about 1000 m volume.
Rock fall susceptibility may also be described in terms of the density of scars on a rock slope from which falls have
occurred or the number of rocks which have fallen from a slope. For small shallow landslides the susceptibility may
also be expressed as the number of slides per square kilometre.
There are advantages in using the quantified susceptibility descriptors in that the susceptibility of different areas being
zoned can be compared. Relative susceptibility applies only within the study area and may represent quite different
absolute susceptibilities in different areas being zoned.
For the relative susceptibility descriptors the objective usually is to include the largest number of landslides in the
higher susceptibility classes whilst trying to achieve the minimum spatial area for these classes. So the higher
susceptibility classes should have the greatest density of landslides, even though the density is not assessed.
It is important to note that landslide susceptibility mapping does not quantify the number of rock falls or small
landslides which may occur in a given time period, nor for large landslides the annual probability that landsliding will
occur. That is done in hazard mapping.
7.2.3
Recommended landslide hazard zoning descriptors
The manner in which landslide hazard is described depends on the type of landslide. For small slides and rock falls the
hazard is described in terms of the number of slides per length of source area/annum, or the number of landslides per
square kilometre of source area/annum. For large landslides hazard is described in terms of the annual probability of
active sliding, or for active slides the annual probability movement will exceed a defined distance or the annual
21
probability that cracking within a slide exceeds a defined length. Table 5 presents recommended descriptors for the
most common landslide and rock fall situations.
Table 5: Recommended descriptors for hazard zoning.
Hazard
Descriptor
Small Landslides
on Natural Slopes
High
1 to 10
1 to 10
1 to 10
Moderate
0.1 to 1
0.1 to 1
0.1 to 1
0.01 to 0.1
0.01 to 0.1
0.01 to 0.1
10
< 0.01
<0.01
< 0.01
< 10
Very High
Low
Very Low
Individual
Landslides on
Natural Slopes
Annual probability
of active sliding
Number/square
km/annum
>10
10
10
10
1
2
to 10
5
6
The description of the hazard should include the classification and volume (or area) of the landslides.
7.2.4
Recommended landslide risk zoning descriptors
Table 6 gives recommended descriptors for landslide risk zoning using life loss criteria. These are based on annual
individual risk for the person most at risk.
If there is a potential for a large number of persons to be killed in one landslide event there should be an assessment of
societal risk as described in AGS (2007c) and Leroi et al. (2005).
For property loss risks the risk matrix and terms in AGS (2007c) should be used. This is reproduced in Table 7.
It should be recognised that risk zones are dependent on the hazard, the elements at risk and risk control factors. If any
of these alter the risk zoning will need to be revised.
Table 6: Recommended descriptors for risk zoning using life loss criteria.
Annual Probability of Death of
the Person Most at Risk in the
Zone
>10
10
10
10
4
5
to 10
< 10
Very High
/annum
to 10
to 10
6
3
4
5
Risk Zoning
Descriptors
/annum
High
/annum
Moderate
/annum
Low
Very Low
/annum
Table 7: Recommended descriptors for risk zoning using property loss criteria (AGS 2007c).
Likelihood
A ALMOST
CERTAIN
B LIKELY
C -POSSIBLE
D UNLIKELY
E RARE
Indicative
Value of
Approximate
Annual
Probability
1:
CATASTROPHIC
200%
2:
MAJOR
60%
3:
MEDIUM
20%
4:
MINOR
5%
10-1
VH
VH
VH
10-2
10-3
10-4
10-5
VH
VH
H
M
VH
H
M
L
H
M
L
L
M
M
L
VL
F BARELY
10-6
L
VL
VL
VL
CREDIBLE
Notes: (1) As a percentage of the value of the property.
(2) For Cell A5, may be subdivided such that a consequence of less than 0.1% is Low Risk.
(3) L low, M medium, H high, VL very low, VH very high.
22
(1)
5:
INSIGNIFICANT
0.5%
M or L
L
VL
VL
VL
VL
(2)
7.2.5
Recommended approach
It is recommended that Table 6 be used universally for life loss risk zoning. It is suggested that Table 7 be used for
property loss so far as is practicable but it is recognized that project specific terms may be developed.
It is suggested that so far as possible Tables 4 and 5 be used to describe susceptibility and hazard zoning, but it is
recognised that there will be cases where site specific descriptors will be preferred. Whatever descriptors are used it is
important that the definitions should be attached to the report and so far as practical shown on zoning maps. Landslide
zoning will generally be done for conditions as they are at the time of the study. There may be situations where a second
zoning may be presented to allow for hazard and risk management measures which may be proposed as part of a land
development.
8.1
THE PURPOSE OF THIS SECTION
This Section discusses the methods for landslide zoning for land use planning. It is based on Table 1 which lists the
levels of susceptibility, hazard and risk zoning, how these are related to the methods used to assess the inputs to the
zoning and whether the inputs are determined using basic, intermediate or sophisticated methods. The methods involve
activities which are presented so there is a common understanding of what is involved in the zoning process.
8.2
23
Basic
Intermediate
Sophisticated
Activities
Prepare an inventory of landslides in the area from aerial photographs and /or satellite imagery, and by
mapping and from historic records. The inventory includes the location, classification, volume (or area)
and so far as practicable the date of occurrence of landsliding.
Identify the relationship to topography, geology and geomorphology.
Show this information on inventory maps along with topographic information including contours, property
boundaries, mapping grid, roads and other important features such as streams and water-courses.
The same activities as Basic plus
Distinguish different parts of the landslides.
Map landslide features and boundaries.
Collect and assess historical information on the activity of landsliding.
Analyse the past evolution of the land use to know whether human activities have had an influence on the
incidence of landslides.
Increased time and resources in the research phase of the inventory compilation resulting in more rigorous
and extended coverage
The same activities as Intermediate plus
Prepare an inventory of geotechnical data.
Implement investigations to better define geotechnical conditions.
Geotechnical analysis to understand slope instability processes.
Advanced temporal cataloguing of periodic reactivations of the same hazard and temporal windowing of
specific triggering events to provide periodic inventory data sets which can then be used in advanced
validation approaches.
8.5
LANDSLIDE SUSCEPTIBILITY ZONING
8.5.1
Landslide characterization and travel distance and velocity
Landslide susceptibility zoning involves the classification, volume (or area) and spatial distribution of existing and
potential landslides in the study area. It may also include a description of the travel distance, velocity and intensity of
the existing or potential landsliding.
Table 9: Landslide susceptibility zoning-activities required to characterise, determine the spatial distribution of
potential landslides and their relationship to topography, geology and geomorphology.
Characterisation
Method
Activities
Prepare a geomorphologic map.
(1)
(1)
24
Table 9 lists the activities required to characterise the potential landslides, their spatial distribution in the area to be
zoned and their relationship to topography, geology and geomorphology. It should be noted that there is a direct
relationship between the scale of zoning maps and the level of landslide characterisation, with larger scale zoning maps
being required at the intermediate and sophisticated levels. Table 10 lists the activities required to assess the travel
distance and velocity of potential landslides. This table is based on the assumption that the activities in Tables 8 and 9
have been carried out.
Table 10: Activities required for assessing the travel distance and velocity of potential landslides.
Travel Distance and
Velocity Analysis
method
Basic
Intermediate
Sophisticated
Activities
Collect and assess historical information on travel distances and velocity.
Assess limiting travel distances from geomorphologic data and old landslide
deposits.
Assess the likely travel distance and velocity from consideration of the
classification of the potential landslides, geology and topography and empirical
methods.
Based on this information assess the limit (greatest) likely travel distance for
each classification of potential landslide.
The same activities as Basic plus
Assess likely landslide mechanisms and classification of soils in the landslides.
Use empirical methods based on travel distance angle or shadow angle to
assess travel distance accounting for the uncertainty in the empirical methods
and data inputs.
Assess velocity from potential energy and travel distance using simple sliding
block models.
The same activities as Intermediate plus
Investigate geotechnical properties of the sliding materials as required by
numerical models.
Use numerical models to model travel distance and velocity.
8.5.2
Preparation of landslide susceptibility map
Preparation of a landslide susceptibility map is usually based on two assumptions:
That the past is a guide to the future, so that areas which have experienced landsliding in the past are likely to
experience landsliding in the future.
Areas with similar topography, geology and geomorphology as the areas which have experienced landsliding
in the past are also likely to experience landsliding in the future.
These assumptions are often reasonable but it should be noted there are exceptions such as when the source of the
landslides is exhausted by earlier landsliding.
Landslide susceptibility zoning maps should include:
A map or a series of maps showing the inventory of historic landslides, showing the location and area (or
number of slides, e.g. for rock falls) of the source landslides; where appropriate the travel paths after sliding; or
for larger slides the activity or velocity of sliding.
Maps at the same scale showing the instability conditioning terrain factors: i.e. the topography and topographic
units (slope, watershed areas), the geology (lithological units); superficial formations; vegetation cover; land
use; etc.
In areas having potential for shallow landslides and debris flows, it is highly recommended that a map is
prepared of the superficial formations (colluvium, till, alluvium, residual soils, etc.) because these types of
failures usually take place in these formations. However it must be taken into account that usually these
formations are of limited extent so such a map can only be prepared at a large scale.
Where appropriate prepare a map showing the travel distance limits either as a maximum value or quantified as
suggested in Table 10.
A map showing the interpreted susceptibility zoning classification areas. This map should show the topography
and cadastral information as well as the susceptibility zoning classifications for the area being mapped.
25
In some cases these may be superimposed on the same zoning map to limit the number of maps but often this will be
confusing and it will be necessary to produce separate maps at the same scale for each classification of landslides such
as rock falls and small shallow landslides.
8.6
8.6.1
Frequency Assessment
Tables 11 and 12 list the activities required to assess the frequency of rock falls, slides from cuts, fills and retaining
walls, small landslides; and large landslides.
Table 11: Activities required for assessing the frequency of rock falls, slides from cuts, fills and retaining walls and
small landslides on natural slopes.
Frequency
Assessment Method
Basic
Intermediate
Sophisticated
Activities
Frequency established based on the relative freshness of the morphological features of the scars and landside
deposits taking into account the presence of active geomorphic events (e.g. slope undermining by either river or
sea erosion).
Frequency established based on interpretation of numbers of landslides from aerial photographs taken at known
time intervals.
Assess the historic frequency of rock falls, slides from cuts, fills and retaining walls, or small landslides on
natural slopes from basic landslide inventories.
As above and relate to the basic level of frequency of triggering events such as daily rainfall or seismic events.
The same activities as Basic plus
Relate to slope characteristics such as topography (slope angle, elevation, aspect), geology, geomorphology
using multi-variate analyses.
Assess the historic frequency of rock falls, slides from cuts, fills and retaining walls, or small landslides on
natural slopes from landslide inventories. Where appropriate, develop and use frequency volume curves.
Use proxy data such as silent witnesses (e.g. damage to trees and dendrochronology).
More detailed analysis of rainfall including the effects of antecedent rainfall, rainfall intensity and duration on
the incidence of individual landslides (the threshold) or large numbers of landslides.
For seismically induced landsliding, relate the incidence of sliding to seismic loading including the peak
ground acceleration and magnitude of the earthquake using empirical methods.
The same activities as Intermediate plus
Assess geotechnical parameters of the soils. Model slope factors of safety from geotechnical parameters and
rainfall frequency or piezometric data.
For seismically-induced landslides, analyse displacements using Newmark type analyses and for liquefiable
soils, the likelihood of liquefaction and flow sliding.
Table 12: Activities required for assessing the frequency of landsliding for large landslides on natural slopes.
Frequency
Assessment Method
Basic
Intermediate
Sophisticated
26
Activities
Assess the historic frequency of landsliding from the landslide inventoy including activity indicators such as
cracked buildings, displaced fences, bent and tilted trees.
Assess frequency from geomorphology evidence such as the freshness of slide scarps and other surface features
associated with landslide movement using subjective assessment.
The same activities as Basic plus
As above, and use of proxy data such as carbon 14 dating, lichenometry dating, of vegetation buried by sliding,
or in raised alluvial terraces in valleys which may have been blocked by landsliding.
Relate history of landsliding to rainfall intensity and duration and antecedent rainfall or to snow melt.
Assess the likelihood of seismically-induced sliding from consideration of the mechanics of the landslide. Use
empirical and simplified methods to assess likely displacements during earthquakes.
As an alternative to estimating from historic data, assess frequency by subjective assessment, e.g. by assessing
the probability of landsliding given a rainfall or seismic load.
The same activities as Intermediate plus
As above and relating the history of landsliding or factor of safety to rainfall, slope geometry, piezometric
levels (where available), geotechnical properties and factors of safety.
For seismically-induced landsliding analyse displacements using Newmark type analyses and for liquefiable
soils, the likelihood of liquefaction and flow sliding.
8.6.2
Intensity assessment
Landslide intensity may be assessed either as the spatial distribution of:
Peak discharge per unit width (m /m/second), e.g. for debris flows.
The assessment of velocity is discussed in Section 8.5.1. For basic and intermediate level assessments of intensity only
velocity and volume might be assessed. For advanced assessments of rock fall and debris flow hazard the energy might
be assessed. Whether landslide intensity is required as part of a hazard zoning should be determined on a case-by-case
basis. It is likely to be required for rock fall hazard zoning.
8.6.3
Preparation of Landslide hazard zoning map
Landslide hazard zoning maps are developed from the susceptibility zoning maps with the areas classified according to
the frequency (annual probability) of landsliding. The way the frequency is expressed will depend on the classification
and volume of the potential landslides. For example:
For rock falls the hazard may be expressed as the number of rock falls/annum which will reach the area being
mapped per kilometre length along a cliff.
For slides from cuts, fills and retaining walls the hazard may be expressed as the number of landslides of a
certain volume and classification/annum per kilometre of road or per building allotment or per square
kilometre.
For small landslides on natural slopes the hazard may be expressed as the number of landslides of a certain
volume, velocity and classification per square km/annum for the area being mapped
For large landslides on natural slopes the hazard may be expressed as the annual probability that there will be
landsliding in the area being mapped. To this should be added the likely velocity or total displacement of
sliding should it occur.
The hazard zoning map should be at the same scale as the susceptibility zoning map and show the topography and
cadastral information as well as the hazard zoning classifications for the area being mapped.
8.7
8.7.1
Elements at risk
For risk to be determined and hence for landslide risk zoning to be implemented the elements at risk have to be
assessed. Table 13 lists the activities required to do this.
The elements at risk include the persons and property potentially affected by landsliding on, below and up-slope of the
potential landslides. They may include indirect impacts such as reduced economic activity resulting from the landslide,
e.g. due to loss of a road, and environmental impacts.
Table 13: Activities required for assessing the elements at risk.
Method for Assessing
Elements at Risk
Basic
Intermediate
Detailed
Activity
Make an assessment of the population who live, work and travel through the area;
property such as houses, buildings, roads, railways and services which are permanently
in the area and of property such as vehicles which travel through the area. For existing
development base this on the current and proposed land use. For new development
estimate from proposed land use and occupancy.
Where applicable assess environmental values which may be affected by landsliding.
Generic classifications based on the main land uses, namely urban, industrial,
infrastructure, or agricultural.
As above in greater degree of detail. Economic consequences may be included.
As above in detail. Economic consequences will be estimated such as the implications
of loss of a road providing access to a town until repairs are carried out.
27
8.7.2
Temporal spatial probability and vulnerability
Table 14 lists the activities required to assess the temporal spatial probability of the elements at risk.
Table 14: Activities required for assessing the temporal spatial probability of the elements at risk.
Method for assessing
Temporal Spatial
Probability
Basic
Intermediate
Sophisticated
Activity
Life Loss Risks
For persons at risk in residential areas assume the temporal-spatial probability is 1.0.
For other type of developments such as factories and schools, make an approximate
assessment of temporal-spatial probability from the likely pattern of use of the
buildings.
For roads and railways and other situations with transient populations at risk; make
an approximate assessment of temporal spatial probability from the traffic volumes
and velocities.
Property loss risks
For buildings the temporal spatial probability is 1.0.
For vehicles, make an approximate assessment of temporal-spatial probability from
the traffic volumes and velocities.
Life Loss Risks
For all situations estimate temporal-spatial probability taking account of the nature
of development, living and work pattern, existence of protected places (e.g.
reinforced shelters), traffic (where relevant) and the intensity of landsliding.
Property loss risks
As for basic assessment although in more detail (e.g. allowing for the variability of
trajectories of rock falls).
As above, with greater detail in the assessment, particularly the temporal/spatial
distribution of the elements at risk.
Vulnerability is generally assessed empirically for persons and property using published information (e.g. AGS 2007a).
More sophisticated methods are not as yet available.
8.7.3
Preparation of landslide risk zoning maps
Landslide risk zoning maps are prepared using the hazard zoning maps and allowing for the elements at risk, the spatialtemporal probability and vulnerability. Separate zoning maps will be required for life loss risk and property loss risk.
The risk zoning maps should be at the same scale as the susceptibility and hazard zoning maps. They should also show
the topography and cadastral information as well as the risk zoning classification of the area.
For life loss, the risk should be expressed as individual risk (annual probability of the person losing his/her life). For
property loss, the map may show annualised loss ($/year) but the report should also list the pairs of loss value and
annual probability of the loss (e.g. 0.001 annual probability of $10 million loss).
For new development there will have to be an assessment made regarding the proposed development and the elements
at risk. The risk will be unique to this proposed development.
If there are several landslide hazards (e.g. rock fall and shallow landslides) the risks are summed to give the total risk.
However, it may be useful to present maps showing the risk from each type of landslide, as well as the total risk.
8.8
THE NEED FOR DOCUMENTATION OF THE LANDSLIDE ZONING PROCESS
It is essential that the landslide zoning process be well documented in a report. The report should include
The basis upon which the zoning has been carried out including data sources, zoning methodology, the time
period covered by the landslide inventory if one has been used to assess landslide frequency.
Other information to explain the use of the landslide zoning as required for the particular project.
This informs those who are using the landslide zoning and facilitates peer review.
28
9
9.1
9.1.1
Description
There are a number of potential sources of error in the zoning process. These include:
Limitations in the landslide inventory upon which the susceptibility and hazard zoning maps are based.
Limitations in the stability of temporal series. For example the relationship between the triggering factor (e.g.
rainfall) and the frequency of landslides may change if the area is deforested.
Limitations in the level of detail available of topography, geology, geomorphology, rainfall and other input
data.
Model uncertainty, meaning the limitations of the methods used to relate the inventory, topography, geology,
geomorphology and triggering events such as rainfall to predicting landslide susceptibility, hazard and risk.
Limitations in the skill of the persons carrying out the zoning.
It must be recognised that landslide zoning is not a precise science and the results are only a prediction of performance
of the slopes based on the available data. In general, intermediate or advanced level zoning will be less subject to error
than preliminary level zoning with each done at a suitable zoning map scale.
9.1.2
Landslide inventories
Cascini et al. (2005) conclude that the greatest source of error is limitations in the inventory. They give examples
showing gross mismatch of inventory maps for landsliding from the same area of natural slopes prepared by two
groups. They point out that the greatest errors occur when inventories rely on air photo interpretation, particularly of
small scale photography. These errors are in part due to the subjective nature of aerial photo interpretation but also to
vegetation covering the areas to be mapped. Aerial photographic mapping should be supported by surface mapping of
selected areas to calibrate the mapping.
Inventories of landsliding of cuts, fills and retaining walls on roads, railways and urban development will seldom be
complete. To get a reasonable estimate of the number of slides the zoning will have to make a judgement about the
proportion of the slides which have been recorded.
9.1.3
Topographic maps
Good topographic maps are most important input to zoning at intermediate and advanced levels. Topographic maps
facilitate the modelling and mapping of landslide zoning boundaries with an appropriate accuracy. For large scale
zoning, contours at 2 metre or at most 5 metre intervals will be required. Even then, zoning boundaries should be
checked on the ground because the implications for land owners of errors in boundaries can be significant.
9.1.4
Model uncertainty
Model uncertainty is a fact of landslide zoning and none of the methods are particularly accurate. In general terms
hazard and risk zoning based on statistical analyses of the input data using intermediate level inputs will give the best
accuracy.
Sophisticated methods for assessing the inputs rely on carrying out calculations (for example of the factor of safety of a
slope) which have a theoretical attraction and the appearance of being able to produce better accuracy. In reality the
parameter uncertainty is large due to limitations in the knowledge of the input data (such as shear strength and pore
pressures) and these make it very difficult to achieve any greater accuracy than other modelling methods.
9.2
VALIDATION OF MAPPING
9.2.1
Peer review
For most zoning studies for land use planning there should be a peer reviewer appointed to provide independent
assessment of the susceptibility, hazard and risk zoning. The peer reviewer should have a high level of the skills and
experience listed in Section 11.2.The peer reviewer should meet with those carrying out the study at the beginning of
the study and, depending on the scale of the projects, perhaps after initial mapping and then as the zoning is being
29
finalised. This process is a basic form of quality control and a form of validation if the peer reviewer has appropriate
wide experience.
9.2.2
Formal validation
For more important advanced level mapping projects there can be a process of validation within the study. To do this
the landslide inventory is randomly split in two groups: one for analysis and one for validation. The analysis is carried
out in part of the study area (model) and tested in another part with different landslides. An alternative approach for
advanced mapping projects is for an analysis to be carried out with landslides that have occurred in a certain period
whilst validation is performed upon landslides that have occurred in a different period. Validation can also be carried
out by this process after the mapping and land use planning scheme has been in place for some time. This is really only
practical for high frequency landsliding because of the time frame required to gather performance data.
9.3
POTENTIAL EFFECTS OF CLIMATE CHANGE
There is a developing knowledge of climate change and the effects of this on rainfall and snowfall. It could be
anticipated that for example a decreased frequency of high intensity rainfall might reduce the frequency of shallow
landslides on steep hill slopes. However the science of prediction of the effects of climate change and the prediction of
the frequency of landslides from rainfall is not sufficiently advanced at this time to warrant consideration of climate
change when carrying out zoning studies.
Those involved in landslide zoning studies should keep informed of developments which might alter this conclusion.
10
10.1
GENERAL PRINCIPLES
These guidelines are for landslide susceptibility, hazard and risk zoning. Those who are considering the introduction of
land use management controls for landsliding need to decide the type and level of zoning which they require based on
the purpose of the zoning. This is detailed in Section 6. They may choose to stage the zoning and implementation of
land use controls.
It should be recognised that it is not possible to delineate zoning boundaries accurately with regional and local zoning
using small and medium scale zoning maps. This can only be done using local or site-specific zoning and large to
detailed scale maps.
It is critical that the local governmental authority or other organization requiring the zoning, clearly and fully define the
purpose and nature of any zoning study, understand the existing availability of potential input data, assess the
implications for acquisition of new data and then define realistic goals for the zoning study taking into account,
timeframes, budgets and resource limitations.
It should be noted that mapping will usually result in lines on a map delineating for example the landslide hazard zones
based on contours and geomorphologic boundaries. However, for land use planning and zoning purposes the zone
boundaries are often re-drawn to coincide with allotment boundaries for administrative reasons. This may lead to
adoption of conservative boundaries and should be avoided where practical.
10.2
TYPICAL DEVELOPMENT CONTROLS APPLIED TO LANDSLIDE ZONING
Examples of the types of development controls which are applied to landslide zoning are:
30
If zoning is by susceptibility the controls usually require geotechnical assessment of hazard and risk of the
proposed development for zones determined as susceptible to landsliding whilst only minimal requirements
(such as adherence to good hillside practice) in areas determined as very low susceptibility or not susceptible.
If zoning is by hazard and the study has been done at an intermediate or advanced level it should be possible to
delineate land use zones where: (a) Hazard is so low that no development controls are necessary; (b) Where
some prescriptive controls such as limits to the heights of cuts and fills are necessary; (c) Where detailed
geotechnical assessment of the hazard and risk is required before development can be approved and (d) Where
the hazard is so high no development is possible.
Where zoning is by life loss risk and the study has been done at an intermediate or advanced level, it should be
possible to delineate land use zones where (a) Life loss risk is so low no development controls are necessary;
(b) Where site specific assessment of the risk is required prior to approval of development and (c) Where the
risk is so high that no development is possible.
In practice those considering landslide zoning for land use management would be well advised to seek advice from a
Geotechnical Professional who is familiar with landslide zoning and risk management to provide advice in planning the
landslide zoning study and applying the outcomes to land use planning.
10.3
NEED TO REVIEW AND UP-DATE LANDSLIDE ZONING
It should be recognised that there should be periodic reviews of landslide zoning because:
The susceptibility, hazard and risk may be altered by development and land-use changes subsequent to the
study.
The state of knowledge of landsliding in the area will be improved with more detailed investigations carried
out as part of the development.
The elements at risk may change with time so landslide risk zoning should be reviewed to allow for this.
Methods of landslide zoning are evolving so in combination with the factors listed above, improved zoning
will be possible.
It is recommended that reviews be carried out at intervals no greater than about 10 years. In some cases more
frequent reviews will be necessary.
11
11.1
PREPARING A BRIEF
The following are some matters which should be considered in preparing a brief for a landslide zoning study.
In so far as possible, this is best done in consultation with prospective consultants so there is a clear understanding of
what is required.
11.2
SELECTING A CONSULTANT FOR THE ZONING
Landslide susceptibility, hazard and risk zoning is a science that should be done by well qualified geotechnical
professionals who are experienced in mapping and who understand slope processes, risk assessment and geotechnical
slope engineering. This will usually mean that a team of professionals will be needed including an engineering
geologist, geomorphologist (for zoning of natural slopes where geomorphology mapping is required) and a geotechnical
engineer. It should be noted that only a few engineering geologists and geotechnical engineers are experienced in
geomorphologic mapping. It is essential that geotechnical engineers who understand the soil and rock mechanics of
slope processes pre and post-failure are involved in the landslide susceptibility, hazard and risk assessments.
Consultants proposing to carry out landslide zoning should demonstrate they have personnel who will work on the
project with the relevant skills and experience. It is not sufficient that a geotechnical company has done such studies
because it is the personnel directly involved that are important.
31
One means of demonstrating competence is through registration upon the National Professional Engineering Register
(NPER) under the specific area of practice for Landslide Risk Management (LRM).
11.3
PROVIDE ALL RELEVANT DATA
It is essential that the consultant is provided with all the available data regarding the incidence of landsliding in the
study area. There should be a thorough search of records from files and works reporting repairs that have been carried
out.
Where there is limited data on the incidence of landslides in the area those responsible will greatly benefit by
establishing and maintaining a landslide inventory.
12
ACKNOWLEDGEMENTS
These guidelines have been prepared by The Australian Geomechanics Society with funding from the National Disaster
Mitigation Program, the Sydney Coastal Councils Group, and The Australian Geomechanics Society.
The Australian Geomechanics Society established a Working Group within a Landslide Taskforce to develop the
guidelines. The development of the guidelines was managed by a Steering Committee. Membership of the Working
Group, Taskforce and Steering Committee is listed in Appendix B.
Concurrent with the development of the AGS guidelines, JTC-1, the Joint International Societies Technical Committee
on Landslides and Engineered Slopes has been developing International Guidelines on Landslide Susceptibility, Hazard
and Risk Zoning. Those guidelines have been prepared under the technical direction of a Scientific Committee.
Membership of the JTC-1 Scientific Committee is attached in Appendix C.
Drafts of the AGS guideline have been subject to review by members of the AGS Landslide Taskforce, members of the
geotechnical profession and local government.
Drafts of the International Guidelines have received extensive consideration and discussion and in a Workshop held in
Barcelona from 18th to 20th September 2006. Later drafts of the guideline have been reviewed by attendees to the
Barcelona Workshop and members of JTC-1. There has been an integrated approach between the groups developing the
guidelines and they are similar except for details specific to AGS requirements.
13
REFERENCES
AGS (2000). Landslide risk management concepts and guidelines. Australian Geomechanics Society. Australian
Geomechanics Vol 35, No 1, 49-92
AGS (2002). Landslide risk management concepts and guidelines. Australian Geomechanics Society. Australian
Geomechanics Vol 37, No 2, 1-44
AGS (2007a). Guideline for Landslide Susceptibility, Hazard and Risk Zoning for Land Use Management. Australian
Geomechanics Society, Australian Geomechanics, Vol 42, No1.
AGS (2007b). Commentary on Guideline for Landslide Susceptibility, Hazard and Risk Zoning for Land Use
Management, Australian Geomechanics Society, Australian Geomechanics, Vol 42, No1.
AGS (2007c).. Practice Note Guidelines for Landslide Risk Management Australian Geomechanics Society. Australian
Geomechanics, Vol 42, No1.
AGS (2007d). Commentary on Practice Note Guidelines for Landslide Risk Management. . Australian Geomechanics,
Vol 42, No1,
AGS (2007e). Australian GeoGuides for Slope Management and Maintenance. Australian Geomechanics Society.
Australian Geomechanics, Vol 42, No1,
Cascini, L.; Bonnard, Ch.; Corominas, J.; Jibson, R. and Montero-Olarte, J. (2005). Landslide hazard and risk zoning
for urban planning and development. In Landslide Risk Management O. Hungr, R. Fell, R. Couture and E.
Eberthardt (editors). Taylor and Francis, London. 199-235
Cruden, D.M., and Varnes, D.J. (1996), Landslide Types and Processes, in Landslides. Investigation and Mitigation,
Editors AK Turner. and RL Schuster. Special Report 247, Transport Research Board, National Research
Council, Washington D.C.
Fell, R., Ho, K.K.S., Lacasse, S. and Leroi, E. (2005). A framework for landslide risk assessment and management. In
Landslide Risk Management, Editors O Hungr, R Fell, R Couture and E Eberhardt, Taylor and Francis,
London,3-26
Hutchinson, J.N. (1988). Morphological and geotechnical parameters of landslides in relation to geology and
hydrogeology. In Ch. Bonnard (Ed.): Landslides. Proceedings 5th International Conference on Landslides.
Lausanne. Vol. 1: 3-35
32
IAEG (1990). Suggested nomenclature for landslides. International Association of Engineering Geology Commission
on Landslides,, Bulletin IAEG, No. 41,.13-16.
IUGS (1997). Quantitative risk assessment for slopes and landslides- The state of the art. In Landslide Risk Assessment
D. Cruden and R. Fell (editors). Balkema, Rotterdam. pp. 3-12.
Leroi, E., Bonnard,C., Fell, R. and McInnes, R (2005) Risk assessment and management. In Landslide Risk
Management, Editors O Hungr, R Fell, R Couture and E Eberhardt, Taylor and Francis, London, 159-198
Varnes, D.J. (1978). Slope Movement Types and Processes. In Special Report 176: Landslides: Analysis and Control,
editors R.L. Schuster and R.J. Krizek, TRB, National Research Council, Washington, D.C.,.11-33.
33
34
Risk A measure of the probability and severity of an adverse affect to health, property or the environment. Risk is
often estimated by the product of probability x consequences. However, a more general interpretation of risk
involves a comparison of the probability and consequences in a non-product form.
Risk Analysis The use of available information to estimate the risk to individuals, population, property or the
environment from hazards. Risk analyses generally contain the following steps: scope definition, hazard
identification and risk estimation.
Risk Assessment The process of risk analysis and risk evaluation.
Risk Control or Risk Treatment The process of decision making for managing risk and the implementation or
enforcement of risk mitigation measures and the re-evaluation of its effectiveness from time to time, using the
results of risk assessment as one input.
Risk Estimation The process used to produce a measure of the level of health, property or environmental risks being
analysed. Risk estimation contains the following steps: frequency analysis, consequence analysis and their
integration.
Risk Evaluation The stage at which values and judgements enter the decision process, explicitly or implicitly, by
including consideration of the importance of the estimated risks and the associated social, environmental and
economic consequences, in order to identify a range of alternatives for managing the risks.
Risk Management The complete process of risk assessment and risk control (or risk treatment).
Societal Risk The risk of multiple fatalities or injuries in society as a whole: one where society would have to carry
the burden of a landslide causing a number of deaths, injuries, financial, environmental and other losses.
Susceptibility see Landslide Susceptibility
Temporal-Spatial Probability The probability that the element at risk is in the affected area at the time of the
landslide.
Tolerable Risk A risk within a range that society can live with so as to secure certain net benefits. It is a range of risk
regarded as non-negligible and needing to be kept under review and reduced further if possible.
Vulnerability The degree of loss to a given element or set of elements within the area affected by the landslide
hazard. It is expressed on a scale of 0 (no loss) to 1 (total loss). For property, the loss will be the value of the
damage relative to the value of the property; for persons, it will be the probability that a particular life (the element
at risk) will be lost, given the person(s) is affected by the landslide.
Zoning: The division of land into homogeneous areas or domains and their ranking according to degrees of actual or
potential landslide susceptibility, hazard or risk.
35
36