Ib Summary 033012
Ib Summary 033012
*Preparation of this project brief was funded by the Open Society Institute, the State Justice Institute, and
the National Center for State Courts. The views expressed are those of the authors and do not necessarily
reflect the views of the funding organizations. The document summarizes the National Center for State
Courts project on implicit bias and judicial education. See Casey, Warren, Cheesman, and Elek (2012),
available at www.ncsc.org/ibreport for the full report of the project.
to sort people into certain groups (e.g., male or female, young or old) based
on combinations of characteristics as well. The problem is when the brain
automatically associates certain characteristics with specific groups that are not
accurate for all the individuals in the group (e.g., elderly individuals are frail).
Scientists refer to these automatic associations as implicitthey operate behindthe-scenes without the individuals awareness.
Scientists have developed a variety of methods to measure these implicit attitudes
about different groups, but the most common measure used is reaction time (e.g.,
the Implicit Association Test, or IAT).4 The idea behind these types of measures
is that individuals will react faster to two stimuli that are strongly associated
(e.g., elderly and frail) than to two stimuli that are less strongly associated (e.g.,
elderly and robust). In the case of race, scientists have found that most European
Americans who have taken the test are faster at pairing a White face with a good
word (e.g., honest) and a Black face with a bad word (e.g., violent) than the other
way around. For African Americans, approximately a third show a preference for
African Americans, a third show a preference for European Americans, and a third
show no preference (Greenwald & Krieger, 2006, pp. 956-958).
There is evidence that judges are susceptible to these implicit associations, too.
Rachlinski, Johnson, Wistrich, and Guthrie (2009), for example, found a strong
White preference on the IAT among White judges. Black judges also followed the
general African American population findings, showing no clear preference overall
(44% showed a White preference but the preference was weaker overall).
The question is whether these implicit associations can influence, i.e., bias, an
individuals decisions and actions, and there is growing evidence that the answer is
yes. Research has demonstrated that implicit bias can affect decisions regarding,
for example, job applicants (e.g., Bertrand & Mullainathan, 2004; Rooth, 2010;
Ziegert & Hanges, 2005), medical treatment (e.g., Green, Carney, Pallin, Ngo,
Raymond, Lezzoni, & Banaji, 2007), a suspects dangerousness (Correll, Park, Judd,
& Wittenbrink, 2002; Correll, Park, Judd, Wittenbrink, Sadler, & Keesee, 2007; Plant
& Peruche, 2005), and nominees for elected office (Greenwald, Smith, Sriram, BarAnan, & Nosek, 2009; Payne, Krosnick, Pasek, Leikes, Akhtar, & Thompson, 2010).
Kang (2009) describes the potential problem this poses for the justice system:
Though our shorthand schemas of people may be helpful in some
situations, they also can lead to discriminatory behaviors if we are
not careful. Given the critical importance of exercising fairness and
equality in the court system, lawyers, judges, jurors, and staff should
be particularly concerned about identifying such possibilities. Do we, for
instance, associate aggressiveness with Black men, such that we see
them as more likely to have started the fight than to have responded in
self-defense? (p. 2)
The problem is compounded by judges and other court professionals who,
because they have worked hard to eliminate explicit bias in their own decisions
and behaviors, assume that they do not allow racial prejudice to color their
judgments. For example, most, if not all, judges believe that they are fair
and objective and base their decisions only on the facts of a case (see, for
example, Rachlinski, et al., 2009, p. 126, reporting that 97% of judges in an
educational program rated themselves in the top half of the judges attending
the programstatistically impossiblein their ability to avoid racial prejudice in
decisionmaking). Judges and court professionals who focus only on eliminating
explicit bias may conclude that they are better at understanding and controlling for
bias in their decisions and actions than they really are.
Rachlinski, et al. (2009) also found preliminary evidence that implicit bias affected
judges sentences. Additional research is needed to confirm these findings. More
importantly for the justice system, though, is the authors conclusion that when
judges are aware of a need to monitor their own responses for the influence of
implicit racial biases, and are motivated to suppress that bias, they appear able to
do so (p. 1221). The next section discusses potential strategies judges and court
professionals can use to address implicit bias.
corrective action (cf. Green, Carney, Pallin, Ngo, Raymond, Iezzoni, & Banaji, 2007).
Although awareness of implicit bias in and of itself is not sufficient to ensure that
effective debiasing efforts take place (Kim, 2003), it is a crucial starting point that
may prompt individuals to seek out and implement additional strategies.
Strategy 5: Identify sources of ambiguity in the decisionmaking context and establish more concrete standards
before engaging in the decision-making process
When the basis for judgment is somewhat vague (e.g., situations that call
for discretion; cases that involve the application of new, unfamiliar laws),
biased judgments are more likely. Without more explicit, concrete criteria for
decision making, individuals tend to disambiguate the situation using whatever
information is most easily accessibleincluding stereotypes (e.g., Dovidio &
Gaertner, 2000; Johnson, Whitestone, Jackson, & Gatto, 1995).
In cases involving ambiguous factors, decision makers should preemptively
commit to specific decision-making criteria (e.g., the importance of various
types of evidence to the decision) before hearing a case or reviewing evidence
to minimize the opportunity for implicit bias (Uhlmann & Cohen, 2005).
Establishing this structure before entering the decision-making context will help
prevent constructing criteria after the fact in ways biased by implicit stereotypes
but rationalized by specific types of evidence (e.g., placing greater weight on
stereotype-consistent evidence in a case against a Black defendant than one
would in a case against a White defendant).
10
11
12
13
can prime stereotypic actions and judgments; see also Kang & Banaji, 2006).
Identifying these communications and removing them or replacing them with
non-stereotypic or counter-stereotypic information can help decrease the amount
of daily exposure court employees and other legal professionals have with the
types of social stereotypes that underlie implicit bias.
Conclusion
Research shows that individuals develop implicit attitudes and stereotypes
as a routine process of sorting and categorizing the vast amounts of sensory
information they encounter on an ongoing basis. Implicit, as opposed to explicit,
attitudes and stereotypes operate automatically, without awareness, intent,
or conscious control and can operate even in individuals who express low
explicit bias (Devine, 1989). Because implicit biases are automatic, they can
influence or bias decisions and behaviors, both positively and negatively, without
an individuals awareness. This phenomenon leaves open the possibility that
even those dedicated to the principles of a fair justice system may, at times,
unknowingly make crucial decisions and act in ways that are unintentionally
unfair. Thus although courts may have made great strides in eliminating explicit
or consciously endorsed racial bias, they, like all social institutions, may still be
challenged by implicit biases that are more difficult to identify and change.
Devine (1989) argues that prejudice need not be the consequence of ordinary
thought processes if individuals actively take steps to avoid the influence
of implicit biases on their behavior. Avoiding the influence of implicit bias,
however, is an effortful, as opposed to automatic, process and requires intention,
attention and time. Combating implicit bias, much like combating any habit,
14
involves becoming aware of ones implicit bias, being concerned about the
consequences of the bias, and learning to replace the biased response with
non-prejudiced responsesones that more closely match the values people
consciously believe that they hold (Law, 2011).
Once judges and court professionals become aware of implicit bias, examples of
strategies they can use to help combat it and encourage egalitarianism are:
Consciously acknowledge group and individual differences (i.e., adopt a
multiculturalism approach to egalitarianism rather than a color-blindness
strategy in which one tries to ignore these differences)
Routinely check thought processes and decisions for possible bias (i.e., adopt
a thoughtful, deliberative, and self-aware process for inspecting how ones
decisions are made)
Identify sources of stress and reduce them in the decision-making
environment
Identify sources of ambiguity and impose greater structure in the decisionmaking context
Institute feedback mechanisms
Increase exposure to stereotyped group members (e.g., seek out greater
contact with the stigmatized group in a positive context)
Those dedicated to the principles of a fair justice system who have worked to
eliminate explicit bias from the system and in their own decisions and behaviors
may nonetheless be influenced by implicit bias. Providing information on implicit
bias offers judges and court staff an opportunity to explore this possibility and to
consider strategies to address it. It also provides an opportunity to engage judges
and court professionals in a dialog on broader race and ethnic fairness issues in a
thoughtful and constructive manner:
15
See, for example, state court reports of racial fairness task forces and commissions, available
through the National Center for State Courts at http://www.ncsc.org/SearchState and the
National Center for State Courts Interactive Database of State Programs to address race and
ethnic fairness in the courts, available at
http://www.ncsc.org/refprograms.
2
See, for example, National Center for State Courts (1999, p. 37), reporting on a national survey
of public attitudes about state courts that found 47% of Americans surveyed did not believe
that African Americans and Latinos receive equal treatment in Americas state courts, 55%
did not believe that non-English speaking persons receive equal treatment, and more than
two-thirds of African Americans thought that African Americans received worse treatment
than others in court. State surveys, such as the public opinion survey commissioned by the
California Administrative Office of the Courts report similar findings: A majority of all California
respondents stated that African Americans and Latinos usually receive less favorable results
in court than others, approximately two-thirds believed that non-English speakers receive less
favorable results, and, a much higher proportion of African Americans, 87%, thought that African
Americans receive unequal treatment (see Rottman, 2005, p. 29).
3
Social science research on implicit stereotypes, attitudes, and bias has accumulated across
several decades into a compelling body of knowledge and continues to be a robust area of inquiry,
but the research is not without its critics (see What Are the Key Criticisms of Implicit Bias
Research? in Appendix B in Casey, et al., 2012). There is much that scientists do not yet know.
This project brief and the full report on which it is based are offered as a starting point for courts
interested in exploring implicit bias and potential remedies, with the understanding that advances
in technology and neuroscience promise continued refinement of knowledge about implicit bias
and its effects on decision making and behavior.
4
See How Is Implicit Bias Measured in Appendix B in Casey, et al. (2012) for more information on
measures of implicit bias.
5
See Appendix G in Casey, et al. (2012) for more information on the strategies.
1
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