Annual Banned-Substance Review
Annual Banned-Substance Review
and Analysis
Introduction
Nowadays, doping in sport is more multifaceted than ever before
with numerous standpoints and opinions coming from all possible
conceivable perspectives.[1,2] Spearheaded by the consistently
recurring question as to whether athletes should generally be
allowed to utilize doping practices,[3] juridical,[4,5]medical,[69] and
philosophical as well as ethical aspects[1012] have been discussed
in detail in 2013/2014. In addition, viewpoints on current and future
challenges[13] and the (in)efficiency of the existing doping control
system[14,15] have been presented, underlining the complexity of
modern sports drug testing, one core element of which is the annually issued Prohibited List as established by the World Anti-Doping
Agency (WADA).[16] In order to probe for the compliance of athletes
to the anti-doping regulations, analytical methods created,
optimized, and expanded to meet the growing demands of doping
controls evolve continuously as summarized in this annual bannedsubstance review for human sports drug testing from scientific
literature published between October 2013 and September 2014.
Besides technological and methodological improvements, alternative test matrices potentially offering complementary information
and benefits to current doping control procedures have been the
subject of in-depth studies.
Identical to the 2013 Prohibited List, the 2014 issue also contains
12 classes of prohibited substances (S0S9 plus P1 and P2) and
three categories of prohibited methods (M1M3) (Table 1). Major
modifications compared to the preceding 2013 version include
the addition of vasopressin V2 antagonists (commonly referred to
as vaptans) to the subclass of diuretics and the addition of
cathinone and its analogues as well as trimetazidine to Section S6
(stimulants). Moreover, as of 1 September 2014, substances acting
as hypoxia-inducible factor (HIF) activators, such as xenon and
argon, have been listed as explicitly prohibited, necessitated by recently surfaced documents on an arguably licit and extensive use of
xenon/oxygen mixtures among selected athletes.[17,18] WADA further continued the monitoring programme in order to generate information on potential patterns of abuse concerning defined
substances that are currently not (or not at all times or at any concentration) prohibited. The 2014 in-competition monitoring programme was complemented by the narcotic agent mitragynine
(Figure 1), covering now collectively the ratio of morphine over codeine, hydrocodone, tramadol, tapentadol, and mitragynine as well
as the stimulants bupropion, caffeine, phenylephrine, phenylpropanolamine, pipradrol, pseudoephedrine (< 150 g/mL), synephrine,
and nicotine. Further, as in 2013, the potential (mis)use of corticosteroids in out-of-competition periods has been monitored.[19]
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Stimulants
S6
Narcotics
Cannabinoids
Glucocorticosteroids
S5
S7
S8
S9
Beta-2-Agonists
Hormone and metabolic modulators
S2
S3
S4
Non-approved substances
Anabolic Agents
S0
S1
Class
Diuretics
2
Non-Specified Stimulants
Specified Stimulants
Aromatase inhibitors
Selective estrogen receptor modulators (SERMs)
Other anti-estrogenic substances
Agents modifying myostatin function(s)
Metabolic modulators
Masking agents
1
2
3
4
5
1
2
3
Erythropoiesis-Stimulating Agents
b) endogenous
Sub-group
tetracosactide-hexaacetate (Synacthen),
adrenocorticotrophic hormone (ACTH)
Genotropin, Increlex
Examples
Table 1. Overview of prohibited substances and methods of doping according to the World Anti-Doping Agency (WADA) Prohibited List of 2014
x
x
x
x
at all times
x
x
x
in-competition
only
Prohibited
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x
x
x
x
Gene doping
M3
1
2
1
2
Chemical and physical manipulation
M2
DNA, RNA
xc
xc
Non-approved substances
Pharmacological substances such as, for example, non-approved
therapeutics or designer drugs that are not covered by any of the
drug classes defined in WADAs Prohibited List can be classified
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Stimulants
Narcotics
Cannabinoids
Glucocorticosteroids
Enhancement of oxygen transfer
S6
S7
S8
S9
M1
M2
Gene doping
Alcohol
Beta-blockers
S5
M3
P1
P2
Beta-2-Agonists
Hormone and metabolic modulators
S2
S3
S4
Non-approved substances
Anabolic Agents
S0
S1
Class
1
2
1
2
1
2
3
4
5
1
2
2
1
2
4
5
Sub-group
Aromatase inhibitors
Selective estrogen receptor modulators (SERMs)
Other anti-estrogenic substances
Agents modifying myostatin function(s)
Metabolic modulators
Masking agents
Diuretics
44-46
GC/MS (/MS)
202
171, 179-181
183
201
189, 194-198
165-167
133, 138
142-145
140
116-122
41-43, 51-59
57-62, 69
73, 74, 76, 78
83-86, 91, 92
98
complementary
methods & general
131
126
64-68
GC/C/IRMS
References
129
123-125
103, 110-113
49, 54, 55
63, 70-72
75
88
97
27, 28
LC/MS (/MS)
Table 2. References to new data and/or improved screening and confirmation methods regarding human sports drug testing published in 2013/2014
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Anabolic agents
Anabolic-androgenic steroids
Despite the continuously growing body of evidence concerning adverse health effects of anabolic androgenic steroids (AAS), the class
of anabolic agents (in particular AAS) has been most frequently
reported with regard to adverse analytical findings in doping control samples in 2013.[32] Reported complications associated with
AAS misuse included impaired post-exercise heart rate recovery,[33]
acute hepatitis (secondary to 17-alkylated steroid abuse),[34] collagen dysplasia,[35] and general adverse cardiovascular effects.[36]
Moreover, negative effects on mental health were observed in a
retrospective study with retired elite athletes,[37] and once more,
the commonly reported organic lesions such as testicular atrophy,
testicular fibrosis, arrested spermatogenesis, and left ventricular
hypertrophy, were substantiated by the autopsy results, which
were conducted in cases of sudden or unnatural deaths where toxicology revealed the individuals AAS use.[38] All these facts become
arguably irrelevant in the light of potential benefits provided by
testosterone and its synthetic derivatives to selected athletes.
Ever since the enormous breadth of testosterones effects on
the human endocrine system has been studied,[39] the temptation has existed to particularly exploit the long-lasting anabolic
effects that have recently been shown to prevail in skeletal muscle
tissue even after cessation of the drug regimen through a cellular
memory mechanism.[40]
Initial testing procedures multi-analyte screening methods
and new mass spectrometric techniques
Utmost comprehensiveness and analytical sensitivity are vital for
efficient initial doping-control testing procedures, especially in the
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has been shown to be substantially influenced by various different pharmacological interventions as well as other confounding
factors. In consideration of the significance of steroid profiling
in the anti-doping field and incorporation of steroidal module
to the athlete biological passport (ABP), continuous research is
conducted to expand the knowledge on aspects potentially or
evidently affecting urinary steroid concentrations and result
interpretation.[56]
One of the most abundant steroid hormones in humans is dehydroepiandrosterone (DHEA).[57] Due to the arguably ergogenic
properties of DHEA, it has been the subject of misuse in sport in
the past and thus it is one parameter of the commonly determined
athletes urinary steroid profile. Consequently, the dissemination of
knowledge about factors potentially affecting DHEA and DHEA
sulfate concentrations such as exercise intensity, age, gender, and
training frequency is of great importance as recently done via a
comprehensive review.[58] First data on serum levels of DHEA
sulfate, testosterone (T), androstenedione, sex hormone-binding
globulin (SHBG), and gonadotropin in elite female athletes were
generated and compiled by Bermon et al.[59] Under consideration
of sample collection time, age, type of sport discipline, ethnicity,
and use/non-use of contraceptives, a total of 849 elite female
athletes serum specimens was analyzed. As a main outcome
of the study, the 99th percentile for serum T concentrations
was found at 3.1 nmol/L, with a prevalence of disorders of sex
development (DSD) of approximately 0.7%. Focusing on urinary
steroid profiles of female athletes, the impact of hormonal contraceptives was found to reduce the excretion of epitestosterone
(EpiT) by approximately 40%, resulting in T/EpiT ratios elevated by
29% compared to females not using hormonal contraceptives.[60]
Pregnancy was shown to result in quite the contrary picture by
causing overall elevated urinary EpiT glucuronide concentrations
while most other urinary androgen levels fell below basal concentrations after a brief increase during the first trimester.[61]
As a result, especially the T/EpiT ratio (as a determinant parameter of the steroid profile) was significantly reduced in all three
study volunteers.
The influence of pharmacological interventions on the serum
and urine steroid profile was studied by Handelsman et al. who
investigated the effect of administrations of the superactive
gonadotropin analogue leuprolide to men.[62] Serum T, dihydrotestosterone (DHT), and 5-androstane-3,17-diol (Adiol) were significantly increased along with urinary T, EpiT, and androsterone (A)
concentrations upon five days of leuprolide administration,
resulting in modest (if any) changes in T/EpiT ratios. Urinary steroid
levels returned to baseline values at day 10, and a detection
strategy involving both the direct analysis of leuprolide and its
main metabolite as well as using the ratio of luteinizing hormone (LH)/T were suggested. Further to the indirect stimulation
of T secretion via releasing factors, the option of direct enhancement of serum T concentrations by transdermal applications
remains a challenging doping control analytical task. By means
of LC-MS/MS targeting 12 urinary steroid glucuro- and sulfoconjugates, Badoud et al. assessed the possibility to complement
routine steroid profiling protocols by measuring intact phase-II
metabolites.[63] Due to substantial inter-individual variabilities,
only intra-individual profiles demonstrated the capability of
uncovering topical (transdermal) T applications by targeting
specifically the ratios of the glucuronides of T and EpiT as well
as A and etiocholanolone (E). For oral T undecanoate administrations, E sulfate was found to be a promising marker to complement the currently employed steroid profile.
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for the IF kit and further reductions in measured values were recorded after a 4-year storage of the urine samples at -20 C without
the addition of stabilizing additives.
Growth hormone, Insulin-like growth factor-1 (IGF-1), and
other growth or releasing factors
Detecting growth hormone (GH) misuse in sport has required
substantial research investment over more than 15 years, and two
approaches have eventually been approved by WADA to be used
in doping controls.[99,100] The first methodology is referred to as
the GH isoform differential immunoassay that exploits the fact that
the administration of pharmaceutical GH preparations significantly
influences the distribution of naturally produced and circulating GH
isoforms. To determine whether isoform ratios are non-natural,
decision limits are required. On the basis of 21 943 serum samples
analyzed between 2009 and 2013, variations of isoform ratios
were studied and decision limits were calculated, enabling laboratories to report AAFs whenever the assay-specific values are
exceeded.[101] Since elite athletes in particular are frequently exposed to unusual conditions (e.g. extreme weather conditions combined with extreme physical stress), the potential influence of such
factors deserves in-depth consideration. Investigating the effect of
intense exercise accompanied with altered plasma volumes of
athletes recently demonstrated the robustness of the isoform
differential immunoassay and no significant changes for GH test
results were observed.[102] Further, the trend towards mass spectrometric quantifications of peptides and proteins has also expanded
to GH as shown by Pritchard et al.[103] Designed for clinically relevant serum concentrations, an isotope dilution (ID) LC-MS/MS approach was established, enabling the quantification of the 22 kDa
GH variant from 800 L of serum. Following two separate SPE steps,
GH (and the correspondingly lysine-labelled 13C6,15 N4-GH) is
trypsinized and the resulting peptides are measured by means of
LC-MS/MS. While the approach is promising and has shown good
validation data, the required serum volume as well as the reported
LOD of 10 ng/g is not yet appropriate for sports drug testing
purposes. Due to the comparably limited number of serum samples, testing GH isoforms from urine would be desirable, but lowest
urinary concentrations of the target analytes have been a limiting
factor. Bosch et al. employed hydrogel-based nanoparticles to
enrich GH isoforms from urine and to probe for the possibility to
use the differential immunoassay on this matrix.[104] In a pilot study
with spiked urine samples as well as administration study specimens, volumes of 20 mL of urine allowed for applying the isoform
test, which yielded results of comparable ratios found in timematched serum samples in case of elimination study specimens.
Whilst urine analysis might be an interesting complement, the issue of rather short detection windows for uncovering GH misuse
will likely remain here as well. Hence, research into indirect,
biomarker-based approaches has been pursued for many years,
one of which (the marker approach) represents the second option
currently available to doping control laboratories for testing for GH
misuse. Focusing on the two main parameters insulin-like growth
factor I (IGF-1) and the N-terminal propeptide of type III procollagen
(PIIINP), scores indicating the pharmacological stimulation of these
markers by GH administration were defined. Studies concerning
the intra-individual variability of these parameters and resulting
GH-2000 scores were conducted by Kniess et al., who measured
up to 8 samples of 50 male and 50 female athletes over a period
of 18 months.[105] The observed variations were found to be smaller
than those reported for inter-individual subject comparisons, and
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Beta-2-agonists
According to the 2014 Prohibited List,[16] all beta-2-agonists
(2-agonists) are prohibited with the exemption of three drugs
(salbutamol, formoterol, and salmeterol), for which allowed
dosages and routes of administration apply. The relevance of
2-agonists and their potential to increase athletic performance
(as well as promote cattle fattening) has been debated in
extenso in the past,[115] and also in 2013/2014 the ergogenic
effects of salbutamol in particular were assessed in different
experimental settings. Decorte et al. assessed the effect of
inhaled salbutamol (200 g and 800 g) on a quadriceps
fatigue test.[116] Placebo-controlled studies were conducted,
demonstrating that the drug did not affect the maximum
voluntary contraction; however, the number of repetitions of
submaximal contractions until fatigue was significantly elevated
by salbutamol applications. Whilst the mechanism of this phenomenon remains unclear, a beneficial/performance-enhancing
effect of the drug was noted. Complementary, Dickinson et al.
focused on the acute impact of inhaled salbutamol on the 5-km
time trial run performance of athletes.[117] In a placebo-controlled
study with 800 g and 1600 g of inhaled salbutamol administered 15 min prior to the exercise to non-asthmatic athletes,
no significant difference in total run times was observed. Moreover, urinary concentrations of salbutamol (samples collected
30180 min post-exercise) did not exceed the established threshold of 1000 ng/mL (or decision limit of 1200 ng/mL) at any time
point, suggesting that the allowed dosage and urinary levels for
salbutamol are justified. Conflicting results were generated by
the same group in a project investigating the influence of ethnicity, gender and dehydration on urinary levels of salbutamol following the same dosing regimen.[118] A total of 32 individuals
(18 male and 14 female, three different ethnicities) performed endurance exercise until a target weight loss (2% or 5%) indicating
dehydration was reached. While ethnicity and gender did not significantly influence the urinary elimination of the drug, dehydration in combination with the application of the maximum
allowed dose (1600 g) of salbutamol generated 20 findings
above the established WADA threshold/decision limits. In another
study, nine individuals received 8 mg of salbutamol (orally) and
were subjected to intense exercise (to exhaustion).[119] Urine
samples were collected up to 12 h post-exercise, resulting in
salbutamol findings (up to 4265 ng/mL) above the established
limits within the first 8 h, especially when the urine samples specific gravity was corrected to 1.020.
The questions whether differences in salbutamol enantiomer
tissue disposition or metabolism (due to single-nucleotide
polymorphism (SNP) in sulfotransferase SULT 1A3) might require
consideration in doping controls were pursued by Jacobson
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the subject of studies concerning their ability to stimulate mitochondrial biogenesis. As presented by Sanchis-Gomar et al. no such
effect was observed in an animal model study.[141]
Stimulants
As in previous years, WADAs Prohibited List accounts for two
groups of stimulants, namely non-specified and specified
compounds.[16] If a stimulant is not explicitly mentioned as being
non-specified, it is automatically considered as specified. While
traditional stimulants have been well covered in the past, the continuous emergence of designer (psycho)stimulants has become a
major multidisciplinary challenge in legal, forensic, toxicological,
and doping control contexts, with hundreds of new entities registered since 2012.[148157] Due to the fact that this Annual Banned
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Cannabinoids
The primordial matter of all cannabinoids, 9-tetrahydrocannabinol
(THC), has been studied in great detail in the context of many different scenarios in the past. Concerning sports drug testing, the recent
use (here: shortly before competition) of THC has been of particular
interest for many years to allow doping control authorities to
appropriately interpret urinary concentrations of AAFs. This is especially relevant as THC use is prohibited in-competition only, and
THCs metabolic fate has been shown to be influenced by numerous factors, even exercise.[170] Desrosiers et al. investigated the potential utility of THC-glucuronide as a urinary marker for the recent
inhalation of THC.[171] In a study comprising a total of 24 frequent
and occasional smokers, urinary THC-glucuronide concentrations
were quantified by LC-MS/MS showing peak concentrations between 0.6 and 7.4 h post-administration. Collecting and analyzing
two consecutive urine samples was suggested, which predicted
recent cannabis smoking amongst the occasional users at an
efficiency of 77%. The option to screen for indicative biomarkers
by means of metabonomic strategies was assessed by Kiss et al.,
who demonstrated the presence of up- as well as down-regulated
parameters in a proof-of-concept study with 15 THC-using athletes,
5 control samples, and 9 doping control samples tested negative
for the use of THC.[172] How these can contribute to future sports
drug testing programs remains to be shown and is the subject
of ongoing projects. Alternative matrices might provide desirable
information and are more and more the subject of anti-doping
research. The possibility to sensitively test for one of the main metabolites 11-nor-9-tetrahydrocannabinol-9-carboxylic acid (THC-COOH)
in hair was presented by Thieme et al.[173] By means of selective
esterification of the analyte and LC-MS3 measurements, a
substantial improvement in limit of quantification down to
100 fg/mg was accomplished. While hair analysis allows for excellent retrospectivity albeit of limited temporal resolution, oral fluid
analysis might be a viable alternative in the future.[20,174]
Similar to the class of stimulants, a continuously growing supply
of synthetic cannabinoids has been recorded in the recent past, being of concern for public health and sports drug testing.[175,176] In
order to comprehensively cover these substances also in routine
doping controls, adequate target analytes are required, which
necessitates metabolism studies and/or drug-class-specific analytical strategies. For instance, employing human hepatocytes, the
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Glucocorticosteroids
Glucocorticosteroids are prohibited in sports when systemic application by oral, intravenous, intramuscular or rectal administration
routes is conducted. Analytically, the differentiation of the drug administration route is challenging and local injections such as intraarticular or intratendinuous treatments of triamcinolone acetonide
have been shown to create urinary drug concentrations of up to
200 ng/mL.[182] To support the identification of drug application
regimens, the metabolic pattern of corticosteroids following topical
and oral administration might be useful as shown by Matabosch
et al. concerning methylprednisolone.[183] Comparing the urinary
metabolite profiles following oral (once 4 or 40 mg) and topical
(5 10 mg/day), discrimination of both applications was best accomplished by considering 16,17,21-trihydroxy-6-methylpregna1,4-diene-3,11,20-trione and 17,20,21-trihydroxy-6-methylpregna1,4-diene-3,11-dione, which were significantly lower in case of topical
administrations.
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Gene doping
Acknowledgements
Advances in therapeutic benefit and safety of gene therapies inevitably increase the risk of their misuse in sport.[199] Proactively
established detection methods for gene doping practices have
largely focused on the direct detection of the employed transgene
(s) and vector control elements using PCR-based methodologies as
recently reviewed by Perez et al.[200] New additions to this armamentarium have resulted from vector distribution and clearance studies
as reported by Baoutina et al., who developed and validated different real-time PCR assays targeting transgenic human erythropoietin
cDNA.[201] Five assays spanning four different splicing sites were
assessed and ultimate sensitivity was accomplished after linearization of the plasmid, enabling the detection of five copies of the
transgene in the presence of substantial genomic DNA background.
Further to gene therapy methods, the abuse of drug candidates
operating via RNA interference such as small interfering RNA
(siRNA) has necessitated consideration by doping control laboratories. Due to the fact that siRNA-based drugs predominantly require
stabilizing modifications, for example 2-O-methylation or the use
of locked nucleic acids, non-natural targets are provided for sports
drug testing purposes. To probe for the metabolic fate of intravenously administered siRNA and the possibility to detect the intact
substance as well as metabolites in urine, animal studies were conducted with model siRNA designed to interfere with myostatin.[202]
Using conventional RNA extraction kits, LC-HRMS top-down as well
as bottom-up, and alternatively SDS-PAGE analyses, the model
substances and metabolites were detected in rat urine for up to
24 h following a single dose of siRNA administered intravenously
at 1 mg/kg.
Conclusion
With the continuously growing complexity of the options presumably enhancing athletic performance, research in anti-doping science is becoming extremely multifaceted. Besides the efforts
made to expand test methods and to include more/new prohibited
substances and methods of doping into routine sports drug testing
programs, an increasing number of studies have been dedicated to
complementary goals. These include predominantly the identification of alternative doping control matrices as well as the fine-tuning
of existing approaches to reduce the burdens imposed on both the
testing and the tested party and to improve the sensitivity for
traditional doping agents. As a result of the latter, findings for
stanozolol and dehydrochloromethyltestosterone for instance
increased considerably from approximately 290 in 2012 to over
540 in 2013. To accommodate the enormous number of legal highs,
designer stimulants, and synthetic cannabinoids, a substantial
number of publications has been recorded also in an anti-doping
context although the larger misuse of these substances by elite athletes has not been observed in laboratory analyses or obtained by
other means of anti-doping investigations. In contrast, the issue of
(adulterated) nutritional supplements has seemingly affected antidoping statistics, where the drug with arguably modest stimulating
properties methylhexaneamine has resulted in 169 findings in
2013. Overall, the scientific efforts undertaken by numerous international research groups have allowed for significant
The authors thank the Federal Ministry of the Interior of the Federal
Republic of Germany and Manfred-Donike-Institute for Doping
Analysis, Cologne, for supporting the presented work.
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