Operating Room Enviroment
Operating Room Enviroment
ANZJSurg.com
ans_5526
917..924
Key words
human engineering, operating rooms, operative,
outcome assessment, surgical procedures, task
performance and analysis.
Correspondence
Dr Shing Wai Wong, Department of Surgery, Prince of
Wales Hospital, Barker Street, Randwick 2031,
Australia. Email: [email protected]
S. W. Wong FRACS, MS; R. Smith MB BS;
P. J. Crowe PhD, FRACS.
Abstract
The operating theatre is a complex place. There are many potential factors which can
interfere with surgery and predispose to errors. Optimizing the operating theatre
environment can enhance surgeon performance, which can ultimately improve patient
outcomes. These factors include the physical environment (such as noise and light),
human factors (such as ergonomics), and surgeon-related factors (such as fatigue and
stress). As individual factors, they may not affect surgical outcome but in combination,
they may exert a significant influence. The evidence for some of these working
environment factors are examined individually. Optimizing the operating environment
may have a potentially more significant impact on overall surgical outcome than
improving individual surgical skill.
Introduction
In 1962, DM Douglas commented that the surgeon looks upon the
theatre suite as his workshop in much the same way as the scholar
his library, the scientist his laboratory, or the craftsman his bench.1
He proposed that optimizing teamwork, the working environment,
and lighting as important requirements for the design of an operating
theatre from a surgeons perspective.
Surgical outcomes do not just depend on patient factors and
surgeon technical skills. External human factors are also important
and they include ergonomics, team coordination and leadership,
organizational culture, and quality of decision-making.2 Rather than
analysing the contribution of individual factors, a systems approach
to achieving better surgical outcomes has been advocated. Better
outcomes are likely if human error is diminished and surgical safety
is maximized. A systems approach to safety associated with surgical
operations would involve studying all aspects of the system including the working environment.
Reason proposed two methods in analysing human error: the
person approach or the system approach.3 The system approach
assumes that humans are fallible and that errors are expected. Countermeasures aim to change the working conditions because the
human conditions cannot be changed. The Swiss cheese model of
system accidents describes alignment of all the holes in each defensive layer (each cheese slice) leading to adverse outcomes. The holes
in the defences arise from active failures and latent conditions.
2010 The Authors
ANZ Journal of Surgery 2010 Royal Australasian College of Surgeons
Within the operating room, the latent conditions which can be identified and modified can help prevent an adverse event.
The environment which surgeons work in has an impact on
clinical decision-making during surgery.4 These work environment
factors are not beyond the control of surgeons. Optimizing the operating theatre environment can enhance surgeon performance, which
can ultimately improve patient outcomes. These factors include the
physical environment (such as noise and light), human factors (such
as ergonomics), and surgeon-related factors (such as fatigue and
stress). As individual factors, they may not affect surgical outcome,
but in combination, they may exert a significant influence. Many of
these factors have not been studied in a real operating theatre environment but have been examined in other work or simulated environments. Nonetheless, these studies can provide us with important
insight into how these factors influence performance. The aim of
this paper was to review the evidence for some of these working
environment factors.
Lighting
Optimal lighting is required for good vision. Important characteristics of good illumination include strong light, intense area of illumination in the centre, good focus, parallel beams, shadowless, easy
manoeuvrability, shielding to prevent glare, and heat reduction (with
heat-filtering glass).1,5,6 The overhead lights are the most commonly
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Wong et al.
Important considerations for gowns and gloves include the potentially conflicting characteristics of protection and comfort. The need
for a gown to be liquid repellent and to protect the wearer is a
priority. Woven cotton (also known as muslin) is an acceptable
barrier when dry but loses its barrier capabilities when wet.26 One
study indicated that four of five non-woven fabrics from disposable
gowns were effective barriers against the transmission of bacteria in
a laboratory setting, but all three woven fabric from reusable gowns
allowed some transmission of bacteria.27 Laundering has also been
Stress can facilitate performance by enhancing alertness, concentration, focus and efficiency of action as long as the stress level does not
exceed coping skills. High levels of stress can impair technical skills
and non-technical skills such as judgment, decision-making and
communication.17 An observational study of 55 surgical operations
found technical, patient and equipment problems to be the most
stressful factors in the operating room.18 A systemic review of 22
Noise
Noise is a potential problem for concentration and communication in
operating theatres. Studies have found highest noise levels during
orthopaedic and neurosurgical procedures.37,38 The loudest noises
tended to be recorded during the preparation period: a dropped steel
bowl measured 108 decibels (dB); gas escaping a pneumatic wall
outlet measured 98 dB; and raising trolley sides measured 85 dB.39
Normal speech between staff measured 60 dB. During surgery,
the background noise tended to be much less, with the sucker and
ventilator the main sources of continuous noise. Sound levels only
exceeded the moderate range (6080 dB) for 1% of the time.
However, it was these uncontrollable, unpredictable noises which
produce a startle response, and can interfere with the performance of
complex tasks.
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ANZ Journal of Surgery 2010 Royal Australasian College of Surgeons
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Music
It has been postulated that appropriate use of music in the operating
theatre can reduce stress and improve staff performance.44 Music has
been shown to reduce surgeon stress and enhance surgical performance in a laboratory setting.45 Autonomic cardiovascular reactivity
was significantly less and speed and accuracy of task performance
was significantly better with background music. Surgeon-selected
music resulted in significantly better results than experimenterselected music, which was better than no music. However, the 50
male surgeons involved in the study were volunteers who normally
listen to music during their surgery. This selection bias could partially explain the favourable results of the study. In contrast, laparoscopic surgical performance was unaffected by background classical
music in a study of 12 surgeons of varying experience.42 A randomized controlled trial of 45 novice laparoscopic surgeons found
a detrimental effect of activating music on surgical performance
accompanied by a significantly increased autonomic response (heart
rate).46 The effect of music on performance may be related to the
experience of the surgeon.
Familiar music has been shown to significantly increase the heart
rate and increase detections in a vigilance task, as well as decrease
vigilance decrement over time.47 The type of music did not seem to
have a significant effect. In another study, subjects spatial task
performances were noted to be enhanced by a Mozart sonata
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Interruptions
A high frequency of distractions and interruptions occur in the operating theatre and they can affect surgeon concentration. A Disruptions in Surgery Index has been proposed by one group.57 They
classified surgical disruptions into seven domains: individuals skill,
performance and personality; operating room environment; communication; coordination and situational awareness; patient-related
disruptions; team cohesion; and organizational disruptions. The
overall disruptions rate was reported to be 25% by surgeons, 37% by
anaesthetists, and 42% by nurses.
Distractions from case-irrelevant communications have been
studied.58 Visitors to the operating room provided most of these
distractions. Those addressed to the surgeons were less distracting to
the theatre team than those directed to the nurse or anaesthetist. The
inconsequential background conversations (small talk) may help
reduce stress and tensions of the operating team but may also be
more distracting than quieter, non discernable noise for a surgical
team.39
Theatre temperature
The temperature of an operating theatre is often determined by
the anaesthetist, with due consideration to the needs of the patient,
balanced against his/her own comfort as well as that of the entire
theatre staff. Maintaining normothermia for the patient is of paramount importance for many reasons. Hypothermia is defined as core
temperature below 36 degrees, and is commonly caused in surgery
by exposure to the cold operating room environment, evaporation
of skin sterilizing solutions and impairment of thermoregulation
by anaesthesia.59 Prospective randomized trials have demonstrated
a relationship between hypothermia and increased intraoperative
blood loss, cardiac events and surgical wound infections.60,61
Methods of directly heating the patient; such as forced air warming
systems, heated mattresses and warmed intravenous fluid infusion;
have been shown to prevent hypothermia and improve surgical
outcomes.60,6264
Wong et al.
Theatre temperature is another factor to consider. Some anaesthetists like to turn up the ambient operating room temperature to help
achieve normothermia. This may reduce surgeon comfort levels and
impact on their performance. Whilst it is crucial to set the temperature that best suits the patient, one must also consider the theatre
staff. A recent survey of medical students in Britain found that 12%
of respondents had suffered a near or actual syncopal episode in
theatre; of these, 79% reported hot temperature as a contributing
factor.65 One study of call centre operators found a significant reduction in performance when the temperature was increased from
22.5 to 24.5C.66 Moderate heat stress has also been shown to effect
mental performance by lowering levels of arousal.67
Surgeons prefer an ambient temperature of 1921C and a relative
humidity of 4555%.1,68 To counter for the operating light, a temperature of 18 has been recommended. This was 2.5 lower than
the preferred average of other staff. It was likely a coincidence, the
authors suggested, that the average recorded temperature usually
controlled by the anaesthetist was much closer to their preferred
temperature of 21.5! Cooling vests based on those worn by firemen
and adapted to the surgical environment have been trialled in a
non-clinical setting.69 The preliminary tests found an increase in the
comfort of the surgeon, with measurable benefits in terms of lower
skin temperature and sweat rates.
Posture
Fatigue during surgery can be reduced with better posture. Poor
posture has been shown to impair psychomotor performance.70,71
Discomfort and higher postural shift rate have been shown to have an
adverse effect on the error rate. Open surgical procedures usually
require prolonged standing with occasional awkward body positions. Studies have indicated that general surgeons experience substantial stress to their shoulders, neck and back with their postures
during surgery.72,73 Compared with ENT surgeons, general surgeons
have their backs in bent or/and twisted positions more often, stood
on one leg more often, and sat down less often. Laparoscopic surgery
can result in more postural fatigue than open surgery because it
is accompanied by a more upright posture, as well as less body
movement and weight shifting.74
It has been suggested that adopting a sitting position during part of
the operation may reduce torso fatigue during extended periods of
light manipulative work. However, a study looking at the kinematics
of motion performed in sitting and standing positions reported comparable asymmetry in lumbar lateral flexion and thoracic movement.75 Pelvic asymmetry contributes to musculoskeletal pain by
altering the body dynamics with compensation by spinal movement.
These compensatory trunk movements were not corrected by levelling the pelvis while sitting.
One of the problems with sitting during operations is the lack of
leg space under the operating table. This is associated with a forward
leaning posture, which is a significant risk factor for back pain.
Working while seated has advantages of improved precision and
stability, less total body energy consumption and allowing free
movements of the leg. In a simulated setting of poor leg space, the
trunk posture during standing, supported-standing (riding on a high
saddle chair) and sitting were examined in a Danish study.76 The
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ANZ Journal of Surgery 2010 Royal Australasian College of Surgeons
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Fatigue
Human performance have been shown to be impaired by shift work,
circadian rhythm disturbances and fatigue from prolonged work
hours.91,92 Studies have shown that fatigue impairs human performance in a laboratory setting, worsens psychomotor performance
and emotions, and perhaps clinical performance.93,94 However, many
of these studies had methodological flaws and failed to control for
circadian effects.
Surgeons may be at increased risk of making errors when
sleep deprived. One matched retrospective cohort study reported
no significantly increased morbidity with procedures performed the
day after surgeons worked overnight (between midnight and 6.00
hours).95 However, there was an increased morbidity for surgery
performed the day after surgeons worked overnight if sleep opportunities were less than 6 h (6.2% versus 3.4%). Studies examining
the effect of fatigue on simulated laparoscopic task performance
have demonstrated conflicting results, probably related to methodological flaws.96
A meta-analysis showed mood to be more affected by sleep
deprivation than cognitive or motor performance (in that order).97
Other studies examining the effect of fatigue on overall surgical
proficiency have also showed cognitive performance to be more
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Time of surgery
Shift work disrupts the circadian rhythm and may affect other physiological systems. Studies have shown a decline in mental performance and decision-making during the hours of midnight and 6.00
hours.94,100 Alertness and performance have a rhythmicity with a
maximum in the late afternoon and a minimum around 5.00 hours.
Tasks related to gross motor performance such as strength are better
performed in the evening than the morning and finer motor coordination tasks are better performed in the morning.101 The morning
superiority of the latter tasks has been attributed to a lower circadian
arousal level and less influence of fatigue. The risk of airline pilot
error was increased by almost 50% during the period of the early
morning (24.00 to 6.00 hours) in one study.102 This was attributed to
attention problems and fatigue. Anaesthetic studies have reported a
higher rate of adverse effects for procedures starting in the afternoon
or night.103,104
Surgical studies have not reported this association. There was no
relationship between the timing and outcome of elective coronary
artery bypass graft surgery.105 Perioperative risk was not affected by
surgical start time, day of the week or months when new residents
started. In this study, only elective cases were studied and most were
performed during daylight hours and therefore the effect of the
circadian rhythm were not well analysed. Another retrospective
study also found no relationship between surgical complications and
the time of day for cadaveric kidney transplants.106
Prolonged surgical workload and reduced mental energy may
influence surgical performance during different times of the day. The
time of day which laparoscopic-assisted vaginal hysterectomy was
performed did not influence surgical outcomes in a retrospective
study.107 Paradoxically, the authors found a shorter mean operating
time when cases started in the afternoon compared with first
morning cases. This was attributed to improved proficiency with
practice during the day.
Conclusions
The operating theatre is a complex system. Most operations are
performed efficiently and safely despite the potential for interference
and errors from different sources. Optimizing the operating environment to make the surgeon more comfortable will improve safety
and quality. Certain environmental factors can be controlled. Some
stressors such as noise, outside influences and interruptions can be
reduced by altering operating room practices. Maintaining the same
operating team, more thoughtful scheduling/planning of cases and
better preparation with a good nights rest are some of the methods
that can be used to improve outcomes. The surgeon should also
consider the needs of the patient, anaesthetist and other theatre staff
with the variables of temperature and music. More emphasis and
consideration should be placed on posture and other ergonomic
Wong et al.
factors. The teaching of non-technical skills such as stress management and crisis training would prepare surgeons for the complex
demands of the operating environment. Trainees can receive training
and feedback in a safe environment of a simulated operating theatre.
Surgeons should consider examining their own surgical environment
and then attempt to identify factors that they can control. By enhancing these factors, not only may surgical outcomes be improved but
also satisfaction with the surgical workplace. As surgeons, we have
a responsibility to our patients to optimize the environment in which
they will be operated in.
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