Foundation Design
Foundation Design
CHAPTER TITLE
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Design considerations for foundations in coastal environments are in many ways similar to those in inland areas. Like all foundations, coastal foundations must support gravity loads, resist uplift and lateral loads, and maintain lateral and vertical load path continuity from the elevated building to the soils below. Foundations in coastal areas are different in that they must generally resist higher winds, function in a corrosive environment, and withstand the environmental aspects that are unique to coastal areas: storm surges, rapidly moving floodwaters, wave action, and scour and erosion. These aspects can make coastal flooding more damaging than inland flooding. Like many design processes, foundation design is an iterative process. First, the loads on the elevated structure are determined (see Chapter 9). Then a preliminary foundation design is considered, flood loads on the preliminary design are determined, and foundation style is chosen and the respective elements are sized to resist those loads. With information on foundation size, the design professional can accurately determine flood loads on the foundation and can, through iteration, develop an efficient final design. Because flood loads depend greatly on the foundation design criteria, the discussion of foundation design begins there. The appropriate styles of foundation are then discussed and how the styles can be selected to reduce vulnerability to natural hazards.
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The distinction between code requirements and best practices is described throughout the chapter.
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Foundation Style
Open/deep Open/shallow Closed/shallow Closed/deep
LiMWA = Limit of Moderate Wave Action
Zone V
Acceptable Not permitted Not permitted Not permitted
Zone A
Acceptable Acceptable Acceptable Acceptable
(a) Shallow foundations in Coastal A Zone are acceptable only if the maximum predicted depth of scour and erosion can be accurately predicted and foundations can be constructed to extend below that depth.
1 Stem wall foundations (in some areas, referred to as chain wall foundations) are similar to crawlspace foundations where the area enclosed by the perimeter walls are filled with compacted soil. Most stem wall foundations use a concrete slab-on-grade for the first floor. The NFIP requires flood vents in crawlspace foundations but not in stem wall foundations (see Section 6.1.1.1 and Section 7.6.1.1.5).
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Figure 101. Closed foundation failure due to erosion and scour undermining; photograph on right shows a closeup view of the foundation failure and damaged house wall, Hurricane Dennis (Navarre Beach, FL, 2005)
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horizontal structural member is elevated to the BFE. In Zone A, the NFIP requires that the home be constructed such that the top of the lowest floor is elevated to the BFE. In addition to elevation, the NFIP contains other requirements regarding foundations. Because of the increased flood, wave, flood-borne debris, and erosion hazards in Zone V, the NFIP requires homes to be elevated on open/deep foundations that are designed to withstand flood forces, wind forces, and forces for flood-borne debris impact. They must also resist scour and erosion.
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designed without the benefit of specific soils data, all buildings in coastal sites, particularly those in ZoneV, should have a thorough investigation of the soils at the construction site. Soils data are available in numerous publications and from onsite soils tests.
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Subsurface exploration typically consists of boring or creating test pits, soils sampling, and laboratory tests. The Timber Pile Design and Construction Manual (Collin 2002) recommends a minimum of one boring per structure, a minimum of one boring for every 1,000 square feet of building footprint, and a minimum of two borings for structures that are more than 100 feet wide. Areas with varying soil structure and profile dictate more than the minimum number of borings. Again, local geotechnical engineers should be consulted. The following five types of data from subsurface exploration are discussed in the subsections below: soil classification, bearing capacity, compressive strength, angle of internal friction, and subgrade modulus.
Soil Classification
Soil classification qualifies the types of soils present along the boring depth. ASTM D2487-10 is a consensus standard for soil classification. Soil classification is based on whether soils are cohesive (silts and clays) or noncohesive (composed of granular soils particles). The degree of cohesiveness affects foundation design. Coupled with other tests such as the plasticity/Atterburg Limits soil classification can identify unsuitable or potentially problematic soils. Table10-2 contains the soil classifications from ASTM D2487-10. ASTM D2488-09a is a simplified standard for soil classification that may be used when directed by a design professional.
Bearing Capacity
Bearing capacity is a measure of the ability of soil to support gravity loads without soil failure or excessive settlement. Bearing capacity is generally measured in pounds/square foot and occasionally in tons/square foot. Soil bearing capacity typically ranges from 1,000 pounds/square foot (relatively weak soils) to more than 10,000 pounds/square foot (bedrock). Bearing capacity has a direct effect on the design of shallow foundations. Soils with lower bearing capacities require proportionately larger foundations to effectively distribute gravity loads to the supporting soils. For deep foundations, like piles, bearing capacity has less effect on the ability of the foundation to support gravity loads because most of the resistance to gravity loads is developed by shear forces along the pile. Presumptive allowable load bearing values of soils are provided in the 2012 IBC and the 2012 IRC. Frequently, designs are initially prepared based on presumed bearing capacities. The builders responsibility is to verify that the actual site conditions agree with the presumed bearing capacities. As a best practices approach, the actual soil bearing capacity should be determined to allow the building design to properly account for soil capacities and characteristics.
Compressive Strength
Compressive strength is typically determined by Standard Penetration Tests. Compressive strength controls the design of shallow foundations via bearing capacity and deep foundations via the soils resistance to lateral loads. Compressive strength is also considered when determining the capacity of piles to resist vertical loads. Compressive strength is determined by advancing a probe, 2 inches in diameter, into the bottom of the boring by dropping a 140-pound slide hammer a height of 30 inches. The number of drops, or blows, required to advance the probe 6 inches is recorded. Blow counts are then correlated to soil properties.
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Major Divisions
Group Symbol
Typical Names
Well-graded gravels and gravel-sand mixtures, little or no fines Classification on basis of percentage of fines:
Classification Criteria
greater than 4
GW Clean gravels Gravels: 50% or more of coarse fraction retained on No. 4 sieve Gravels with fines Coarsegrained soils more than 50% retained on No. 200 sieve Clean sands Sands: More than 50% of coarse fraction passes No. 4 sieve Sands with fines SC GC
GP
Poorly graded gravels and gravelsand mixtures, little or no fines Silty gravels, gravelsand-silt mixtures
GM
Less than 5% pass No. 200 sieve: GW, between 1 and 3 GP, SW, SP Not meeting both criteria for GW More than 12% pass No. 200 sieve: GM, Atterberg limits Atterberg limits GC, SM, SC plotting in plot below 5% to 12% hatched area A line or pass No. plasticity index are borderline 200 sieve: classifications less than 4 borderline requiring classification Atterberg limits use of dual requiring dual plot above symbols. symbols A line or plasticity index less than 7
greater than 6
between 1 and 3 SP Poorly graded sands and gravelly sands, little or no fines Silty sands, sand-silt mixtures Not meeting both criteria for SW
SM
Atterberg limits plot below A line or plasticity index less than 4 Atterberg limits plot above A line or plasticity index greater than 7
Atterberg limits plotting in hatched area are borderline classifications requiring use of dual symbols.
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Major Divisions
Group Symbol
Typical Names
Inorganic silts, very fine sands, rock flout, silty or clayey fine sands Inorganic clays of low to medium plasticity, gravelly clays, sandy clays, silty clays, lean clays Organic silts and organic silty clays of low plasticity Inorganic silts, micaceous or diatomaceous fine sands or silts, elastic silts Inorganic clays of high plasticity, fat clays Organic clays of medium to high plasticity Peat, muck, and other highly organic soils
Classification Criteria
CL
OL
CH
OH
PT
Adapted, with permission, from ASTM D2487-10 Standard Practice for Classification of Soils for Engineering Purposes (Unified Soil Classification System), copyright ASTM International, 100 Barr Harbor Drive, West Conshohocken, PA 19428. The complete standard is available at ASTM International, http://www.astm.org.
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Subgrade Modulus nh
The subgrade modulus (nh) is used primarily in the design of pile foundations. It, along with the pile properties, determines the depth below grade of the point of fixity (point of zero movement and rotation) of a pile under lateral loading.
= angle of internal friction The inflection point is critical in determining N = normal force on the footing (lb) whether piles are strong enough to resist bending moments caused by lateral loads on the foundation and the elevated building. The point of fixity is deep for soft soils (low subgrade modulus) and stiff piles and shallow for stiff soils (high subgrade modulus) and flexible piles. Subgrade moduli range from 6 to 150 pounds/cubic inch for soft clays to 800 to 1,400 pounds/cubic inch for dense sandy gravel. See Section 10.5.3 for more information on subgrade modulus.
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Determine forces and moments at the top of the foundation elements for all load cases specified in ASCE 7-10. Use load combinations specified in Section 2.3 for strength-based designs or Section 2.4 for stress-based designs. Apply forces and moments to the foundation. Design the foundation to resist all design loads and load combinations when exposed to maximum predicted scour and erosion.
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publication, Technical Fact Sheet 1.8, Non-Traditional Building Materials and Systems, in FEMA P-499 provides guidance on using new materials and new systems in coastal environments. Table10-3 is a summary of the advantages and special considerations for three of the more common pile materials.
Table 103. Advantages and Special Considerations of Three Types of Pile Materials
Material
Advantages
Comparatively low initial cost Readily available in most areas Easy to cut, saw and drill
Special Considerations
Difficult to splice Subject to eventual decay when in soil or intermittently submerged in water Vulnerable to damage from driving (splitting) Comparatively low compressive load Relatively low allowable bending stress High initial cost Not available in all areas Difficult to make field adjustments for connections Because of higher weight, require special consideration in high seismic areas
Wood
Permanently submerged piles resistant to decay Relatively easy to drive in soft soil Suitable for friction and end bearing pile Available in longer lengths than wood piles Corrosion resistant Can be driven through some types of hard material
Concrete
Suitable for friction and end-bearing piles Reinforced piles have high bending strength High bending strength allows taller or more heavily loaded pile foundations to be constructed without grade beams High resistance to bending Easy to splice Available in many lengths, sections, and sizes
Vulnerable to corrosion May be permanently deformed if struck by heavy object High initial cost Some difficulty with attaching wood framing
Steel
Can be driven through hard subsurface material Suitable for friction and end-bearing piles High bending strength, which allows taller or more heavily loaded pile foundations to be constructed without grade beams
The critical aspects of pile foundations include the pile material and size and pile embedment depth. Pile foundations with inadequate embedment do not have the structural capacity to resist sliding and overturning (see Figure 10-2). Inadequate embedment and improperly sized piles greatly increase the probability for structural collapse. However, when properly sized, installed, and braced with adequate embedment into the soil (with consideration for erosion and scour effects), a buildings pile foundation performance allows the building to remain standing and intact following a design flood event (see Figure10-3).
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Figure 102. Near collapse due to insufficient pile embedment, Hurricane Katrina (Dauphin Island, AL, 2005)
Figure 103. Surviving pile foundation, Hurricane Katrina (Dauphin Island, AL, 2005)
the compression capacity of a single pile when placed in granular (non-cohesive) soils. Design Manual7.2 also contains methods of determining compression capacity of a pile placed in cohesive soils. The resistance of the pile is the sum of the capacity that results from end bearing and friction. The capacity from end bearing is the first term in Equation10.2; the capacity from friction is given in the second term. Equation10.2 gives the ultimate compression capacity of a pile. The allowable capacity (Qallow) used in ASD depends on a Factor of Safety applied to the ultimate capacity. For ASD, Design Manual 7.2 recommends a Factor of Safety of 3.0; thus, Qallow = Qult/3.
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where: Qult = ultimate load capacity in compression (lb) PT = effective vertical stress at pile tip (lb/ft2) Nq = bearing capacity factor (see Table10-4) AT = area of pile tip (ft2) K HC = earth pressure in compression (see Table10-5) P0 = effective vertical stress over the depth of embedment, D (lb/ft2) = friction angle between pile and soil (see Table10-6) s = surface area of pile per unit length (ft) D = depth of embedment (ft)
Parameter
(degrees) (a) Nq (driven pile displacement) Nq (drilled piers) (b )
Nq = bearing capacity factor = angle of internal friction (a) Limit to 28 if jetting is used
(b) When a bailer or grab bucket is used below the groundwater table, calculate end bearing based on not exceeding 28 degrees. For piers larger than 24 inches in diameter, settlement rather than bearing capacity usually controls the design. For estimating settlement, take 50% of the settlement for an equivalent footing resting on the surface of comparable granular soils.
Pile Type
Driven single Hpile Driven single displacement pile Driven single displacement tapered pile Driven jetted pile Drilled pile (less than 24inch diameter)
K HC = earth pressure compression coefficient K HT = earth pressure tension coefficient
K HC
0.5 1.0 1.0 1.5 1.5 2.0 0.4 0.9 0.7
K HT
0.3 0.5 0.6 1.0 1.0 1.3 0.3 0.6 0.4
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Pile Type
Timber Concrete Steel
20 degrees
where: Tult = ultimate load capacity in tension (lb) K HT = earth pressure in tension (see Table10-5) P0 = effective vertical stress over the depth of embedment, D (lb/ft2) = friction angle between pile and soil (see Table10-6) s = surface area of pile per unit length (ft2/ft or ft) D = depth of embedment (ft) Note: With the recommended Factor of Safety of 3.0, the allowable tension capacity, Tallow = Tult /3.
The Design Manual 7.2 provides tables to identify bearing capacity factors (Nq), earth pressure coefficients (K HC and K HT), and friction angle between pile and soil ( ) based on pile type and the angle of internal friction ( ) of the soil. Example10.1 illustrates compression and tension capacity calculations for a single pile not affected by scour or erosion. Table 10-7 contains example calculations using Equations 10.2 and 10.3 for the allowable compression (gravity loading) and tension (uplift) capacities of wood piles for varying embedments, pile diameters, and installation methods. The table also illustrates the effect of scour around the pile on the allowable compression and tension loads. Scour (and erosion) reduces pile embedment and therefore pile capacity. For this table, a scour depth of twice the pile diameter (2d) with no generalized erosion is considered.
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Given:
Closed end, driven timber pile Diameter (d) = 1 ft Depth of embedment (D) = 15 ft Soil density ( ) = 65 lb/ft3 Angle of internal friction ( ) = 30 K HC = 1.0 (applicable coefficient from Table10-5) Earth pressure in tension (K HT ) = 0.6 (applicable coefficient from Table10-5) Bearing capacity factor (Nq ) = 21 (applicable coefficient from Table10-4) Factor of Safety = 3.0
Find:
1. Allowable tension and compression capacities of wood piles embedded in soil
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Solution for #1: Find the allowable tension and compression capacity of the wood pile embedded in soil as follows:
To determine the resultant pressure from the soil on the pile:
Geometrical properties of the pile surfaces upon which pressure from the soil is applied to the pile are:
The purpose of Table 10-7 is to illustrate the effects of varying diameters, depths of embedment, and installation methods on allowable capacities. See Section 10.5.4 for information of installation methods. Example calculations used to determine the values in Table10-7 are used in Example10.1. The values in Table10-7 are not intended to be used for design purposes.
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Table 107. Allowable Compression and Tension of Wood Piles Based on Varying Diameters, Embedments, and Installation Methods
Installation Method
Driven Jetted Augered Driven Jetted Augered Driven Jetted Augered
No Scour
11,698 7,894 6,990 18,416 11,652 11,292 9,004 5,834 5,470
2d Scour
9,406 6,548 5,545 15,560 10,081 9,453 7,482 4,977 4,497
2d Scour
2,857 1,429 1,905 5,478 2,739 3,652 2,505 1,252 1,670
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where: L = distance between the location where the lateral force in applied and the point of fixity (i.e., moment arm) (ft) d = depth from grade to inflection point (inches); H = distance above eroded ground surface (including localized scour) where lateral load is applied (ft)
Soil Type
Dense sandy gravel Medium dense coarse sand Medium sand Fine to silty fine sand Medium clay (wet) Soft clay
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Installation Method
Advantages
Well-suited for friction piles
Special Considerations
Requires subsurface investigation May be difficult to reach terminating soil strata if piles are only driven Difficult to maintain plumb during driving and thus maintain column lines Requires subsurface investigation Not suitable for highly compressed material Disturbs soil adjacent to pile, thus reducing earth pressure coefficients K HC and K HT to 40 percent of that driven for piles Capacity must be determined by engineering judgment or load test Requires subsurface investigation
Driving
Common construction practice Pile capacity can be determined empirically Economical Minimal driving vibration to adjacent structures
Augering
Well-suited for end bearing Visual inspection of some soil stratum possible Convenient for low headroom situations Easier to maintain column lines Minimal driving vibration to adjacent structures Well-suited for end bearing piles Easier to maintain column lines
Jetting
Disturbs soil adjacent to pile, thus reducing earth pressure coefficients K HC and K HT to 40 percent of that driven for piles Capacity must be determined by engineering judgment or load test
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A properly designed pile foundation must include a consideration of the effects of scour and erosion on the foundation system. Scour washes away soils around the piling, reducing pile embedment, and increases stresses within the pile when the pile is loaded. The reduced embedment can cause the foundation to fail at the pile/soil interface. The increased stresses can cause the pile itself to fracture and fail. Erosion is even more damaging. In addition to reducing pile embedment depths and increasing stresses on piles, erosion increases the flood forces the foundation must resist by increasing the stillwater depth at the foundation that the flood produces. Pile foundations that are adequate to resist flood and wind forces without being undermined by scour and erosion can fail when exposed to even minor amounts of scour and erosion. An example analysis of the effects of scour and erosion on a foundation is provided in Erosion, Scour, and Foundation Design (FEMA2009a), published as part of Hurricane Ike Recovery Advisories and available at http://www.fema.gov/library/viewRecord.do?id=3539. The structure in the example is a two-story house with 10-foot story heights and a 32-foot by 32-foot foundation. The house is away from the shoreline and elevated 8 feet above grade on 25 square timber piles spaced 8feet apart. Soils are medium dense sands. The house is subjected to a design wind event with a 130-mph (3-second gust) wind speed and a 4-foot stillwater depth above the uneroded grade, with storm surge and broken waves passing under the elevated building. Lateral wind and flood loads were calculated in accordance with ASCE 7-05. Although the wind loads in ASCE 7-10 vary from ASCE 7-05 somewhat, the results of the analyses do not change significantly. Piles were analyzed under lateral wind and flood loads only; dead, live, and wind uplift loads were neglected. If the neglected loads are included, deeper pile embedment and possibly larger piles than the results of the analysis indicated may be needed. Three timber pile sizes (8-inch square, 10-inch square, and 12-inch square) were evaluated using pre-storm embedment depths of 10 feet, 15 feet, and 20feet and five erosion and scour conditions (erosion = 0 or 1 foot; scour = 2.0 times the pile diameter to 4.0 times the pile diameter). The results of the analysis are shown in Table10-10. A shaded cell indicates that the combination of pile size, pre-storm embedment, and erosion/scour does not provide the bending resistance and/or embedment required to resist lateral loads. The reason for foundation failure is indicated in each shaded cell (P for failure due to bending and overstress within the pile and E for an embedment failure from the pile/soil interaction). OK indicates that the bending and foundation embedment criteria are both satisfied by the particular pile size/pile embedment/erosion-scour combination. The key points from the example analysis are as follows: Scour and erosion can cause pile foundations to fail and must be considered when designing pile foundations. Failures can result from either overloading the pile itself or from overloading at the pile/soil interface. Increasing a piles embedment depth does not offset a pile with a cross section that is too small or pile material that is too weak. Increasing a piles cross section (or its material strength) does not compensate for inadequate pile embedment.
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Table 1010. Example Analysis of the Effects of Scour and Erosion on a Foundation
12 inches
OK E E E E OK OK OK OK E OK OK OK OK OK
10 feet
Erosion = 1 foot, Scour = 2.5a Erosion = 1 foot, Scour = 3.0a Erosion = 1 foot, Scour = 4.0a Erosion = 0, Scour = 0 Erosion = 1 foot, Scour = 2.0a
15 feet
Erosion = 1 foot, Scour = 2.5a Erosion = 1 foot, Scour = 3.0a Erosion = 1 foot, Scour = 4.0a Erosion = 0, Scour = 0 Erosion = 1 foot, Scour = 2.0a
20 feet
Erosion = 1 foot, Scour = 2.5a Erosion = 1 foot, Scour = 3.0a Erosion = 1 foot, Scour = 4.0a
Two-story house supported on square timber piles and located away from the shoreline, storm surge and broken waves passing under the building, 130-mph wind zone, soil = medium dense sand.
a = pile diameter
E = foundation fails to meet embedment requirements OK = bending and foundation embedment criteria are both satisfied by the particular pile size/pile embedment/erosion-scour combination P = foundation fails to meet bending
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Pile foundations with grade beams must be constructed with adequate strength to resist all lateral and vertical loads. Failures during Hurricane Katrina often resulted from inadequate connections between the columns and footings or grade beams below (see Figure10-7). If grade beams are used with wood piles, the potential for rot must be considered when designing the connection between the grade beam and the pile. The connection must not encourage water retention. The maximum bending moment in the piles occurs at the grade beams, and decay caused by water retention at critical points in the piles could induce failure under high-wind or flood forces. While offering some advantages, grade beams can become exposed by moving floodwaters if they are not placed deeply enough. Once exposed, the grade beams create large horizontal obstructions in the flood path that significantly increase scour. Extensive scour was observed after Hurricane Ike in 2008 around scores of homes constructed with grade beams (see Figure10-8). Although not possible for all piling materials, foundations should be constructed without grade beams whenever possible. For treated timber piles, this can limit elevations to approximately 8 feet above grade. The actual limit depends greatly on flood forces, number of piles, availability of piles long enough to be driven to the required depth and extend above grade enough to adequately elevate the home, and wind speed and geometry of the elevated structure. For steel and concrete piles, foundations without grade beams are practical in many instances, even for taller foundations. Without grade beams to account for pile placement, additional attention is needed for piling alignment, and soils test are needed for design because pile performance depends on the soils present, and presumptive piling capacities may not adequately predict pile performance.
Figure 107. Column connection failure, Hurricane Katrina (Belle Fontaine Point, Jackson County, MS, 2005)
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Figure 108. Scour around grade beam, Hurricane Ike (Galveston Island, TX, 2008)
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FEMAP-550, Recommended Residential Construction for Coastal Areas (FEMA2006), contains a foundation design using driven timber piles. The foundation design is based on presumptive piling capacities that should be verified prior to construction. Also, the design is intended to support an elevated building with a wide range of widths and roof slopes and as such contains some inherent conservatism in the design. Design professionals who develop foundation designs for specific buildings and have site information on subsurface conditions can augment the FEMAP-550 design to provide more efficient designs that reduce construction costs.
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Although connections play an integral role in the design of structures, they are typically regarded as the weakest link. Guidance for typical wood-pile to wood-girder connections can be found in Fact Sheet 3.3, Wood Pile to Beam Connections, in FEMAP-499.
NOTE
Fact Sheet 3.2, Pile Installation, in FEMA P-499 recommends that pile bracing be used only for reducing the structures sway and vibration for comfort. In other words, bracing should be used to address serviceability issues and not strength issues. The foundation design should consider the piles as being unbraced as the condition that may occur when floating debris removes or damages the bracing. If the pile foundation is not able to provide the desired strength performance without bracing, the designer should consider increasing the pile size.
Diagonal Bracing
Diagonal bracing often consists of dimensional lumber that is nailed or bolted to the wood piles. Steel rod bracing and wire rope (cable) bracing can also be used. Steel rod bracing and cable bracing have the benefit of being able to use tensioning devices, such as turnbuckles, which allow the tension of the bracing to be maintained. Cable bracing has an additional benefit in that the cables can be wrapped around pilings without having to rely on bolted connections, and wrapped connections can transfer greater loads than bolted connections. Figure10-10 shows an example of diagonal bracing using dimensional lumber. Diagonal braces tend to be slender, and slender braces are vulnerable to compression buckling. Most bracing is therefore considered tension-only bracing. Because wind and flood loads can act in opposite directions, tension-only bracing must be installed in pairs. One set of braces resists loads from one direction, and the second set resists loads from the opposite direction. Figure10-11 shows how tension-only bracing pairs resist lateral loads on a home. The placement of the lower bolted connection of the diagonal brace to the pile requires some judgment. If the connection is too far above grade, the pile length below the connection is not braced and the overall foundation system is less strong and stiff.
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Given:
Lateral load = 989 lb Brace angle = 45
Find:
1. Tension force in the diagonal brace in Illustration A.
Solution for #1: The tension force in the diagonal brace can be found as follows: Rod bracing is used and assumed to act in tension only because of the rigidity of the rod brace in tension and lack of stiffness of the rod in compression.
The tension brace force is calculated as follows:
Interaction of the soil and the pile should be checked to ensure that the uplift component of the brace force can be resisted.
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For timber piles, if the connection is too close to grade, the bolt hole is more likely to be flooded and subject to decay or termite infestation, which can weaken the pile at a vulnerable location. All bolt holes should be treated with preservative after drilling and prior to bolt placement.
NOTE
Bolt holes in timber piles should be field-treated (see Chapter 11).
Knee Bracing
Knee braces involve installing short diagonal braces between the upper portions of the pilings and the floor system of the elevated structure (see Figure10-12). The braces increase the stiffness of an elevated pile foundation and can contribute to resisting lateral forces. Although knee braces do not stiffen a foundation as much as diagonal bracing, they offer some advantages over diagonal braces. For example, knee braces present less obstruction to waves and debris, are shorter and less prone to compression buckling than diagonal braces, and may be designed for both tension and compression loads. The entire load path into and through the knee brace must be designed. The connections at each end of each knee brace must have sufficient capacity to handle both tension and compression and to resist axial loads in the brace. The brace itself must have sufficient cross-sectional area to resist compression and tensile loads.
Figure 1012. Knee bracing
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The feasibility of knee bracing is often governed by the ability to construct strong connections in the braces that connect the wood piles to the elevated structure.
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that can support a home designed to a prescriptive standard such as Wood Framed Construction Manual for One- and Two-Family Dwellings (AF&PA 2012) or ICC 600-2008. Figure 10-13 shows one of the deep pile foundation systems that uses treated timber piles and grade beams. The steel pipe pile and grade beam foundation system contained in FEMA P-550 is similar but requires fewer piles because the higher presumptive strength of the steel piles compared to the timber piles. Figure10-14 shows the foundation system added in the Second Edition of FEMAP-550 (FEMA2009b), which incorporates an elevated concrete beam.
Figure 1013. Section view of a steel pipe pile with concrete column and grade beam foundation type
DEVELOPED FROM FEMA P-550, CASE B
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Figure 1014. Section view of a foundation constructed with reinforced concrete beams and columns to create portal frames
SOURCE: ADAPTED FROM FEMA P-550, SECOND EDITION, CASE H
The grade beams that are shown in Figures 10-13 and 10-14 should not be used as structural support for a concrete slab that is below an elevated building in Zone V. Although a concrete slab may serve as the floor of a ground-level enclosure (usable only for parking, storage, or building access), the slab must be independent of the building foundation. If a grade beam is used to support the slab, the slab becomes the lowest floor of the building, the beam becomes the lowest horizontal structural member supporting the lowest floor, and the bottom of the beam becomes the reference elevation for flood insurance purposes. For buildings in Zone V, the NFIP, IBC and IRC require that the lowest floor elevated to or above the BFE be supported by the bottom of the lowest horizontal structural member. Keeping the slab from being considered the lowest floor requires keeping the slab and grade beams separate, which means the slab and grade beams cannot be monolithic or connected by reinforcing steel or other means. Like the driven, treated pile foundation discussed in Section 10.6.1, the foundation designs discussed in this section are based on presumptive piling capacities that should be verified prior to construction. Also, design professionals who develop foundations designs for specific buildings and have site information on subsurface conditions can augment the FEMAP-550 design to provide more efficient designs that reduce construction costs.
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The FEMAP-550 designs make use of a rigid mat to resist lateral forces and overturning moment. Frictional resistance between the grade beams and the supporting soils resist lateral loads. The weight of the foundation and the elevated structure resist uplift forces. Because the foundation lacks the uplift resistance provided by piles, foundation elements often need to be relatively large to provide sufficient dead load to resist uplift, particularly when they are submerged. Grade beams need to be continuous because, as is shown in Section 10.9, discrete foundations that have sufficient capacity to resist lateral and uplift forces without overturning are difficult to design. FEMAP-550 contains two types of open/shallow foundations. The foundation type shown in Figure 10-15 uses a matrix of grade beams and concrete columns to elevate the building. The grade beam shown in Figure 10-15 should not be used as structural support for a concrete slab that is below an elevated building in Zone V. If the grade beam is used to support the slab, the slab will be considered the lowest floor of the building, which will lead to the insurance ramifications described in Section 10.6.2. When used to support wood framing, the columns of open/shallow foundations are typically designed as cantilevered beam/columns subjected to lateral forces, gravity forces and uplift forces from the elevated structure and flood forces on the foundation columns. Because of the inherent difficulty of creating moment connections with wood framing, the connections between the top of the columns and the bottom of the elevated structure are typically considered pinned. Maximum shear and moment occurs at the bottom of the columns, and proper reinforcement and detailing is needed in these areas. Also, because there are typically construction joints between the tops of the grade beams and the bases of the columns where salt-laden water can seep into the joints, special detailing is needed to prevent corrosion. Designing an open/shallow foundation that uses concrete columns and elevated concrete beams can create a frame action that increases the foundations ability to resist lateral loads. This design accomplishes two things. First, the frame action reduces the size of the columns and in turn reduces flood loads on them, and second, when properly designed, the elevated beams act like the tops of a perimeter foundation wall. Homes constructed to one of the designs contained in prescriptive codes can be attached to the elevated concrete beams with minimal custom design. Unlike deep, driven-pile foundations, both types of open/shallow foundations can be undermined by erosion and scour. Neither foundation type should be used where erosion or scour is anticipated to expose the grade beam.
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to equalize hydrostatic pressures on either side of the wall. See FEMATechnical Bulletin 1, Openings in Foundation Walls and Walls of Enclosures (FEMA 2008c). However, the flood vents do not significantly reduce hydrodynamic loads or breaking wave loads, and even with flood vents, flood forces in Coastal A Zones can damage or destroy these foundation styles. Both closed/shallow foundations contained in FEMAP-550 are similar to foundations found in prescriptive codes but contain the additional reinforcement requirement to resist moving floodwaters and short (approximately 1.5-foot) breaking waves. Figure10-16 shows the stem wall foundation design in FEMAP-550.
Figure 1016. Stem wall foundation design
SOURCE: ADAPTED FROM FEMA P-550, CASE F
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Figure 1017. Performance comparison of pier foundations: piers on discrete footings (foreground) failed by rotating and overturning while piers on more substantial footings (in this case a concrete mat) survived Hurricane Katrina (Pass Christian, MS, 2005)
only when wind and flood loads are relatively low. Piers placed on continuous concrete grade beams or concrete footings provide much greater resistance to lateral loads and are much less prone to failure. Footings and grade beams must be reinforced to resist the moment forces that develop at the base of the piers from the lateral loads on the foundation and the elevated home. Like other open/shallow foundations, pier foundations are appropriate only where there is limited potential for erosion or scour. The maximum estimated depth for long- and short-term erosion and localized scour should not extend below the bottom of the footing or grade beam. In addition, adequate resistance to lateral loads is often difficult to achieve for common pier sizes on continuous footings. Even for relatively small lateral loads, larger piers designed as shear walls are often necessary to provide adequate resistance. The following section provides an analysis of a pier foundation on discrete concrete footings. The analysis shows that discrete pier footings that must resist lateral loads are typically not practical.
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Figure 1017. Performance comparison of pier foundations: piers on discrete footings (foreground) failed by rotating and overturning while piers on more substantial footings (in this case a concrete mat) survived Hurricane Katrina (Pass Christian, MS, 2005)
only when wind and flood loads are relatively low. Piers placed on continuous concrete grade beams or concrete footings provide much greater resistance to lateral loads and are much less prone to failure. Footings and grade beams must be reinforced to resist the moment forces that develop at the base of the piers from the lateral loads on the foundation and the elevated home. Like other open/shallow foundations, pier foundations are appropriate only where there is limited potential for erosion or scour. The maximum estimated depth for long- and short-term erosion and localized scour should not extend below the bottom of the footing or grade beam. In addition, adequate resistance to lateral loads is often difficult to achieve for common pier sizes on continuous footings. Even for relatively small lateral loads, larger piers designed as shear walls are often necessary to provide adequate resistance. The following section provides an analysis of a pier foundation on discrete concrete footings. The analysis shows that discrete pier footings that must resist lateral loads are typically not practical.
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Figure 1018. Pier foundation and spread footing under gravity loading
Figure 1019. Pier foundation and spread footing exposed to uplift forces
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Figure 1020. Pier foundation and spread footing exposed to uplift and lateral forces
Several equations exist for designing discrete footings exposed to gravity loads only. Equation10.5, which models the weight of the footing by reducing the allowable bearing capacity of the soils by the weight of the footing, is used for Example 10-3. Equation 10.5 considers the weight of the pier and footing, the gravity load imposed on the top of the pier, and the allowable soil bearing capacity of the soils to determine footing dimensions. The equation provides the length (L) of a square footing. The equation can be modified for rectangular footings of a given aspect ratio (ratio of width to length) and including in the denominator of the term to the right of the equals sign. Equation 10.5 assumes that the gravity load is equally distributed across the bottom surface of the footing and the soil stresses are constant. This condition is appropriate when the gravity loads are applied at the center of the pier (and the pier is centered on the footing) and when no lateral loads are applied. The foundation system must have sufficient weight to prevent failure when uplift loads are applied. ASCE7-10 requires the designer to consider only 60 percent of the dead load when designing for uplift (ASD load combination #7). If the foundation is located in an SFHA, portions of it will be located below the stillwater elevation and will be submerged during a design event. The dead load of a material is less when submerged so the submerged weight must be considered (see Section 8.5.7). In Example10.4, it is assumed that the stillwater depth at the site is 2 feet.
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where: L = square footing dimension (ft) Pa = gravity load on pier (lb) hcol = height of pier above grade (ft) x = distance from grade to bottom of footing (ft) Wcol = column width (ft) tcol = column thickness (ft) wc = unit weight of column and footing material (lb/ft3) q = soil bearing pressure (psf) tfoot = footing thickness (ft)
Given:
Figure10-18 Gravity load on pier (Pa ) = 2,880 lb (includes roof live load, live load, and dead load) Height of pier above grade (hcol ) = 4 ft Distance from grade to bottom of footing (x) = 2 ft Column width (Wcol ) = 1.33 ft Column thickness (tcol ) = 1.33 ft Unit weight of column and footing material (wc ) = 150 lb/ft3 Soil bearing pressure (q) = 2,000 psf Footing thickness (tfoot ) = 1 ft Home is 24 ft x 30 ft consisting of a matrix of 30 16-in. square piers (see Illustration A) Piers spaced 6 ft o.c. (see Illustration A)
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Find: The appropriate square footing size for the given gravity load. Solution: The square footing size can be found using Equation10.5:
L = 1.5 ft The IRC requires a minimum of 2-in. projection for spread footing. Moving to the next minimum standard footing size, a 24-in. x 24-in. x 12-in. square footing to resist the gravity loads should be used.
Example10.3 and Example10.4 model the conditions where the pier and footing only resist axial loads that create no moment on the footing. In those states, the soils are equally loaded across the footing. When a pier and footing foundation must resist lateral loads (or must resist gravity loads applied at some distance from the centroid of the pier), the footing must resist applied moments, and soils below the footing are no longer stressed equally. Soils on one side of the footing experience compressive stresses that are greater than the average compressive stress; soils on the opposite side of the footing experience stresses lower than the average.
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Given:
Figure10-19 Stillwater flood depth (ds) = 2 ft Density of water (
water )
= 64 lb/ft3
Uplift load on pier (Pw) = 2,514 lb Height of pier above grade (hcol ) = 4 ft Distance from grade to bottom of footing (x) = 2 ft Column width (Wcol ) = 1.33 ft Column thickness (tcol ) = 1.33 ft Unit weight of column and footing material (wc ) = 150 lb/ft3 Soil bearing pressure (q) = 2,000 psf Footing thickness (tfoot ) = 1 ft Home is 24 ft x 30 ft consisting of a matrix of 30 16-in. square piers (see Example10.4, Illustration A) Piers spaced 6 ft. on center (see Illustration A)
Find: The appropriate square footing size for the given uplift loads. Solution: The square footing size can be found as follows: First consider the dead load of submerged portion of column
Then consider the dead load of portion of column above the stillwater level
The footing, when submerged, must provide sufficient weight to resist the deficit of the column dead load. The submerged footing dead load required is given by the following equation:
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For a 12-inch-thick footing, the footing area = 37 ft2 The analysis shows that a square, 6 ft by 6 ft by 12 in., submerged concrete footing and a 5-ft tall, 16-in. square, partially submerged concrete column are required to resist 2,514 lb of uplift. Increasing the footing thickness to 2 ft would allow the footing dimensions to be reduced to 4ft 6 in.
At some value of lateral load or eccentricity, the compressive stresses on one side of the footing go to zero. Because there are no tensile connections between the footing and the supporting soils, the footing becomes unstable at that point and can fail by rotation. Failure can also occur when the bearing strength on the other side of the footing is exceeded. Equation10.6 relates soil bearing pressure to axial load, lateral load, and footing dimension. For a given axial load, lateral load, and footing dimension, the equation can be used to solve for the maximum and minimum soil bearing pressures, q on each edge of the footing. The maximum can be compared to the allowable soil bearing pressure to determine whether the soils will be overstressed. The minimum stress determines whether instability occurs. Both maximum and minimum stresses are used to determine footing size. Alternatively, for a given allowable soil bearing pressure, axial load, and lateral load, the equation can be solved for the minimum footing size.
where: q = minimum and maximum soil bearing pressures at the edges of the footing (lb/ft2) Pt = total vertical load for the load combination being analyzed M = applied moment Pl (hcol + x) (ft lbs) where x and hcol are as defined previously and Pl is the lateral load applied at the top of the column When designing a pier and footing, Pt and Pl depend on the load combination being analyzed.
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Given:
Figure10-20 Stillwater flood depth (ds) = 2 ft Lateral load on pier (Pl ) = 246 lb (from design example in Chapter 9: (205 plf)/6 ft times 5 piers assumed to be resisting this force) Uplift load on pier (Pw ) = 2,514 lb (derived from 419 psf from Chapter 9 times 6 ft) Height of pier above grade (hcol ) = 4 ft Distance from grade to bottom of footing (x) = 2 ft Column width (Wcol ) = 1.33 ft Column thickness (tcol ) = 1.33 ft Unit weight of column and footing material (wc ) = 150 lb/ft2 Soil bearing pressure (q) = 2,000 psf Footing thickness (tfoot ) = 1 ft Home is 24 ft x 30 ft consisting of a matrix of 30 16-in. square piers (see Example10.3, Illustration A) Piers spaced 6 ft o.c. (see Illustration A)
Find: The appropriate square footing size for the given uplift and lateral loads. Solution: The square footing size can be found using Equation10.6: For simplicity, this example assumes the pier is partially submerged and exposed to uplift forces (as in Example10.4) but that there are no loads from moving floodwaters or wave action. In an actual design, those forces would need to be considered. Also, if the vertical load is applied at an eccentricity , the moment Pt must be combined with Pl (H + x) (by vector addition) to determine the total moment applied to the footing.2 The total induced moment at the footing can be modeled by considering an effective reaction R numerically equal to the total vertical load Pt but applied at an eccentricity e from the centroid of the footing. The lateral load is modeled at the centroid of the footing where it contributes only to sliding. The equivalent eccentricity e is given by the following formula:
2 Unless the eccentricity from the lateral loads is collinear with the eccentricity from the vertical loads, the footing will be exposed to biaxial bending. For biaxial bending, soil stresses must be checked in both directions.
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EXAMPLE 10.5. PIER FOOTING UNDER UPLIFT AND LATERAL LOADS (concluded) EQUATION A
(see Figure 10-20) where: e = eccentricity Pt = total vertical load for the load combination being analyzed M = applied moment Pl (H + x) (ft-lbs) where x and H are as defined previously Pl is the lateral load applied at the top of the column. For equilibrium, R must be applied within the kern of the footing (for a square footing, the kern is a square with dimension of L/3 centered about the centroid of the footing). Mathematically, e cannot exceed L/6. Ensuring that the reaction R is applied within the kern of the footing prevents tensile stresses from forming on the edge of the footing. Calculating the minimum soils stress for various footing widths (using a recursive solution) shows that the footing would need to be 11 ft 4 in. wide to prevent overturning. Increasing the footing thickness to 2 feet would allow the footing size to be reduced to approximately 8 ft 9in. Either design is not practical to construct.
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10.10 References
ACI (American Concrete Institute). 2008. Building Code Requirements for Structural Concrete and Commentary, ACI 318-08. ACI ASCE (American Society of Civil Engineer / TMS (The Masonry Society). 2008. Building Code Requirements and Specifications for Masonry Structures and Related Commentaries, ACI 530-08. AF&PA (American Forest & Paper Association). 2012. Wood Frame Construction Manual for One- and Two-Family Dwellings. Washington, D.C. ANSI (American National Standards Institute) / AF&PA. 2005. National Design Specification for Wood Construction. ASTM (American Society for Testing and Materials). 2005. Standard Specification for Round Timber Piles, ASTM D25-99. ASTM. 2007. Standard Specification for Hot-Formed Welded and Seamless Carbon Steel Structural Tubing. ASTM A501-07. ASTM. 2008. Standard Specification for Carbon Structural Steel. ASTM A36/A36M-08. ASTM. 2009. Standard Practice for Description and Identification of Soils (Visual-Manual Procedure). ASTM D2488-09a. ASTM. 2010a. Standard Practice for Classification of Soils for Engineering Purposes (Unified Soil Classification System). ASTM D2487-10. ASTM. 2010b. Standard Specification for Cold-Formed Welded and Seamless Carbon Steel Structural Tubing in Rounds and Shapes. ASTM A500-10. ASTM. 2010c. Standard Specification for Pipe, Steel, Black and Hot-Dipped, Zinc-Coated, Welded and Seamless. ASTM A53/A53M-10. ASTM. 2010d. Standard Specification for Welded and Seamless Steel Pipe Piles. ASTM252-10. ASCE (American Society of Civil Engineers). 2010 Minimum Design Loads for Buildings and Other Structures. ASCE Standard ASCE 7-10. AWPA (American Wood Protection Association). 2006. Standard for the Care of Preservative-Treated Wood Products, AWPA M4-06. Bowles, J.E. 1996. Foundation Analysis and Design, 5th Ed. New York: McGraw-Hill. Collin, J.G. 2002. Timber Pile Design and Construction Manual. The Timber Piling Council of the American Wood Preservers Institute. FEMA (Federal Emergency Management Agency). 2006. Recommended Residential Construction for the Gulf Coast. FEMA P-550. FEMA. 2008a. Flood Damage-Resistant Materials Requirements. Technical Bulletin 2.
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FEMA. 2008b. Free-of-Obstruction Requirements. Technical Bulletin 5. FEMA. 2008c. Openings in Foundation Walls and Walls of Enclosures. Technical Bulletin 1. FEMA. 2009a. Erosion, Scour, and Foundation Design. Available at http://www.fema.gov/library/ viewRecord.do?id=3539. Accessed on June 12, 2011. FEMA. 2009b. Recommended Residential Construction for Coastal Areas: Building on Strong and Safe Foundations. FEMA P-550, Second Edition. FEMA. 2010. Home Builders Guide to Coastal Construction Technical Fact Sheet Series, FEMA P-499. ICC (International Code Council). 2008. Standard for Residential Construction in High-Wind Regions, ICC600-2008. ICC: Country Club Hills, IL. ICC. 2011a. International Building Code. 2012 IBC. ICC: Country Club Hills, IL. ICC. 2011b. International Residential Code for One and Two Family Residences. 2012 IRC. ICC: Country Club Hills, IL. TMS (The Masonry Society). 2007. Masonry Designers Guide, Fifth Edition, MDG-5. USDN (U.S. Department of the Navy). 1982. Foundation and Earth Structures, Design Manual7.2.
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