3

TLS, have you I.R.S. SPECIFICATIONS TO BE REMOVED BEFORE PRINTING

transmitted all R Action Date Signature
text files for this INSTRUCTIONS TO PRINTERS
cycle update? FORM 1120-RIC, PAGE 1 of 4
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Form 1120-RIC U.S. Income Tax Return for OMB No. 1545-1010

Regulated Investment Companies

Department of the Treasury
Internal Revenue Service
For calendar year 2004 or tax year beginning
䊳 See separate instructions.
, 2004, and ending , 20 2004
A Year of RIC status Name of fund C Employer identification number
election
Please
type or Number, street, and room or suite no. (If a P.O. box, see page 6 of instructions.) D Total assets (see instructions)
B Date fund was established print
(see instructions)
City or town, state, and ZIP code

$
E Check applicable boxes: (1) Final return (2) Name change (3) Address change (4) Amended return
F Check if the fund is a personal holding company (attach Sch. PH) or if the fund is not in compliance with Regs. sec. 1.852-6 for this tax year 䊳

Part I—Investment Company Taxable Income (see instructions)

1 Dividends 1
2 Interest 2
3 Net foreign currency gain or (loss) from section 988 transactions (attach schedule) 3
Income

4 Payments with respect to securities loans 4

5 Excess of net short-term capital gain over net long-term capital loss from Schedule D (Form
1120), line 12 (attach Schedule D (Form 1120)) 5
6 Net gain or (loss) from Form 4797, Part II, line 17 (attach Form 4797) 6
7 Other income (see page 6 of instructions—attach schedule) 7
8 Total income. Add lines 1 through 7 䊳 8
9 Compensation of officers (Schedule E, line 2) 9
10 Salaries and wages (less employment credits) 10
11 Rents 11
12 Taxes and licenses 12
13 Interest 13
Deductions (see instructions)

14 Depreciation (attach Form 4562) 14

15 Advertising 15
16 Registration fees 16
17 Insurance 17
18 Accounting and legal services 18
19 Management and investment advisory fees 19
20 Transfer agency, shareholder servicing, and custodian fees and expenses 20
21 Reports to shareholders 21
22 Other deductions (see page 8 of instructions—attach schedule) 22
23 Total deductions. Add lines 9 through 22 䊳 23
24 Taxable income before deduction for dividends paid. Subtract line 23 from line 8 24
25 Less: Deduction for dividends paid (Schedule A, line 6a) 25
26 Investment company taxable income. Subtract line 25 from line 24 26
27 Total tax (Schedule J, line 8) 27
28 Payments: a 2003 overpayment credited to 2004 28a
Tax and Payments

b 2004 estimated tax payments 28b

c Less 2004 refund applied for on Form 4466 28c ( ) d Bal 䊳 28d
e Tax deposited with Form 7004 28e
f Credit for tax paid on undistributed capital gains (attach Form 2439) 28f
g Credit for Federal tax paid on fuels (attach Form 4136) 28g 28h
29 Estimated tax penalty (see instructions). Check if Form 2220 is attached 䊳 29
30 Tax due. If line 28h is smaller than the total of lines 27 and 29, enter amount owed 30
31 Overpayment. If line 28h is larger than the total of lines 27 and 29, enter amount overpaid 31
32 Enter amount of line 31 you want: Credited to 2005 estimated tax 䊳 Refunded 䊳 32
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true,
correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
Sign
䊳 䊳
May the IRS discuss this return with
Here the preparer shown below (see
Signature of officer Date Title instructions)? Yes No

䊳
Date Preparer’s SSN or PTIN
Paid Preparer’s Check if
signature self-employed
Preparer’s
䊳
Firm’s name (or EIN
Use Only yours if self-employed),
Phone no. ( )
address, and ZIP code

For Privacy Act and Paperwork Reduction Act Notice, see separate instructions. Cat. No. 64140B Form 1120-RIC (2004)
 3
I.R.S. SPECIFICATIONS TO BE REMOVED BEFORE PRINTING
INSTRUCTIONS TO PRINTERS
FORM 1120-RIC, PAGE 2 of 4
MARGINS: TOP 13mm (1⁄2 "), CENTER SIDES. PRINTS HEAD TO FOOT
PAPER: WHITE, WRITING, SUB. 20 INK: BLACK
FLAT SIZE: 216mm (8 ⁄2 ") X 559mm(22") FOLD TO 216mm (81⁄2 ") X 279mm (11")
1

PERFORATE: HORIZONTALLY ON FOLD

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Form 1120-RIC (2004) Page 2

Part II—Tax on Undistributed Net Capital Gain Not Designated Under Section 852(b)(3)(D)
1 Net capital gain from Schedule D (Form 1120), line 13 (attach Schedule D (Form 1120)) 1
2 Less: Capital gain dividends from Schedule A, line 6b 2
3 Amount subject to tax. Subtract line 2 from line 1 3
4 Capital gains tax. Multiply line 3 by 35% (.35). Enter tax here and on line 3b, Schedule J 4
Schedule A Deduction for Dividends Paid (Do not include exempt-interest dividends or capital gain dividends
reported on Form 2438, line 9b; see instructions).
1 Dividends paid (other than dividends paid after the end of the tax year). Do (a) Ordinary dividends (b) Capital gain dividends
not include dividends considered paid in the preceding tax year under section
852(b)(7) or 855(a), or deficiency dividends as defined in section 860 1
2 Dividends paid in the 12-month period following the close of the tax year
that the fund elects to treat as paid during the tax year under section 855(a) 2
3 Dividends declared in October, November, or December and deemed
paid on December 31 under section 852(b)(7) 3
4 Consent dividends (section 565) (attach Forms 972 and 973) 4
5 Foreign tax paid deduction (section 853(b)(1)(B)), if applicable 5
6 Deduction for dividends paid:
a Ordinary dividends. Add lines 1 through 5 of column (a). Enter here and on line 25, Part I 6a
b Capital gain dividends. Add lines 1 through 4 of column (b). Enter here
and on line 2, Part II, above 6b
Schedule B Information Required With Respect to Income From Tax-Exempt Obligations
1 Did the fund qualify under section 852(b)(5) to pay exempt-interest dividends for 2004? 䊳 Yes No
If “Yes,” complete lines 2 through 5. If “No,” go to Schedule E. (see instructions)
2 Amount of interest excludible from gross income under section 103(a) 2
3 Amounts disallowed as deductions under sections 265 and 171(a)(2) 3
4 Net income from tax-exempt obligations. Subtract line 3 from line 2 4
5 Amount of line 4 designated as exempt-interest dividends 5
Schedule E Compensation of Officers (see instructions for line 9, Part I)
Note: Complete Schedule E only if total receipts (line 8, Part I, plus net capital gain from line 1, Part II, and line 9a,
Form 2438) are $500,000 or more.
(b) Social security (c) Percent of time (d) Percent of fund (e) Amount of
(a) Name of officer
number devoted to business stock owned compensation

1 % %
% %
2 Total compensation of officers. Enter here and on line 9, Part I 2
Schedule J Tax Computation (see instructions)
1 Check if the fund is a member of a controlled group (see sections 1561 and 1563) 䊳

Important: Members of a controlled group, see instructions.

2a If the box on line 1 is checked, enter the fund’s share of the $50,000, $25,000, and $9,925,000
taxable income brackets (in that order):
(1) $ (2) $ (3) $
b Enter the fund’s share of:
(1) Additional 5% tax (not more than $11,750) $
(2) Additional 3% tax (not more than $100,000) $
3a Tax on investment company taxable income 3a
b Capital gains tax. Enter amount from line 4, Part II, above 3b
c Alternative minimum tax (attach Form 4626) 3c
d Income tax. Add lines 3a through 3c 3d
4a Foreign tax credit (attach Form 1118) 4a
b Check: Nonconventional source fuel credit
QEV credit (attach Form 8834) 4b
c General business credit. Check box(es) and indicate which forms are
attached: Form 3800 Form(s) (specify) 䊳 4c
d Credit for prior year minimum tax (attach Form 8827) 4d
e Total credits. Add lines 4a through 4d 4e
5 Subtract line 4e from line 3d 5
6 Personal holding company tax (attach Schedule PH (Form 1120)) 6
7 Other taxes. Check if from: Form 4255 Form 8611 Other (attach schedule) 7
8 Total tax. Add lines 5 through 7. Enter here and on line 27, Part I 8
Form 1120-RIC (2004)
 3
I.R.S. SPECIFICATIONS TO BE REMOVED BEFORE PRINTING
INSTRUCTIONS TO PRINTERS
FORM 1120-RIC, PAGE 3 of 4
MARGINS: TOP 13mm (1⁄2 "), CENTER SIDES. PRINTS HEAD TO FOOT
PAPER: WHITE, WRITING, SUB. 20 INK: BLACK
FLAT SIZE: 216mm (8 ⁄2 ") X 559mm (22") FOLD TO 216mm (81⁄2 ") X 279mm (11")
1

PERFORATE: HORIZONTALLY ON FOLD

DO NOT PRINT — DO NOT PRINT — DO NOT PRINT — DO NOT PRINT

Form 1120-RIC (2004) Page 3

Schedule K Other Information (see instructions) Yes No

1 Check method of accounting:

a Cash
b Accrual
c Other (specify) 䊳

2 At the end of the tax year, did the RIC own, directly or indirectly, 50% or more of the voting stock of a domestic corporation?
(For rules of attribution, see section 267(c).)
If “Yes,” attach a schedule showing (a) name and identification number, (b) percentage owned, and (c) taxable income or
(loss) before a net operating loss (NOL) and special deductions of such corporation for the tax year ending with or within
your tax year.

3 Is the RIC a subsidiary in a parent-subsidiary controlled group?

If “Yes,” enter the employer identification number and the name of the parent corporation 䊳

4 At the end of the tax year, did any individual, partnership, corporation, estate, or trust own, directly or indirectly, 50% or
more of the RIC’s voting stock? (For rules of attribution, see section 267(c).)
If “Yes,” attach a schedule showing name and identification number. (Do not include any information already entered in 3
above.) Enter percentage owned 䊳

5 At any time during the tax year, did one foreign person own, directly or indirectly, at least 25% of:
a The total voting power of all classes of stock of the fund entitled to vote or
b The total value of all classes of stock of the fund?
If “Yes,” enter:
(1) Percentage owned 䊳
(2) Owner’s country 䊳
The fund may have to file Form 5472. Enter number of Forms 5472 attached 䊳

6 During this tax year, did the fund pay dividends (other than stock dividends and distributions in exchange for stock) in
excess of the fund’s current and accumulated earnings and profits? (see sections 301 and 316)
If “Yes,” file Form 5452.

7 Check this box if the fund issued publicly offered debt instruments with original issue discount 䊳

If checked, the fund may have to file Form 8281.

8 Enter the amount of tax-exempt interest received or accrued during the tax year. 䊳 $

9 If this return is being filed for a series fund (as defined in section 851(g)(2)), enter
a The name of the regulated investment company in which the fund is a series 䊳
b The date the regulated investment company was incorporated or organized 䊳

10 Section 853 election. Check this box if the fund meets the requirements of section 853(a) and section 901(k) and elects
to pass through the deduction or credit for foreign taxes it paid to its shareholders. See the instructions
for additional details and requirements 䊳

11 Regulations section 1.852-11 election. Check this box if, for purposes of computing taxable income, the fund elects
under Regulations section 1.852-11(f)(1) to defer all or part of its post-October capital loss or post-October currency
loss for this tax year 䊳

If the election is made, enter the amounts deferred:

a Post-October capital loss 䊳
b Post-October currency loss 䊳

Note: If the corporation, at any time during the tax year, had assets or operated a business in a foreign country or U.S. possession,
it may be required to attach Schedule N (Form 1120), Foreign Operations of U.S. Corporations, to this return. See Schedule N
for more details.
Form 1120-RIC (2004)
 3
I.R.S. SPECIFICATIONS TO BE REMOVED BEFORE PRINTING
INSTRUCTIONS TO PRINTERS
FORM 1120-RIC, PAGE 4 of 4
MARGINS: TOP 13mm (1⁄2 "), CENTER SIDES. PRINTS HEAD TO FOOT
PAPER: WHITE, WRITING, SUB. 20 INK: BLACK
FLAT SIZE: 216mm (8 ⁄2 ") X 559mm (22") FOLD TO 216mm (81⁄2 ") X 279mm (11")
1

PERFORATE: HORIZONTALLY ON FOLD

DO NOT PRINT — DO NOT PRINT — DO NOT PRINT — DO NOT PRINT

Form 1120-RIC (2004) Page 4

Schedule L Balance Sheets per Books Beginning of tax year End of tax year

Assets (a) (b) (c) (d)

1 Cash
2a Trade notes and accounts receivable
b Less allowance for bad debts ( ) ( )
3 U.S. government obligations
4 Tax-exempt securities (see page 13 of instructions)
5 Other current assets (attach schedule)
6 Loans to shareholders
7 Mortgage and real estate loans
8 Other investments (attach schedule)
9a Buildings and other fixed depreciable assets
b Less accumulated depreciation ( ) ( )
10 Land (net of any amortization)
11a Intangible assets (amortizable only)
b Less accumulated amortization ( ) ( )
12 Other assets (attach schedule)
13 Total assets
Liabilities and Shareholders’ Equity
14 Accounts payable
15 Mortgages, notes, bonds payable in less than 1 year
16 Other current liabilities (attach schedule)
17 Loans from shareholders
18 Mortgages, notes, bonds payable in 1 year or more
19 Other liabilities (attach schedule)
20 Capital stock
21 Additional paid-in capital
22 Retained earnings—Appropriated (attach schedule)
23 Retained earnings—Unappropriated
24 Adjustments to shareholders’ equity (attach schedule)
25 Less cost of treasury stock ( ) ( )
26 Total liabilities and shareholders’ equity
Note: The fund is not required to complete Schedules M-1 and M-2 if the total assets on Schedule L, line 13, column (d), are less than $25,000.
Schedule M-1 Reconciliation of Income (Loss) per Books With Income per Return (see instructions)
1 Net income (loss) per books 7 Income recorded on books this year
2 Federal income tax (less built-in gains tax) not included on this return (itemize):
3 Excess of capital losses over capital gains Tax-exempt interest $
4 Income subject to tax not recorded on
books this year (itemize): 8 Deductions on this return not charged
against book income this year (itemize):
a Depreciation $
5 Expenses recorded on books this year not b Deduction for dividends
deducted on this return (itemize): paid (line 25, Part I) $
a Depreciation $
b Expenses allocable to tax-exempt interest 9 Net capital gain from Form 2438, line 9a
income $ 10 If the fund did not file Form 2438, enter
c Section 4982 tax $ the net capital gain from Schedule D
d Travel and entertainment $ (Form 1120), line 13. Otherwise, enter -0-
11 Add lines 7 through 10
12 Investment company taxable income
6 Add lines 1 through 5 (line 26, Part I)—line 6 less line 11
Schedule M-2 Analysis of Unappropriated Retained Earnings per Books (Schedule L, line 23)
1 Balance at beginning of year 5 Distributions:a Cash
2 Net income (loss) per books b Stock
3 Other increases (itemize): c Property
6 Other decreases (itemize):

7 Add lines 5 and 6

4 Add lines 1, 2, and 3 8 Balance at end of year (line 4 less line 7)
Form 1120-RIC (2004)