The Copy Principle
‘ocke argues in Essay Liv that there are no innate ideas; all ideas are instead
derived from sensation or reflection. This denial of innate ideas—highly infh-
ential in eighteenth-century British philosophy—helps to justify Locke's de facto
rejection of the Cartesian intellect, and thereby also to justify his methodological
‘empiricism and commonsense skepticism toward a number of scholastic and ratio-
nalist metaphysical doctrines concerning both the physical and the mental realms.
‘The Copy Principle, which isthe first of Hume's two most fundamental princi-
ples, is a direct successor to this Lockean doctrine, as Hume himself acknowledges
(See EHU §17n). As frst presented in the Treatise, the Copy Principle states:
[All our simple ideas in their first appearance are deriv from simple impressions,
which ate correspondent o them, and which they exactly represent. (THIN 4)
‘As introduced in the first Enquiry, it states:
[All our ideas or more feeble perceptions are copies of our impressions or more lively
ones. (EHU §13)
This principle, as we saw in chapter 1, involves both a Resemblance Thesis (that
«every simple idea has an exactly resembling simple impression) and a Causal The-
sis (that every simple idea is at least partly caused by a simple impression).! Hume
uses the principle to justify one of his prime methodological directives; namely,
that in order “perfectly to understand any idea,” we must [trace] it up to its origin,
and {examine} that primary impression, from which it arises” (THN 74-75). Even
more important, the principle plays a crucial role in his arguments concerning
such central topics as space, time, causation, substance, personal identity, and
‘morality. In each case tis used to argue that a certain supposed idea—of vacuum,
of time without alteration, of necessary connection in nature, ofa subject of inher-
‘ence, of a unified and identical self, or of real moral relations existing in the objects
alone, respectively —does not exist.
Yet it has seemed to many commentators that Hume fails to support the Copy
Principle with evidence sufficient to justify the manner in which he applies it in
42 Cognition and Commitment in Hume's Philosophy
these central arguments. Indeed, it has often been concluded that, despite the
‘expectations aroused by his announced methodological empiricism, he effectively
‘treats the principle asa priori, o as necessary, or both. Thus, Antony Flew writes of
Hume's procedure that it
amounts to making such sentences as “all our ideas... re copies of our impressions
«ambiguous: most ofthe time they are taken to express a contingent generaizar
tion; but at Some moments of ersis he apparently construes them as embodying a nec-
essay proposition. Such manoeuvres have the effeet of making it look as if the imma
nity to falsification of a necessary truth had been gloriously combined with the
substantial assertiveness of a contingent generalization”
However, no sooner does Hume state the principle than he himself explicitly
admits an exception, or counterexample, to it, involving the idea of a “missing
shade of blue”:
Thete is however one contradictory phanomenon, which may prove, that "tis not
will readily be allow’, that the several dstnet ideas of colours, which enter by the
«xe, or those of sounds, which are convey by the hearing, are realy diferent fom
cach other, tho! at the same time resembling. Now if this be tue of diferent colour, it
‘must be no les 0 ofthe diferent shades ofthe same colour, that each of them pro-
duces a distinc idea, independent ofthe rst. For if his shoud be deny’, ts possible,
by the continual gradation of shades, to run a colour insensibly into what is most
remote from it; and if you will not allow any ofthe means to be different, you cannot
without absurdity deny the extremes to be the same. Suppose therefore a person to
hhave enjoyed his sight for tity years, and to have become perfectly well acquaint
with colours ofall kinds, excepting one particular shade of blue, for instance, which
never has been his fortune to meet with. Let all the different shades ofthat colo
except that singe one, be plac before him, descending gradually from the deepes 10
the lightest; "ts plain, that he will perceive a blank, where that shade is wanting, and
will be sensible, that there is a greater distance in that place betwit the contiguous
colours than in any other. Now I sk whether tis posible for him, fron
ination, to suppl this deficiency, and raise up to himself the idea ofthat particulat
shade, tho it ad never been conveyed to him by his senses? I belive there ate few but
willbe of opinion that he ean; and this may serve a a proof, thatthe simple ideas are
not alvays derived ftom the corespondent impression; tho the instance isso partic
lar and singular, that's saree worth our observing, and does not merit that for it
«lone we should alter our general maxim. (THN 5-6 and FHU §16)
But this is not all. After discussing the missing shade of blue, he seems almost
immediately to go on to allow several other counterexamples without any apparent
qualms, Immediately afer reiterating his endorsement of using the Copy Principle
(THN 33), he asserts that our idea of time “is not deriv'd from a particular impres-
sion mixd up with others, and plainly distinguishable ftom them” (THN 36). In
light of the immediate context, in which he has been emphasizing the parallel
between the ideas of space and time, itis evident that he would affirm a similar
doctrine about the idea of space.’ And yet immediately after seeming to grant that
the ideas of space and time are not copied from impressions, he concludes his dis-
cussion of the ideas of space and time by denying that there is any idea either of‘The Copy Principle 8
“vacuum” (i.e,, empty space) or of “time without a changeable existence” —pre-
cisely on the grounds that there are no impressions from which these latter ideas
can be copied (THN 65). He then concludes Treatise Lii, a mere page later, by
‘maintaining that our “idea of existence is not deri'd from any particular impres-
sion” (THN 66) All ofthis suggests to many readers that Hume applies the Copy
Principle both arbitrarily and unfairly—adopting it uncritically, insisting on it
when it suits his purposes, and then allowing exceptions to it whenever he wishes.
In this chapter, I try to show that there is a consistent and principled approach
behind these seemingly careless and inconsistent features of Hume's adoption and
use of the Copy Principle. First {argue that he does not, at any point, treat the
principle as either a priori or necessary, and in the process, I will outline his own
argument for the principle. Second, I consider Hume's admission of the missing
shade of blue as an exception to the Copy Principle and argue that it does not sig-
nificantly undermine his subsequent uses of the principle. | then argue that con-
trary to appearances, the ideas of time, space, and existence are not exceptions to
the Copy Principle. Finally, | argue that Hume is perfectly consistent in using the
Copy Principle to deny the existence of any idea of either “vacuum” or “time with-
‘out a changeable existence,” even though he admits the existence of the ideas of
space and time.
‘The Status and Grounds of the Copy Principle
‘The Intended Status of the Copy Principle
As his erties are well aware, there are several strong reasons to believe that Hume
does not intend to treat, and does not believe he has treated, the Copy Principle as
either a priori or logically necessary. One of the mast obvious of these reasons les
in Hume’s explicit nomological empiricism. He repeatedly maintains that we can-
not have any a priori knowledge of causal conditions (sce, for example, THN 86,
EHU §23); indeed, most of his uses of the term ‘a prior’ oceur in the course of
making or reiterating this very point. Yet in the course of explaining and defending
the Copy Principle, he explicitly identifies it asa claim about a causal condition for
the occurrence of ideas. From this characterization and his nomological empiri
cism, it follows immediately that the Copy Principle cannot be a priori—so imme-
diately, indeed, that Hume could hardly miss the point‘ Furthermore, his Concciv-
ability Criterion of Possibility entails that the Copy Principle cannot be a necessary
truth if its denial is conceivable, but he is equally insistent that the denial of any
‘causal claim is conceivable. Thus, it follows unmistakably, from claims that Hume
not only accepts but emphasizes, both that the Copy Principle cannot be a priori
and that it eannot be necessary.
‘A second piece of evidence that Hume does not intend the Copy Principle to be
either a priori or necessary is, of course, his own admission that the idea of the
“missing shade of blue” would constitute a counterexample to the Copy Principle.
He could hardly fail to notice that the discovery of even one empirical counterex-
ample would be incompatible with the universality implicit in treating the prinei-“4 (Cognition and Commitment in Hume's Philosophy
ple asa priori or necessary. Nor is that counterexample later forgoten or rejected;
on the contrary, he reproduces his entire discussion of it verbatim in the first
Enquiry.
‘The Argument for the Copy Principle Outlined
A third piece of evidence that Hume does not intend the Copy Principle to be a
priori or necessary is the character of the argument he provides for it. That argu-
‘ment, as it occurs in the Treatise (THN 4-5), may be outlined as follows:
1. {E}very simple impression is attended with a cortespondent idea, and every simple
idea with a corespondent impression.
2. Such a constant conjunction, in such an infinite numberof instances, cn never
aise fom chance.
3. [There is ether a] dependence of the [simple] impressions upon the [simple] ideas,
‘or ofthe [simple] ideas upon the [simple] impressions (fom | and 2)
44 Togivea child an idea of scarlet or orange, of sweet or bitter, present the object, or
in other words, convey to him these impressions; but proceed not so absurdly as to
‘endeavor to produce the impressions by exciting the ideas
5. Our ideas upon thet appearance produce not their correspondent impressions, nor
do we perceive any colour, o fel any sensation merely upon thinking of them
[but] any impression either of the mind or body is constantly followed by an idea,
\which resembles i and is only different in the degrees of force and liveliness
6. In their fist appearance ... the simple impressions always take the precedence of
their cortespondent ideas, but never appear in the contrary order. (fom 4 and 5)
7.[Wihereever by any accident the faculties, which give rise to any impressions, are
‘obstructed in their operations, as when one is born blind or deaf; not only the
iimpeesions are los, but abo thee correspondent ideas.
8, [The correspondent ideas ar lst likewise] where the organs of sensation... have
never been put in action to produce a particular impresion. [For example, we ean
not form a jus idea ofthe taste ofa pineapple without actually tating it]
9. (All our simple ideas in thei fist appearance are deriv from simple impresions,
Which ate corespondent to them, and which they exactly represent. (Rom 3, 6,7,
ond 8)
The frst premise, (1), is simply the Resemblance Thesis conjoined with the par
allel claim that for every simple impression there oceurs a resembling simple idea >
‘We have already seen Hume's grounds for the Resemblance Thesis in chapter I: an
appeal to introspective experience together with a challenge to produce a coun-
terexample * As I argued in chapter 1, he is confident that no damaging counterex-
‘amples to the Resemblance Thesis can be produced because (i) he has confidence
in Locke's and his own accounts of the origins of problematic concepts; (ii) he
believes that philosophers who claim to employ counterexamples to the thesis
derive implausible and conflicting results from them; and (ii) he is confident of
the ability of his own theory of abstract ideas to explain fully the crucial phenome
non of generality in thought. His argument forthe further causal claim —that sim-
ple ideas are derived from the corresponding simple impressions—appeals first to
(1's implication that there isa constant correlation, and hence a prima facie causal‘The Copy Principle 45
relation, between simple impressions and resembling simple ideas (2-3). It then
provides two kinds of empirical evidence to establish the nature ofthe causal rela-
tion, The frst kind of evidence lies in the order in which impressions and ideas
appear, in those cases where both do occur (4-6), The second kind of evidence li
in our inability to have ideas where the corresponding impressions have not
occurred (7-8). The argument as a whole thus appears to be based entirely on
‘empirical, contingent premises.
Reasons to Interpret the Principle as A Priori and Necessary
Although Hume evidently does not intend to treat the Copy Pri
priori or necessary, two related grounds might be offered forthe claim that he nev-
ertheless does so. Firs, it may be thought that the empirical evidence he actually
presents forthe premises of his argument is inadequate or nonexistent. Bennett, for
example, writes boldly that “if we take the [copy] principle at face value, asa theory
about the preconditions for having unlively ‘perceptions’ or quasi-sensory states,”
then “we cannot bring evidence to bear upon it” (Bennett, 1971, pp. 226-227; see
also Flew, 1986, pp. 22-23). In support ofthis claim, he continues:
Cleatly, Hume will not bow to any fool or knave who claims to have a counterexam-
ple, any congenitally blind man who says “Ihave an idea of purple” To “produce” an
idea one must not merely say but show that one has it; and Hume is confident that his
challengers will fail n this larger task, eg that a congenitally blind man who says “I
have an idea of purple” won't be abe to give us reasons for believing him.
But the blind man might well satisfy us that he isnot Ivin, and then Hume’ only
resort would be to say that the bind man did nat know what “purple” means. This, 1
sugges, isthe source of his confidence: he is sure that the congenitally blind man
would not be able to “produce” an idea of purple because he would not beable to sat
isfy us that he knew what “purple” means.
Now, what of the people whose ideas Hume counts as positive evidence fortis the
179? He hat not asked them what ideas they have, and even if he dd, why should he
believe thei answers? He must say: “Well, they clearly understand the word ‘purple,
{and thats good enough for me.” Ifhe doesnot say this, then itis perfectly obscure how
hhe can have any postive evidence fr his theory ab applied to anyone but himself. Ifhe
does sy it, then anyone counts as having an idea of purple ifhe understands “purple”
‘ora synonym oft in some other language. (Bennet, 1971, p. 227; se also MacNabb,
1951, pp. 27-29)
(On this basis, Bennett argues that although Hume offers the Copy Principle asa
claim about the relation between impressions and ideas, it is better understood as
the thesis that experience is a precondition for “understanding,” where the latter is
construed as consisting in certain linguistic abilities. Although Bennett grants that
this latter thesis has some considerable empirical warrant in its own right, he also
suggests that is relation to certain “analytic” (and hence presumably a priori and
necessary) truths about the connection between meaningfulness and “empirical
cashabilty” helps in some way to explain Hume's adoption and/or use of the Copy
Principle. And although Flew granis that some empirical evidence does support
the Copy Principle itself—construed as a claim about Humean mental entities—6 Cognition and Commitment in Hume's Philoeophy
he also holds that Hume's confidence in itis due largely to a groping understand-
ing ofa related necessary truth of the kind that Bennett describes.
‘A second reason sometimes offered for the claim that Hume treats the Copy
Principle as a priori or necessary is the appearance that Hume is unwilling to take
seriously the possibility that the putative ideas he rejects on the basis of the Copy
Principle are instead counterexamples to it—as he ought to do ifthe prineiple were
merely based on experience. Thus Flew, for example, writes (just after the remark
cited at the beginning ofthis chapter:
But this—not to put too fine a point on it—is outrageous Its all very wel to support
such a psychological generalization {the Copy Prineiple] by citing the kind of evidence
which Hume does cite, and then to challenge all comers to produce a counter-exar
ple. But it simply will not do at all to turn the generalization thus supported into the
supposedly sure foundation of a method of challenge: dismissing anything which might
be proffered as a counterexample as being, on that ground alone, necessarily disered-
ited. (Flew, 1986, pp. 20-21)
‘These two grounds, although distinet, are related. For the weaker the empirical
grounds for the principle itself, the more it becomes incumbent on Hume to take
putative counterexamples seriously—and the more telling his failure to do so will
‘eas evidence for the view that he treats the principles asa priori and/or necessary.
Hume's Empirical Evidence
Does Hume offer adequate empirical support for his premises? Certainly there
would often be strategic difficulties in demonstrating to other people that one was
having a simple idea that was not preceded by a corresponding impression. For
‘example, a person who, for whatever reason, never has and never will have an
impression of purple obviously cannot say without selEcontradiction, “Do you see
that purple object over there? The impression that you and I both have when we
Took at that object corresponds to an idea for which I have not had the preceding.
impression.” But this does not mean that we can never obtain any information con-
‘cerning the mental images (ideas) of the sensorily deprived or the relation of those
images to their remaining impressions or sense experiences.
Itis a fact, for example, that the blind and the deaf do not report mental
images—that i, Humean “ideas"—that are unrelated to any simpler elements pre-
viously experienced in sensation or feeling, Ifthe blind or deaf did report having
such images, of course, we might not be able to determine precisely what images,
they were experiencing, but would there be any reason to doubt that they were cor
rect in reporting the occurrence of some such images? Just as one need not know
the omithologist’ name for a bied in order to ceport that one is presently seeing a
picture of some bied that one has never encountered before, so one need not know
the name of a kind of image in order to report that one is presently having an
image unlike any previous impression, ‘The fact that the blind and deaf can and do
report aspects of their mental lives but do not report such images is surely some evi
dence that they do not have them.
Furthermore, sensory deprivation is not always permanent. This is obvious inthe‘The Copy Principle "7
ceases where sensory deprivation is due to simple lack of opportunity, but it may also
be the case where the organic damage of the congenitally blind or deaf person is
reptited or otherwise overcome. IF such persons frequently reported that they now
hhad for the frst time sensations or feelings of which they had previously had only
images, Hume would certainly conclude that the Copy Principle was false. That
such persons do not make such reports is surely some evidence in favor of that prin-
ciple. Nor are we utterly without evidence conceming the experiences of persons
whose sensory exposure is normal. If they frequently reported having simple images
unrelated to their sense impressions or feelings, there need not be any reason to
doubt the truth of their claims. In fact, however, they generally do not make such
claims, and that, once again, is some evidence for the Copy Principle
‘To treat all ofthis as evidence for the Copy Principle is, of course, to assume
that the verbal and other behavior of other persons—so far as it goes—can be
good evidence about the content oftheir mental images. But this assumption will
be granted by everyone who is not a complete skeptic about the content of other
minds. Hume himself may not have formulated an adequate specific refutation
of skepticism about other minds, but in this he resembles neatly every other
philosopher who claims to have information about other minds. Furthermore,
in order to treat others’ behavior as evidence, there is no need to translate
Hume's claims about ideas into claims about the linguistic ability to use terms
(such as ‘purple’) for specific kinds of images. Indeed, even committed logical
behaviorists (that is, conceptual reduetionists about the mental states of them-
selves and others) need not make such a translation. They will, of course, propose
that claims about the mental states of others are equivalent in meaning to claims
about behavior, but they will still have their own (behaviorist) analyses of claims
about mental images, and those analyses will likely remain largely distinct in
‘meaning from their analyses of claims about the understanding of particular
words. Thus, there is no need even for them to interpret Hume’s Copy Principle
as a disguised claim that understanding, construed as a behavioral linguistic
capacity, requires experience.
‘The Copy Principle itself isthe relatively straightforward empirical claim that
the presented content of those mental representations that are less “lively” than
(Humean) impressions is copied from the experienced content of these impres-
sions. However, Hume also accepts his predecessor’ and contemporaries’ view that
tunderstanding—construed as a mental act—requires such representations and
depends on their presented content. From the Copy Principle and this additional
premise, it follows for Hume that understanding causally requires experience
ince he would no doubt agree that, in general, complex behavioral linguistic
capacities causally require understanding, he would likely agree, too, that complex
behavioral linguistic capacities causally require experience. But these further
claims and consequences would be distinct from the Copy Principle itself.
Indeed, rather than offering a principle on which “evidence cannot be brought
to beat,” Hume himself brings (in addition to the positive evidence he cites) some
evidence to bear against it, in the form of the missing shade of blue. Hume does
not dig in his heels and refuse to grant thatthe person claiming to have the idea of
this shade can make any successful reference to it. Ifanything, Hume's standards8 (Cognition and Commitment in Hume's Philosophy
for admitting contrary evidence are a bit too lax: he cheerfully accepts the ant
pated results ofa merely hypothetical experiment with color samples.
Itmust be granted that Hume's confidence in the Copy Principle is not based on.
extensive empirical research directed toward that very question: he has not, for
‘example, sent out questionnaires. Rather, he thinks he has observed enough about
human nature to know that, if counterexamples to the Copy Principle were at all
‘common—among the blind and deaf, children, or others—then he would have
heard about them. Moreover, the publication of the Treatise and especially the first
Enguiry (with its specific challenge to produce counterexamples) itself constitutes a
sort of ex post facto questionnaire: if counterexamples are at all common, then
these discussions should help to elicit reports of them. Hume thinks that both his
‘own experience and his knowledge of what other people do and do not report pro-
vide extensive support for the Copy Principle. In the face ofthis support, an ocea-
sional dissenter may be questioned with respect to his or her sincerity or accuracy,
just as rare reported failures to produce otherwise widely replicable experimental
results may be questioned. But the existence of a large number of dissenters whose
dissent could not be convincingly explained as the result of natural errors would
certainly call the principle itself into question. Barring universal skepticism about
other minds, and given the general framework of representational categories he has
adopted, the evidence Hume presents is reasonable, relevant evidence for the Copy
Principle construed as an empirical generalization about the relation between two
classes of perceptions
Applications of the Copy Principle
Even if Hume presents some genuine empirical evidence for the Copy Principe,
hhowever, it remains possible that his critical use ofthe principle is more rigid than.
that evidence warrants. Does he actually apply it as if it were either a priori or nec-
essary?
He does not imply such a status for the Copy Principle when he uses it to estab-
lish his methodological directive to trace problematic ideas back to the impressions
from which they are derived. He argues only that
fainter than impressions, and thereby liable to obscurity and confusion” (THN 73),
whereas “the examination of the impression bestows a like cleamess on the idea”
(THN 75; see also THN 33). Because impressions are stronger and firmer than
ideas, itis naturally useful to refer to them in problematic cases. The Copy Princi-
ple serves to justify this methodological directive by asserting that there will be such
‘an impression to be found. When he makes the same point in the first Enquiry,
Hume adds that we may also use the methodological directive in asessing the sta-
tus of terms that we suspect have no corresponding idea:
When we entertain, therefore, any suspicion that a philosophical term is employed
without any meaning or idea (si is but to fequent) we need but enquire, fom
‘what impresion is that supposed idea derived? And iit be impossible to assign any, this
will serve to confi our suspicion. By bringing ideas into x clear light, we may rex
Sonably hope to remove all dispute which may ase, cancering their nature and ea
iy. (HU §17)‘The Copy Principle 9
But again, there is no need to interpret Hume as maintaining that its either a pr-
ori or necessary that every simple idea has a corresponding simple impression. He
need only maintain that we have found this tobe the case, thereby raising a reason-
able expectation that the search for an original impression for a problematic idea
will shed light (due to the greater clarity and vivacity of impressions) on whether
the idea really exists and, ifit does, on its nature.
In fact, when faced with an initial inability to find an impression from which our
idea of necessary connection is derived, he quite explicitly declines to treat the
Copy Principle as either a prior or necessary
Shall the despair of success make me assert, that lam hete possest of an idea, which is
not preceded by any similar impression? This wou'd be too strong a proof of levity and
inconstaney; since the contraty prineiple has been already so firmly establish’, as to
admit of no farther doubt; at last, till we have more fully examin‘d the present die
cally. (THN 77)
Even when Hume does argue against the existence of certain ideas by appealing
to the Copy Principle and to the observed absence of any corresponding impres-
sion, the contexts of these instances provide no reason to suppose that the principle
itself is intended to be a priori or necessary. For when he argues against the exis
tence ofa certain (putative) idea, he never argues merely that we do not find such a
corresponding impression in experience; he also always argues that no impression
could possibly satisfy the requirements we implicitly demand for such a perception.
In the case of “vacuum” and “time without a changeable existence” (as we shall see
shorily), he argues that any such impression would really have to be a nonimpres-
sion, since it would be an impression of nothing at all Inthe case of necessary con-
nection (as we shall see again in chapter 5), he argues that a perception of a neces-
sary connection in nature would “amount to a demonstration, and wou'd imply the
absolute impossibility for the one object not to follow, orto be conceived not to fol-
low upon the other” (THN 161-162)—a demonstration that he argues we can
already see to be impossible. Similarly in the case of the metaphysicians’ concep-
tion of mental or physical substance (considered in chapter 8), the perception of
such a thing would be the perception of something that bestowed simplicity at a
given time and identity through time on what we can already see to be intrinsically
‘complex and plural rather than simple and identical (THN 219-21; THN 252).
In Book Ill of the Treatise (as we shall see in chapter 9), Hume does not argue
merely that we do not actually find any distinctive moral relations (or other moral
tatters of fact) so long as we confine our attention to the objects or actions them-
selves. He also argues (THN 464-466) that no relation or matter of fact pertaining
conly to the objects or actions themselves could be guaranteed to exert at least some
motivating or approbative force on any being who perceived is existence—as the
perception of vice and virtue must.
In each of these cases, admitting a counterexample to the Copy Principle would
mean not merely violating the Resemblance Thess but violating it in such a way as
toallow nonimagistc ideas that could not, even in principle, resemble impressions.
It would thus require the admission of an entitely distinct representational faculty,
and hence a very serious modification in the cognitive psychology that Hume50 (Cognition and Commitment in Hume's Philosophy
thinks he finds otherwise well supported by experience. That is why he thinks it
‘would be “too strong a proof of levity and inconstancy” on his part to admit coun-
terexamples to the Copy Principle too hastily in such cases.
Hume intends the Copy Principle to be, and consistently teats it as, a well-con-
firmed empirical generalization. And indeed, the evidence for it, within the context
‘of Hume’s cognitive psychology, is reasonably strong. In view ofthe greater strength
and firmness of impressions, the Copy Principle naturally gives rise to a method-
‘ological cirective—namely, to seek the impressions from which problematic puta-
tive ideas are derived. It also creates a strong inductive presumption that where no
prior impressions can be found, no idea will be found either.
Alleged Counterexamples to the Copy Principle
‘The Missing Shade of Blue
If the Copy Principle is indeed an empirical generalization, doesn’t Hume's admis-
sion about the missing shade of blue undercut to a considerable extent the critical
tuse he makes of the principle? He himself allows that, should anyone produce a
counterexample to the Copy Principle, “it will then be incumbent on us, if we
would maintain our doctrine, to produce the impression, or lively perception,
which corresponds to it” (EHU §14).
Sympathetic critics have sometimes suggested that Hume could easily have
avoided treating the missing shade of blue as a counterexample to the Copy Principle
by treating all shades of color instead as complex ideas, in one of the ways suggested
by color theory. Thus, the missing shade of blue might be treated as a complex com-
posed of experienced hues of varying intensities, or as a complex composed of an
experienced hue, an experienced degree of saturation, and an experienced degree of
brightness. This expedient is notin fact available to Hume, for teasons I explain at
the end of chapter 3. Instead, Hume cheerfully grants thatthe missing shade is
counterexample, and in concluding his discussions of it, he offers a reason why it
joes not merit an alteration in “our general maxim’: it s because the “instance” isso
‘particular and singular” (THN 6 and EHU §16).In one sense, actually the instance
is not singular. Analogous counterexamples might easly be constructed around a
‘missing tone,” a “missing degree of heat,” and so on. But in another sense, all such
‘counterexamples are “particular and singular"—that is, they have quite particular
kinds of explanations. Hume has at least two quite specific explanations ready to hand
cof how an idea ofthe missing shade of blue can be obtained without the eorrespond-
ing simple impression. Both explanations depend essentially on his doctrine of nat-
tural resemblances among simple perceptions.
‘Some resembling complex perceptions resemble each other in virtue of one
containing, as a part, some simpler perception that is qualitatively identical to a
part of the other. An idea of a lion and an idea of a chimera, for example, may
resemble each other in virtue of involving the same kind of head. But for Hume,
not all resemblance between perceptions is ofthis kind. In an Appendix note added
to Treatise 1i.7, he writes:‘The Copy Principle 51
"Tis evident, that even different simple ideas may havea similarity to each other; nor is
it necessary thatthe point or circumstance of resemblance shoud be distinct or sepa
be from that in which they differ. Blue and green are different simple ideas, but ace
‘more resembling than blue and scale; tho’ their perfect simplicity excludes all possi-
bility of separation or distinction. “Tis the same with particular sounds, and tastes and
‘smells. These admit of infinite resemblances upon the general appearance and com-
parison, without having any common circumstance the same, (THIN 637)
He then goes on to remark that any two simple perceptions must resemble each,
‘other at least in respect of their being simple, and yet by definition no two simple
petveptions could have proper parts ofthe same kind in common
Hume's view that perceptions can resemble each other without having any quali-
{atively identical pars is often either ignored or regretted by etitics because it is
thought to be inconsistent with his “nominalism.” But if this view is inconsistent
with nominalism, then Hume is no nominalst. Far from wanting to explain or to
explain away the fact that even simples can resemble one another in various
respects, he regards the fact as (i) undeniable by anyone, as the case of “simplicity”
itself shows, and (i) so fundamental that no further explanation is possible. in fact,
if nominalism and realism are attempts to give some account of how instances of
‘even simple qualities can resemble each other, then Hume (like Locke) is neither a
norinalist nor a realist
Given the existence of natural resemblances among simple perceptions, Hume
has available a plausible explanation for a subject’s ability to form a simple idea of
the missing shade of blue in the absence of an exactly corresponding impression:
the subject has instead a very large number of simple impressions that naturally
resemble the missing impression very closely and are even arranged in such an
order as positively to point, given the nature ofthe resemblances, to the content of
the missing impression, The operation of the ming in using an attay of resembli
shades to fill in the blank within an ordering of simple ideas—especially when itis
an ordering of clements whose principle the mind understands (through the rele-
‘ant abstract ideas)—is arguably quite similar to the operation of the mind when it
interpolates missing elements into other series that do not require the formation of
a new simple idea.
‘The process is also rather similar to a phenomenon that Hume deseribes in Book
Ml of the Treatise:
Ideas may be compared to the extension and solidity of matter and impressions, espe
cially reflective ones, to colours, tastes, smells, and other sensible qualities. Meas never
admit ofa total union, but are endowed with a kind of impenetrablity by which they
‘exclude each other, and are capable of forming a eompound by their conjunction, not
by their mixture. On the other hand, impressions and passions are susceptible of an
entire union, and, like colours, may be blended so perfectly together, that each of them
‘may lose itself, and contribute only to vary that uniform impression which arises from
the whole. Some of the mast curious phenomena ofthe human mind ate derived fiom
this property ofthe passions (THIN 366)
In these cases, two distinct emotions—each of which is a simple impression for
Hume~are “blended” into a third emotion, potentially similar to cach. The
“blending” involved is somewhat metaphorial, for the resulting emotion is itself a82 Cognition and Commitment in Hume's Philosophy
simple impression, and hence is not a complex impression containing the fist two
«as pars, Instead, it is a new impression that both replaces, and causally results from,
two previous emotions. Let us now imagine a similar process by which ideas of a
lighter and darker shade could be imaginatively “blended” so as to produce a sim-
ple idea intermediate between them. This would differ from the blending of
impressions only in the lesser force and vivacity of the perceptions on which it oper
ated. And although Hume describes the blending process as one that applies to
impressions rather than to ideas, he also characterizes it as one that applies specifi-
«ally to colors. Hence, one might not be surprised to find the imagination having at
least a limited capacity to “blend!” ideas of closely resembling colors.?
Either—or both—of these explanations are readily available to Hume, Although
the idea of the missing shade of blue need not—given very special circumstances of
an ordering of similar ideas—be derived from an exactly corresponding impression,
it still ultimately derived from a set of very closely resembling impressions. It thus
constitutes a very near miss forthe Copy Principle. Moreover, Hume can have rea-
sonable confidence that no similar explanation, in terms of closely resembling
mpressions, would be available for such cases as vacuum, eventless time, necessary
‘causal connections, subjects of inherence, metaphysical selves, and real moral rela-
tions. The instance of the missing shade of blue and its correlatves for other sense
‘modalities are in that way “particular and singular."!9
‘The exception of the missing shade of blue may thus be admitted without fatally
undermining either (i) the general usefulness of the methodological directive to
search for the impressions from which an idea is derived, or (i) the conclusion that
we should view with deep suspicion any alleged idea for which we cannot find an
‘original impression or set of impressions. The missing shade of blue itself requires
at most a very slight and understandable amendment to Hume's general descrip-
tion ofthe powers ofthe imagination. However, to admit an idea of vacuum, event-
less time, necessary causal connection, substance, the self, or moral relations
would, as we have seen, violate the Resemblance Thesis in a far more radical way, a
way that would require the reintroduction of an entirely different representational
faculty, a faculty of intellect that he has already rejected on several different
grounds, Hume is well aware that, on his own principles, empirical investigation
could always force him to admit the existence of counterexamples to the Copy
Principle that would be more philosophically significant than the missing shade of
blue. But the missing shade of blue, because of its special explanations and near-
miss character, has little effect on Hume's philosophical uses ofthe principle
Space, Time, and Existence
Hume's available special explanations forthe ides shade of blue do
not seem applicable to the ideas of “space,” “time,” and “existence,” however.
‘Thus, if he were to admit such ideas as these without allowing corresponding,
impressions from which they are copied, he would be granting far more serious
breaches of the Copy Principle. Infact, however, Hume does not say that there are
1no impressions of time, space, and existence from which the corresponding ideas
are copied. Rather, he says that the idea of time (ike, presumably, that of space) is‘The Copy Principle 3
not copied from a “particular impression mix'd up with others, and plainly distin-
guishable from them” (THN 36), and that the idea of existence is similarly not
‘copied from “a particular impression” (THN 66). In order to see how this distine-
tion makes a difference, its essential to recall his theory of abstract ideas, set out in
‘Treatise Li.7 (and described in chapter 1). Let us apply that theory ist to the idea
of pace.
Hume explicitly notes that the ideas of space and time are abstract ideas (THN
34-35) and that they are composed of parts (THN 34, 39). On his view, in fact, all
visual (ie., colored) and tactile perceptions are composed of minima sensibilia
(minimum sensibles), and space is 2 manner in which two or more such minima
sensibilia are ordered or arranged relative to one another. It follows from his gen-
eral theory of abstract ideas that the abstract idea of space is some particular spa-
tilly complex idea, consisting of a number of simple colored or tangible ideas, an
idea that is associated with a general term and a disposition to call up a set of spa-
tially complex ideas (the term’s revival set) when needed. Any complex idea that
serves as the abstract idea of space will ether be copied directly from a correspond-
ing complex impression of various colors or tactile qualities, or will be made up of
simpler ideas that have been copied ditectly from impressions of colors or tactile
qualities. Thus, although there is no separate impression of space, every spatially
complex impression is an impression of space—and of various other things as well
(elaborate on this use of the simple/complex distinetion, and on the way in which
an impression can be an impression of more than one thing, in chapter 3.) Hume's
theory thus contrasts with Locke's For according to Locke, experience presents us
with a simple idea (that is, what Hume would call an impression) of space, numeri
cally different from such other simple tepresentations as those of “extension,” “ig-
‘re,’ and “motion.”
‘An exactly parallel account applies also to Hume's idea of time. Time is another
‘manner in which two or more temporally minimal perceptions (which in this case
need not be visual or tactile) are ordered or arranged relative to one another. One's
abstract idea of time is thus a temporally complex idea, associated with a general
term that revives a disposition to call up other temporally complex ideas. This tem
porally complex idea is—either directly or in its simpler parts—copied from corre-
sponding impressions.!! Once again, this contrasts with Locke's theory, according
to which experience presents us with a unique simple idea (that is, what Hume
would call an impression) of time oF “succession,” in addition to any other simple
representations we might experience.
Similar considerations apply also to the idea of existence, with one important dif-
ference, To conceive of something and to conceive of it as existing are the same
thing, according to Hume, so every impression whatever will at the same time be
an impression of existence. The idea that serves as the abstract idea of existence,
accordingly, may be either simple or complex. Once again, Hume's view contrasts
with Locke's theory, according to which every experience presents us with a separ
rate, and simple, idea (again, what Hume would call an impression) of existence,
entirely distinct from all other simple representations.”
‘Thus, although there are no “separate and distinet” impressions of space, time,
and existence for Hume, every idea of space, of time, and of existence is an idea4 Cognition and Commitment in Hume's Philosophy
that has been copied from previous impressions. Moreover, each of these previous
impressions has been an impression of (among other things) space, time, and exis-
tence, respectively—that is, of spatially ordered things, temporally ordered things,
and existing things.
Empty Space and Changeless Time
‘We have now seen why Hume allows ideas of space, time, and existence. Why does
he not also allow ideas of “vacuum” and “time without a changeable existence”?
‘The answer again depends largely on the theony’of abstract ideas,
‘The case of the vacuum differs from that of space in a crucial respect, There are
‘many impressions that are “impressions of space,” and hence many different ideas
that ean serve asthe abstract idea of space. There is, however, no impression that is
‘an impression of a vacuum, and hence there is no idea that is eapable of serving as
the abstract idea of a vacuum, For a “vacuum’ is supposed to be empty space, yet
any spatial perception will be a complex impression whose parts ae al either visual
or tangible—and visual and tangible perceptions represent thei locations a filled,
not as empty. This is true whether the perception is an impression or an idea.
Hence there is no idea of a vacuum and no impression from which such an idea
can be derived.
‘This conclusion is much less philosophically pregnant than it might appear. I is
‘a claim about representations, made within a cognitive science of representations,
and it has no negative consequences for those who deny that the universe is a
plenum. Hume also writes:
[If tbe askd, whether oF not the invisible and intangible distance be always full of
body, oF of something that by an improvement of our organs might become visible or
tangible, I must acknowledge, that I ind no very decisive arguments on ether side;
tho’ Iam incln to the contrary opinion, as being mote suitable to vulgar and popular
notions. Ifthe Newtonian philosophy be rightly understood, it will be found to mean
no more. A vacuum is asserted: That is, bodies are said to be plac afer such a mane
ner, as to receive bodies betwixt them, without impulsion or penetration. (THN 639)
How can Hume say this, ifthe term ‘vacuum’ does not stand for any idea? Our
mistaken belief that we have an idea ofa vacuum is the result of misunderstanding.
the character ofan idea that we really do have in his view. We do have perceptions
that we might call “spatially nondense” —that is, spatially complex perceptions,
some of whase component parts are not contiguous but have no other perception
between them. Hume is concemed only to deny that the unfilled “fictitious dis-
ous perceptions is itself another perception. While
there are perceptions—both impressions and ideas—of spatially nondense situa-
tions, there are no perceptions of the vacuum itself, as something that occupies the
unfilled locations. In other words, we represent spatially nondense situations
entirely with colored and tactile representations that are themselves spatially non-
dense; we do not and cannot utilize any uncolored and nontactile representations
of the empty space itself
Itis potentially misleading, therefore, to describe Hume as denying that we ean‘The Copy Principle 55
conceive any such thing as a vacuum. For as the passage cited shows, he is inclined
to agree (and thereby implies that he can conceive) that there are real situations
that would permit the interjection of additional bodies without either “impulsion or
penetration” of the bodies already present just as our spatially nondense percep-
tions suggest there might be. And this is precisely what the defenders of the vac-
tuum have maintained. Hume's position is best expressed not as the claim that
there is no such thing as a vacuum but rather as the claim that there is no such
(conceivable) thing as a vacuum—that is, empty absolute space— playing a sub-
stantive role in our ontology.
‘Similar considerations apply to the alleged idea of “time without a changeable
existence,” or changeless time. According to Hume, we cannot represent anything
to ourselves as the enduring content of emply time, because we represent time by
representing a succession of changing objects. Hence, no impression can be an
impression of changeless time, and no idea can serve as the abstract idea of change-
less time, Our mistaken belief that we have an idea of time without a changeable
existence, however, isin Hume's view the result of misunderstanding the character
cof an idea that we really do have. For we do sometimes have perceptions of objects
that remain unaltered while other objects change. By thinking of an unchanging
‘object fist in conjunction with one state of a changing object, and then in con-
junction with a later state of the same object, we seem to perceive some change,
and hence some alteration and temporal sequence, in the unchanging perception
itself. In fact, however, the only perception of temporal sequence is our perception
of the changing object. This produces the appearance of a “fictitious duration”
applying to the unchanging object itself (THN 65), analogous to the “fctit
tance” between noncontiguous spatial pars that have no object separating them,
Just as there are perceptions of spatially nondense situations but no perceptions of,
the vacuum as something existing between the objects, so there are perceptions of,
situations in which one thing changes while another does not, but no perception of
the duration ofthe unchanging object as something that the unchanging object goes
through. Just as Hume grants the possibility of new matter being created between
‘wo objects without impulsion or penetration, so he grants the possibilty that an
object that in fact did not change might instead have done so (THN 65). Hume's
position about time is best expressed not as the claim that there cannot be time
without change but rather as the claim that there is no such (conceivable) thing as
cchangeless time playing a substantive role in our ontology.
‘Conceptual Empiricism and the Copy Principle
Hume's Copy Principle and his other views about the cognitive role of ideas, when
taken together, imply conceptual empiricism. He does not treat the Copy Principle
8 a priori or as necessary, however, but instead as an empirical generalization —
just as his own methodological and nomologieal empiricism require him to do.
Hence, although the Copy Principle serves to justify Hume's conceptual empiri
«ism in something lke the way in which the verification principle justified the con-
ceptual empiricism of the twentieth-century logical positivist, its bass and status56 Cognition and Commitment in Hume's Philosophy
are entirely different. Accordingly, Hume cannot and does not treat either the Copy
Principle or the methodological directive that it justifies (i.e., to seek original
impressions) as sufficient to demonstrate the nonexistence of a particular idea in
the absence of careful investigation of the specific characteristics of the alleged
idea
Such investigations show, Hume believes, that there is no idea of a vacuum (ie.,
‘empty absolute space), of changeless time (ie., empty absolute time), of necessary
causal connection in nature, ofa substantial subject of inherence, ofa unified and
identical self, and of real moral qualities and relations existing inthe objects alone
In each case, however, this isnot the end of the story but the beginning of a careful
investigation of the cognitive phenomena that are mistakenly described as the hav-
ing of these ideas. Searches for impressions of space, time, and existence, in con-
trast, show for Hume that we have (many) impressions of each. The intial plausi-
bility of the claim that we do not have such impressions results from the fact that
these impressions are also of other things as well, so that there is no separate or dis-
tinct impression of them. Hume's theory of abstract ideas, however, shows how we
‘ean form ideas of space, time, and existence without their impressions being sepa-
rate and distinet from impressions of other things.
Hume's philosophy would lose much of its distinctive character without the
Copy Principle and the conceptual empiricism to which it leads. Yet conceptual
‘empiricism, as a doctrine about concepls and their content, is subject to consider-
able vagueness and ambiguity. Hume's doctrine of the essential role of images in
representation and meaning—the doctrine that provides the context in which the
‘Copy Principle, as a claim about images, implies conceptual empiricism—serves to
impose greater determinacy on the doctrine of conceptual empiricism. But it does
0 chiefly by oversimplifying the nature of concepts and human cognition through,
an identification of concepts with images (or, as in the case of abstract ideas, of
‘concepts with images used as associative exemplars). Hume’s methodological direc-
tive to clarify difficult or problematic concepts by looking for particular kinds of
impressions seems, in ths light, to be particularly misguided. For of all the many
ways to deepen one’s insights into the nature of important concepts, the mere
intensification of images through concentration on particular experiences is surely
neither one of the most important nor one of the most effective.
‘Nevertheless, Hume's discussions of such crucial yet problematic philosophical
concepts as “space,” “time,” “cause,” “substance,” “person,” and “virtue” played an
important role in opening up both the eighteenth century and succeeding eras to
new ways of thinking about these concepts, and in each of these Humean discus-
sions the Copy Principle undeniably plays a central role. We will examine Hume's
treatment of the latter four concepts in later chapters, and so I will not comment
on them farther here. But Hume's discussion of space and time—though some-
what less influential than the others—is illustrative enough for our purposes. His
use of the Copy Principle calls into question both (i) the soundness of the Carte
sins’ alleged demonstrations that the world must be a plenum (since attention to
the source of our idea of space shows that the denial of a plenum is perfectly repre
sentable and hence consistently conceivable); and (ii) the intelligibility and
explanatory value of Newtonian metaphysicians’ conceptions of emply absolute‘The Copy Principle 7
space and empty absolute time as independent metaphysical entities or quasi-enti-
ties. He thereby seeks to subject both Cartesian and Newtonian treatments of space
and time to critical examination in the light of reflection on our cognitive eapaci-
ties. Successful or not, this ia serious and substantive undertaking,
‘As this example suggests, and the case of other philosophical concepts will con-
firm, the primary importance of Hume's Copy Prineiple lies neither in its putative
capacity to help establish conceptual empiricism as a general doctrine nor in its
potential use as a weapon to attack particular words, propositions, or philosophical
problems as “meaningless” Rather, its primary importance lies in the motivation
that it provided to Hume for more detailed investigations into the cognitive
processes underlying the use of central yet problematic concepts, and, more specifi
cally, its tendency to focus those investigations in the areas of human experience
and practice on which these concepts are based. The insights we gain from such
particular investigations as these, Hume quite plausibly supposes, can have impor-
tant consequences for the nature of our commitments to modes of both belief and
action,
(Proceedings of the International Colloquium in the Philosophy of Science, London, 1965, Volume 4) Imre Lakatos (Ed.), Alan Musgrave (Ed.)-Criticism and the Growth of Knowledge-Cambridge University Pr