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Memory & Cognition
/993, 2/ (5), 7//-7/9
Conceptual metaphors are not automatically accessed during idiom comprehension SAM GLUCKSBERG, MARY BROWN, and MATI'HEW S. McGLONE Princeton University, Princeton, New Jersey Do conceptual analogies motivate idiom use and comprehension in discourse? For example, a story in which a person is described as fuming would be analogically consistent with an idiom such as blew her top, but inconsistent with an idiom such as bite his head off. Earlier work by Nayak and Gibbs (1990) had suggested that people use such analogical information during idiom comprehension, We replicated their findings in an idiom choice task, suggesting that people can indeed make use of such knowledge. However, when reading times were used to assess idiom comprehensibility, no effects of analogical consistency were found, We conclude that conceptual analogies play little, if any, role in idiom comprehension unless people have the time (and moti- vation) to make considered judgments. 711 Idioms are typically described as frozen phrases whose meanings are stipulated directly in a mental lexicon. Thus, the meaning of a phrase such as to kick the bucket would be represented in an idiom or phrasal lexicon simply as "to die" (Bobrow & Bell, 1973; Swinney & Cutler, 1979), Many idioms, however, are more complex and dy- namic. Consider, for example, idioms such as carrying coals to Newcastle or locking the bam door after the horses have been stolen. Such idioms may well have meanings stipulated in a phrasal lexicon, but they are also recognized as alluding to prototypical instances of the con- cepts that they refer to (Glucksberg, in press). Thus, these idioms are fully compositional in that they are both se- mantically and syntactically productive. One can, for ex- ample, say, in reference to the savings and loan scandal of this decade, "they never did lock the barn door until after the barn was stolen." Such novel and productive twists on idioms are understood easily by anyone famil- iar with the original idioms (Glucksberg, 1991; McGlone, Glucksberg, & Cacciari, in press). Another class of idiomatic expressions may also require fairly complex representational assumptions. Expressions for many abstract concepts seem to cluster in terms of underlying conceptual analogies. Thus, we speak of time in spatial terms, of relationships with others as journeys, of successand failure as directionsof movement (Kovecses, 1986; Traugott, 1975, 1985), Many such abstract con- cepts can be conceptualized in systematically different ways. Anger, for example, can be conceptualized in any one of several specific ways (Lakoff, 1987; Lakoff & We are grateful for the financial support provided by Public Health Service Grant HD 25826 to Princeton University. We also thank Ray Gibbs for providing us with both his insights and his materials, and Su- san Fussell, Boaz Keysar, Deanna Manfredi, and Sachi Kumon- Nakamura, for their valuable comments and suggestions. Correspon- dence should be sent to S. Glucksberg, Department of Psychology, Princeton University, Princeton, NJ 08544-1010. Johnson, 1980), One conceptual metaphor for anger is that of a heated fluid under pressure. Idioms that seem to reflect this conceptual metaphor include flip your lid, let offsteam, blow your top, and get hot under the collar. An alternative conceptual metaphor for anger is that of animal-like behavior, reflected in such idioms as bite someone's head offandjump down someone's throat. Al- though broad conceptual metaphors or analogies seem to motivate many idiomatic expressions, their functional role in idiom use and comprehension remains unclear. When people encounter an idiom such as blow his top in a con- versation, is the conceptual analogy of anger as heated fluid under pressure (1) available or (2) accessible? By availability, we mean that a conceptual structure is rep- resented in semantic or long-term memory and could be retrieved under some, but not all, circumstances. By accessibility, we mean that a conceptual structure not only is available, but also can be accessed in a particular con- text to participate in either the production or the com- prehension processes (for a fuller discussion of the availability-accessibility distinction, see Higgins, Rholes, & Jones, 1977; Srull & Wyer, 1979). By definition, the availability of a conceptual structure is context independent: it is either stored in memory or not. Again by definition, the accessibility of any specific conceptual structure is context dependent. Any given item in memory may be accessible in one context, but not ac- cessible in another. For example, if there is a conceptual analogy of anger-as-fluid-under-pressure in semantic memory, this conceptual structure is available. It may be accessible in some circumstances, but not in others. Thus, it might be accessible and used when people have the time to make considered, deliberate judgments. It might, how- ever, be inaccessible and therefore not used in ongoing speech comprehension and production when people do not have the time for such judgments. In the work to be pre- sented here, Experiment I asks whether people access conceptual analogues when making considered judgments Copyright 1993 Psychonomic Society, Inc. 712 GLUCKSBERG, BROWN, AND McGLONE about idioms. Experiments 2 and 3 ask whether people have [automatic] access to such analogical information under conditions of speeded reading for comprehension. There is some evidence that people do use conceptual analogical information when the situation is conducive to deliberate judgments. Nayak and Gibbs (1990, Experi- ment 6) asked college students to judge the appropriate- ness of idioms in specific contexts. The students were given short narratives such as the following (emphases added): Mary was very tense about this evening's dinner party. The fact that Bob had not come home to help was making her fume. She was getting hotter with every passing minute. Dinner would not be ready before the guests arrived. As it got closer to five o'clock the pressure was really build- ing up. Mary's tolerance was reaching its limits. When Bob strolled in at ten minutes to five whistling and smiling, Mary ... blew her top. bit his head off. Inthis story, the protagonist's (Mary's) anger is described in terms of increasing pressure and heat-"making her fume," "getting hotter," "pressure was really building up," and so forth. The story is thus stylistically consis- tent with idioms that could instantiate the concept of anger as heated fluid under pressure-in this case, blew her top. The following scenario was constructed to be consistent with an alternative conception of anger, that of animal- like behavior (emphases added): Mary was getting very grouchy about this evening's din- ner party. She prowled around the house waiting for Bob to come home to help. She was growling under her breath about Bob's lateness. Her mood was becoming more savage with every passing minute. As it got closer to five o'clock, Mary was ferociously angry with Bob. When Bob strolled in at 4:30 whistling and smiling, Mary ... blew her top. bit his head off. Here, the description of Mary's behavior in bestial terms- "prowled," "growling," "savage," and so forth-is consistent with idioms that instantiate animal- like behavior, such as bite his head off. Consistent with the hypothesis that idiomatic concep- tual analogies are available and accessible when people have the time to make deliberate judgments, the students rated analogically consistent idioms as more appropriate than comparable but analogically inconsistent idioms. Thus, blew her top was rated as more appropriate as a completion when anger was described in heat and pres- sure terms, and bit his head offas more appropriate when anger was described in bestial terms. On the basis of this finding, Nayak and Gibbs (1990) concluded that readers not only have relevant conceptual information available, but also use this information to facilitate idiom comprehension. The differences in ap- propriateness ratings are taken to reflect the relative dif- ficulty subjects had in interpreting the competing idiom completions. Idioms in story contexts that were matched for analogical information were considered easier to in- terpret than idioms in contexts using a different concep- tual analogy. The appropriateness ratings, on this account, directly reflected on ease of interpretation. There are, however, at least two additional competing interpretations of these data. First, the appropriateness ratings may not be the product of ease of comprehension at all, but rather the outcome of postcomprehension de- cision and judgment processes. After all, people might readily notice the relation between pressure words in a text and the semantic content of an idiom such as blow one's top. If this were the case, the data might simply reflect the ability of people to recognize a relation between themes in a text. If the subjects in the Nayak and Gibbs experiment did recognize relations between textual ele- ments and the idiom choices, their choices may have been based simplyon a preference for stylisticconsistency. Sec- ond, the data may not even implicate deliberate choices at all. As Kreuz and Graesser (1991) have pointed out, the ratings data may be entirely attributable to simple lex- ical priming rather than stylisticconsistencyper se. Words such as prowled, growled, and savage are semantically associated with the word bite, as in the idiombite his head off. There is substantial evidence that inferences that readers draw during text comprehension can be strongly influenced by lexical priming (e.g., Ratcliff & McKoon, 1986; Potts, Keenan, & Golding, 1988). Thus, even if there were no conceptual analogy in semantic memory underlying the meaning of the idiom bite ones' head off, the relationship between the words in a text and the words in an idiom could influence subjects' appropriateness ratings. Experiment 1 was designed to control for simple lexi- cal priming by varying the referent of the target idioms. In the original Nayak and Gibbs (1990) materials, only the central protagonist in a story could be the referent of target idioms. We used these original materials as part of a replicationof the Nayak and Gibbs study, but we also used two other item types. The first was an other-person referent version of the original story, in which the hypo- thetical conceptual analogy information referred to the original protagonist, but the target idioms referred not to that protagonist, but instead to some other person. Thus, if Mary were to be described as fuming in a particular scenario, the target idiom blow one's top would refer to another person, Chuck, in that scenario. If idiomappropri- ateness judgments are simply a function of which kinds of idiomatically relevant concepts are most accessible in a given context, the specific referent of the target idiom should make no difference. Thus, if anyone in a story is described infuming-anger terms, anyone in that context would tend also to be described in those terms. To con- trol for lexical priming per se, we used a third type of scenario, in which a situation or state of affairs, rather than any person, was described with words relevant to an idiomatic conceptual analogy-for example, the wind "roared." Such nonperson descriptions should not evoke any specific emotion concept such as anger, and so they should not elicit analogically consistent idiomjudgments, unless the lexical items themselves prime such judgments. The target idioms referred invariably to a person in the scenario-for example, she bit his head off. If lexical priming were the only effective variable, subjects' judg- ments of idiom-story appropriateness should not be af- fected by an idiom's referent. Even when events or situ- ations are described, say, in animalistic terms, subjects shouldjudge that animal-consistent anger idioms are more appropriate than idioms based on other metaphors for anger. To summarize the logic of Experiment 1, if judgments of idiom appropriateness are based on the specific emo- tion attributed to a specific protagonist in a given con- text, analogically consistent idioms should be chosen as most appropriate only in the original-person referent con- dition. If people base their choices instead on the basis of which emotion concepts are most accessible in mem- ory in a given context, there should be no difference be- tween the original- and the other-person referent condi- tions. Either of these two patterns of results would be consistent with the claim that people can use conceptual analogical information for idiom interpretation when such information is available. However, if readers' idiom pref- erences can simply be primed by the words in a story con- text, the same idiom preferences should be exhibited in all three types of stories. People should, for example, choose animal-behavior idioms to describe an angry per- son even when the story uses a word such as roarto refer not to anger, but instead to the sound of the wind. The latter result would support Kreuz and Graesser's (1991) contention that Nayak and Gibbs's findings are simply an artifact of lexical priming. EXPERIMENT 1 Idiom Choice as a Function of Analogical Consistency Method Subjects. Twenty-four undergraduate students at Princeton Uni- versity were paid for their voluntary participation. All were native English speakers, and none had participated previously in studies of figurative language. Materials and Procedure. Nine idiom pairs, two each referring to the concepts of anger, fear, success, and failure were chosen as targets for appropriateness judgments. Each pair of idioms in- stantiated two alternative conceptual analogies for the concept of interest. For example, the idioms flip your lid and bite someone's head off presumably reflect two alternative metaphors for anger: heated fluid under pressure and animal behavior, respectively. The 18 context stories used by Nayak and Gibbs (1990, Experiment 6) were adapted for this study. Each story was written in two ver- sions, one to (theoretically) activate one conceptual analogy, the other to activate the alternative analogy (see examples, Appendix A). This yields 36 story-idiom pair items. Three referent versions of each story were then prepared: (I) An original-referent version, in which the target idiom would refer directly to the person in the story who was described in terms analogically consistent with just one of the two alternative idioms. This version was essentially iden- tical to the stories used by Nayak and Gibbs (1990); (2) An other- person referent version, in which the target idiom referred to some IDIOM COMPREHENSION 713 person other than the one described in the story as conceptually consistent with one of the two alternative idioms. This version con- trols for specificity of the conceptual analogue. If the conceptual analogue for, say, anger as heated fluid under pressure is specifi- cally associated with person A in a story, but the final idiomatic statement refers to person B, there should be no reason to choose a pressure-anger idiom over an animal-behavior-anger idiom. If, however, idioms are chosen on the basis of whatever idiomatic ana- logue is activated during the course of the story, pressure-anger idioms should be chosen, as in the original-referent condition. (3) The nonperson referent version, a condition to control for lexi- cal priming per se. In this version, the words that were associated with the conceptual analogue of a target idiom referred to a non- person entity in the story, such as the weather, as in the windroared. In all three versions, the target idioms always referred to a person. Examples of these materials are presented in Appendix A. The 36 story-idiom pairs each appeared in the three referent ver- sions to provide a total of 108 experimental items. In addition to modifying the materials to provide the three different referent con- ditions, we also modified the experimental task. Nayak and Gibbs (1990) obtained ratings of idiom appropriateness. We decided to use a measure that more closely reflected discourse production pro- cesses; at the end of each story, the subjects were given a choice of two idioms and were asked to choose the idiom that best com- pleted the story. In all cases, either idiom provided a sensible com- pletion; for example, subjects could choose between flipped her lid and jumped down his throat to describe a protagonist's anger. In addition to providing a measure, albeit indirect, of idiom produc- tion, this alternative measure also provides a converging operation that could extend the generality of Nayak and Gibbs's findings. The 108 experimental items were divided into six sets of 18 each. The sets were counterbalanced so that only one of the factor com- binations for a story and idiom-choice combination appeared in a given set. The sets contained equal numbers of original-, other- person, and nonperson referent stories. Each set of 18 experimen- tal items was presented in a booklet along with 52 filler items, for a total of 70 items per booklet. The fillers, like the experimental items, were story and idiom-choice combinations, but the stories provided no apparent cues to guide idiom choice. The subjects were randomly assigned to one of the six item book- lets. They were instructed to read each story carefully andto choose the idiom they considered to be the more appropriate completion for each story. The subjects circled their choices directly in the ques- tionnaire booklet. This procedure took about I h, after which the subjects were debriefed about the purpose of the experiment. Results and Discussion The data of interest are the proportions of conceptu- ally consistent idiom choices as a function of referent con- dition (see Figure 1). In the original-referent condition, the analogically consistent idiom was chosen 69.4% of the time. This percentage is significantly greater than chance (p < .01, binomial distribution). This finding replicates Nayak and Gibbs (1990), even though we used a different dependent measure-namely, forced choice in- stead of appropriateness ratings. In the other-person refer- ent condition, 6 of the 24 subjects apparently noticed that the topic of the story had been abruptly switched, and on seven occasions they substituted the original-person refer- ent for the switched-person referent by crossing out the other-person referent's name and writing in the original protagonist's name. On five other occasions (one occa- sion for 5 ofthese 6 subjects), either no choice was indi- cated, or the subject wrote "neither makes sense." The 714 GLUCKSBERG, BROWN, AND McGLONE 7S ......
70 - c 6S 0 'zj U QJ 60 Qj V'l E SS 0 j2 oJ QJ Cl ... (l) .... o Referent Condit ion Figure 1. Idiom selection as a function of referent condition. choice data for these 11 occasions were discarded from the analysis. The corrected data, as shown in Figure 1, indicate a preponderance of analogicallyconsistent choices (60.2 %) in the other-person referent condition (p < .05, binomial distribution). These data strongly suggest that our subjects were generally sensitive to analogical con- sistency when a person in a story was described in idio- matically relevant terms, but that it did not matter much which person this was. This effect, however, is not sim- ply attributable to lexical priming, because idiom choice was at chance level in the nonperson referent condition (50.93% analogically consistent). It seems that if a par- ticular conceptual analogy is activated in a given context, idioms consistent with that analogy will be preferred when both the story context and the idiom involve a person referent. However, when the story context involves a non- person referent and the idiom itself refers to a person, idiom choice is not affected. This interpretation is consistent with an analysis of vari- ance (ANOVA) of the choice proportions. A one-way repeated measures ANOVA, with both subjects (Fs) and items (Fi) as random factors, revealed a significant effect of referent condition [Fs(2,46) = 5.42, p < .01; Fi(2,54) = 3.72, p < .05]. Neuman-Keuls tests revealed that the proportions of analogically consistent choices dif- fered between all three conditions (p < .05) for the sub- jects analysis. In the items analysis, the only significant difference occurred between the original-person and non- person referent conditions. The most parsimonious interpretation of these data is that the conceptual analogues for an idiom are accessed only when the appropriate idiomatic concept itself (e.g., anger) is activated. Thus, when a person is described as fuming, anger idioms that are consistent with heated fluid under pressure, such as blow one's lop, are preferred to inconsistent idioms. The particular person or persons in- volved do not seem to matter all that much, suggesting that the effective mediating factor is the general kind of idiom involved, not its specific referents. In contrast, when words such as fuming are used to describe nonper- son entities, they presumably do not activate person- relevant concepts such as anger. This in turn implies that the choice patterns in our person referent conditions were not an artifact of lexical priming per se. Conceptual analogical information thus seems to be ac- cessible, at least when people make considered, non- speeded judgments or choices. Is such information acces- sible during relatively unreflective comprehension? More specifically, is such information automatically activated when people are not asked for deliberate judgments but insteadsimply read for comprehension? Experiment 2 was designed to address this issue. If an idiom's hypothesized conceptual analogy is automatically accessed during com- prehension, comprehension should be facilitated when an idiomis analogicallyconsistent with prior text, as opposed to when an idiom is analogically inconsistent with that text. In Experiment 2, we used a speeded task rather than a reflective judgment task, and reading time was used to assess whether analogically consistent text-idiom relations facilitate comprehension. EXPERIMENT 2 Does Analogical Consistency Facilitate Idiom Comprehension? Method Subjects. Thirty-two Princeton undergraduates served as paid volunteers. All were native English speakers, and none had previ- ously participated in an experiment involving figurative language. Materials and Design. The original-referent and other-person referent items of Experiment I were adapted for this experiment. Stimulus stories were created by combining original-referent and other-person referent versions of each story with one member of a given idiom pair. The particular idiom could be analogically con- sistent or inconsistent with the story context. This yielded four story conditions for each idiom. The context stories were edited so that they could be presented line by line on a computer screen. The sen- tence containing the target idiomatic phrase appeared either at the end of the story or as the next to the last sentence in the story (for examples, see Appendix B). These materials were used in a 2 x 2 within-subjects design. The two factors were referent version (original vs. other-person) and analogical consistency between story and idiom (consistent vs, in- consistent). On the basis of the results of Experiment I, we would expect that analogically consistent idioms would be read more quickly than inconsistent idioms irrespectively of referent condi- tion, because specific kinds of anger should be activated in both conditions. The original- versus other-person referent comparison serves as a manipulation check, because switching the topic or fo- cus of a story in midstream should disrupt performance (Garrod & Sanford, 1988). Garrod and Sanford found that reading times were slowed when a story topic shifted in a text. If reading times in our task are not affected by a switch from original- to other- person referents, this would indicate that our dependent measure (reading time) is simply not sensitive enough to detect differences in comprehension difficulty. The nonperson referent condition that we used in Experiment I to control for lexical priming per se did not lead to analogically consistent choices, so we elected not to use this condition in Experiment 2, in order to maximize the likelihood of finding an effect of analogical consistency. Sixty-four stories (\6 idioms x 4 story conditions) were randomly assigned to one of four lists, so that only one of the story condi- tions for a particular idiom appeared on a given list. Each list con- tained 4 items of each story type for a total of 16experimental items. Interspersed among the experimental stories were 16 filler stories, 3 of which appeared as practice items. These stories were adapted from the fillers of Experiment 2 by randomly selecting one mem- ber of the original idiom pair for each filler story. As with the ex- perimental items, the sentence containing the idiomatic phrase ap- peared either as the last or the next to the last sentence of the filler stories. Procedure. The subjects were randomly assigned to one of the four counterbalanced lists, with the constraint that all lists were used equally often. The stories were presented in a different randomorder for each subject. The subjects were seated in front of a Samsung MA 2565 monochrome monitor at a comfortable reading distance, with the right hand resting on the" +" key of the numeric keypad of an Epson Equity I + computer. The stories were presented line by line at the center of the screen in standard upper- and lowercase type. The subjects were given the following instructions: In this experiment, you will read a number of very short stories, each about a paragraph long. These stories will appear on the screen one sentence at a time, at a pace that you will determine. When a line ap- pears, read it, and when you are ready for the next line, press the gray plus (+) key on the extreme right side of the keyboard. You should try to read the stories at a quick pace, but do not move to the next sentence until you have understood the sentence currently on the screen. Once you move to a new sentence, you will not be able to backtrack to any previous sentences. The end of each story was signaled by the words "END OF STORY" following the last sentence. To advance to the next story, the subjects again pressed the "+" key. Reading times for each line were measured from the onset of the line to the keypress for advancing the next line. Following four of the filler stories, true/false questions concern- ing the content of the preceding story were presented, for which subjects provided their answers on a paper-and-pencil score sheet. These questions were included to ensure that the subjects read for comprehension. After answering a question, the subjects pressed the "+" key to advance to the next story. On the average, the sub- jects took approximately 35 min to complete the experiment. They were then debriefed and told the purpose of the experiment. Results and Discussion All 32 subjects answered the content questions cor- rectly. The data for these subjects were trimmed by ex- cluding data points 2.5 standard deviations from the rel- evant condition means. This eliminated only six of the observations ( < I %). No differences were found between analyses of the trimmed and untrimmed data, so we re- port only the analyses of the trimmed data. An initial ANOYA that included lists as a factor revealed a signifi- cant main effect of lists, but no significant interactions involving lists. We therefore report the results of analy- ses collapsing across this factor. Mean reading times for the target idioms as a function of the referent and analogical consistency conditions are presented in Figure 2. Two-way ANOYAs were per- formed on these data with referent version (original vs. other person) and analogical consistency (consistent vs. inconsistent) as repeated within-subjects factors. Two such ANOYAs were done, one with subjects as a random fac- tor (F s ) and one with items as a random factor (Fi). Reading times were reliably slower in the other-person referent version than in the original version (2,323 msec IDIOM COMPREHENSION 715 --. 2200 u <l> E2000 '-"' <l> 1800 E i= 1600 OJ c is 1400 ro <l> a::: 1200 1000 Original Person Other Person Referent Condit ion Figure 2, Mean reading times as a function of referent condition and idiom-text consistency, Experiment 2 (bars indicate standard errors of the means). vs. 1,988 msec, respectively). This main effect of refer- ent version is reliable [Fs(l,31) = 12.62, P < .001; Fi(l,l5) = 5.93,p < .05]. This result is to be expected. The stories would lead readers to expect material that fo- cused on the main protagonist. When the story shifts abruptly to another person, reading should be momen- tarily disrupted by the break in story coherence (cf. Gar- rod & Sanford, 1988). Although expected, this result also provides a manipulation check on our method, indicating that the obtained reading times were sufficiently sensi- tive to permit the detection of variations in comprehen- sion difficulty. Analogical consistency had no discernible effect on reading times. The mean reading times for analogically consistent and analogicallyinconsistent idiomcompletions were 2,137 msec and 2,174 msec, respectively. This dif- ference was not reliable [F s(1,31) = 1.78, P > .05; Fi(1,15) = .80]. More importantly, the interaction of referent version and analogical consistency did not ap- proach significance [F s(l,31) = 2.01,p > .05; Fj(l,15) = .90]. Even though we did not obtain a significant inter- action, we performed t tests on the difference between analogically consistent and inconsistent idiom conditions in the original-referent condition. The difference between these two conditions is 171 msec, roughly half the mag- nitude of the 335-msec difference obtained for the original- and other-person referent conditions. The effect of analogical consistency within the original-person refer- ent conditions did not approach significance [t s (31) = 1.38, P > .16; ti(l5) = 1.01, P > .26]. These results replicate those of Gibbs (1992), who reported a similar failure to find effects of analogical consistency on com- prehension performance, as measured by reading times. The absence of any main effects or interactions involv- ing analogical consistency, together with a robust effect of referent version, suggests that even when a specific 716 GLUCKSBERG, BROWN, AND McGLONE conceptual analogue for an emotion is available in a story, that conceptual analogue is not automaticallyaccessed dur- ing idiom comprehension. Persons in a story may have been described, for example, as being angry in the hot and fuming sense, yet this did not facilitate the compre- hension of an analogically consistent idiom such as blow one's top as opposed to a different and analogically in- consistent idiom such as bite someone's head off. As far as the reading times indicate, anger is anger. Our sub- jects apparently did not take advantage of any conceptual analogue consistencies between story elements and idio- matic expressions when comprehending those expressions. There are, however, two possible reasons for treating these conclusions with caution. First, null findings are ul- timately ambiguous, even when replicated across labora- tories. Second, and perhaps more important, the particu- lar set of conditions that we used in Experiment 2 may have effectively prevented the detection of analogical con- sistency effects. As indicated by the results of Experi- ment 1, subjects foundthe other-person referent texts odd. These texts were odd enough to produce significantly elevated reading times in Experiment 2. There is the pos- sibility that the disruptive effect of the other-person items in Experiment 2 produced enough variance in responses that any effects of analogical consistency in the original- referent condition were simply undetectable in the resul- tant (statistical) noise. Accordingly, we performed a third experiment with the original-referent condition to test for effects of analogi- cal consistency on reading time, together with the non- person referent condition to control for lexical priming effects. Recall that the nonperson referent stories con- tained scenarios in which a situation or state of affairs, rather than any person, was described by words that are associated with an idiom's conceptual analogy (see Ap- pendix A). Becausethese stories did not involvean abrupt switch of topic, we did not expect them to have disrup- tive effects on reading times. EXPERIMENT 3: A Further Search for Analogical Consistency Effects Method Subjects. Thirty-three Princeton undergraduates served as paid volunteers. All were native English speakers, and none had previ- ously participated in an experiment involving figurative language. Materials and Design. The original referent stories from Ex- periment 2 were retained for this experiment, and the nonperson referent stories from Experiment I were adapted for line-by-line presentation (see Appendix B). As in Experiment 2, stories were created by combining referent versions of each vignette with one member of a given idiom pair. The particular idiom could be ana- logically consistent or inconsistent with the story context. This yielded four story conditionsfor each idiom. The sentencecontaining the target idiomatic phrase appeared either at the end of the story or as the next to the last sentence in the story. As in Experiment 2, the materials were used in a 2 x 2 design, with referent version (original vs. nonperson) and analogical con- sistency between story context and idiom (consistent vs. inconsis- tent) as within-subjects factors. The 64 stories (16 idioms x 4 story conditions) were randomly assigned to one of four lists, so that only one of the story conditions for a particular idiom appeared on a given list. Each list contained 4 items of each story type for a total of 16experimental items. Interspersed among the experimental sto- ries were the 16 filler stories used in Experiment 2, 3 of which ap- peared as practice items. Procedure. The procedure in this experiment was identical to that of Experiment 2. Results and Discussion One of the subjects failed to answer all of the content questions correctly, so this subject's reading time data were discarded. The data for the remaining subjects were trimmed by excluding data points 2.5 standard devia- tions from the relevant condition means. This eliminated 10 of the observations (less than 1%of the data). No sig- nificant differences were found between analyses of the trimmed and untrimmed data, so we report only the anal- yses of the trimmed data. Mean reading times for the target idioms as a function of referent and analogical consistency conditions are pre- sented in Figure 3. Two-way ANOVAs were performed on these data with referent version (original vs. non- person) and analogical consistency (consistent vs. incon- sistent) as repeated within-subjects factors. Two such ANOVAs were conducted, one with subjects as a random factor (Fs), and one with items as a random factor (Fs). Reading times were slightly slower in the nonperson referent versions than in the original versions (2,192 msec vs. 2,126 msec, respectively). This difference, however, was not significant in either the subjects or items analy- ses [Fs(l,32) = 1.57, p > .22; Fj(l,15) = 0.84, p > .38]. As expected, the nonperson versions of the stories did not produce the disruption in reading time that was found for their other-person version counterparts in Ex- periment 2, which contained clear breaks in narrative con- tinuity. Thus, the use of the nonperson versions in this 2400 ,.-.. 2200 u Q) E2000 Q) 1800 E i= 1600 OJ c '6 1400 ro Q) a:: 1200 1000 Original Person Non-Person Referent Conditi on Figure 3. Mean reading times as a function of referent condition and idiom-text consistency, Experiment 3 (bars indicate standard errors of the means). experiment effectively eliminated this potential masking factor for analogical consistency effects. As in Experiment 2, there was no effect of analogical consistency on reading times [Fs(1 ,31) =0.84; Fj(1, 15) = .59], nor did analogical consistency interact with refer- ent conditions [Fs(1,31) = 1.22, p > .25; Fj(1,15) = 1.04, p > .30]. Not only did we fail to find effects of analogical consistency, both the difference in the overall means for analogically consistent and inconsistent idiom completions (2,172 and 2,146 msec) and the difference in means within the original-referent condition (2,160 and 2,092 msec) are in the opposite direction of what would be expected if analogical consistency facilitated comprehension. Taken together, the results of Experiments 2 and 3 suggest that even when a specific conceptual analogue for an emotion is available in a story, that conceptual analogue is not automatically accessed during idiom comprehension. GENERAL DISCUSSION The systematicity of idioms in various conceptual do- mains is striking. Surely it is not coincidental that anger, for example, can be described in such related ways asjlip one'slid, bLow one'sstack, expLode, get hot under the coL- Lar, Let offsteam, and so forth. At the very least, this sys- tematicity implies that once anger has been expressed in one of these ways, people could readily coin related vari- ants of the original idiom, whether or not that original idiom reflected any particular conceptualization of anger (e.g., as heated fluid under pressure). Even minimally motivated idiomatic expressions are commonly extended in systematic ways, as in a recent newspaper headline about the Chicago river flooding into the city's subterra- nean tunnels. If one recalls Carl Sandburg's poem that characterized Chicago as a "city of broad shoulders," the headline "Broad Shoulders and Wet Feet" makes per- fect sense. Other than reflecting people's penchants for systema- ticity in linguistic expressions, what does a particular sys- tematicity imply about conceptual structures? The sys- tematicity of idiomatic expressions for such concepts as anger, fear, success, and failure, among others, suggests at least three possibilities. 1. Given any set of related idiomatic expressions, peo- ple are able to recognize the relation and then may infer a basis for that relationship. 2. Conceptual metaphors for idioms are available in se- mantic memory and accessible in some contexts, but not in others. Specifically, they are not automatically accessed and thus do not playa necessary role in either production or comprehension. 3. Conceptual metaphors underlie idiom meanings: they not only are available, but also are automatically accessed during idiom production and comprehension, regardless of context. They playa central role in idiom use. We will consider each of these possibilities in tum. First, at the simplest level, systematic clusters of idio- matic expressions may imply nothing more than that peo- IDIOM COMPREHENSION 717 ple can recognize a specific relation among expressions for a given concept and infer a plausible basis for that relationship. Thus, if one were to notice that the expres- sions jlip your lid and bLow one's top referred to anger and also could be used to describe something in a pressur- ized container, one might infer that some aspect of the concept "anger" is analogous to heated fluid under pres- sure. This would not only enable a person to make judg- ments about the relative appropriateness of idioms in con- texts, as we found in Experiment 1, but also enable people to coin new expressions based on the same set of rela- tions. This is the most parsimonious interpretation of the results of our first experiment, in which subjects preferred idioms that were stylistically consistent with a preceding text to idioms that were stylistically inconsistent. This interpretation suggests that people can readily in- fer conceptual motivations for idioms even when those motivations were irrelevant to begin with. A recent study by Keysar and Bly (1992) lends credence to this notion. Keysar gave people novel idioms in contexts that enabled them to infer the idioms' general meaning. One such idiom, culled from British English, is The goose hangs high. In one context that was given to one group of sub- jects, two farmers are strolling home after a long day in the fields. They express gratitude for the good growing season and the bountiful crop. At the conversation's end, one remarks to the other, "Aye, John, the goose hangs high." In an alternative context, given to a different group of subjects, the farmers bemoan the poor growing sea- son and express dismay at the prospect of a dismal winter. At the end of this conversation, one farmer remarks to the other, "Aye, John, the goose hangs high." If, as Lakoff and Johnson (1980) might contend, the conceptual metaphor "good is up" has a controlling in- fluence here, the positive interpretation of the goose idiom should be more intuitively satisfying than the negative in- terpretation. No such preference was evident. Each group of subjects rated the idiom as "making sense," regard- less of whether the meaning was positive or negative. Each group also indicated that the opposite meaning of the idiom would not make much sense. Finally, each group felt that the meaning was transparent: a majority of the subjects in each group predicted that other people would be able to get the idiom's meaning even without a supporting con- text. Keysar's results are reminiscent of young children's attitudes toward word meanings. As adults, we know that word meanings are assigned arbitrarily, and that what we call, say, the moon could just as well be called by any other name. For young children, a name "belongs" to its referent-a phenomenon described by Piaget (1926) as nominal realism. Perhaps we as adults retain a vestige of childhood nominal realism in our willingness to read systematicity and meaning into essentially arbitrary idio- matic word strings. An alternative reason for systematically related idio- matic expressions within a domain is that (1) they are motivated by common conceptual cores; (2) the concep- tual cores are metaphorical in nature; and (3) they are available and in certain contexts accessible in semantic 718 GLUCKSBERG, BROWN, AND McGLONE memory. The results of Experiment 1 are certainly con- sistent with this hypothesis. When faced with a choice of analogically consistent or inconsistent idioms, our sub- jects preferred the consistent idioms, perhaps because the relevant conceptual metaphors for, say, anger, were ac- tivated during comprehension of the context stories. The data of Experiment l , however, do not permit us to dis- criminate between the recognition-inference hypothesis and the availability-in-memory hypothesis. The third and strongest implication of idiom systema- ticity is that conceptual metaphors underlying idiommean- ings are automatically activated and accessed during pro- duction and comprehension. As Lakoff (in press) clearly puts it, "The systemof conventional conceptual metaphor is mostly unconscious, automatic, and is used with no noticeable effort, just like our linguistic system and the rest of our conceptual system." The results of Experi- ments 2 and 3 do not confirm this hypothesis. There was no comprehension advantage for analogically consistent idioms over analogically inconsistent ones. Since the de- pendent measure, reading time, was sufficiently sensitive to produce a robust effect of shifting focus (original pro- tagonist vs. other person, Experiment 2), it is unlikely that the lack of effect for analogically consistency is at- tributable to the particular measure that we used. Our failure to find an effect of analogical consistency does not, of course, mean that people (1) do not have con- ceptual metaphors available in semantic memory, or (2) do not access those metaphors under certain circum- stances. Our conclusion pertains specifically to the claim for automaticity, which we feel is certainly wrong. Under appropriate circumstances, conceptual metaphors may well be accessible and used for production or compre- hension purposes. What those circumstances might be re- mains to be determined. Further work should enable us to specify the necessary and sufficient conditions for the activation of conceptual metaphors if, indeed, such metaphors are represented in semantic memory. REFERENCES BoBROW, S. A., 8t BELL, S. M. (1973). On catching on to idiomatic expressions. Memory & Cognition, I, 343-346. GARROD, S., 8t SANFORD, T. (1988). Thematic subjecthood and cogni- tive constraints on discourse structure. Journal of Pragmatics, 12, 519-534. GIBBS, R. (1992). Metaphorical knowledge andunderstanding language. Paper presented at the conference on Metaphor and Cognition: Studies in Art, Linguistics, Literature, Philosophy and Psychology, Univer- sity of Tel Aviv, Israel. GLUCKSBERG, S. (199\). Beyond literal meanings: The psychology of allusion. Psychological Science, 2, 146-152. GLUCKSBERG, S. (in press). Idiom meanings and allusional content. In C. Cacciari & P. Tabossi (Eds.), Idioms: Representation. compre- hension and production. Hillsdale, NJ: Erlbaum. HIGGINS, E. T., RHOLES, W. S., 8t JONES, C. R. (1977). Category ac- cessibility and impression formation. Journal of Experimental Social Psychology, 13, 141-154. KEYSAR, 8., 8t BLY, 8. (1992). Conceptual metaphors andconventional language: Why do some idioms seem transparent? Paper presented at conference on Metaphor and Cognition: Studies in Art, Linguis- tics, Literature, Philosophy and Psychology, University ofTe1 Aviv, Israel. KOVECSES, Z. (1986). Metaphors ofanger, pride andlove. Amsterdam: John Benjamins. KREUZ, R. J., 8t GRAESSER, A. C. (1991). Aspects of idiom interpre- tation: Comment on Nayak and Gibbs. Journal of Experimental Psy- chology: General, 120, 90-92. LAKoFF, G. (1987). Women, fire and dangerous things. Chicago: Uni- versity of Chicago Press. LAKoFF, G. (in press). The contemporary theory of metaphor. In A. Ortony (Ed.), Metaphor and thought (2nd ed.). Cambridge: Cam- bridge University Press. LAKoFF, G., '" JOHNSON, M. (1980). Metaphors we live by. Chicago: University of Chicago Press. MCGWNE, M. S., GLUCKSBERG, S., 8t CACCIARI, C. (in press). Se- mantic productivity and idiom comprehension. Discourse Processes. NAYAK, N. P., 8t GIBBS, R. W. (1990). Conceptual knowledge in the interpretation of idioms. Journal of Experimental Psychology: Gen- eral, 119, 315-330. PtAGET, J. (1926). The language and thought ofthe child (M. Warden, Trans.). New York: Harcourt Brace. POTTS, G. R., KEENAN, J. M., 8t GOLDING, J. M. (1988). Assessing the occurrence of elaborative inferences: Lexical decision versus nam- ing. Journal of Memory & Language, 27, 399-415. RATCUFF, R., 8t McKooN, G. (1986). Automatic activation of episodic information in a semantic memory task. Journal ofExperimental Psy- chology: Learning, Memory, & Cognition, 12, 108-115. SRULL, T. K., 8t WYER, R. S. (1979). The role of category accessibil- ity in the interpretation of information about persons: Some deter- minants and implications. Journal of Personality & Social Psychol- ogy, 37, 1660-1662. SWINNEY, D., 8t CUTLER, A. (1979). The access and processing idio- matic expressions. Journal of Verbal Learning & Verbal Behavior, 18, 523-534. TRAUGOTT, E. C. (1975). Spatial expressions of tense and temporal se- quencing: A contribution to the study of semantic fields. Semiotica, 15, 207-230. TRAUGOTT, E. C. (1985). "Conventional" and "dead" metaphors. In W. Paprotte & R. Dirven (Eds.). The ubiquity ofmetaphor (pp. 17- 56). Amsterdam: John Benjamins. APPENDIX A Sample Materials from Experiment 1 (Idiom Choice) Original Nayak and Gibbs Story (Original Referent) Susan was waiting impatiently for Chuck to pick her up from school. She had a final the next day and she wanted to get home to study. She was really tense about how she would do on the final. She was getting really hot with Chuck for his inconsider- ate behavior. After an hour of waiting, Susan was reaching the limits of her patience. She was fuming and fretting, wondering how she would get home. When Chuck finally arrived with not a hint of an apology, Susan ... blew her top. bit his head off. Other-Person Referent Version Susan was waiting impatiently for Chuck to pick her up from school. She had a final the next day and she wanted to get home to study. She was really tense about how she would do on the final. She was getting really hot with Chuck for his inconsider- ate behavior. After an hour of waiting, Susan was reaching the limits of her patience. When Chuck finally arrived with not a hint of an apology, Susan sat in the car fuming and fretting. Chuck ... blew his top. bit her head off. Nonperson Referent Version Susan was waiting for Chuck to pick her up from school. The weather was impatient: the rain began earlier than predicted. Susan had a final the next day and she wanted to get home to study. As she waited, the winds became tense and their breath became hot. Susan realized that Chuck was being inconsiderate by keeping her waiting in this weather. After an hour of wait- ing, the clouds were reaching the limits of their patience and Susan was getting drenched. The winds continued their fuming and fretting, tossing Susan's hair into her face. When Chuck finally arrived with not a hint of an apology, Susan ... blew her top. bit his head off. APPENDIX B Sample Materials from Experiments 2 and 3 (Reading Time) Original Referent Story (Experiments 2 and 3) Susanwaited impatientlyfor Chuck to pick her up from school. She had a final tomorrow and wanted to get home to study. She was really tense about how she would do on the final. She was getting really hot with Chuck for his inconsiderate behavior. After an hour of waiting, Susan reached the limits of her pa- IDIOM COMPREHENSION 719 tience. She was fuming and fretting, wondering how she would get home. Chuck eventually arrived, without a hint of an apol- ogy. Susan blew her top/bit his head off. Other-Person Referent Story (Experiment 2) Susan waited impatientlyfor Chuck to pick her up fromschool. She had a final tomorrow and wanted to get home to study. She was really tense about how she would do on the final. She was getting really hot with Chuck for his inconsiderate behavior. After an hour of waiting, Susan reached the limits of her pa- tience. Chuck eventually arrived, without a hint of an apology. Susan sat down in the car, fuming and fretting. Chuck blew his top/bit her head off. Nonperson Referent Story (Experiment 3) Susan waited for Chuck to pick her up from school. The weather was impatient; the rain began earlier than predicted. Susan had a final tomorrow and wanted to get home to study. As she waited, the winds became tense, and their breath be- came hot. Chuck was being inconsiderate to make her wait in this weather. After an hour or so, the clouds reached their lim- its of patience. As it rained, the winds continued fuming and fretting. Chuck eventually arrived, without a hint of an apol- ogy. Susan blew her top/bit his head off. (Manuscript received June 29, 1992; revision accepted for publication February 5, 1993.)
Sam Glucksberg (With A Contribution by Matthew S. McGlone) - Understanding Figurative Language - From Metaphor To Idioms (Oxford Psychology Series) - Oxford University Press (2001) PDF