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When psychological theories employ theoretical terms like memory, representation, and structure, they often do so because the descriptions and explanations of psychologically interesting phenomena that result are at a sufficiently
abstract level to be informative and intelligible. As a first step in theory
construction the use of theoretical terms at a level of description close to the
phenomenological level is helpful, and probably indispensable. However, the
theories that result are often rather vague and ill-constrained, and tend to lack
predictive power (see, for example, reviews of schema theory by Alba and
Hasher, 1983, and Thorndyke and Yekovitch, 1980). If this is true, then a
sensible next step would be to try to account for the phenomena of interest in
terms of more concrete constructs. In this paper we offer some proposals for
taking this step. To do this, we maintain that it is necessar~ to reconsider the
traditional notion of knowledge representations as long-term (essentially)
static structures. We shall argue that the nature of mental content, schemata,
The research reported herein was supported in part by the National Institute of Education under
Contract No. HEW-NIE-C-400-76-0116, and in part by a Spencer Fellowship awarded to the
second author by the National Academy of Education. Request for reprints should be sent to
Asghar lran-Nejad, Ph.D., Center for the Study of Reading, University of Illinois at Urbana
Champaign, 51 Gerty Drive, Champaign, lllinois 6 1820.
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in psychological theories is that their use a~oids some oft~: problems related
to the metaphorical nature of the theorencal terms tradmonally employed.
Terms like memory and knowledgMepresentation are complex abstractions, and
it is not at all clear to what they refer. Many psychologists (e.g., Bartlett, 1932;
Bransford, McCarrell, Franks, and Nitsch, 1977; Jenkins, 1977; Pylyshyn,
1973) have objected to the heavy theoretical burden imposed upon such
terms. The problem is that often the essentially metaphorical use of these
concepts can give rise to misleading implications. For example, we ordinarily
talk about mental representations being stored in memory, searched for, and
retrieved. It is easy to see how, if taken literally, such ideas can lead to the
conclusion that people's heads are populated with a huge number of pre~
packaged permanent structures corresponding to everything they know. We
will refer to the view that postulates permanent knowledge structures as the
"structural" approach and to the alternative view, that treats mental phenomena as resulting from transient patterns directly crented by t~e functioning
of the biological hardware, as the "biofunctional" approach.
Not only does the biofunctional approach differ from the structural
approach in its rejection of long-term mental structures, but it also differs in
the way it views the dynamic aspect of cognition. The structural view deals
with the dynamic aspects of the mind in terms of searches for and changes to
permanently-stored knowledge structures. Since we question the need to
postulate such structures, we try to avoid this way of dealing with the
problem: If there are no permanent cognitive structures, then they cannot be
found or changed. In biofunctional terms, cognitive patterns are viewed as
transient dynamic structures. In short, along with Bartlett, Bransford and his
colleagues (e.g., Bransford, Nitsch, and Franks, 1977), and Dennett (1983),
we argue that cognition does not involve the selection of pre-existing cognitive
structures; rather, it involves the creation and re-creation of transient ones.
We wish to emphasize, however, that our arguments against the use of
structural concepts must not be interpreted as an attempt to free all psychological exposition from structural terms. As Freeman ( 1975) points out, even
at the more concrete levels of exposition "it is reasonable and perhaps
necessary to describe the manipulations of the central state with concepts that
are both generalized and familiar from common experience ... [although]
there is not and cannot be an a priori relation between those concepts and the
dynamics of the central neural mechanisms" (p. 414 ). Our view is that as long
as the prevailing theoretical context clarifies the meaning of "structural"
terms, their use should cause no problems. When, on the other hand, the
terminology itself determines the underlying theoretical context, as is sometimes the case when long,term memory metaphors are used, we believe an
inappropriate picture of the nature of mental functioning arises.
Over the years cognitive psychologists have gathered a great deal of empirical data that seem to support various aspects of the structural approach.
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is based on the same type of industrial plant metaphor that haunted Galenian physiology (see
Miller, 1978). Galen was concerned with how Inanimate matter, as the input to the body via
foodstuff, .is transformed to animate matter. Internal organs (e.g., the heart, the liver, the lungs)
were considered relevant to the extent that they helped carry out such transformations. In
Galen's physiology, as in information processing psychology, "the most notable feature of the
system is the emphasis on manufacrure and ttansformation ... processes which convert ...
substances" (Miller, 1978, p. 187).
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ble to carry ACTH from the pituitary to the adrenal glands. However, if a tube
were to be available from every endocrine gland to its target organ, organisms
would become monstrously complex. Instead, ACTH enters the blood circulation system. This, of course, takes the hormone to other irrelevant organs as
well (hence, all-spreading and nondirectional), but it is also sure to reach die
adrenal cells which are speciali.7.ed to get activated by it, because these cells like
everything else are connected to die blood circulation network.
The possibility that the nervous system is also, in part, an all-spreading
environment analogous to die blood circulation system cannot be ruled out.
As early as the 19201s, Paul Weiss argued against the conncctionist view and
' concluded, based on die then existing evidence, that "the central nervous
system and the non-nervous periphery entertain dieir mutual correspondence
by means of some sort of sending-receiving mechanism, specific for each
individual muscle." According to this view, die central nervous system is
"endowed with die capacity for discharging as many different modes or forms
of impulses as there are different muscles in the limb." There is a specific
impulse for every muscle receptor. Every muscle receptor, on the other hand,
"would possess the power to respond selectively" to its proper impulse.
Consequently, if "die central impulses for a limb muscle were circularized in
die whole limb" die mechanism of selectivity of function "would ensure that
every call be answered by the correct muscle, even diough die latter may have
been displaced, re-innervated by strange nerves, and prevented from sending
informative messages back to the centers" (Weiss, 1936, pp. 511-512).
Weiss's resonance principle is no longer generally accepted by developmental
neuroscientists, but we believe his ideas concerning indiscriminate synapdc
connectivity, successfully challenged by Sperry and his associates (see Attardi
and Sperry, 1960,1963; Meyer and Sperry, 1976), must be distinguished from
his suggestive element-impulse specificity hypothesis, which has yet to be
directly tested.
An all-spreading functional environment implies that, regardless of its
place of origin in the nervous system, die signal that a given functional pattern
generates can stimulate clements diat "recognize" it wherever dicy may be
located in the nervous system. There are definite indications diat diis may be
die case. Consider a letter recognition (identification) task. Images ordinarily
begin on the retina and presumably stimulate corresponding centers or
elements somewhere in the brain. It is conceivable that specific "image--tocenter" connections as well as long-term graphemic patterns could mediate
recognition. However, recognition need not depend on particular hard-wired
connections or on pre-existing long-term associations. Blindfolded subjects
are capable of correctly identifying letters (finger-written) on dieir skin.
White, Saunders, Scadden, Bach-Y-Rita, and Collins (1970) used a visual
substitution apparatus which converted optical images into tactile displays
which blind or blindfolded subjects were able to "sec widi dieir skin." It was
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The biofunctional perspective also means that the neurons are not equipotential in the sense used by nonlocalization theorists such as Lashley. While in
the biofunctional model, each neuronal element can be considered a
"memory," or rather a "potential memory" element, it is not assumed that
neurons retain memory traces; in particular it is not necessary to assume that
neurons retain memory traces for a large number of experiences and behaviors (Lashley, 1950, p. 479). Such a claim would make the activity of neurons
completely dependent on past traces by implying that they could only participate in combinations they already had traces for, and that they would only
respond to stimuli for which they had a matching trace. In the biofunctional
model, past experiences are re-created because the same constellations of
elements recur, not because something is stored in each element. The system
is completely generative, creating new experiences entirely through new
combinations. At the micro-organizational level, each element is physically
located in some area of the brain. However, since t:he elements can functionally coact or interact at a distance through an all-spreading medium, the
system can also be fully distributed.
At the macro-organizational level, the totality of active neuronal elements
constitutes a mass action system (Freeman, 1975). In recent years, the nature
of macroactivity in the nervous system has been the subject of an interesting
new theoretical approach derived from the field of dynamics (Freeman, 1975;
Katchalsky et al., 1974; Prigogine and Nicholis, 1971; Kugler, Kelso, and
Turvey, 1980). According to this view, macroactive structures are dynamic
patterns that (a) consist of discrete elements, (b) are self.-organizing, and (c)
consume energy to maintain stability (see, e.g., Freeman, 1975). Katchalsky
and his colleagues, who pioneered the work in this area, state that one possible
. consequence of "considering discrete systems embedded in a continuous
system would be the subordination of obvious structural discreteness to a
functional one: the spatially discrete elements could be brought to functional
continuity ... or the structurally continuous medium to functional (dynamic)
discontinuity" (Rowland, reported in Katchalskyetal., 1974, p. 78). Clearly,
the biofunctional model is compatible with these views. Rewording the above
quotation in terms of the present view: one ad vantage of considering neuronal
microsysterns embedded in dynamic macroactive structures that they themselves create would be the subordination of the microsystems to their overall
functional organization. A constellation of physically unitary microsystems
could be brought to functional continuity or the continuous macroactive
organization can be subordinated to the independent functioning of individual
microsystems. It seems to us that it was shifts of this sort in the relative
subordination of individual components to the global structure and vice
versa, that Bartlett (1932) deemed necessary in mental functioning when he
argued that not only must individual elements combine into an organized
mass but that after they do, they must once again be individualizable in the
context of the global structure.
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It seems to us that the key to bridging the gap between cognitive psychology
and the neurosciences lies in the specification of the manner in which the
nervous system might generate qualitatively diverse psychological experiences. Concern for this problem does not seem to be a characteristic of current
practice in cognitive psychology, which tends to focus on unconscious mental
structures and processes. However, there has been some concern with this
issue in the neurosciences (see, e.g., Eccles, 1953; Sperry, 1952, 1969, 1977).
Recently, the problem has been brought into sharp focus by Puccetti and
Dykes ( 1978) who emphasized the apparent structural ( cytotechtonic) similarity of the primary visual, auditory, and somesthetic sensory areas. Noting
that these similarities afford little opportunity for explaining differences in
subjective quality, they concluded that "not only is present-day neuroscience
unable to account for the subjective differences [between vision, hearing, and
touch] in terms of discrete neural mechanisms, but there is no good indication
that it ever will be able to do so" (p. 337). While some of the commentators
did not find Puccetti and Dykes's conclusions very'convincing, others agreed
with their assessment of the state of the art. For example, Szentagothai ( 1978)
went so far as to say that "the spectacular developments in the last quarter of a
century ... have widened ... the gulf between the brain and the mind"
(p. 367).
Our views on subjective quality are in general agreement with those
advanced over the years by Sperry (e.g., 1952, 1976, 1977), who claimed (a)
that subjective qualities emerge from the activity of the brain, and (b) that
these qualitities, in tum, exert a causal influence on brain activity. However, in
searching for an appropriate level of analysis to explain the causes of subjective qualities, Sperry ( 1978) excluded the microbiofunctional level and argued
that "it is our bet that (the proper level] is not at the atomic, molecular,
cellular, or nerve-relay levels, nor even at the sensory cortical levels, but rather
at a somewhat higher level that involves ... centralized adjustments of the
brain as a unit" (p. 366). In this respect, we disagree with Sperry. While
Sperry's theory might account for the undifferentiated conscious experience
(i.e., global awareness), we believe it fails to explain finer qualitative discriminations (i.e., focal awareness). By fixing the locus of subjective quality at the
level of neuronal microsystems, the biofunctional model can not only
account for people's competence in making fine subjective discriminations
(by individualizing components of the whole), but am also explain global
differences in subjective experiences (because microsystems can combine into
macrobiofunctional organizations that involve the activity of the entire brain).
In order to demonstrate how psychological qualities can arise as a consequence of macroactivity in distributed constellations of elements, we must
take a closer look at the key concepts of specialization, constellation, and
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may be helpful to again use the lightbulb analogy. Let us suppose that our
array of lightbulbs contains two broad categories of bulbs, namely, colored
and uncolored ones. We will call the colored bulbs "specialized elements."
The uncolored bulbs we will call "raw elements," implying that they can
become specialized by getting painted a particular color. In this array, each
bulb can "perform" a few feats always in the same unique fashion: it can go on
or off, it can become brighter or dimmer, and if it is not already specialized it
can become so. Similarly (and now we are out of the analogy), the neuronal
network can be assumed to consist of a great number of elements, each of
which is or can become specialized and each of which can get activated or
inhibited. In addition, each specialized element can (a) change its rate of
activity, (b) produce a unique pattern of energy (i.e., a signal), ( c) initiate
functioning consistently in the presence of some unique pattern of internal or
external energy (i.e., a signal), and (d) generate, when functioning, a unique
feeling of awareness. In this sense, a specialized element is a discrete unit with
quite specific but very limited properties. This assumption is consistent with
the view that "neurons, in the course of differentiation and development and
in processing of information over the span of the organism's lifetime, develop
unique identities: generically and experientially determined individualities"
(Schmitt, 1970, p. 208); the assumption is also consistent with the evidence
that the relative number of highly specific cells seems to vary drastically with
experience (Imbert and Buisseret, 1975).
When two or more specialized elements function simultaneously they can
combine to create a macroactive organization or combination (see the section
on types of combinatorial relations below). To emphasize the physical distribution of elements participating in a combination, we refer to the physical
counterpart of a combination as a constellation. Constellations differ from
elements in several respects. First, unlike elements, they cannot be considered
specialized. This is because they contain autonomous elements which can
participate in other constellations. Second, elements are assumed to be
localized and physically unitary while constellations can have elements scattered throughout the nervous system. Third, while individual elements possess element-specific biofunctional properties that theoretically are unambiguously traceable to some unitary physical entity-the element itself-constellations have nonspecific (i.e., emergent) properties which result from the
functional combination of the elements involved and which cannot be traced
to any unitary physical entity because they are different from those possessed
by any one of the participating elements.
The notion of combination encompasses four major biofunctional aspects
that result from the activity of the corresponding constellation. First, combination is the establishment of a transient dynamic pattern involving anatomically distributed elements-the combinat.orial aspect. Second, combination
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involves the merging of element-specific energy patterns resulting in nonspecific (i.e., emergent) energy patterns (i.e., signals)-the relational aspect. In the
case of energy, pattern combinations can be conceptualized in terms of
interference patterns (Lashley, 1950). Third, combination involves blending
of element-specific awareness patterns into emergent awareness patterns-the
qualitative aspect. Finally, combination involves the merging of elementspecific activity into a global intensity dimension-the quantitative aspect.
Thus, not only does the biofunctional approach specify how "potential
memory" elements (i.e., the microsystems) might be distributed but it also
implies that these elements are distributed loci of potential subjective
qualities.
It appears, therefore, that the concepts of specialization, constellation, and
combination can provide a foundation in terms of which one can account for
the origination of psychological quality within the biofunctional mode. However, a fuller understanding of this account requires an examination of three
specific issues. The first of these, discussed in the next section, pertains to the
physical locus of subjective qualities. The second, has to do with the kinds of
constraints that exist on possible combinations, and the third is concerned
with singling out the activity of components of combinations.
geneous distribution.
A clearer illustration oflocalization according to biofunctional affinities of
neuronal elements can be found in the work of O'Keefe and Nadel (1978,
1979) on localization of function in the hippocampus. These authors have
postulated that in order to find their way around an environment, organisms
make use of two partially independent systems called the locale and the ta.xon
systems. The locale system, containing (qualitatively homogeneous} "placecoded" neurons, is responsible for the generation of absolute, nonegocentric,
spatial maps. This cognitive mapping system, they claimed, is localized in the
hippocampus. The taxon system, on the other hand, is responsible for
(qualitatively heterogeneous) taxonomic or categorical information, comprises the rest of the brain, and consists of a number of separate subsystems.
O'Keefe and Nadel's approach may be contrasted with that of Olton, Becker,
and Handelmann ( 1979) who have argued that the hippocampus is the seat of
the working memory. These two approaches to localization are based on very
different beliefs about the functional properties of the brain. O'Keefe and
Nadel's approach is consistent with the biofunctional model in that it implies
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Simultaneous
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We have now specified the biofunctional properties of neuronal microsystems, how they are physically distributed, how they intercommunicate, how
they generate psychological qualities, and how they engage in simultaneous or
independent functioning. We have characterized the neuronal system as a
dynamic mass action system consisting of a large population of specialized
neuronal elements which can combine in activity to form functional constellations. We have proposed that specialized neuronal microsystems, as elementary loci of subjective qualities, constitute the basis not only for distributed
(potential) memory, but also for distributed awareness and distributed attention. Simultaneous functioning was proposed as the mechanism for both
implicit and global awareness, as well as for broad attention. Component
independent functioning, on the other hand, was postulated as a mechanism
for focal awareness and focal attention.
With these concepts, it is now possible to present a rather explicit account
of the schema-of-the-moment, which is, loosely speaking, the subjective
counterpart of the activity in the mass action system. In this section we shall
discuss the main characteristics of the schema-of-the-moment. ln particular,
we will discuss the stability of different components of the schema-of-the-
A BlOFUNCTIONAL MODEL
197
moment and its overall continuity; we will argue that the organizing forces of
the schema-of-the-moment are content-based rather than structure-based
and we will try to specify the nature of changes that occur in the schema-of~
the-moment in response to incoming information. Since we believe that our
concept of the schema-of-the-moment is similar to that suggested by Bartlett
(1932), much of our discussion will involve elaborations or clarifications of
his ideas.
Stability and Continuity
The schema-of-the-moment is a constantly changing phenomenon involving both global and focal experiences. With respect to stability and change,
the totality of the schema-of-the-moment may be viewed as comprising three
theoretically distinguishable, but not actually separate, components. We will
refer to these as the background component of the schema-of-the-moment
(Background-SOM), the dominant component of the schema-of-the-moment
(Dominant-SOM), and the independently functioning component of the
schema-of-the-moment (Independently -Functioning-SOM). The BackgroundSOM is a slowly-functioning loosely-integrated component in which elements
with consonant, dissonant, and irrelevant functional properties can coexist. It
involves the major portion of the schema-of-the-moment and the majority of
the elements in the mass action system. Because of the slow rate of activity in
the Background-SOM, it remains the closest component to the microbiofunctional level. This is because at low levels of activity, there is less functional
integration and, consequently, the active elements will tend to preserve their
localized individualistic functional properties. This component is responsible
for the background or peripheral awareness of such things as time, space, self,
and various other "active" content domains. The Background~SOM is ordinarily a stable component of the schema-of-the-moment and most of its
elements maintain an activity rhythm that can last for hours, weeks, months,
or even years without undergoing significant change. Major shifts in this
component, however, do occur especially during landmark occasions such as
unusual personal successes or failures, personal tragedies, and, to some
extent, during less dramatic changes in normal life patterns such as travel and
vacations. More subtle changes in the Background-SOM occur as a function of
interaction with other components of the schema-of-the-moment. The
Background-SOM remains stable to the extent that its elements fail to participate, because of their irrelevance, in other components of the schema-of-themoment.
The second major component, the Dominant-SOM, results from simultaneous macroactivity in consonant elements of the moment. This compo. nent depends for stability on its incompleteness and, occasionally, on rehearsal. More specifically, an incomplete schema tends to remain dominant longer
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201
trouble with the fact that people can and do remember incongruous informa~
tion (see Schallert, 1982; Thorndyke and Yekovich, 1980).
It must be acknowledged that there have been attempts to deal with the
processing and recall of incongruous information within conventional
schema theories (see, e.g., Schank, 1982, on expectation failures; Schank and
Abelso n, 1977). One approach, studied extensively by Graesser and his
associates (Graesser, 1981; Graesser, Gordon, and Sawyer, 1979; Graesser,
Woll, Kowalski, and Smith, 1980; Smith and Graesser, 1981; Woll and
Graesser, 1982) defines schema-relatedness in terms of typicality-the more
typical an item of information the more likely it is to be in the schema. To the
extent that an item is schema-atypical, it is to be considered u nrelated or
incongruous. In t his approach, an atypical item is recalled becai:;.s~ at the time
of learning it is indexed as such, that is, it "is encoded with a distinctive,
unique tag and stored as a separate unit" (Woll and Graesser, 1982, p. 290).
Even if salvaged through some kind of indexing scheme, the slot filling
thesis suffers, we think, from another problem related to the fact that it
implies that new information or content fills the slots provided by the schema
passively. However, if the biofunctional model is correct in claiming that
content elements possess their own functional properties, then these elements
must play an active combinatorial role. In fact, the claim that content elements
exert their own "active biases" was one of the recurrent themes in Bartlett's
theory. He argued that the "active biases" caused by new incoming information play a dominant role in the comprehension of both congruous and
incongruous information. Furthermore, Bartlett cautioned against a passive
slot filling interpretation of his theory:
The process is not merely a question of relating the newly presented material to o,ld
acquirements of knowledge. Primarily, it depends upon the active bias, or special
reaction tendencies, that are awakened in the observer by the new material, and it is these
tendencies which then set the new into relation to the o ld. To speak as if what is accepted
and given a place in mental life is always simply a question o f what fits into already
formed apperception systems is to miss the obvious point that the process offitting is an
active process. ( 1932, p. 85).
For Bartlett, therefore, incoming information does not passively fill slots that
are made available by the operative schema. Rather, it is the potential of the
new information to awaken qualitative "active biases" that sets "the new into
relation to the old." In other words, what is newly acquired actively combines
with what is old. The word active must be interpreted with caution here. It
means that what is "awakened" by the new information does not surrender
itself passively to the shackles of an active schema. Rather, the new information imposes "active biases" of its own that often override the biases imposed
by the schema-of-the-moment, as when incongruous information spontaneously draws attention away from the operative schema. Furthermore, if our
interpretation of Bartlett is correct, in his theory, and certainly in the biofunc~
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tional model presented here, the potential for content elements to play an
active role exists after learning as much as it does at the time of learning. In
other words, being functionally autonomous, these elements do not remain
chained passively to a structure after they combine with it until that structure
is reactivated, any more than dancers freeze into a "solid" frame as soon as the
tune to which they are dancing stops. Being autonomous individuals, each
dancer can participate in a different activity in the meantime. Dynamic
combination is not a long-term bond. It is some sort of momentary cooperative activity (see Freeman, 1975), a cooperation to create something novel.
Bartlett's observations about the nature of learning and remembering are
completely compatible with those implied by the biofunctional model. The
biofunctional model explicitly rules out the preservation of static relations
and of abstract structures. The only option open, therefore, is to explain
remembering in terms of the functional properties of autonomo us neuronal
elements and not in terms of static mental relations. In the biofunctional
model, the only relarions that can be preserved are transient functional
relations-active, concrete, and particular functional relations-where active,
concrete, and particular mean on-going biological activity in a particular
organismic system. As Bartlett put, "what is essential to the whole notion" of
a schema is tha t it is "actively doing something all the time . .. [it is J carried
along with us, complete, though developing, from mo ment to moment"
( 1932, p. 201 ).
The term transient also needs some qualification. There is a sense in which
transient functional relations could last a long time, that is, if the activity
involved continues in the manner postulated by Bartlett and specified in this
paper. A square dancing session is inherently transient, but it could, in
principle, last for days, weeks, or even years. Therefore, if our interpretation
of Bartlett is correct, his theory was not based on the preservation of abstract
long-term relations underlying generic information, as has been suggested by
some authors (see, e.g., Woll and Graesser, 1982). On the contrary, he held
that every piece of generic or abstract information, or any other complex
mental structure, had to be re,created afresh based on the qualitative proper,
ties of active elements. What is permanent are the elements themselves (for
Bartlett "image-like" content elements and in our model neuronal microsystems ). This is probably why Bartlett emphasized the tendency of subjects to
preserve the concrete. For instance, he stated that
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[in folk-tales and) in other types of material, every general opinion, every argument,
every piece of reasoning, and every deduction, is speeqily transformed and then omitted.
The greatest efforts in this direction were achieved by subjects who reported a visual
method of recall, as if this method carries with it an inevitable bias towards the concrete.
The tendency observable in several instances for a narrative, a description, or an
argument to take on a personal form, seems to be due in part to the same factor , .. . It
may, at first, seem that the mass of folk-proverbs which are traditionally preserved
among every people contradicts the tendency toward the concrete. But the strength of
203
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. .1rst, t ere is an immediate physiological function made possible
b y the reaction of a sensory mechanism to external stimuli. This he belie d
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is a re.a Y~~ ect1ve; its se ectivity is determined by the qualitative properties of
the stimuli mvolved, and it approximates what is generally meant b h
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Y earmg,
seem~, an so on. The second function has to do with the reaction of the
orgamsm a~ a whol~ to the immediate physiological pattern ofactivity. This is
also sel~ct1ve but tts selectivity is made possible, not by some localized
mechanism, but by the global qualitative properties of the active mass of the
~om~nt. This, Bartlett maintained, approximates what is generally called
hst~nmg as opposed to hearing, or looking as opposed to seeing. Bartlett
believe~ that ~he type of selectivity that is directly based on "qualitative
factors is dominant over any other type in all the higher mental processess"
(1932, p. 190). This ~electivir: makes it possible to gather, from among
elements present both m the active sensory pattern or in the active mass of the
moment, those elements that are "most relevant to the needs of the moment"
a~d so to construct an updated schema. He maintained that construction is
either spontaneous and immediate, or that it is mediated by what he called
effort after meaning, effort to relate "what is given to something else" or to
understand what is not immediately obvious.
Bartl~tt's th~ory can be readily specified in biofunctional terms. According
~o the b1ofunct1onal model, sensory stimulation causes independent functioning of a constellati~n .of neuronal elements and creates a momentary
Independently,Funct1onmg-SOM which then interacts with the DominantSOM in the f?llowi~g fashion: If the Independently-Functioning-SOM, or a
subconstellan~n of its elements, is consonant with (but not necessarily typical
of) the Dommant-SOM, it will combine with it. Those elements in the
Independently-Functioning-SOM that are irrelevant to the Dominant-SOM
~eco~e p.art of.the Background-SOM, even if they happen to be typical of the
situation m which the Dominant~SOM is active (e.g., the waitress serving in a
restaurant h~s brown hair). If the Independently-Functioning-SOM, or a
subconstella~on of its elements, is dissonant with (but not necessarily atypical
o~ the Dommant-SOM (e.g., long waiting lines are annoying in restaurants), it
will cause a temporary state of dissolution in the Dominant-SOM by causing a
perturbation in the internal relational environment and by changing the
nature of the energy p attern of the moment from signal to noise. Dissonance is
resolved if the Dominant-SOM undergoes spontaneous element enrichment
~r eleme~t shedding. The diners may be relieved to see an acquaintance in the
ltne who 1~ fun to talk to while waiting, or they may give up waiting and go to
an otherwise less preferred restaurant. If resolution cannot occur, the disso-
_,-
'. 204
nant Independently-Functioning-SOM becomes part of the BackgroundSOM. The diners might decide to wait, move their thoughts to a different
topic, but, at the fringe of their awareness, they might still remain troubled by
the long wait. Resolution or lack of it is caused by localized element bias
effects and by global schema bias effects, both of which are caused by the
functional properties of elements and both of which together manifest themselves in terms of effort after meaning.
According to the biofunctional model, therefore, to the extent that the
Independently-Functioning-SOM combines with the Dominant-SOM, it will
lose its distinctive qualitative characteristics, just as oxygen and hydrogen lose
their combustible properties when they combine to form water. This is how
the combination hypothesis explains the fact that in recognition memory new
items can be difficult to discriminate from similar old items. More specifically, it is impossible to discriminate already integrated old information from
new information that differs from it only by distinctive properties that are lost
as a result of the act of combination.
:';
:.(
The assumption that long-term static structures do not exist, and the
complementary claim that mental relations are established only after neuronal
elements are already active, raises the problem of how neuronal elements
come to be in a state of functioning to begin with. This problem seems
particularly urgent in relation to remembering. If mental structures are transient, how can people remember anything? How can they recall together what
they have learned together if they have not stored it together? That these
questions appear to be so challenging seems to us to be a reflection of the
deep-seatedness of the permanent~storage metaphor, which also seems to be
responsible for widespread rejections or misinterpretations of Bartlett's
reconstructive theory of remembering.
Bartlett (1932) rejected the long-term storage metaphor and proposed that
remembering is reconstructive or re-creative. In support of his claims, he
showed that recall is often inaccurate. Some researchers (e.g., Zangwill, 1972)
have treated reconstruction as if it were equivalent to inaccuracy in recall and
have considered the fact that recall is often accurate as evidence against
Bartlett's theory. Although Spiro ( 1977) argued against this interpretation of
the notion of reconstruction, authors continue to fail to distinguish between
reconstruction and the mere occurrence of recall errors. For instance, a recent
review of research on schema theory concluded that "the consensus is that
reconstruction [i.e., as evidence by the incidence of recall errors] is quite rare
and occurs only under special circumstances" (Alba and Hasher, 1983).
Several other researchers, on the other hand, have followed Bartlett, as we
have, in calling into question the long-term storage metaphor and in maintain-
A BIOFUNCTIONAL MODEL
205
:o
The causes of initiation of (or changes in) activity in elements can only be
understood by rec~gnizing that the nervous system is a multiple-source
dependent system with respect to functional initiation. First, there are endogenous sources of functional initiation that arise within the organism. Endo~
g~nous sources m~y be biowgical, biofuncticnal, or mental. That hungry individuals are more likely to seek food has perhaps more to do with biol I
. . . . th
og1ca
sour~es o f mltlanon an with other endogenous sources. While we cannot
s~cify. the re~ative contribution of biological factors and their interaction
with b1ofuncn?n~l, psychological, or environmental sources, the fact that
such factors ex15t 1s well.-established (see e g Colquhoun 1971) Th
b' fu
. .. .
' "
e maier
10 nct1~nal source of minanon of functioning, according to the present
model, might be called the combinatorial source. As elements combine they
create novel energy {or signal) patterns that set the stage for the initiadon of
~nctionin~ in other elements through the establishment of emergent functl~~al relanons. There are also more subtle biofunctional sources that play a
critical ~ol~. A large .number of neuronal elements in the Background,SOM
are specialued to maintain a particular biofunctional rhythm or cycle. Endogenous sour.ces responsible for awakening organisms from sleep might be
largely of thIS type. The main p~howgical source of functional initiation in
neuronal elements is assumed to be the Dominant-SOM. How the Dominant,
SOM acts as a source of initiation of functioning, or whether it is the only
component of the schema-of-the-moment through which the mind influences
the acti~ity of the brain, is a question that we cannot yet answer.
The final but perhaps the most important source of functional initiation as
far as the stability and the development of the schema-of-the-moment are
concerned, are exogenous sources-those external energy patterns (or signals)
that constantly influence the neuronal system through several independent
sense organs. It seems as though nature has found it profitable to relate
?rganisms to the world through more than one sense organ, each serving as an
independent source of functional initiation.
The multiplicity of sources of functional initiation means that after initiation. of activity, the development of the schema-of,the-moment is not a
~tra1g~tforwar~ c,ombina:ion of functioning elements. Rather, "the complex,
lty of schematic formation means that many objects, many stimuli, many
. 206
Conclusion
We have attempted to sketch a model of the mind that we hope is compati
ble with what is known about the brain and the nervous system. Our primary
goal has been to address questions relevant to PSJC~Wgy. as op.pos~d to
artificial intetligence. We have tried to show how cognltlon 1s possible m an
animate system having the kind of biological constraints that humans have,
rather than how cognition might be possible in some more abstract "systemindependent" manner. This choice was made because we believe that the
nature of human cognition and experience is necessarily determined by the
way in which the individual components of the system function.
A second goal was to bridge the gap between cognitive psychology and the
neurosciences. To the extent that we have succeeded, the result is a model that
strictly speaking does not conform to the standards of either neuroscientific
models or of psychological ones. We have drawn upon what we judged to be
A BIOFUNCTIONAL MODEL
207
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