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DBS Electrode design
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Linkping University Post Print

Method for patient-specific finite element


modeling and simulation of deep brain
stimulation

Mattias strm, Ludvic U Zrinzo, Stephen Tisch, Elina Tripoliti,


Marwan I Hariz and Karin Wrdell

N.B.: When citing this work, cite the original article.

The original publication is available at www.springerlink.com:


Mattias strm, Ludvic U Zrinzo, Stephen Tisch, Elina Tripoliti, Marwan I Hariz and Karin
Wrdell , Method for patient-specific finite element modeling and simulation of deep brain
stimulation, 2009, Medical and Biological Engineering and Computing, (47), 1, 21-28.
http://dx.doi.org/10.1007/s11517-008-0411-2
Copyright: Springer Science Business Media
http://www.springerlink.com/
Postprint available at: Linkping University Electronic Press
http://urn.kb.se/resolve?urn=urn:nbn:se:liu:diva-16616

Method for patient-specific finite element modelling


and simulation of deep brain stimulation
Mattias strm1, Ludvic U. Zrinzo2, Stephen Tisch2, Elina Tripoliti2, Marwan I. Hariz2,3 and
Karin Wrdell1
1

Department of Biomedical Engineering, Linkping University, Sweden

Institute of Neurology, Queen Square, University College London, UK

Department of Neurosurgery, University Hospital, Ume, Sweden

Corresponding author
Mattias strm
Department of Biomedical Engineering
Linkping University
581 85 Linkping, Sweden
E-mail: [email protected]
Phone: +46 (0) 736 290978
Fax: +46 (0)13 101902

Abstract Deep brain stimulation (DBS) is an established treatment for Parkinsons disease
(PD). Success of DBS is highly dependent on electrode location and electrical parameter
settings. The aim of this study was to develop a general method for setting up patient-specific
3D computer models of DBS, based on magnetic resonance images, and to demonstrate the
use of such models for assessing the position of the electrode contacts and the distribution of
the electric field in relation to individual patient anatomy. A software tool was developed for
creating finite element DBS-models. The electric field generated by DBS was simulated in
one patient and the result was visualized with isolevels and glyphs. The result was evaluated
and corresponded well with reported effects and side effects of stimulation. It was
demonstrated that patient-specific finite element models and simulations of DBS can be
useful for increasing the understanding of the clinical outcome of DBS.

Keywords Deep brain stimulation, patient-specific, simulation, finite element, glyph.

1. Introduction
Deep brain stimulation (DBS) is an established surgical treatment for movement disorders
which can be highly effective in reducing the motor symptoms of idiopathic Parkinsons
disease (PD) that are refractory to medical management [1]. Common DBS targets for PD are
the subthalamic nucleus (STN), the globus pallidus internus (GPi) and the ventralis
intermedius nucleus (Vim) of the thalamus. Although no large controlled clinical trials
comparing the different targets has yet been published, DBS in STN seems to give the most
consistent alleviation of the majority of PD symptoms, and is at present the most common
surgical therapy [2-6]. However, STN DBS is sometimes accompanied by postoperative
adverse effects such as decrease in verbal fluency, depression and hypomania [7]. Thus, the
success of STN DBS for PD patients is highly dependent on patient selection and subsequent
accuracy in target determination as well as stimulation parameters settings. Precise knowledge
of the anatomical location of an electrode contact in brain target nuclei is a crucial step in
understanding the expected effects and side effects of stimulation. However, of equal
importance is knowledge of the anatomical extent of the electric field surrounding the active
electrode contact. Models and simulations are one method for exploring the clinical outcome
of DBS.

The distribution of the electric potential in the vicinity of a DBS electrode has previously been
modelled using isotropic homogenous tissue [8-16]. More recently, Butson et al. [17]
presented a three dimensional (3D) patient-specific method to predict the volume of tissue
activated by DBS based on diffusion tensor images (DTI). However, the spatial resolution of
DTI is still rather poor and DTI is not an available technique in many clinical centres. The
overall aim of the present study was to develop a general method for setting up patientspecific 3D finite element models of DBS based on pre- and postoperative magnetic

resonance images (MRI) acquired during DBS surgery. A secondary aim was to demonstrate
the use of such models for assessing the position of the active electrode contacts and the
spatial distribution of the electric field in relation to individual patient anatomy.

2. Materials and Methods


2.1 Patient-specific DBS model
A patient-specific heterogeneous finite element computer model of DBS in the subthalamic
nucleus was set up. The DBS model was based on axial T2 weighted stereotactic MRI of a PD
patient undergoing DBS implantation. Preoperative stereotactic MRI was used for setting up a
model of the brain, and postoperative stereotactic MRI for positioning the DBS electrodes at
their true position in the brain. The Leksell Stereotactic System (Elekta Instrument AB,
Sweden) was utilized during the surgery and both the pre- and postoperative images were
acquired on a 1.5 Tesla scanner (GE Signa, General Electric Medical Systems, WI, USA)
with an MRI voxel volume of 0.98x0.98x2.0 mm without slice separation. However, the
picture archiving and communication system (PACS) (Agfa, UK) altered the voxel volume of
the MRI to 0.49x0.49x2.0 mm by interpolation. The model was based on the interpolated
images. The size of the brain model was limited to 60x40x40 mm (214,389 voxels) covering
the bilateral STN and the surrounding structures.
2.1.1. Brain model
A software tool was developed in MatLab 7.0 (The MathWorks Inc., USA) to set up an
anatomical property matrix for the finite element brain model. The property matrix was based
on preoperative MRI voxel intensity data which were classified into different tissues. Intensity
based segmentation was used to identify anatomical areas with grey matter, white matter,
cerebrospinal fluid and large blood vessels in several different MR-images. An average
intensity value was calculated for each tissue respectively. The presence of iron in part of the
STN lowered the intensity data values in this structure, which appeared hypointense in the T2
weighted MRI [18]. Therefore, an additional average intensity value was calculated for grey
matter containing iron. The classified MRI voxels were allotted electrical conductivity

properties from the literature. A random neuronal orientation was assumed, thus isotropic
electrical conductivity values at a frequency of 145 Hz from Andreuccettis online database
[19] was used (table 1). Particular voxels may contain more than one tissue, giving rise to
partial volume effects. Thus, a linear step function was used to allot approximated electrical
physical properties to such voxels. The material properties were mapped in the finite element
model at coordinates corresponding to their original location in the MRI data set. The result
was a matrix of electrical brain properties with the same resolution as the MRI data set (figure
1).
2.1.2. Electrode positions
Two DBS electrodes (Model 3389 DBS Lead, Medtronic, Inc. USA) with a radius of 0.635
mm and contact lengths of 1.5 mm separated by 0.5 mm, were modelled and positioned in the
brain model. The electrode contacts were indexed from 0 to 7, starting at the left, most ventral
electrode contact (figure 2 a). In order to position the electrodes at their true positions in the
model, a second finite element brain model based on the postoperative MRI was set up, where
the electrode models were positioned in the centre of the electrode artefacts.

A software tool for registration of the pre- and postoperative stereotactic MRI data sets was
developed in MatLab 7.0. The registration was performed by selecting stereotactic markers in
the pre- and postoperative images. A transformation matrix describing the transformation
from the postoperative to the preoperative coordinate system was then calculated (figure 2b).
The transformation matrix was applied to the electrodes in the postoperative model which
were transferred to the preoperative brain model.
2.1.3 DBS parameter settings
Two weeks after the patient underwent implantation of the DBS system (Medtronic Kinetra
neurostimulation system), the clinical effects of various electrical DBS settings were assessed

by a neurologist experienced in the treatment of PD with DBS. The clinically most effective
electrical parameter settings were used as input for the simulation (table 2). In correspondence
with these settings, bilateral monopolar electrode configuration was set up, where electrode
contacts 1 (left) and 7 (right) were active and set to -4.0 V and -3.5 V respectively. However,
in a study by Butson and McIntyre [20], it was shown that the stimulation waveforms
produced by Medtronics implantable pulse generators (Kinetra and Soletra) differed from
their theoretical waveforms. Thus, the electric potential settings were normalized to -3.5 V
(left) and -3.0 V (right) according to the voltage threshold correction factors (0.87 and 0.87)
of their study (table 2). The electrical conductivity of the electrode contacts were
approximated to 15*106 S/m (a mix of platinum and iridium) and the outer boundaries of the
brain anatomy were used as anode (ground) to mimic a monopolar electrode configuration.
2.2. Mesh density and governing equation
The finite element brain model was set up in a multiphysic modelling program (Comsol
Multiphysics 3.2, Comsol AB, Sweden). The domains, including the brain model anatomy
and the electrode models, were divided into ~2,000,000 tetrahedral mesh elements with the
highest mesh density close to the electrodes. In order to retain the spatial resolution of the
MRI, the maximum element length was set to 1 mm.

The electrical conductivity properties at the integration points were calculated by linear
interpolation of the mapped electrical conductivity values. The equation for steady currents
was used to calculate the electric potential distribution in the vicinity of the electrodes [21]:

J
where J is the current density (A m-2),

V ] 0 (A m-3)

(1)

the electrical conductivity (S m-1), and V the electric

potential (V). The model was solved on a 64-bit Linux computer (3.6 GHz Intel Xeon

processor, 16 GB RAM) for ~ 2,500,000 number of degrees of freedom using Comsol


Multiphysics iterative linear system solver GMRES with the preconditioner Incomplete LU.

2.3. Evaluation of electrode positions


A surgical planning system, the FrameLink Planning StationTM (Medtronic, Minneapolis,
MN, USA) was used by an experienced user as a reference system in order to evaluate the
accuracy of the position of the modelled electrode positions. The positions of the artefacts
from the most ventral and dorsal, left and right electrode contacts (electrode contacts 0, 3, 4
and 7) were marked in the postoperative MRI and transferred to the preoperative MRI using
the FrameLink Planning StationTM. Images from the finite element model at the level of the
electrode contacts were also rendered. The position of the electrodes in the finite element
model was compared with the positions of the electrodes in the preoperative MRI by
superimposing the images onto each other.

2.4. Visualization
During patient-specific modelling and simulation of DBS, various electrical entities may be
visualized. In this study the electric potential, the electric field, and the second difference of
the electric potential were visualized in 3D. The electric field, which is the gradient of the
electric potential, describes the rate of change of the electric potential. In order to identify the
anatomical aspect of the electric field, the mapped material properties in the model were
replaced with the MRI intensity data after the model was solved. This made it possible to
visualize the MRI intensity data on colour-coded slices together with the distribution of the
electric field. During standard DBS settings it has been suggested that the outer boundary of
the volume of influence may roughly be estimated to a 2 to 5 mm radius from the electrode
contact [22]. In this study, the electric field isolevel 0.2 V/mm, which lies within this range,
was chosen. This isolevel has earlier been suggested by Hemm et al. [12] in a model based

study with homogenous tissue to fit with the lateral GPi borders during one case of GPi
stimulation.

In order to illustrate the impact of the electric field on a straight axon (depolarisation and
hyperpolarisation), the second order difference of the electric potential can be visualized [23].
McNeal showed in 1976 that the rate of change of the transmembrane voltage at each node of
Ranvier was determined by the second order difference of the electric potential at each node.
The second order difference of the electric potential was later named the activating function
by Rattay [24]. In order to visualize the activating function for all directions in 3D, a software
tool was developed in MatLab 7.0 for calculation of second order tensor fields. A common
way to visualize all degrees of freedom of second order tensors is to use glyphs, where each
tensor is represented with a geometric object [25, 26]. Two elliptic glyphs were rendered in
every sampled point; one black glyph for visualization of depolarisation of a straight axon,
and one white glyph for visualization of hyperpolarisation of a straight axon. The
eigenvectors were used as the principal axes, and the eigenvalues the radii of the ellipsoids.
The activating function tensor D, was calculated for each point according to:

Dxx

Dxy

Dxz

D yx
Dzx

D yy
Dzy

D yz
Dzz

(2)

The electric potential data used for the calculation of the activating function in the axial plane
was sampled at 7x7=49 points with a sampling distance of 2 by 2 mm. Due to the rapid
increase of the activating function close to the active electrode contact, the size of the
ellipsoids closest to the active contact had to be capped and are not displayed in their full size.

3. Results
A patient-specific finite element model of the brain, based on pre- and postoperative MRI,
was set up and the electric potential generated by the DBS electrodes during clinically
effective parameter settings was simulated. The electric potential, the electric field, and the
activating function were visualized in 3D (figure 3a-c, e-f). An axial MRI was also visualized
for comparison of the spatial resolution of the model anatomy with the MRI (figure 3d). The
position of the active electrode contacts in relation to the anatomy could clearly be identified
in the model. It was shown that the left electrode contact was positioned slightly more dorsal
and medial than the right electrode. During the clinically effective parameter settings, the
electric field generated by the left electrode was located more ventral and medial in the
anatomy than the electric field generated by the right electrode. It was also shown that the
simulated isolevel volume was slightly larger in the vicinity of the left electrode than in the
vicinity of the right electrode. This was in agreement with the higher amplitude (electrical
potential) settings of the left electrode contact than of the right electrode contact (-3.5 V and 3.0 V respectively). The electric potential, the electric field, and the activating function was
also visualized in one dimension, along a straight axon positioned in the vicinity of the left
electrode (figure 4).

The accuracy of the position of the modelled electrodes was evaluated with a surgical
planning system, the FrameLink Planning StationTM (Medtronic, Minneapolis, MN, USA).
The maximum difference between the position of the modelled electrode contacts and the
marked electrode contacts in the preoperative MRI was less than 0.6 mm in all three
dimensions (figure 5).

4. Discussion
A general method for creating patient-specific finite element models and simulations of DBS,
based on MRI, was presented. It was shown that model-based investigations utilizing patientspecific finite element models of DBS can be used for visualizing the electric field and the
position of the electrode contacts in relation to the anatomy. A method for visualizing the
activating function in 3D in the vicinity of the active electrode contacts was also presented. A
second order tensor field was calculated and two elliptic glyphs, describing depolarisation and
hyperpolarisation of straight axons, were rendered in every sample point. The use of tensor
fields to describe the activating function may be useful for setting up realistic DBS models of
the basal ganglia, where activating of multiple neuron orientations are assessed
simultaneously. Since the activating function is valid in one dimension and the visualized 0.2
V/mm electric field isolevel is valid in three dimensions, there is no direct relationship
between the two. Thus, the activating function and the electric field are two central entities
that should be used for different visualization purposes.

The clinically effective DBS settings reduced the major motor symptoms of the disease
(tremor, akinesia and rigidity) initially without side effects except some euphoria and
disinhibition. However, some 8 weeks post implantation the motor improvement decreased
and the patient developed severe dysarthria and dysphonia as well as a degree of hypomania.
In a study by Plaha et al. [27] stimulation related dysarthria were seen in patients who had
electrode contacts medially placed in the STN. The authors believed this was due to spread of
current to the fasciculus cerebello-thalamicus. These suggestions are in agreement with our
simulations were the 0.2 V/mm isolevel generated by both electrodes covered part of the
fasciculus cerebello-thalamicus (figure 6 a). Ulla et al. [28] reported that one patient who had
benefited from bilateral DBS in the STN for PD, presented acute and reproducible manic

10

behavior when stimulated mainly in the substantia nigra. In agreement with this study, our
simulations showed that part of the substantia nigra pars reticulata was covered by the 0.2
V/mm isolevel generated by the left electrode (figure 6 b). The patient in this study was later
re-operated due to the dysarthria, where the left electrode was moved posterolaterally in order
to avoid stimulation of the fasciculus cerebello-thalamicus and the substantia nigra pars
reticulata, and the right electrode was moved dorsally in order to avoid stimulation of the
fasciculus cerebello-thalamicus.

Patient-specific models and simulations of DBS can be used in clinical practice to provide the
neurologist and neurosurgeon with a visual reference of the active electrode contact location
and the distribution of the electric field in the anatomy. This method may be used both
preoperatively, when planning the surgical procedure, as well as postoperatively, when
programming the DBS device. Patient-specific DBS models may be particularly useful for
visualizing the electric field in patients with unusual anatomical variations in the brain e.g.
cystic cavities, which could be the case when stimulating in the GPi [8, 29], or when new
targets are tried such as the subgenual cingulate region (Brodmann area 25) targeted for 6
patients with refractory depression [30]. Patient-specific models and simulations may also be
used within other research areas e.g. biochemical investigations with microdialysis, or
simulation of thermal phenomenon during radio-frequency lesioning in the brain.

Despite the great potentials of patient-specific models and simulations, it is important to


recognize that the presented method does not model all aspects of DBS in their full
complexity. It is only the distribution of the electric field that has been simulated. The other
DBS parameters, such as the frequency and pulse length which are highly influencing the
DBS clinical effects, must be added when connecting these results to e.g. neuron models.

11

Most importantly, the 0.2 V/mm electric field isolevel should only be interpreted as a
boundary of tissue where the electric field is 0.2 V/mm or larger, and not as the volume of
tissue influenced by the stimulation. Various neural components (soma, axons, and dendrites)
are affected differently depending on their size and orientation in the electric field, and the
volume of tissue influenced by DBS is still not known. The classification of the different
brain matters were performed manually by the use of voxel intensity based segmentation. A
complicating factor of intensity based classification is the possibility that two different voxels
with the same intensity in the MRI may not necessarily contain the same tissue. In addition,
although the hypointensity of the STN in the T2 weighted MRI was compensated for during
the classification process, the presence of iron in part of the STN may result in
misclassification of the tissues. Another source of error may be the electrical conductivity
values for grey and white matter, which is highly frequency dependent and varies in the
literature [19, 31-33]. In a study by Hemm et al. [34] it has also been shown to be significant
individual variations in the electrical conductivity of brain tissue. The anisotropy of white
matter was not modelled. The anisotropy of white matter has earlier been accounted for in
modelling studies with promising results by deriving electrical conductivity tensors from
diffusion tensor images (DTI) [35]. However, the resolution of the DTI images that can be
produced with 1.5 Tesla scanners is rather poor and the small anisotropic fibre paths in the
vicinity of the electrode e.g. the fasciculus cerebello-thalamicus, fasciculus lenticularis etc
will not be visible in such DTI. Nonetheless, the anisotropy of large fiber tracks such as
capsula interna will be well represented in DTI. The capacitive components of the electrodetissue interface were ignored and no morphological changes such as encapsulation and scar
tissue, which generally form within a few weeks after implantation, were included in this
model. At this point the simulations serve as a rough estimation of the distribution of the

12

electric field in the anatomy for which relative changes in e.g. stimulation settings or
electrode contact position can be studied.

In conclusion, a general method for setting up patient-specific 3D finite element models of


DBS was presented. The use of such models for assessing the position of the active electrode
contacts and the spatial distribution of the electric field in relation to individual patient
anatomy was demonstrated. The anatomical distribution of the simulated electric field could
be related to the reported effects and side effects of stimulation. Patient-specific models and
simulations may be used for both pre- and postoperative investigations in order to increase the
understanding of the clinical outcome of DBS.

Acknowledgements This work was supported by the Swedish Foundation for Strategic Research (SSF),
Swedish Research Council (VR) and Swedish Governmental Agency for Innovation Systems (VINNOVA). The
authors would like to thank Johannes Johansson for valuable discussions, Johan Tervald for graphical advice,
and Gran Salerud for valuable comments on the manuscript.

13

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15

Tables
Table 1. Electrical conductivity values for different brain matters at 145 Hz [19].
Brain matter

Electrical conductivity (S/m)

CSF

Grey matter

0.09

White matter

0.06

Blood

0.7

Table 2. Clinically effective parameter settings.

Electric
Pulse
Frequency
Electrode Contact potential (V) width (s)
(Hz)
Left
1
-3.5
90
145
Right
7
-3.0
60
145

16

Figures

Figure 1. The brain model was set up by extracting preoperative MRI intensity data values which were classified
into different material groups such as grey and white matter, cerebrospinal fluid and blood. Each classified MRI
intensity data value was allotted its electrical conductivity value and mapped in the finite element model at
coordinates corresponding to their original location in the MRI data set. The result was a property matrix of the
brain with the same spatial resolution as the MRI data set.

17

a)

b)

Figure 2. a) The electrode contacts were indexed from 0 to 7 starting at the left, most ventral electrode contact.
In order to position the DBS electrodes at their true positions, a second brain model based on postoperative MRI
was set up. The electrodes were positioned in the centre of the electrode artefacts (green). b) The electrodes were
transferred from the postoperative model to the preoperative model by using the markers of the stereotactic
localizer box in the MRI together with linear transformation and rotation according to their new coordinate
system.

18

a)

b)

c)

d)

e)

f)

Figure 3. a) Patient-specific simulation of bilateral DBS in the STN during clinically effective stimulation
settings. The electric field was visualized with isosurfaces at 0.2 V/mm (yellow). b) Axial model slice
visualizing the electric field isolevel at 0.2 V/mm (yellow) together with the anatomy. c) Colour-coded coronal
slice visualizing the electric potential in the vicinity of the active electrode contacts. The electric potential was
capped at 1 V. d) Axial MRI at the same slice position as the axial model slice in 3b to comparison of the spatial
resolution of the model with the MRI data set. e) Two elliptic glyphs illustrating the impact of the electric field
on straight axons in one point. The black glyph illustrates the depolarisation effects on straight axons, and the

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white glyph illustrates the hyperpolarisation effects of straight axons. f) Axial model slice in the vicinity of the
left electrode. The activating function was visualized with a second order tensor field for all direction in 3D. An
oversized axon was added to the tensor field in order to display the areas of depolarisation (grey) and
hyperpolarisation (white).

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Figure 4. The electric potential, the electric field, and the activating function were visualized with graphs along
a straight axon (as illustrated in figure 3f) in the vicinity of the DBS electrode. The axon was added to the graphs
in order to visualize areas of depolarisation (grey) and hyperpolarisation (white).

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a)

b)

Figure 5. The position of the electrode contacts were marked with a red square in the postoperative MRI and
transferred to the preoperative MRI using the FrameLink Planning StationTM. The positions of the electrode
contacts in the model and in the MRI were visually compared by superimposing the images onto each other. a)
Two superimposed axial slices at the level of electrode contact 7 for validating the electrode position. b) Two
superimposed coronal slices at the level of electrode contact 7 for validating the electrode position.

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a)

b)
Figure 6. The electric field 0.2 V/mm isolevel was traced onto the axial and coronal images (yellow). Some of
the anatomical structures in the vicinity of the electrodes were traced with help of an atlas in Gallay et al. [36].
a) Axial slice showing the electric field isolevel covering part of the fasciculus cerebello-thalamicus (FCT). b)

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Coronal slice showing the electric field isolevel generated by the left electrode covering part of the substantia
nigra pars reticulata. STN = subthalamic nucleus, FCT = fasciculus cerebello-thalamicus, RN = red nucleus and
SN = substantia nigra.

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