1994 Undp Disaster Assessment DMTP
1994 Undp Disaster Assessment DMTP
Edition
Disaster
Assessment
Disaster
Assessment
2nd Edition
DHA
Disaster Management Training Programme
1994
Disaster
Assessment
This training module has been funded by the United Nations Development
Programme in collaboration with the Office of the United Nations Disaster
Relief Coordinator for the Disaster Management Training Programme
(DMTP) in association with the University of Wisconsin Disaster
Management Center.
Parts of this module include material from draft texts of internal UNDP /
UNDRO assessment guidelines. The module also draws directly on
assessment guidelines developed for OFDA and UNICEF. The concepts in
this module owe much to the work of Fred Cuny, Mishael Lechat, Claude de
Ville de Goyet, Randolph Kent, Franklin MacDonald, Ron Ockwell, John
Seaman, Giles Whitcomb, and staff members of UNDRO.
The text was reviewed by: Ron Ockwell and Jose Luis Zeballos M.D.,PAHO.
Editorial services, including design, educational components and formatting,
have been provided by Inter Works. Design consultation and desktop
publishing have been provided by Artifax.
Cover Photo: Polish helicopter used for reconnaissance flights to identify
suitable zones for air drops in Ethiopia. Photo by:RRC/Ethiopia
The first edition of this module was printed in 1991. Utilization and duplication of the
material in this module is permissible; however, source attribution to the
Disaster Management Training Programme (DMTP) is required.
PART
CONTENTS
UN reorganization and the DMTP............................................................................6
Introduction ........................................................................................................... 7
PART 1 An overview of disaster assessment.....................................................9
An overview of disaster assessment .................................................................... 9
Assessment as an aid to decision-making .......................................................... 12
Collecting assessment data in disasters ............................................................. 15
CASE STUDY .................................................................................................... 19
PART 2 Practical insights on conducting assessments..................................21
General guidelines on factors contributing to success in
disaster assessments ......................................................................................... 21
Practical guidelines on assessment in sudden onset emergencies .................... 24
CASE STUDY .................................................................................................... 29
Practical guidelines on assessments in slow onset emergencies ....................... 33
CASE STUDY .................................................................................................... 34
PART 3 The role of the UN in relation to assessments....................................37
UN agency representatives ................................................................................ 37
Key elements of the resident coordinators early disaster role ............................ 39
The role of the resident coordinator as relief activity develops ............................ 41
Reporting assessment information ..................................................................... 42
Formulating and screening requests for international assistance ....................... 42
PART 4 Preparedness planning for emergency assessment..........................45
Assessment systems .......................................................................................... 45
Summary ............................................................................................................ 50
Annex 1: Acronyms ............................................................................................ 51
Annex 2: Resource list ........................................................................................ 53
Module Evaluation.................................................................................................55
Disaster
Assessment
PART
Disaster
Assessment
INTRODUCTION
Purpose and scope
This training module, Disaster Assessment, is designed to introduce
this aspect of disaster management to an audience of UN organization
professionals who form disaster management teams, as well as to
government counterpart agencies, NGOs and donors. This training is
designed to increase the audiences awareness of the nature and
management of disasters, leading to better performance in disaster
preparedness and response.
The content has been written by experts in the field of disaster management and in general follows the UNDP/UNDRO Disaster Management Manual
and its principles, procedures, and terminology. However, terminology in
this field is not standardized and authors from different institutions may use
the same terms in slightly different ways.
Disaster
Assessment
Training methods
This module is intended for two audiences, the self-study learner and the
participant in a training workshop. The following training methods are
planned for use in workshops and are simulated in the accompanying
training guide. For the self-study learner the text is as close to a tutor as
can be managed in print.
Workshop training methods include:
group discussions
simulations/role plays
supplementary handouts
videos
review sessions
self-assessment exercises
The self-study learner is invited to use this text as a workbook. In
addition to note-taking in the margins, you will be given the opportunity
to stop and examine your learning along the way through questions included in the text. Write down your answers to these questions before
proceeding to ensure that you have captured key points in the text.
PART
PART
AN O
VER
VIEW OF
OVER
VERVIEW
DISASTER ASSESSMENT
This part of the module is designed to enhance your understanding of:
the role of assessment in disaster management
the steps in the assessment process
how the objectives of assessment evolve over the course of the
recovery from a disaster
different data collection methodologies suitable for assessment
FIGURE 1
Disaster
Assessment
Warning Phase
FIGURE 2
Emergency Phase
Confirm the reported emergency and estimate the overall
magnitude of the damage
Identify, characterize and quantify populations at risk in
the disaster
Help to define and prioritize the actions and resources needed
to reduce immediate risks
Identify local response capacity, including organizational,
medical and logistic resources
Help anticipate future serious problems
Help manage and control the immediate response
Rehabilitation Phase
Identify the priorities of the affected people
Identify the policies of the government with regard to
post-disaster assistance
Estimate the additional support required from national and
international sources for relief and recovery
Monitor the outcome and effectiveness of continuing relief and
rehabilitation measures
Recovery Phase
Determine the damage to economically significant resources and its
implications for development policy
Assess the impact of the disaster on current development programs
Identify new development opportunities created by the disaster
10
PART
AN O
VER
VIEW
OVER
VERVIEW
OF DISASTER
ASSESSMENT
DATA
INFORMATION
Identify information,
needs and resources
Collect data
FIGURE 3
Report conclusions
11
Disaster
Assessment
Assessment is the
process by which
decision-makers begin
to bring order to the
chaos that results
from a disaster.
Relief actors
There is always a cluster of relief actors. They include:
The survivors
The government of the affected country-its ministries, agencies,
political figures and civil servants
The United Nations agencies-including national and international
headquarters offices
Inter-governmental organizations
Donor governments and their local representatives
International and national NGO representatives
The national and international news media
12
Decision-making scenario
From the start of the emergency onwards, all the actors will be jointly or
separately involved in a decision-making process which includes three
stages:
Phase 1 situation assessment
Phase 2 choosing objectives and
identifying alternative means
of accomplishing them
Phase 3 developing and implementing
response plans
PART
Each of these will have different perceptions of the disaster and their role
in the recovery effort. Each will have different information needs and will
seek to meet these needs in different ways. Information that is meaningful
and useful to one group may be wholly irrelevant to another. Many agencies
will have a limited understanding of other groups requirements and
resources.
AN O
VER
VIEW
OVER
VERVIEW
OF DISASTER
ASSESSMENT
A good system
should pay
particular attention
to the emerging expressed priorities of
the affected people
themselves and
identify the resources
of the survivors and
their coping levels.
This process will be most intense and explicit during the emergency phase,
but will continue in some form through all the phases of the recovery
process.
Situation assessment
Early in all emergencies, but especially in rapid onset disasters or sudden population influxes as a result of civil-conflict, there will be great
uncertainty about what the problems actually are. These uncertainties
include: the area affected, the numbers of people requiring immediate
help, the levels of damage to services and life-lines, the level of continuing or emerging threat and the possibilities for providing help.
In all kinds of emergencies decision-makers will need to start by
building up a picture of where people are, what condition they are in, what
their needs are, what services are still available and what resources have
survived. A good system should pay particular attention to the emerging expressed priorities of the affected people themselves and identify the resources of the survivors an their coping levels. This overall picture is built up
from assessment data collected by officials within the area, from survey
teams on the ground, or from overflights. To a great extent, the quality and
quantity of that data will reflect the level of prior planning.
13
Disaster
Assessment
14
A.
PART
AN O
VER
VIEW
OVER
VERVIEW
OF DISASTER
ASSESSMENT
The frequency of
data collection and
reporting must match
the rate of change in
the situation being
assessed.
15
Disaster
Assessment
16
PART
AN O
VER
VIEW
OVER
VERVIEW
OF DISASTER
ASSESSMENT
Estimating accuracy
depends on an
understanding of
data gathering
methodologies and
their limitations.
Disaster
Assessment
Under some
conditions, the UN
may need to confirm
or augment data from
government or other
sources by rapid,
focused assessments
by its own staff.
varying degrees of competence. Not all have systematic and institutionalized data-gathering networks. The information provided is likely to be
variable in quality and precision and should be evaluated in terms of the
experience and proven competence of the organization and individuals
concerned.
Under some conditions, the UN may need to confirm or augment
data from government or other sources by rapid, focused assessments by
its own staff. Donors and key national decision-makers should be consulted
immediately when a separate UN assessment is being proposed. Sections
below detail the general approach to scheduling and prioritizing such
assessments.
A.
18
PART
CASE STUDY
AN O
VER
VIEW
OVER
VERVIEW
OF DISASTER
ASSESSMENT
From: Kelly, Marion, Operational Value of Anthropometric Surveillance in Famine Early Warning and Relief:
Region, Ethiopia, 1987-88, in Disasters, Volume 17, no. 1, p 48-55, March 1993.
19
Disaster
Assessment
NOTES
20
PART
PART
PRA
CTICAL INSIGHTS ON
PRACTICAL
CONDUCTING ASSESSMENTS
This part of the module is designed to:
Increase your knowledge of general factors contributing
to successful assessments
Improve your ability to conduct detailed assessments in
sudden onset disasters
Increase your awareness of important aspects of slow onset
disasters that affect the assessment process
2.
3.
Planners need to pay close attention to the users of assessment information. Data should be collected to meet specific requirements by a
specific, identified operational individual or unit. Assessments must
teach them in a format they can use (which takes account of the
information load at the time of arrival) and at a time when it is relevant.
4.
21
Disaster
Assessment
5.
6.
7.
8.
Specificity is an
important objective
External resources
should not supplant
the communitys own
efforts but, rather,
build on them.
7. The source and method of collection, the team and the location,
time and date-of-collection of all data should always be specified.
8. Data should be presented in the formrates and percentagesnot just absolute numbers.
9. Data recording and presentation techniques should be
standardized where possible.
22
PART
PRA
CTICAL INSIGHTS
PRACTICAL
ON CONDUCTING
ASSESSMENTS
23
Disaster
Assessment
In sudden-impact
disasters the key to
effective life-saving
relief is specific,
precisely targeted
interventions against
demonstrated causes
of death.
Some assessment data may be of more value after the emergency that during
it. This is particulary the case for data on mortality rates and associated risk
factors. This information has much less immediate operational value than
data on injury patterns and health problems but may be invaluable later to
shape future strategies for mitigation and preparedness. Ensure that data of
this type is not lost and that its collection receives adequate support.
A.
24
PART
PRA
CTICAL INSIGHTS
PRACTICAL
ON CONDUCTING
ASSESSMENTS
Sched7uling of
assessment resources
is helped by having
pre-existing baseline
information on the
affected region.
MAPS
25
Disaster
Assessment
A.
2.
3.
4.
5.
6.
26
Attempt to establish the status of hospitals and clinics in areas affected by sudden impact disasters which are likely to have large numbers
of casualties e.g. in earthquakes: those that are close to the epicenter,
high density of old, multistory structures, narrow streets, high fire
risk or where there is evidence of secondary hazard. Assessments
should follow standard guidelines, which generally cover:
PART
7.
PRA
CTICAL INSIGHTS
PRACTICAL
ON CONDUCTING
ASSESSMENTS
9.
Disaster
Assessment
Q. Choose three activities from the above list that have not been
sufficiently addressed in assessments that you have experienced.
Describe the consequences.
A.
28
PART
CASE STUDY
PRA
CTICAL INSIGHTS
PRACTICAL
ON CONDUCTING
ASSESSMENTS
29
Disaster
Assessment
30
PART
PRA
CTICAL INSIGHTS
PRACTICAL
ON CONDUCTING
ASSESSMENTS
rehabilitation phase?
A.
Housing
Schools
Medical facilities
Telecommunications
Industries by sector
Cultural assets
Dead and missing by
demographic category
Injured, by type of injury
and demographic category
Homeless
31
Disaster
Assessment
Of particular concern
is the impact of the
disaster on
populations involved
in marginal or
informal economic
activity.
ANSWER
and schools.
32
PART
PRA
CTICAL INSIGHTS
PRACTICAL
ON CONDUCTING
ASSESSMENTS
Donors may be
unwilling to commit
large amounts of
assistance in
response to
ambiguous
information.
Disaster
Assessment
CASE STUDY
Qualitative Assessment of Population Displacement
This case study was adapted from Rapid Post-disaster Community Needs Assessment, Richard A. Margoluis et al,
Disasters, Vol.13, No.4, 1989, pages 287-299.
34
PART
PRA
CTICAL INSIGHTS
PRACTICAL
ON CONDUCTING
ASSESSMENTS
A.
35
Disaster
Assessment
NOTES
36
PART
PART
33
THE R
OLE OF THE UN IN
ROLE
RELA
TION TO ASSESSMENTS
RELATION
This part of the module is designed to enhance your understanding of:
the responsibilities of the UN system for assessment
the role of the Disaster Management Team
the responsibilities of the resident coordinator and how that role
changes during recovery
how and with whom information should be shared especially when
requesting international assistance
UN agency representatives
When international assistance is likely to be required after a disaster, the
UN system must be prepared to provide advice and assistance to the government in assessing damage and needs, defining strategies for response and
specifying material requirements. The UN must be able to provide potential
donors and the international community as a whole with objective statements on the priority needs for international assistance.
The focus of emergency response coordination within the UN system
in a country will generally be the UN Disaster Management Team (DMT).
Officials from all the major UN agencies in-country will be designated as
members of the operations group for the DMT, under the leadership of the
resident coordinator/representative. Each agency will usually take on a
specific assessment role (see figs.4 and 5)
FIGURE 4
37
Disaster
Assessment
38
PART
THE R
OLE OF THE
ROLE
UN IN RELA
TION
RELATION
TO ASSESSMENTS
39
Disaster
Assessment
ANSWER
(from page39)
40
PART
THE R
OLE OF THE
ROLE
UN IN RELA
TION
RELATION
TO ASSESSMENTS
The resident
coordinator/representative must also
help all concerned to
include a development
perspective in the
planning of emergency
and post-disaster
assistance.
Disaster
Assessment
A.
42
PART
THE R
OLE OF THE
ROLE
UN IN RELA
TION
RELATION
TO ASSESSMENTS
Reports must be
as accurate as
possible and not
mislead through
generalization and/
or exaggeration.
A.
43
Disaster
Assessment
NOTES
ANSWER
44
PART
PART
PREP
AREDNESS PLANNING FOR
PREPAREDNESS
EMER
GENCY ASSESSMENT
EMERGENCY
This part of the module is designed to enhance your understanding of:
how to design a comprehensive assessment system
what elements of an assessment system can be in place
as a part of preparedness activity
what activities will contribute to better preparedness
for assessment
Assessment systems
Effective assessment requires a coordinated and managed set of pre-planned
actions. Taken as a whole, the staff organizational arrangements and datahandling arrangements needed to achieve this constitute an assessment
system. There are at least seven elements of such a system, (see fig. 6).
First there must be an overall assessment plan, agreed to by all the
operational parties. This will establish areas of responsibility and accountability, guidelines and standard working procedures and reporting channels.
It will also establish how assessment responsibilities will change with time,
as the focus of activity shifts from emergency life-saving and restoration of
services towards social and economic planning for recovery and reconstruction. The assessment plan must incorporate a set of more detailed
contingency plans which take account of differences in the types of
possible hazards affecting the country.
Second, there should be a comprehensive collection of baseline data
available quickly and easily to those who may need it. The information that
can be derived from such a database usually includes:
the size and demographic structure of the affected population;
the location and characteristics of lifeline systems i.e. water, power,
telecommunications, transport;
the location, ownership and size of stockpiles of material resources
which can be used for relief;
the administrative structure in the affected area.
Third, there needs to be an operational data collection system which
can operate in the immediate aftermath of a disaster. This will generally include
designated reporting points, reporting procedures, designated communications routes protected or duplicated where appropriate and designated
field investigation teams. These must be supported by data gathering procedures which are rapid, structured and based on a commitment to use
formal sampling and survey techniques, however simple.
45
Disaster
Assessment
FIGURE 6
The fourth element consists of one or more collation and analyses centers
with designated staff and tested procedures.
Fifth, there will need to be established and tested procedures for
reporting and dissemination of assessments to identified points in the
decision-making and response system.
Sixth, the communications links by which information will be
disseminated will need to be defined, improved and protected, regularly
tested and the arrangements institutionalized.
Finally, seventh, there must be procedures for quality control and
standard setting for systems development, management, data-collection and
assessment operations. These procedures should be integrated and made
explicit in the overall assessment plan.
46
PART
PREP
AREDNESS
PREPAREDNESS
PLANNING FOR
EMER
GENCY
EMERGENCY
ASSESSMENT
A useful starting
point in preparedness
is to clarify and
clearly document the
responsibilities for
emergency actions at
each administrative
level in government.
Joint inter-agency
teams are particularly
useful.
47
Disaster
Assessment
Assessment Teams
Logistics specialist
Public health-epidemiologist
Nutritionist
Environmental health specialist with
skills in assessing options for
expedient water supply
48
PART
PREP
AREDNESS
PREPAREDNESS
PLANNING FOR
EMER
GENCY
EMERGENCY
ASSESSMENT
A.
49
Disaster
Assessment
SUMMARY
Assessment is a critical activity and essential component of the disaster
preparedness and management continuum. It is through a formal
assessment process that information is gathered and provided to the
responsible decision-makers. Far too often assessment is an afterthought
to the seemingly more urgent aspects of the recovery process, i.e.
scheduling and delivering relief supplies. Furthermore, assessment is
frequently seen as a one-time activity.
This module has asserted that assessments must be planned for,
systematically implemented and regularly conducted during the
recovery process. It is through assessment that decision-makers can
identify needs that lead to appropriate types of assistance. As important,
assessment indicates what type of assistance is not needs thus
decreasing inappropriate assistance. If assessment activities are
conducted throughout the recovery process, decision-makers will be
aware of emerging and unmet needs as well as mitigation and
development opportunities. In addition, assessments can provide
feedback on how the recovery is progressing which will allow for
correction of programs which may be falling short of their objectives.
Assessment is most effective when it is pre-designed as part of an
overall preparedness plan which is tested and refined. Because the
assessment process will differ for different types of hazards, the
preparedness plan must take into account the range of possible
situations the country might encounter. Information for assessment is
best gathered through well designed observation and survey methods.
These methods must take into account the ideas of a range of relief
actors including disaster survivors. Assessments, therefore, should be
coordinated.
The UN system, as well as NGOs must stand ready to assist national
governments in conducting assessments and analyzing and interpreting
the information received. The resident coordinator, representing the UN
system, is the focal point for the international community to understand
and respond to disaster situations.
ANSWER
50
PART
Annex 1
Acronyms
ANNEX 1
ACR
ONYMS
ACRONYMS
DHA
DMTP
ECLAC
FAO
ICRC
ILO
LRCS
NGO
Non-Governmental Organization
OFDA
PAHO
UNDP
UN-DMT
UNDRO
UNHCR
UNICEF
US AID
WFP
WHO
51
PART
Annex 2
Resource List
ANNEX 2
ADDITION
AL READING
ADDITIONAL
American Red Cross. Disaster Services Regulations and Procedures: Survey/Damage Assessment.
American Red Cross, 1988.
Braid, Robert B., Martin Schweitzer, Sam A Carnes and E. Jonathan Soderstrom. The Importance of Cumulative Impacts for Socieconomic Impact Assessment and Mitigation.
Energy. Vol. 10 no.5,1985.
Campbell, John R. and Joseph Chung. Post-Disaster Assessment, A. Management. Honolulu:
Pacific Islands Development Program, 1986.
.
Campbell, John R. and Joseph Chung. Post-Disaster Assessment, B. Field Survey. Honolulu:
Pacific Islands Development Program, 1986.
Guha-Sapir, D.Rapid Assessment of Health Needs in Mass Emergencies. WHO Statistical
Quarterly. Vol. 44,1991.
INTERTECT. Assessment Manual for Refugee Emergencies. Dallas: INTERTECT, 1985.
INTERTECT. Establishing Needs After a Disaster: Assessment, Dallas: INTERTECT, 1981.
McCracken, J.A., J.Pretty and G.R. Conway. An Introduction to Rapid Rural Appraisal for
Agricultural Development. London: International Institute for Environment and
Development, 1988.
Mitchell, John and Hugo Slim. Listening to Rural People in Africa: The Semi-structured
Interview in Rapid Rural Appraisal. Disasters. Vol. 15 no.1, (1991), pp. 68-72.
PAHO. Assessing Needs in the Health Sector After Floods and Hurricanes. Technical Paper No.11.
Washington DC: Pan American Health Organization (PAHO), 1987.
PAHO. PAHO Disaster Response Team Manual for Post Disaster Needs Assessment. Antigua: Pan
Caribbean Disaster Preparedness and Prevention Project,1988.
Smith, G.S. Development of Rapid Epidemologic Assessment Methods to Evaluate Health
Status and Delivery of Health Services. International Journal Epidemiol. Vol. 18,supp.2,
1989.
Stephenson, Rob and Susan York. Medical Care in Refugee Camps, Investigative Proceedures:
Checklist for Refugee Camp Assessment. Disasters. Vol.5 no.3, (1981). pp. 214-231.
Taylor, Alan J. Assessment of Victim Needs Dallas: INTERTECT, 1978.
53
Disaster
Assessment
United Nations. Suggested Indicators for Disaster Assessment. A Guide to Food and Relief
Operations. New York: United Nations, 1977.
United Nations World Food Programme. Food Aid in Emergencies, Book B:Operational
Procedures for WFP Staff. Chapter B4 Assessment and Planning at Country Level.
Rome: World Food Programme, Provisional Version, 1993.
World Health Organizaion. Emergency Preparedness and Response: Rapid Health Assessment in
Sudden Impact Natural Disasters. Geneva: World Health Organization, ERO/EPR/
90.16,1990.
Young, Helen. Food Scarcity and Famine: Assessment and Response. Oxfam Practical Health
Guide No.7.Oxford: Oxfam, 1992.
54