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Deal Error

The document is a reporting form for dealing errors at BRICS Securities Limited. It requests details about the exchange, date of error, dealer information, script code and name, quantity, client IDs, position type, profit/loss, reason for error, and signatures of the dealer and head of department approving or disapproving the report. The form collects key information needed to document and investigate any dealing errors that occur.

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22 views

Deal Error

The document is a reporting form for dealing errors at BRICS Securities Limited. It requests details about the exchange, date of error, dealer information, script code and name, quantity, client IDs, position type, profit/loss, reason for error, and signatures of the dealer and head of department approving or disapproving the report. The form collects key information needed to document and investigate any dealing errors that occur.

Uploaded by

api-3702278
Copyright
© Attribution Non-Commercial (BY-NC)
Available Formats
Download as DOC, PDF, TXT or read online on Scribd
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BRICS SECURITIES LIMITED

REPORTING OF DEALING ERROR

Sr.No Particulars Detail Required


1. Exchange

2. Date Of Error

3. Dealer Name & TWS No.

4. Script Code & Name.

5. Qty. +/-

6. Client ID (Initial Transaction)

7. Client ID (Subsequent
Transaction)

8. Position (Open/Sq.off)

9. Profit (+) / Loss (-) in Rs.

10. Reason for Dealing Error

11. Signature of the Dealer with Date

12. Signature of the H.O.D. with Approved / Disapproved


Remark, if any

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