Optical Brighteners

Fluorescent Whitening Agents for Plastics, Paints, Imaging and Fibers

Additives

Value beyond chemistry

Ciba Specialty Chemicals is the global leader in an ever-expanding technology for high-value additives. For more than 30 years, we have developed light stabilizers, antioxidants, corrosion inhibitors, optical brighteners and algicides that enhance and improve the performance of our customers products. Our technology is driven by evolving customer needs, increasingly stringent environmental demands and the recognition that insofar as our customers succeed, so do we. We are committed to the success of our customers businesses.

Light, Bright and Brilliant Colors

Ciba Specialty Chemicals Additives Division produces a family of fluorescent whitening agents (FWA), also called optical brighteners (OB), designed to brighten colors or mask yellowing in plastics, lacquers, paints, inks, photoprocessing solutions and fibers. These optical brighteners work via a fluorescent mechanism which absorbs light in the UV spectrum and emits light in the blue region of the visible spectrum to yield a brighter, fresher appearance. Ciba UVITEX and Ciba TINOPAL optical brighteners are designed for use in a variety of applications. Suggested Applications: Molded thermoplastics Films and sheets Clear and pigmented lacquers Paints Printing inks Synthetic leather Ultraviolet tracer Photo processing solutions Adhesives Fibers Features and Benefits: Brilliant, bluish whitening effects Good light fastness Excellent resistance to heat High chemical stability Low volatility Readily soluble in organic solvents Good compatibility with most substrates

Whiter than White Principles of Whiteness Improvement

Optical brighteners or fluorescent whitening agents (FWA) are colorless to weakly colored organic compounds that, in solution or applied to a substrate, absorb ultraviolet light and re-emit most of the absorbed energy as blue fluorescent light between 400 and 500 nm (Figure 1). Figure 2 illustrates the processes involved in light absorption and fluorescence by optical brighteners. Absorption (A) of light quanta by the brightener molecules induces transitions from the singlet ground state S0 to vibrational levels of the electronically excited singlet states (S1). Brighteners in the S1 state are deactivated by several routes. Fluorescence results from radiative transitions to vibrational levels of the ground state (F). Deactivation processes competing with fluorescence are mainly non-radiative deactivation to the S0 state (IC) and non-radiative transition to the triplet state (intersystem crossing, ISC). The efficiency of fluorescence is measured by the quantum yield :

Figure 1 Uvitex OB Absorption and Fluorescence Emission Curves Solvent Concentration Layer Thickness Absorption Maximum Fluorescence Maximum Quantum yield DMF 4.4 mg/l 1 cm 375 nm 437 nm 0.81

Number of quanta emitted Number of quanta absorbed

It is determined by the relative rates of fluorescence emission and the competing processes. When fixed in solid substrates, brighteners fluoresce with high quantum yields ( ca. 0.9).

Figure 2 Energy Diagram of Optical Brighteners and Transitions A = absorption F = fluorescence IC = internal conversion ISC = intersystem crossing S = singlet state T = triplet state

S1 ISC A Energy S0 F IC ISC T1

Figure 3 Physical Principles of Whiteness Improvement

% 50 40

a: untreated material

b: material + bluing dye

c: material + FWA emitted fluorescent light C

30 20 10 0 90 80 70 60 50 40

% 100 90 80 70 60 50 40 30 20 10 0 10 20 30 40 50 60 70 80 90 %
300 400 500 600 700 300 400 500 600 700

A B

incident radiation

reflection

30 20 10 0 10

untreated material: yellowish white absorption

material + bluing dye: whiter but less light absorbed UV light

material + FWA: much whiter much lighter and much more brilliant

20 30 40 50 60 70 80 90 %

300 400 500 600 700 m

absorption and reflection of daylight on white surfaces

a: untreated material absorbs mainly blue light (A) yellow cast b: blued material: yellow cast (a) compensated by additional absorption of green-yellow light (B) loss of lightness c: material treated with FWA: reflectance + fluorescence yellow cast compensated + excess of blue light (C)

Materials that evenly reflect most of the light at all wavelengths striking their surface appear white to the human eye. Natural fibers, for example, generally absorb more light in the blue region of the visible spectrum (blue defect) than in others because of impurities (natural pigments) they contain. As a result, natural fibers take on an unwanted, yellowish cast. Synthetic fibers also have this yellowish cast, although not as pronounced. Whiteness in substrates can be improved by (1) increasing reflection (reflectance) or (2) compensating the blue defect. Bleaching has both of these effects to some extent, but invariably leaves behind part of the yellowish cast. Even the most thorough bleach cannot remove all traces of a yellowish cast. Before the advent of fluorescent whitening agents (FWA), common practice was to apply small amounts of blue or violet dyes (called bluing) to boost the visual impression of whiteness. These dyes absorb light in the green-yellow

region of the spectrum, thereby reducing lightness. But, since at the same time they shift the shade of the yellowish material towards blue, the human eye perceives an increase of whiteness. Unlike dyes, FWAs offset the yellowish cast and at the same time improve lightness because their bluing effect is not based on subtracting yellow-green light, but rather on adding blue light. FWAs are virtually colorless compounds which, when present on a substrate, absorb primarily invisible ultraviolet light in the 300-400 nanometer (nm) range and re-emit in the visible violet-to-blue fluorescent light. This ability of FWAs to absorb invisible short wavelength radiation and re-emit in the visible blue light which imparts a brilliant whiteness to the light reflected by a substrate, is the key to FWAs effectiveness.

Plastics and Fibers Applications

Brightening agents impart a healthy, clean-looking appearance to the white bristles and colored plastic handles of these toothbrushes.

These polyurethane flexible foam sneakers are tennis-white thanks to FWAs.

Man-made fibers have an inherent yellowish color (left). Add Uvitex OB and PET fibers appear cleaner and whiter (right).

White sails in the sunset must provide good light fastness characteristics.

FWAs help capture the natural blue tones of mother-of-pearl buttons.

Uvitex optical brighteners make her inflatable PVC beach tube both bright-white and colorful.
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Fluorescent Whitening Agents for Plastics and Fibers

Fluorescent whitening agents in plastics can provide Improved initial color Brilliant white end-use articles Increased brilliancy of colored and black pigmented articles FWAs are effective in a variety of polymer substrates such as engineering plastics (e.g. polyesters, polycarbonate, polyamides and acrylics) thermoplastic polyurethane, polyvinylchloride, styrene homo- and copolymers, polyolefins, adhesives, and other organic substrates. Main applications include fibers, molded articles, films and sheets. The effectiveness of a fluorescent whitener is dependent upon the type of substrate, processing conditions and possible interactions with other components in the formulation such as white pigments or UV absorbers. In general, fluorescent whiteners are effective at very low concentrations. Ciba Specialty Chemicals has developed a measurement to evaluate the whitening effect of FWAs, W. Titanium dioxide pigments (TiO2) absorb light in the same UV wavelength range as fluorescent whiteners and thus generate lower whiteness degrees. The whitening effectiveness of Uvitex OB in a PET fiber sample test containing titanium dioxide shows the degree of whiteness is dependent on the concentration levels of the fluorescent whitener (Figure 4). Anatase type titanium dioxide pigments absorb approximately 40% of the incident radiation at 380 nm, while rutile type titanium dioxide pigments absorb about 90%. In the flexible PVC sample in Figure 5, a brilliant white is obtained using only small concentrations of Uvitex FP with anatase titanium dioxide. When rutile types are used, a slightly reduced whiteness is noted at equal concentrations.

Figure 4 Concentration Dependency of Whitening Effect in PET Fibers Uvitex OB in PET Fibers (4.6 dtex), 0.5% TiO2

Figure 5 Concentration Dependency of Whitening Effect in Flexible PVC Uvitex FP in Flexible PVC (1mm film). Different TiO2 Types Composition (parts): 100 PVC, 35 DOP, 2 Heat Stabilizer, 5 TiO2

Whiteness Index, W

Whiteness Index, W

Uvitex FP + Anatase TiO2 Uvitex FP + Rutile TiO2

Light Fastness in Plastics and Fibers

An essential criterion for the technical suitability of a FWA is its light fastness in the substrate. Figures 6, 7 and 8 demonstrate the stability of Ciba Uvitex brightening agents in a variety of polymers.

Figure 7 Light Fastness of Whitening Effect in Flexible PVC Uvitex FP and Uvitex OB in Flexible PVC (1mm sheet) Composition (parts): 100 PVC, 35 DOP, 2 Heat Stabilizer, 5 TiO2 Xenon Arc Weathering: Xenotest 150, Diffuse Daylight Filter System

Figure 6 Light Fastness of Whitening Effect in PET Fibers Uvitex OB in PET Fibers (4.6 dtex), 0.5% TiO2 Xenon Arc Weathering: Xenotest 150

Whiteness Index, W

Whiteness Index, W Figure 8 Light Fastness of Whitening Effect in Styrenics Uvitex FP and Uvitex OB in IPS, 2mm Plaques; Xenon Arc Weathering: Xenotest 150, Diffuse Daylight Filter System 250 200 Whiteness Index, W 150 100 50 0 0 50 Exposure Time (Hours) 0.02% Uvitex OB 0.02% Uvitex FP Control
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Cibas Family of Optical Brighteners

Ciba offers the widest product line and expertise in the industry, providing recommendations and technical support to help solve customer problems.

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Imaging and Coatings Applications

Washer/dryers, refrigerators and other appliances appear whiter when FWAs are added to the paint.

Uvitex OB fluoresces blue when exposed to ultraviolet light, thus providing quick identification of security printing of bank notes and other legal and financial instruments.

Uvitex OB and Uvitex NFW liquid are used to brighten and increase the deep tones of colors in overprint varnishes for a variety of packaging applications.
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Tinopal optical brighteners are used in photographic developing solutions to brighten whites and increase the deep tones of black, as well as reduce stains in processed color prints.

Panels of a 2-part PU clearcoat over a white coil coat show Uvitex OB helps brighten and mask yellowing of clearcoats. Uvitex OB is particularly recommended for high bake systems such as coil and powder coatings.
Blank 0.1% Uvitex OB

Brilliant, white golf balls coated with a Uvitex OB containing clearcoat are easily spotted and retrieved from fairway, rough, sand trap, green or cup.

FWAs can be used in the manufacture of printed circuit boards: 1) as tracers in adhesives to allow identification of locations for placement of components. 2) as UV filters to protect some areas from the UV curing process.

Fluorescent Whitening Agents for Imaging and Coatings

FWAs help to brighten coatings and mask yellowing. Applications include clear lacquers, pigmented lacquers, paints and printing inks. FWAs can also be used where fluorescence can provide a means of detecting film thickness, registration, identification and to detect voids. We recommend Uvitex OB for solvent-borne applications and Uvitex NFW liquid for water-borne applications. Many clear lacquers have an intrinsic yellow color. When a FWA is dissolved in a thinner and stirred into the clear lacquer, it intensifies the whiteness or color of the basecoat underneath the lacquer (Figure 9). In white pigmented lacquers, the FWA works to intensify the whiteness of the pigmented lacquer. The amount of FWA to use in the systems is determined by the pigment content of the lacquer. If a system contains greater quantities of titanium dioxide, for example, greater quantities of FWAs are required to achieve optimum brightness (Figure 10). Due to the intrinsic light instability of FWAs in coating systems, we recommend the use of these products for indoor applications only. FWAs can brighten whites as well as increase the deep tone of black and blue in printing inks. They are also used for quick identification of security printing, such as for bank notes. Water-soluble FWAs can also be used in photoprocessing baths where they reduce the stain by removing sensitizing dyes and improve the quality of the blacks and whites of photographs.
Yellowness Index Figure 9 Whitening Effect in Polyurethane Clearcoat Uvitex OB in 2-Part Polyurethane Clearcoat over White Coil Coat; DFT: 35 m (1.4 mil) -4 -6 -8-10 -12 -14 -16 -18 -20
0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1.0

Uvitex OB Concentration (%)

Figure 10 Whitening Effect in Pigmented Coating Uvitex NFW in White Pigmented Coating over White Coil Coat; DFT: 80 m (3.2 mil) Measured after Bake (30 80C) 1

-1

-3 Yellowness Index

-5

-7

-9

-11
0 1 2 3 4 5 6 7 8 9 10 11

Uvitex NFW Concentration (% w/w) Based on Pigment (TiO2)

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Applications
W ate r-b or ne So Co lve ati nt ng -b s or W ne ate Co r-b ati or ng So ne s lv I

Ph ot nk op s ro ce Po ssi ng lyo lef ins Sty ren ics PV C

or ne I

nk s

Ad he siv es UP

en t-b

PE T

Uvitex OB Uvitex OB-C Uvitex OB-P Uvitex NFW Liquid Uvitex FP Uvitex FP-C Tinopal SFP Tinopal MSP/MSP Liquid Recommended Alternative
If optical brighteners are used in PMMA, take care that PMMA polymeriza* tion is conducted to full completion: Minimal traces of not reacted monomer can lead to discoloration when exposed to light.

UVITEX and TINOPAL are registered trademarks of Ciba Specialty Chemicals

PC

Products

PM M A* PA

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Ciba Expertise and Customer Support

Cibas scientists, engineers and technicians concentrate on customer-oriented and cost-effective technological solutions. From three major Research and Development Centers and numerous Technical Service Centers around the globe, Cibas focus is on substrate protection, polymer properties and polymer design that help make our customers products better and more successful in the marketplace.

Cibas extensive technical support laboratories develop customer-specific solutions and are designed to provide advanced analytical and process capabilities for solving customer problems. For specific application requirements, please contact your local Ciba representative.

CIBA ADDITIVES TECHNICAL SERVICE CENTERS WORLDWIDE

USA, St. Louis USA, Tarrytown Switzerland, Basel Singapore Canada, Toronto Brazil, Sao Paulo South Africa, Johannesburg Australia, Melbourne

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IMPORTANT The following supercedes Buyers documents. SELLER MAKES NO REPRESENTATION OR WARRANTY, EXPRESS OR IMPLIED, INCLUDING OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE. No statements herein are to be construed as inducements to infringe any relevant patent. Under no circumstances shall Seller be liable for incidental, consequential or indirect damages for alleged negligence, breach of warranty, strict liability, tort or contract arising in connection with the product(s). Buyers sole remedy and Sellers sole liability for any claims shall be Buyers purchase price. Data and results are based on controlled or lab work and must be confirmed by Buyer by testing for its intended conditions of use. The product(s) has not been tested for, and is therefore not recommended for, uses for which prolonged contact with mucous membranes, abraded skin, or blood is intended; or for uses for which implantation within the human body is intended.

Head Office
Ciba Specialty Chemicals Inc. Additives PO Box CH-4002 Basel Switzerland Address: Werk Rosental Schwarzwaldallee Telephone: ++ 41 61 637 5618 Telefax: ++ 41 61 637 9288 http://www.cibasc.com

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Ciba Specialty Chemicals

Additives
1999 Ciba Specialty Chemicals Pub. no. 016263.040e/CH April 1999, Edited in Switzerland

Value beyond chemistry