Produce Plu Codes: A Users' Guide - 2014
Produce Plu Codes: A Users' Guide - 2014
PRODUCE STANDARDS
TABLE OF CONTENTS
New User Guidelines
Abbreviations
Definitions
IFPS Purpose
Basic Scope
Range of PLU Codes
Fifth (Leading) Digit Qualifier
Retailer Assigned Codes
4,5
6
6,7
7
7
7,8
Granularity
10
11
Migration Issues
11
12
13
13,14
14
14
15,16
15
15
15
15
15
Why does the PLU list contain size information for North
America and one for Rest of World?
15
16
16
16
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Appendix I
17-24
Chapter One
Background
This paper contains rules for the international Price Look-Up (PLU) numbering scheme. The
international PLU system is governed by voluntary cooperation of participating countries that are
represented by national or regional representatives on the International Federation for Produce Standards
(IFPS) Board of Directors.
PLU codes have been used by supermarkets since 1990 to make check-out and inventory control easier,
faster, and more accurate. Fresh fruit and vegetable PLU codes are used to identify bulk produce (and
related items such as nuts and herbs). For example, they tell the supermarket cashier whether an apple is a
conventionally grown Fuji apple which may sell for $1.29 per pound/kg versus an organically grown Fuji
apple which may sell for $2.29 per pound/kg. In some instances the codes are also differentiated by size
(e.g. small, medium, large).
In 2001, the national users of PLU codes for produce met and formed a group to administer PLU codes
at a global level. That group, now the IFPS, continues to address harmonization of the international PLU
codes and also is a forum for other standardization efforts affecting the produce sector.
New PLU applications may be reviewed at a regional or national level before submission to the IFPS.
The IFPS recognizes that a regional or national review group may exist to ensure this process. (Please see
Definitions for more information on the composition of the regional review group.)
Please Note: This is a guide for PLU users. Additional information related to the IFPS is available at
www.ifpsglobal.com.
The PLU scheme for identifying produce sold in bulk/loose at retail was first introduced in
North America and has spread to include use by retailers in Australia, New Zealand and
countries in Europe.
An individual, or unique, company prefix is not necessary for this scheme for identifying the
individual pieces sold at retail. (Unique company prefixes are however required for other
supply chain purposes. This is outside the scope of this document and users are encouraged
to contact their national produce association or GS1 Member Organization for further
information.)
Foodservice operators/receivers do not typically utilize the PLU system since most of the
produce they receive is used in food preparation but it is recommended that you discuss this
issue with your foodservice customers.
Utilizing the correct PLU is crucial as an incorrect number will lead to incorrect
identification, and therefore pricing, of product at the Point of Sale (POS). If an incorrect
number is noticed before the produce is placed in the supermarket, retailers may request that
the shipper re-label the product or may re-label it themselves. In either instance it leads to
additional costs in both material and staff resources.
If a retailer chooses not to utilize the IFPS PLU numbers at POS, they are simply ignored.
New users of the PLU code system can refer to the section, Frequently Asked Questions
for further information.
Growers, packers and shippers are reminded to check the PLU website, www.plucodes.com,
before ordering PLU labels to ensure PLU information for their use is current.
Abbreviations
In this paper, the following abbreviations apply:
IFPS
International Federation for Produce Standards
IFPS Board
The Board of Directors of the IFPS
Definitions
In this paper, the following definitions apply:
Global PLU code
A code approved and assigned by the IFPS Board for use in any country utilizing the IFPS
PLU.
GTIN
Global Trade Item Number (GTIN) is a GS1 identification number, commonly represented in
bar code symbols, to enable electronic reading at point of sale, when being received at
warehouses, or at any other point where it is required in business processes. A GTIN is used for
the unique identification of trade items worldwide within the EAN/UCC system. A GTIN has a
14 digit structure though its data carrier (bar code) may contain only 12 digits (the UPC), 13 digits
(EAN-13) or 8 digits (EAN-8). The GTIN is defined as a 14 digit number to accommodate all
the different structures.
IFPS Member
IFPS membership is divided into two classes:
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Chapter Two
Scope of the System
IFPS Purpose
This document outlines the rules associated with assigning PLU codes to loose produce for
international use and with information to enable introduction and use of PLUs in the supply chain.
For the purposes of PLU application consideration and recommendations to the IFPS, applications
may be vetted through a national or regional review. Although all IFPS members will vote on new
PLU applications, a review body may be used as a forum for additional industry input when
considering applications and the criteria by which they are evaluated.
New PLU codes shall be considered for assignment by the IFPS following the rules defined in this
document.
Candidates for Global PLU codes will be put forward to the IFPS by the Secretary General within a
timeframe which allows for regional input as determined. Candidates rejected for Global codes can
use Retailer Assigned codes.
Once final acceptance is made by the IFPS, the Secretary General will assign a new PLU code,
within two weeks of IFPS approval.
Basic Scope
The PLU scheme shall apply to loose produce, with the following qualifiers:
Produce is defined as: fruits, vegetables, dried fruit, herbs and flavourings, and nuts.
Most sealed, containerized or packaged produce falls outside of the scope of the PLU
scheme as they use a GTIN (barcode). There are some exceptions such as the example
of grapes which are often packaged in a plastic bag with the PLU code clearly indicated
on the bag. (The item is still sold as a variable weight item.)
Excluded from the scheme is produce that has been additionally processed (e.g. stuffed
vegetables, juices, pures, portioned product, etc). The main criteria for deciding
exclusions are:
o additional foods, other than produce, are added to the basic item of loose produce.
o additional processes require techniques other than minimal cutting to create the
finished food product. This is because, in some countries, such processes are treated
differently for food hygiene and labeling regulation compliance.
o the IFPS needs to agree, on a case-by-case basis, on the amount of processing that is
done in order to assign a PLU code (versus preparation).
o grade, quality or regional variation shall not be an attribute which justifies a different
PLU code.
o geographic identification of growing region shall not be a justification for a Global
PLU.
o produce that is identified by a trademark is not eligible for a unique PLU number.
The block of codes allocated for global use need not be in a contiguous block. The numbers range
in the 3000 and 4000 series. There is no intelligence built into the numbers; i.e., no one 4-digit
number represents anything in particular. It shall also be possible to re-define a previous Restricted
Use PLU code to be a Global PLU code. This will simply mean that the PLU code will not change,
and that the other three regions need to accept the code into their listings as part of the Global list.
Applies to all non-qualified produce and is generally presented without the leading
"zero" digit.
Organic
Granularity
The IFPS shall decide the level of granularity (detail) that justifies a PLU code. Three levels of
granularity shall be supported:
The sub-division of a commodity or type into a low order classification that distinguishes
between color, variety or some other significant feature associated with the type (e.g.
TAMARILLO, Golden or TAMARILLO, Red).
The further sub-division that distinguishes between size, (e.g. the sub-division of
APPLES of some varieties into size classifications).
NOTE: The assignment of different PLU codes to distinguish between size shall
not necessarily extend to all PLU codes of the same produce type or commodity.
If the IFPS decides to apply a size classification to a particular produce type or
commodity, it shall determine the number of sizes that are applicable to that commodity,
and shall also determine the boundary point(s) that shall be used to distinguish between
one PLU code and another. The IFPS may allow different size boundaries between items
that are on the Global PLU list and items that are only on a Restricted Use list.
Whenever size PLUs are introduced for the first time or there is a transition from one
number of sizes to another, the guidance given in Chapter 4 will be followed.
It is important to note that the levels and division between commodities need not be
uniform, as some will have only one level of granularity, while other commodities may
have many levels (e.g. in some commodities various size breaks are necessary for retail
identification, while in others size differentiation is unnecessary).
Chapter Three
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Chapter Four
Defining Size
The Size Parameter
Various issues exist with the basic parameters associated with the definition of size:
count per container versus measured size
diameter or linear measurement versus weight
metric units versus imperial units
The most appropriate parameter should be used for the type of produce, taking into account the
international implications and conventions. The long term goal should be towards a harmonised
base where, for example:
count X = metric Y = imperial Z are close, even true, equivalents
It has to be understood that the number of sizes addressed by PLU could be less than the real
number of precise sizes used for trade purposes, especially for legal or commercial purpose at the
carton level.
Migration Issues
With respect to migration, if the IFPS approves the need to move from a non-specific to a specific twosize (or three-size) option, the following procedure for PLU assignment will be followed:
The code currently assigned to the non-specific size commodity will transition to the number for the most
common size, as determined by industry. New codes will be assigned to the additional size break(s). For
example:
Currently there is one size for Apples/Belchard:
3339
Apples/Belchard
Should a request for two size definitions be approved, the following may occur:
3339
Apples/Belchard Small
xxxx
Apples/Belchard Large
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Chapter Five
IFPS Decision
Once a PLU has been approved by the IFPS, the new code and description are forwarded to the applicant
in writing. The new PLU code and description are also posted on the IFPS web site.
When a PLU application is declined by the IFPS, the IFPS Secretary General will send written notification
to the applicant and state the reasons for rejecting the PLU application. The Secretary General shall also
suggest appropriate alternatives (e.g. retailer assigned codes).
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Chapter Six
Background
The use of PLU codes is voluntary, as is the means by which this information is designed and
printed on labels. This section contains suggested best practices for consideration when designing
and printing PLU labels based on the experiences to date of countries currently utilizing the PLU
system for produce. Legislative, regulatory and commercial requirements may differ from country
to country and it is incumbent on users to ensure that the PLU labels utilized adhere to the
requirements within the marketplace for which the product is intended. This list is not meant to be
exhaustive and it may be that individual trading partners will suggest or require other considerations.
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Reduce labor and supply costs because clerks no longer need to label items in the store
Provide the building blocks for effective category management in the produce department
A shipper applying a standard PLU code to an item provides benefits to both the retail customers and the
shipper.
Help variety sales and pricing by removing inefficient practices of cost averaging similar-looking items
at retail
Make compiled sales data more accessible from retailers and services which compile retail sales data
Make retailers more willing to carry additional varieties and recognize premium varieties or sizes
Do require a significant conversion cost in packing line machinery because labeling must be done
after sizing, not before
PLU stands for price look-up code. PLUs are used on items that are sold loose or bunched, by
weight or by each (i.e. an individual apple or bunch of greens). A PLU code contains 4-5 digits
total. The PLU is key-entered at point of sale in order to obtain the price.
Are shippers and retailers trying to label all produce items sold loose or bunched?
Some items will not be marked with PLU codes. One can't imagine green beans or mushrooms
with stickers, however PLU codes may be used on signage or by another means for these types of
commodities. Other items like apples or leaf lettuce are being either stickered or banded with a
PLU code. The principal objective of PLU codes is to create a common code which becomes the
building block for system wide communication of electronic data.
Retailer Assigned codes are provided so that there is flexibility in the coding system. They allow
retailers to designate their own codes for items not on the IFPS PLU list. Suppliers should not
use a Retailer Assigned PLU code unless specific arrangements are made to do so with the retail
customer(s) who will receive that item. There is always a chance that the same "retailer assigned"
code is used for different items by different retailers.
In some countries, a national organization has been directed by industry members to coordinate
Retailer Assigned numbers on a national level.
The number 9 is added to the front of the regular four digit PLU code. (e.g. an organically grown
banana would be 94011.)
Why does the PLU list contain size information for North America and one for Rest of World?
Common use within the produce sector in North America is to utilize measurements in the
Imperial System whereas the balance of the globe typically utilizes the Metric System for produce
size measurement. For this reason, the IFPS requires that applicants provide size information in
both Imperial and Metric measurement if size is a characteristic of their commodity application.
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PLU codes help cashiers accurately identify and price produce. The average person cannot
determine whether an apple is a Fuji or a Gala by looking at it. However, these two apples could
be sold at different prices. A PLU code tells the stores database the identity of the item and the
cost per weight of each is calculated.
See Specifications for Printing PLU Codes earlier in this chapter. The company that prints the
labels can also provide guidance in this and other areas related to printing specifications.
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Appendix I
This application is effective through July 31, 2014. It will be updated in August 2014 and associated fees will increase to $1000 per application effective
8/1/14. Once available, the updated application will be posted to the plucodes.com website for use for the next review period. If you have an
application to submit, please contact Christina DAllacco at [email protected] and she will send you the new application when available.
Please be sure you have thoroughly read through the criteria below and have attached the necessary
documentation before submitting your application to the International Federation for Produce Standards
(IFPS). Before you proceed, please refer to the PLU codes database, www.plucodes.com, to verify that a
code does not already exist for the product. In order to give the IFPS sufficient time to consider the
application and assign a new number, please refer to the review schedule below when making your decision
to submit an application.
Deadline for Submission of Application
November 1
February 1
May 1
August 1
Decision Date
January 31
April 30
July 31
October 31
A processing fee of $250 USD is required for each new application considered by the IFPS and is
non-refundable. This fee will be used to defray administrative expenses incurred in processing the
application. A separate application will be required for each new number requested. Please submit payment
in the form of a check or credit card. Please see bottom of application for payment processing information.
All fees will be payable at the time of application by the filing organization. Fees will be payable to PMA, the
IFPS Secretariat.
Applications will be posted to the IFPS web site, www.ifpsglobal.com, for comments and feedback as part
of the review process. The applicant name and address will be removed along with the retail letters of
support. Applications will be reviewed at regional and national levels, including commodity specific and
retail review, before advancing to the IFPS for final assessment.
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identify the global availability and potential growthsystems will be disallowed and the applicant will
across the world.
be asked to provide additional letters to support
their application.) Please note: only authorized
7. Product Photo Photos of the product for
signers should sign support letters.
which the application is being made must be
provided. Photos can be provided electronically in
9. Intellectual Property (trademarks and
a JPG 300 DPI format or on paper (minimum
patents): Supporting evidence regarding the
size 10 x 15 cm/4 x 6 inches). The digital image
global availability of the item is needed if the
should be forwarded to [email protected]. plant or individual fruit or vegetable is
(Please indicate which application the image patented or has a trademarked name. The
pertains to.) Any paper photos should be
PLU code will be assigned to the patented
submitted with the completed application.
(master) variety. The product can be called a
number of names, but will only have one PLU
8. Retail Support Letters: Support letters are
code on the sticker. For example, if you take
required from at least three different retailers, the Pinova apple, which is marketed under the
each operating 25 or more stores are required.
Pinova, Pinata, Evelina, and Corail trademark
Companies signing the support letter must be
names, all use the same PLU number. By
utilizing IFPS PLU codes in their retail
issuing this way, the retail community know
operations. (Support letters signed by a retailer what they are really getting even when an
not using PLU codes within their store retail
apple is renamed.
All requests for a new PLU code should be submitted in writing using the attached form. Applications and
associated documents can be sent electronically to [email protected] or mailed to the address on the
application. If sending electronically, please be sure that the file is in PDF format and any pictures attached
are in JPG format. Regardless of the outcome, every applicant will receive a written response detailing the
decision, and, if approved, the new PLU number assigned. Once a number is assigned, it will be posted to
the PLU codes database on www.plucodes.com and the IFPS web site, www.ifpsglobal.com. If the
application is declined, applicants can resubmit their application only if new evidence or additional
information is included. If denied a second time, the applicant must wait two years before applying for the
same item. Please refer to the PLU Application Review Process on the last page of the application for
further details on the steps for application consideration.
Any questions?
Call +1 (302) 738-7100 or e-mail [email protected].
International Federation for Produce Standards
c/o Produce Marketing Association
1500 Casho Mill Road
P.O. Box 6036
Newark, Delaware 19714-6036
Phone: +1 (302) 738-7100 Fax: +1 (302) 731-2409
www.plucodes.com
www.ifpsglobal.com
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Country: _____________________
which you are applying. Complete each section of this application. If a section is not applicable to
your product, simply write (N/A) in the space provided. Please include all required (*)
information. If you need additional space, please attach a separate piece of paper.
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Sm
______________________________________
Med
Sold at Retail
Large X-Large
No Size
By Each: _____________
By Weight/Bulk: _____________
_______________________________________
*Countries of Production
________________________________________
_______________________________________
_______________________________________
_______________________________________
Parentage of Cultivar
_______________________________________
________________________________
*Is the product the subject of Intellectual Property
(IP)?
Current # of Cartons/Country
__________________________________
If yes, please note that PLU codes are used in the global
produce industry and will not be issued to products that
are subject to proprietary ownership. Please complete the
PLU Code Intellectual Property Acknowledgement form
(attached) to support granting this item a PLU code.
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__________
(country)
____
(#)
_________
(weight)
__________
(country)
____
(#)
_________
(weight)
___________
(country)
____
(#)
_________
(weight)
*Source of Volume
Government Data __________
Commission _________
Please Verify!
Payment Information:
Check enclosed (U.S funds drawn on U.S. banks only.)
Expiration Date
Signature ___________________________
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We have marketed the above item for ______ years currently purchasing a volume of ______ cartons. We project to purchase
_____ cartons in 5 years. Cartons each weigh ____ lbs/kg.
We understand that:
The IFPS must receive requests from at least three retailers before it can consider this application. Companies
signing this letter must be utilizing IFPS PLU codes in their retail operations and have a minimum of 25 store
locations.
My signature on this letter of support signifies that my operation is selling the item noted on this application and
that it is being sold at a different price point than other similar items.
I may receive calls from the IFPS and/or its committees regarding this application and my reason for supporting.
The IFPS has the final authority to approve or decline any applications for new numbers based on its stated
criteria.
The IFPS staff will notify the applicant with the IFPSs final decision. It is the responsibility of the applicant to
advise his/her retail buyers once the number is approved.
All standardized PLU codes will be posted at www.plucodes.com and www.ifpsglobal.com.
Signature ______________________________
Date_______________
Name_________________________________
Title __________________________________
E-mail Address_________________________
Phone/Fax _____________________________
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Is this item available to multiple growers and sellers: __________ (If no, a PLU code will not be issued.)
Applicant Acknowledgement: The undersigned fully understands and agrees that should a new PLU code be
issued for this product under this application that it will be under the name commonly used in the industry and
not under the trademarked or patented name or description. I further acknowledge that this PLU code will be
made available to the global produce industry on www.plucodes.com and www.ifpsglobal.com.
Name: _______________________________ Date: __________________
Signature: _____________________________________________________
Email: ____________________________________________
Company Name: ____________________________________
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