Supreme Court of The United States
Supreme Court of The United States
(Slip Opinion)
Syllabus
NOTE: Where it is feasible, a syllabus (headnote) will be released, as is
being done in connection with this case, at the time the opinion is issued.
The syllabus constitutes no part of the opinion of the Court but has been
prepared by the Reporter of Decisions for the convenience of the reader.
See United States v. Detroit Timber & Lumber Co., 200 U. S. 321, 337.
Syllabus
The statutes requirements are clear questions of fact. It may be difficult in some cases to determine whether the requirements have
been met, but courts and juries every day pass upon the reasonable
import of a defendants statements and upon knowledge, belief and
intent. American Communications Assn. v. Douds, 339 U. S. 382,
411. Pp. 1821.
444 F. 3d 1286, reversed.
SCALIA, J., delivered the opinion of the Court, in which ROBERTS,
C. J., and STEVENS, KENNEDY, THOMAS, BREYER, and ALITO, JJ., joined.
STEVENS, J., filed a concurring opinion, in which BREYER, J., joined.
SOUTER, J., filed a dissenting opinion, in which GINSBURG, J., joined.
No. 06694
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We have long held that obscene speechsexually explicit material that violates fundamental notions of decencyis not protected by the First Amendment. See
Roth v. United States, 354 U. S. 476, 484485 (1957). But
to protect explicit material that has social value, we have
limited the scope of the obscenity exception, and have
overturned convictions for the distribution of sexually
graphic but nonobscene material. See Miller v. California,
413 U. S. 15, 2324 (1973); see also, e.g., Jenkins v. Georgia, 418 U. S. 153, 161 (1974).
Over the last 25 years, we have confronted a related and
overlapping category of proscribable speech: child pornog-
(ii) bestiality;
(iii) masturbation;
of any person.
Violation of 2252A(a)(3)(B) incurs a minimum sentence of
5 years imprisonment and a maximum of 20 years. 18
U. S. C. 2252A(b)(1).
The Acts express findings indicate that Congress was
concerned that limiting the child-pornography prohibition
to material that could be proved to feature actual children,
as our decision in Free Speech Coalition required, would
enable many child pornographers to evade conviction. See
501(9), (10), 117 Stat. 677. The emergence of new technology and the repeated retransmission of picture files
over the Internet could make it nearly impossible to prove
that a particular image was produced using real childreneven though [t]here is no substantial evidence that
any of the child pornography images being trafficked today
were made other than by the abuse of real children,
virtual imaging being prohibitively expensive. 501(5),
(7), (8), (11), id., at 676678; see also Dept. of Justice,
Office of Community Oriented Policing Services, R.
Wortley & S. Smallbone, Child Pornography on the Internet 9 (May 2006), on line at hhtp://www.cops.
usdoj.gov/mime/open.pdf?Item=1729 (hereinafter Child
Pornography on the Internet) (as visited Jan. 7, 2008, and
available in Clerk of Courts case file).
B
The following facts appear in the opinion of the Eleventh Circuit, 444 F. 3d 1286, 1288 (2006). On April 26,
2004, respondent Michael Williams, using a sexually
explicit screen name, signed in to a public Internet chat
room. A Secret Service agent had also signed in to the
chat room under the moniker Lisa n Miami. The agent
noticed that Williams had posted a message that read:
Dad of toddler has good pics of her an [sic] me for swap
of your toddler pics, or live cam. The agent struck up a
conversation with Williams, leading to an electronic ex-
According to our First Amendment overbreadth doctrine, a statute is facially invalid if it prohibits a substantial amount of protected speech. The doctrine seeks to
strike a balance between competing social costs. Virginia
v. Hicks, 539 U. S. 113, 119120 (2003). On the one hand,
the threat of enforcement of an overbroad law deters
people from engaging in constitutionally protected speech,
inhibiting the free exchange of ideas. On the other hand,
invalidating a law that in some of its applications is perfectly constitutionalparticularly a law directed at conduct so antisocial that it has been made criminalhas
obvious harmful effects. In order to maintain an appropriate balance, we have vigorously enforced the requirement that a statutes overbreadth be substantial, not only
in an absolute sense, but also relative to the statutes
plainly legitimate sweep. See Board of Trustees of State
Univ. of N. Y. v. Fox, 492 U. S. 469, 485 (1989); Broadrick
v. Oklahoma, 413 U. S. 601, 615 (1973). Invalidation for
overbreadth is strong medicine that is not to be
casually employed. Los Angeles Police Dept. v. United
Reporting Publishing Corp., 528 U. S. 32, 39 (1999) (quoting Ferber, 458 U. S., at 769).
The first step in overbreadth analysis is to construe the
challenged statute; it is impossible to determine whether a
statute reaches too far without first knowing what the
statute covers. Generally speaking, 2252A(a)(3)(B) prohibits offers to provide and requests to obtain child pornography. The statute does not require the actual exis
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insufficient.
Fourth, the other key phrase, in a manner . . . that is
intended to cause another to believe, contains only a
subjective element: The defendant must intend that the
listener believe the material to be child pornography, and
must select a manner of advertising, promoting, presenting, distributing, or soliciting the material that he thinks
will engender that beliefwhether or not a reasonable
person would think the same. (Of course in the ordinary
case the proof of the defendants intent will be the fact
that, as an objective matter, the manner of advertising, promoting, presenting, distributing, or soliciting
plainly sought to convey that the material was child
pornography.)
Fifth, the definition of sexually explicit conduct (the
visual depiction of which, engaged in by an actual minor,
is covered by the Acts pandering and soliciting prohibition
even when it is not obscene) is very similar to the definition of sexual conduct in the New York statute we upheld against an overbreadth challenge in Ferber. That
defined sexual conduct as actual or simulated sexual
intercourse, deviate sexual intercourse, sexual bestiality,
masturbation, sado-masochistic abuse, or lewd exhibition
of the genitals. 458 U. S., at 751. Congress used essentially the same constitutionally approved definition in the
present Act. If anything, the fact that the defined term
here is sexually explicit conduct, rather than (as in Ferber) merely sexual conduct, renders the definition more
immune from facial constitutional attack. [S]imulated
sexual intercourse (a phrase found in the Ferber definition as well) is even less susceptible here of application to
the sorts of sex scenes found in R-rated movieswhich
suggest that intercourse is taking place without explicitly
depicting it, and without causing viewers to believe that
the actors are actually engaging in intercourse. Sexually
explicit conduct connotes actual depiction of the sex act
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No. 06694
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dering of child pornography, creating a new crime to respond to the Supreme Courts recent ruling [in Ashcroft v.
Free Speech Coalition, 535 U. S. 234 (2002)] (statement of
Sen. Leahy, bills cosponsor)); H. R. Conf. Rep. No. 10866,
p. 61 (2003) ([The bill] includes a new pandering provision . . . that prohibits advertising, promoting, presenting,
distributing, or soliciting . . . child pornography (internal
quotation marks omitted)); S. Rep. No. 1082, p. 10 (2003)
(S. 151 creates three new offenses . . . . One prohibits
the pandering or solicitation of child pornography); id.,
at 16 ([T]he bill criminalizes the pandering of child
pornography).
The Oxford English Dictionary defines the verb pander, as to minister to the gratification of (anothers lust),
11 Oxford English Dictionary 129 (2d ed. 1989). And
Blacks Law Dictionary provides, as relevant, this definition of pandering: The act or offense of selling or distributing textual or visual material (such as magazines or
videotapes) openly advertised to appeal to the recipients
sexual interest. Blacks Law Dictionary 1142 (8th ed.
2004) (hereinafter Blacks).1 Consistent with these dictionary definitions, our cases have explained that pandering is the business of purveying textual or graphic
matter openly advertised to appeal to the erotic interest,
Ginzburg v. United States, 383 U. S. 463, 467, and n. 7
(1966) (quoting Roth v. United States, 354 U. S. 476, 495
496 (1957)).2
1 The first definition offered is The act or offense of recruiting a prostitute, finding a place of business for a prostitute, or soliciting customers for a prostitute. Blacks 1142.
2 As I have explained elsewhere, Ginzburg has long since lost its force
as law, see, e.g., FW/PBS, Inc. v. Dallas, 493 U. S. 215, 249 (1990)
(opinion concurring in part and dissenting in part) (Ginzburg was
decided before the Court extended First Amendment protection to
commercial speech and cannot withstand our decision in Virginia Bd. of
Pharmacy v. Virginia Citizens Consumer Council, Inc., 425 U. S. 748
(1976)). Still, the cases explication of the meaning of pandering is
instructive.
No. 06694
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WILLIAMS
order to prove a violation. And the fair assumption (apparently made by Congress) is that in some instances, the
child pornography in question will be fake, with the picture showing only a simulation of a child, for example, or a
very young-looking adult convincingly passed off as a
child; in those cases the proposal is for a transaction that
could not itself be made criminal, because the absence of a
child model means that the image is constitutionally
protected. See Free Speech Coalition, 535 U. S., at 246.
But under the Act, that is irrelevant. What matters is not
the inclusion of an actual child in the image, or the validity of forbidding the transaction proposed; what counts is
simply the manifest belief or intent to cause a belief that a
true minor is shown in the pornographic depiction referred
to.
The tension with existing constitutional law is obvious.
Free Speech Coalition reaffirmed that non-obscene virtual
pornographic images are protected, because they fail to
trigger the concern for child safety that disentitles child
pornography to First Amendment protection. See id., at
249251. The case thus held that pictures without real
minors (but only simulations, or young-looking adults)
may not be the subject of a non-obscenity pornography
crime, id., at 246, 251, and it has reasonably been taken to
mean that transactions in pornographic pictures featuring
children may not be punished without proof of real children, see, e.g., United States v. Salcido, 506 F. 3d 729, 733
(CA9 2007) (per curiam) (In [Free Speech Coalition], the
Supreme Court held that possession of virtual child
pornography cannot constitute a criminal offense. . . . As a
result, the government has the burden of proving beyond a
reasonable doubt that the images were of actual children,
not computer-generated images); cf. Free Speech Coalition, supra, at 255 (The Government raises serious constitutional difficulties by seeking to impose on the defendant the burden of proving his speech is not unlawful).
frustration rule, under which the action specifically intended would be a criminal act if completed. The intending killer who mistakenly grabs the pistol loaded with
blanks would have committed homicide if bullets had been
in the gun; it was only the impossibility of completing the
very intended act of shooting bullets that prevented the
completion of the crime. This is not so, however, in the
proposed transaction in an identified pornographic image
without the showing of a real child; no matter what the
parties believe, and no matter how exactly a defendants
actions conform to his intended course of conduct in completing the transaction he has in mind, if there turns out
to be reasonable doubt that a real child was used to make
the photos, or none was, there could be, respectively, no
conviction and no crime. Thus, in the classic impossibility
example, there is attempt liability when the course of
conduct intended cannot be completed owing to some fact
which the defendant was mistaken about, and which
precludes completing the intended physical acts. But on
the Courts reasoning there would be attempt liability
even when the contemplated acts had been completed
exactly as intended, but no crime had been committed.
Why should attempt liability be recognized here (thus
making way for proposal liability, under the Courts
analogy)?
The Courts first response is to demur, with its example
of the drug dealer who sells something else. Ante, at 14.
(A package of baking powder, not powder cocaine, would
be an example.) No one doubts the dealer may validly be
convicted of an attempted drug sale even if he didnt know
it was baking powder he was selling. Yet selling baking
powder is no more criminal than selling virtual child
pornography.
This response does not suffice, however, because it
overlooks a difference between the lawfulness of selling
baking powder and the lawful character of virtual child
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pornography. Powder sales are lawful but not constitutionally privileged. Any justification within the bounds of
rationality would suffice for limiting baking powder transactions, just as it would for regulating the discharge of
blanks from a pistol. Virtual pornography, however, has
been held to fall within the First Amendment speech
privilege, and thus is affirmatively protected, not merely
allowed as a matter of course. The question stands: why
should a proposal that may turn out to cover privileged
expression be subject to standard attempt liability?
The Courts next response deals with the privileged
character of the underlying material. It gives another
example of attempt that presumably could be made criminal, in the case of the mistaken spy, who passes national
security documents thinking they are classified and secret,
when in fact they have been declassified and made subject
to public inspection. Ante, at 18. Publishing unclassified
documents is subject to the First Amendment privilege
and can claim a value that fake child pornography cannot.
The Court assumes that the document publication may be
punished as an attempt to violate state-secret restrictions
(and I assume so too); then why not attempt-proposals
based on a mistaken belief that the underlying material is
real child pornography? As the Court looks at it, the
deterrent value that justifies prosecuting the mistaken spy
(like the mistaken drug dealer and the intending killer)
would presumably validate prosecuting those who make
proposals about fake child pornography. But it would not,
for there are significant differences between the cases
of security documents and pornography without real
children.
Where Government documents, blank cartridges, and
baking powder are involved, deterrence can be promoted
without compromising any other important policy, which
is not true of criminalizing mistaken child pornography
proposals. There are three dispositive differences. As for
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the first, if the law can criminalize proposals for transactions in fake as well as true child pornography as if they
were like attempts to sell cocaine that turned out to be
baking powder, constitutional law will lose something
sufficiently important to have made it into multiple holdings of this Court, and that is the line between child pornography that may be suppressed and fake child pornography that falls within First Amendment protection. No
one can seriously assume that after todays decision the
Government will go on prosecuting defendants for selling
child pornography (requiring a showing that a real child is
pictured, under Free Speech Coalition, 535 U. S., at 249
251); it will prosecute for merely proposing a pornography
transaction manifesting or inducing the belief that a photo
is real child pornography, free of any need to demonstrate
that any extant underlying photo does show a real child.
If the Act can be enforced, it will function just as it was
meant to do, by merging the whole subject of child pornography into the offense of proposing a transaction, dispensing with the real-child element in the underlying subject.
And eliminating the need to prove a real child will be a
loss of some consequence. This is so not because there will
possibly be less pornography available owing to the
greater ease of prosecuting, but simply because there must
be a line between what the Government may suppress and
what it may not, and a segment of that line will be gone.
This Court went to great pains to draw it in Ferber and
Free Speech Coalition; it was worth drawing and it is
worth respecting now in facing the attempt to end-run
that line through the provisions of the Act.
The second reason for treating child pornography differently follows from the first. If the deluded drug dealer is
held liable for an attempt crime there is no risk of eliminating baking powder from trade in lawful commodities.
Likewise, if the mistaken spy is convicted of attempting to
disclose classified national security documents there will
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117 Stat. 677, neither Congress nor this Court has been
given the citation to a single case in which a defendants
acquittal is reasonably attributable to that defense.3 See
3 During hearings prior to passage of the Act, the Department of Justice presented Congress with three examples of prosecutions purportedly frustrated by a virtual-child defense. See Hearing on H. R. 1104
and H. R. 1161 before the Subcommittee on Crime, Terrorism, and
Homeland Security of the House Committee on the Judiciary, 108th
Cong., 1st Sess., 9 (2003) (statement of Daniel P. Collins, Associate
Deputy Attorney General). In United States v. Bunnell, No. CRIM.02
13B5S, 2002 WL 927765 (D. Me., May 1, 2002), the court allowed
the defendant to withdraw his guilty plea after the Ashcroft v. Free
Speech Coalition, 535 U. S. 234 (2002), decision. The defendant did not,
however, present a virtual-child defense to a jury, nor was he acquitted;
indeed the court rejected his motion to dismiss, see Criminal Docket for
Case No. 1:02CR00013 (D. Me.). (The docket report also indicates that
the defendants trial was then continued during his prosecution in state
court, with the Government moving to dismiss upon receipt of a judgment and commitment from the state court. See ibid.)
In United States v. Reilly, No. 01 CR. 1114(RPP), 2002 WL 31307170
(SDNY, Oct. 15, 2002), the court also allowed a defendant to withdraw
a guilty plea after the issuance of Free Speech Coalition, because his
plea was founded on a belief that the Government need not prove the
involvement of actual children in the material at issue. (After the time
of the congressional hearings, the court dismissed the child pornography charges upon the Governments motion, and the defendant was
convicted on multiple counts of transportation of obscene material
under 18 U. S. C. 1462.
See Criminal Docket for Case No.
1:01CR01114 (SDNY).)
In United States v. Sims, 220 F. Supp. 2d 1222 (NM 2002), the defendant was convicted after a jury trial at which the Government contended, and the court agreed, that it did not bear the burden of proving
that the images at issue depicted actual minors. The Free Speech
Coalition decision came down soon afterward, and the defendant filed a
post-trial motion for acquittal. The trial court held that the Government did bear the burden of proof and had met it with regard to one
count but not with regard to another, upon which it had presented no
evidence of the use of actual children. The trial court acquitted the
defendant on the latter count, observing that [t]he government could
have taken a more cautionary approach and presented evidence to
prove the use of actual children, but it made the strategic decision not
to do so. 220 F. Supp. 2d, at 1227. The Government did not seek
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