Genesis Securities, LLC.

TAX FORM-1099(2010)
Statement Date: 01/27/2011
50 Broad Street 12th Floor, New York, NY 10004
Phone: (212) 668.8686 Fax: (212) 668.0880 ACCOUNT INFORMATION
URL: http://www.gndt.com
Account Number: 0003-011000109389
Recipient's ID: 671-36-4705
Payer's Federal ID: 11-3473080 Ajay B Shah
119 Marsh Trail Cir NE
Atlanta , GA 30328
PROCEEDS FROM BROKER AND BARTER EXCHANGE TRANSACTIONS (1099-B) OMB # 1545-0715
Box Description Net Amount
2. STOCKS BONDS, ETC. (REPORTED NET) 2,599.15
4. FEDERAL INCOME TAX WITHHELD 0.00
8. PROFIT OR (LOSS) REALIZED IN 2010
9. UNREALIZED PROFIT OR (LOSS) ON OPEN CONTRACTS -- 12/31/2009
10. UNREALIZED PROFIT OR (LOSS) ON OPEN CONTRACTS -- 12/31/2010
11. AGGREGATE PROFIT OR (LOSS)

DIVIDENDS AND DISTRIBUTIONS (1099-DIV) OMB # 1545-0110

Box Description Net Amount
1a. TOTAL ORDINARY DIVIDENDS 7.48
1b. QUALIFIED DIVIDENDS 5.62
2a. TOTAL CAPITAL GAIN DISTR. 0.00
2b. UNRECAPTURED SECTION 1250 GAIN
2c. SECTION 1202 GAIN
2d. COLLECTIBLES (28%) GAIN
3. NONDIVIDEND DISTRIBUTIONS 0.00
4. FEDERAL INCOME TAX WITHHELD 0.00
5. INVESTMENT EXPENSES
6. FOREIGN TAX PAID 0.00
8. CASH LIQUIDATION DISTRIBUTIONS
9. NONCASH LIQUIDATION DISTRIBUTIONS

INTEREST INCOME (1099-INT) OMB # 1545-0112

Box Description Net Amount
1. INTEREST INCOME 0.00
2. EARLY WITHDRAWAL PENALTY
3. INTEREST ON U.S. SAVINGS BONDS AND TREAS. OBLIGATIONS 0.00
4. FEDERAL INCOME TAX WITHHELD 0.00
5. INVESTMENT EXPENSES
6. FOREIGN TAX PAID
8. TAX-EXEMPT INTEREST 0.00

MISCELLANEOUS INCOME (1099-MISC) OMB # 1545-0115

Box Description Net Amount
1. RENTS
2. ROYALTIES
3. OTHER INCOME 0.00
4. FEDERAL INCOME TAX WITHHELD 0.00
8. SUBSTITUTE PAYMENTS IN LIEU OF DIVIDENDS OR INTEREST
9. PAYER MADE DIRECT SALES OF $5,000 OR MORE OF CONSUMER PRODUCTS TO A BUYER
10. CROP INSURANCE PROCEEDS
13. EXCESS GOLDEN PARACHUTE PAYMENTS
14. GROSS PROCEEDS PAID TO AN ATTORNEY

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 Genesis Securities, LLC. TAX FORM-1099(2010)
Statement Date: 01/27/2011
50 Broad Street 12th Floor, New York, NY 10004
Phone: (212) 668.8686 Fax: (212) 668.0880 ACCOUNT INFORMATION
URL: http://www.gndt.com
Account Number: 0003-011000109389
Recipient's ID: 671-36-4705
Payer's Federal ID: 11-3473080 Ajay B Shah
119 Marsh Trail Cir NE
Atlanta , GA 30328
PROCEEDS FROM BROKER AND BARTER EXCHANGE TRANSACTIONS (1099-B) OMB # 1545-0715
Date Transaction CUSIP Net Amount Withhold Description
07/26/2010 TRD 00724F101 2,599.15 ADOBE SYS INC COM
Total: 2,599.15 0.00

Page 2 of 6
 Genesis Securities, LLC. TAX FORM-1099(2010)
Statement Date: 01/27/2011
50 Broad Street 12th Floor, New York, NY 10004
Phone: (212) 668.8686 Fax: (212) 668.0880 ACCOUNT INFORMATION
URL: http://www.gndt.com
Account Number: 0003-011000109389
Recipient's ID: 671-36-4705
Payer's Federal ID: 11-3473080 Ajay B Shah
119 Marsh Trail Cir NE
Atlanta , GA 30328
ACTIVITY DETAIL: DIVIDENDS AND DISTRIBUTIONS (1099-DIV) OMB # 1545-0110
Date CUSIP Type Amount Box 1b Withhold Foreign Tax Description
08/25/2010 013817101 DIV 1.86 1.86 DIV:AA(0.0300/sh):TAXCD:A
09/24/2010 060505104 DIV 0.38 0.38 DIV:BAC(0.0100/sh):TAXCD:A
10/25/2010 369604103 DIV 3.00 3.00 DIV:GE(0.1200/sh):TAXCD:A
11/26/2010 013817101 DIV 1.86 DIV:AA(0.0300/sh):TAXCD:
12/27/2010 060505104 DIV 0.38 0.38 DIV:BAC(0.0100/sh):TAXCD:A
Total: 7.48 5.62 0.00 0.00

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 Genesis Securities, LLC. TAX FORM-1099(2010)
Statement Date: 01/27/2011
50 Broad Street 12th Floor, New York, NY 10004
Phone: (212) 668.8686 Fax: (212) 668.0880 ACCOUNT INFORMATION
URL: http://www.gndt.com
Account Number: 0003-011000109389
Recipient's ID: 671-36-4705
Payer's Federal ID: 11-3473080 Ajay B Shah
119 Marsh Trail Cir NE
Atlanta , GA 30328
ACTIVITY DETAIL: INTEREST INCOME (1099-INT) OMB # 1545-0112
Date CUSIP Type Amount Withhold Foreign Tax Description
Total: 0.00 0.00 0.00

Page 4 of 6
 Genesis Securities, LLC. TAX FORM-1099(2010)
Statement Date: 01/27/2011
50 Broad Street 12th Floor, New York, NY 10004
Phone: (212) 668.8686 Fax: (212) 668.0880 ACCOUNT INFORMATION
URL: http://www.gndt.com
Account Number: 0003-011000109389
Recipient's ID: 671-36-4705
Payer's Federal ID: 11-3473080 Ajay B Shah
119 Marsh Trail Cir NE
Atlanta , GA 30328
MISCELLANEOUS INCOME (1099-MISC) OMB # 1545-0115
Date CUSIP Type Amount Withhold Foreign Tax Description
Total: 0.00 0.00 0.00

Page 5 of 6
 Genesis Securities, LLC. TAX FORM-1099(2010)
Statement Date: 01/27/2011
50 Broad Street 12th Floor, New York, NY 10004
Phone: (212) 668.8686 Fax: (212) 668.0880 ACCOUNT INFORMATION
URL: http://www.gndt.com
Account Number: 0003-011000109389
Recipient's ID: 671-36-4705
Payer's Federal ID: 11-3473080 Ajay B Shah
119 Marsh Trail Cir NE
Atlanta , GA 30328

NOTE:

THIS IS IMPORTANT TAX INFORMATION AND IS BEING FURNISHED TO THE INTERNAL REVENUE SERVICE. IF YOU ARE
REQUIRED TO FILE A RETURN, A NEGLIGENCE PENALTY OR OTHER SANCTIONS MAY BE IMPOSED ON YOU IF THIS INCOME
IS TAXABLE AND THE IRS DETERMINES THAT IT HAS NOT BEEN REPORTED.

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