Analysis of Moving Human Micro-Doppler Signature in Forest Environments
Analysis of Moving Human Micro-Doppler Signature in Forest Environments
1. INTRODUCTION
A capability to detect, track and monitor human motion in highly cluttered environments, such
as forests, is important for security and surveillance operations. Particularly for border control
applications, it is essential to track and classify humans moving in remote locations over a long period
of time, at a low cost, and with low maintenance. Several different radio-frequency devices have been
developed for this purpose; in particular Doppler radars are widely used for human discrimination
applications [1, 2].
Human movement can be classified by using micro-Doppler radar systems that are capable of
detecting small variations in the carrier frequency caused by motion. Studies have shown that the human
micro-Doppler signature is a unique signature, differentiable from all other micro-Doppler signatures,
including those caused by four-legged animals [3, 4]. The micro-Doppler frequency shift depends on
the transmitted frequency and the velocity of the different body parts over time [58]. This has
been exploited for identification and classification of different human activities [9]. To analyze the
micro-Doppler signatures, a joint time-frequency transform such as the Short-Time Fourier Transform
(STFT) is performed. Different types of motions can be identified and classified from micro-Doppler
spectrograms [9, 10].
Most of the recent research in this field have focused on using continuous wave (CW) radar for
Doppler detection due to their simpler system design and implementation, and lower development cost.
For example, a CW microwave Doppler radar operating at 2.4 GHz was developed for multiple-mover
sensing [11]. CW microwave Doppler radars have been widely used for vital sign detection and life
Received 23 January 2014, Accepted 21 May 2014, Scheduled 15 June 2014
* Corresponding author: Jose Miguel Garcia-Rubia ([email protected]).
The authors are with the Department of Electrical Engineering and Computer Science, The Catholic University of America, 620
Michigan Ave., N.E., DC 20064, USA.
Garcia-Rubia et al.
detection [1215], and for extracting the Doppler signatures for biometric characterization [16]. Signal
processing and Doppler extraction method for CW Doppler radar were also discussed in [4, 1722].
The objective of this paper is to investigate human motion in a highly cluttered forest medium to
observe the characteristics of the received Doppler signature from the scene. We present the results
of an accurate model which accounts for the key contributions to the Doppler signature of the human
motion in a forest environment.
A CW radar is assumed to generate a plane wave that is incident on the scene. The incident
wave is attenuated as it propagates through the forest based on reported specific attenuation values
for wooded areas [23]. Human motion is created within the scene to analyze the received signature
characteristics. The backscattered fields at the radar are calculated from the contributions of the forest
and the human in motion accounting for the first-order mutual coupling effects between the forest and
the human. The forest scattering model represents the trees as PEC cylinders distributed randomly
over a flat ground, and employs a first-order approximation where the contributions from each tree
are summed independently. A full wave technique, namely Method of Moments enhanced with Fast
Multipole Method (MoM-FMM), is employed to accurately model the scattered fields from the human
in motion since this is the main term which contributes to the Doppler signature. The mutual coupling
between human and the forest can also contribute to the information about the human in motion, and
is included in the model.
The rest of the paper is organized as follows. In Section 2, the human walking model based on
empirical data is presented. The scattering models for the human and forest are explained in Section 3.
The micro-Doppler radar spectrograms are presented in Section 4. The simulation results for various
test case scenarios are presented in Section 5. Finally, the conclusions are summarized in Section 6.
2. HUMAN WALKING MODEL
Realistic human motion models have been investigated by many authors. Some of these models are
obtained from real motion capture data [24]. However such data is limited to specific parameters from
the captured scene such as the particular direction, speed, and human characteristics. In order to study
different human motion effects, we opt to use a standard analytical model extracted from empirical
data, such as the well-known Boulic model [2528].
According to the Boulic model, the human body can be described by 16 joints, which are identified
by the small circles as shown in Figure 1. The body parts are defined by two joints at each end; e.g., foot
is defined by the toe and the ankle. The 17 body parts are depicted by the head and the lines between
the joints as depicted in Figure 1. Each body part is modeled using ellipsoids with different semi-axes
lengths appropriate for the corresponding body part. The motion is described using the Boulic walking
model based on time-dependent translations and rotations of each joint [25]. The input variables for
this model are the velocity and the height of the human. Given these two inputs, the human is created,
and motion characteristics are defined, as shown in Figure 1.
The motion is characterized by cycles that repeat for a constant velocity. Each cycle carries features
due to the relative motion of the various joints and body parts. The next position and orientation of a
body part in the cycle is calculated using 3 translations and 14 rotation trajectories, five of which are
duplicated for both sides of the body. The details of the motion parameters are listed in Table 1 where
Spatial and Temporal
Characteristics Lc , T c
Input: Velocity v, Height of
human H
16 joints
Figure 1. Human motion model with 17 body parts, 3 translation trajectories and 14 rotation
trajectories.
Body
rotation
(deg)
Translation
Lateral
A (t)
K (t)
H (t)
A (t + 0.5)
K (t + 0.5)
H (t + 0.5)
E (t)
S (t)
E (t + 0.5)
S (t + 0.5)
LR (t)
T O (t)
F B (t)
T H (t)
Upper Body
Motion
Translation
Forward/Backward
Rotation
Ankle
Rotation
Knee
Rotation
Hip
Rotation
Left/Right
Right
rotation
(deg)
TV (t)
TL (t)
TF B (t)
Lower Body
Motion
Translation
Vertical
Left
rotation
(deg)
Rotation
Torsion
Translation
Vertical
Translation
Lateral
Translation
Forward/Backward
Rotation
Elbow
Duration of
cycle
Tc
Rotation
Shoulder
Rotation
Forward/Backward
Rotation
Thorax
Garcia-Rubia et al.
5
torso
left hand
right hand
left knee
right knee
left ankle
right ankle
left toe
right toe
Speed (m/s)
4
3
2
1
0
-1
0.2
0.4
0.6
0.8
Time (s)
1.2
FOREST
RADAR
E0
E radar
E fhr
E fr
E fh
E hr
HUMAN
other mutual coupling term, i.e., the illumination of the forest due to radiated fields from the human is
considered negligible compared to Ef -h-r . As in the calculation of Ef -r and Eh-r , the reflection from the
ground and attenuation effects are included in Ef -h-r . The fields at the radar, Eradar , are calculated as
the sum of these three terms, as in (1).
Eradar = Ef -r + Eh-r + Ef -h-r
(1)
A description of the modeling approach for these three terms is provided below.
3.1. Forest to Radar Scattering, Ef -r
Electromagnetic scattering from the forest is an important remote sensing problem for agricultural and
environmental purposes [29, 30]. For the microwave radar frequencies considered in this paper, the
trunks in a typical forest are separated by multiple wavelengths. Consequently, the received fields at
the radar can be estimated by using a first-order approximation.
We employ an analytical approach, where the trees are modeled as finite length, PEC cylinders
residing vertically over a flat PEC ground as in [31, 32]. The cylinders can be of various sizes, and
are randomly distributed over the ground. We consider a plane wave illumination on the forest while
accounting for attenuation as the wave propagates inside the medium, as shown in Figure 5. The
attenuation inside the medium is assumed constant for all directions based on the reported specific
attenuation values for wooded areas at microwave frequencies [23].
Based on this approach, the total scattered field from the forest is calculated as in (2).
N
Lj jksz zj jkiz zj Djdd
ejkr X Lj j kd j
Ef -r (
r) =
e
fdd ks , ki e
e
e
sinc (kiz + ksz )
r
2
2
j=1
RADAR E 0
E fr
E0
e
e
E 0f
(Dd)
Garcia-Rubia et al.
k i
ks
k i
k s
dr
dd
Dj
Dj
zj
fdd
f dr
k i
k i ks
f rd
k s
rr
rd
Dj
zj
zj
Dj
zj
f rr
Figure 6. Four scattering contributions from the trunks in the presence of ground.
The first term shown in Figure 6, fdd , is the direct scattering term which involves the backscattered
fields from the trunk directly towards the radar. The second and third terms, fdr and frd , include a
single reflection from the ground. The last term, frr , includes two ground reflections before the scattered
fields reach the radar.
3.2. Human to Radar Scattering, Eh-r
The scattering phenomenon in human motion studies has been conventionally modeled using the
simplistic concept of point scatters. In [28, 33], a simple primitive-based prediction technique to model
human gait was proposed. These, however, do not incorporate the mutual coupling effects between
different human body parts. Another technique that has been employed is an iterative physical optics
approach [34], which accounts for mutual coupling effects and can be useful only at very high frequencies,
such as W-band. A full wave technique, such as the one employed in this paper, provides better accuracy
for more complex structures but requires a large number of computational resources. In [35], a realistic
human mesh-based model is proposed with a radar signature modeling based on Finite Difference
Time Domain (FDTD) technique. However, FDTD requires a fine mesh in the order of /50 for
accurate modeling of curved objects, which becomes prohibitive for electrically large objects such as the
human [36].
In this paper, a full wave technique, namely Method of Moments enhanced with Fast Multipole
Method (MoM-FMM) is used to model the walking human. This enables the accurate computation of
mutual coupling effects between the different moving body parts. Ground effects are also accounted for.
Furthermore, the attenuation of the incident and scattered fields as they propagate inside the medium
are also taken into consideration.
MoM-FMM is an efficient numerical method which relies on grouping sources over the scatterer
according to their proximity to each other. It utilizes the concept of near and far interactions, which
significantly reduces the complexity of MoM from O(N 3 ) to O(N 3/2 ), where N is the number of
unknowns corresponding to the number of edges of the meshed object [37]. Implementing a parallelized
version of this method on a high performance computing (HPC) platform provides a good speedup
factor for the computation time for large-scale electromagnetic scattering problems. A brief discussion
on the parallel implementation of MoM-FMM on a GPU cluster is provided below. Detailed discussions
on the implementation can be found in [38, 39].
Processing
(GPU)
Setup
Calculate
near
matrix
Z near
Post-processing
(CPU)
Calculate
radiation/receive
functions
Calculate
translation
matrix
Aggregation
Z far
Translation Disaggregation
Far MVM
E fhr
E fh
i
E fh
e
di
Garcia-Rubia et al.
based on these incident fields received from the forest. As before, ground reflections and attenuation
effects are accounted for as the fields propagate inside the medium. The concept for the calculation of
the Ef -h-r term is depicted in Figure 8.
The scattered fields from each tree towards the human, Efi -h , is calculated by meshing each trunk
into triangles and employing MoM-FMM. The induced currents on the trunk due to the incident field
from the radar are computed by treating the trunk as the only scatterer in the medium. Ground
reflections and attenuation effects are included as before. The induced currents on each trunk are then
reradiated towards the human. The field incident on the human from each trunk, i.e., Efi -h , is calculated
using the equivalent dipole model as reported in [4042]. The total fields on the human are calculated
by summing Efi h for all trunks, and MoM-FMM is used to calculate Ef -h-r , i.e., the scattered field
from the human due to the forest coupling.
In order to understand the mutual coupling effects between a trunk and the human, we run a few
test cases as depicted in Figure 9. The three scenarios in Figure 9 correspond to the different positions of
the human relative to a trunk located at the origin. In each case, the separation between the trunk and
human is kept constant at 3, and the trunk is illuminated by a vertically polarized plane wave incident
from the direction of the radar. The induced fields on the human due to the indirect radiation from the
trunk are shown with a color map in each plot where the color red indicates the highest intensity. It
should be noted that the fields on the human do not include the direct illumination by the plane wave,
i.e., only the coupled fields from the trunk are shown in this figure. The relative positions of the radar,
trunk and human are depicted on the right hand side for each case. Figure 9(a) corresponds to the case
where the radar, trunk and human lie on the same axis, and the human is in the forward scattering
E fh
E fh
E0
z
x
y
y
(a)
E fh
z
E0
E fh
z
x
(b)
y
E fh
E0
z
E fh
x
y
(c)
Figure 9. Induced fields on the human due to trunk for three different human positions.
direction of the trunk. The human is along the normal direction with respect to the radar-trunk axis
in Figure 9(b). Finally, the human is positioned between the radar and trunk, along the radar-trunk
axis, corresponding to the backscattering direction of the trunk in Figure 9(c). We observe a significant
amount of field intensity on the human when it is positioned in the forward scattering direction of the
trunk, i.e., Figure 9(a). The central part of the body is illuminated by stronger fields than the rest of
the body for this case. In the other two cases, the illumination on the human is fairly low and more
uniform.
To investigate further, we show the total observed field strengths with and without mutual coupling
effects as a function of observation angle, , for the same three test cases. The fields include the total
scattering from the human to radar for this investigation. Therefore, the no-coupling case corresponds
to Eradar = Eh-r , and the coupling case represents Eradar = Eh-r + Ef -h-r . We observe that the strongest
effects happen when the human is in the forward scattering direction of the trunk, i.e., Figure 10(a).
The highest change in amplitude for this scenario is along the forward direction ( = 180 ). The
weakest coupling contribution is observed when the human is in the backscatter direction of the trunk,
i.e., Figure 10(c). There is some contribution when the human is at an orthogonal direction to the
radar-trunk axis, i.e., Figure 10(b).
0.2
No coupling
Coupling
Magnitude
0.15
E radar
(a)
0
0
30
60
90
120
phi (deg)
150
180
0.2
No coupling
Coupling
E0
0.15
Magnitude
fh
E fhr
0.1
0.05
Eradar
E0
fh
0.1
0.05
E fhr
(b)
0
30
60
90
120
phi (deg)
150
180
0.2
No coupling
Coupling
E0
Magnitude
0.15
E radar
E fhr
0.1
0.05
(c)
0
30
60
90
120
phi (deg)
150
E fh
180
Figure 10. Comparison of mutual coupling effects for the trunk-human pair for three different human
positions.
4. MICRO-DOPPLER SIGNATURE
The micro-Doppler signatures from the scene are calculated by applying a time-frequency transform,
such as the Short-Time Fourier Transform (STFT) with a Gaussian window, to the scattered fields. To
compute this transform, we need to choose a proper sampling rate, which depends on the maximum
10
Garcia-Rubia et al.
-40
-45
150
20
-50
100
10
-55
50
-60
-10
-65
-20
-70
0.5
0
-50
-60
Left foot
Right foot
-70
Left tibia
Right tibia
-150
-80
-50
-100
-75
-30
0
Doppler (Hz)
Doppler (Hz)
-40
30
0.5
Time (s)
Time (s)
(a)
-80
(b)
(30,0)
x
RADAR
(0,0)
40 m
PATH 2
(-10,0)
HP
PATH1
11
A human of height 1.8 m moves with a constant speed of 0.9 m/s along the specified direct paths
to radar inside the forest. The human is modeled using PEC ellipsoids, created based on the Boulic
model as described in Section 2. The forest is modeled using identical trunks of 3 meters height and
11 cm radius which are distributed uniformly inside the 4040 m2 region. PEC is assumed for the trunk
material properties as well as the ground. A trunk density of 3.8% (#/m2 ) is assumed, which amounts
to 35 trunks within the half power beamwidth of the antenna, with average closest neighbor distance
of 5 m. These forest parameters are chosen to reflect the structure and spatial patterns of the trees in
a typical old-growth forest [43].
The Doppler spectrogram from the scene is dependent on the path of motion with respect to the
radar. To illustrate this effect, we consider two direct walking paths in the forest with different starting
points as depicted in Figure 12. Path 1 starts farther away from the radar, and should be exposed to
more attenuation than Path 2. Also, as a consequence of being in the back of the forest, the human
following Path 1 will be in the forward scattering zone of more trees than the human in Path 2. This is
expected to result in more coupling effects from the trunks. We investigate the different spectrograms
for these paths in Figure 13. The same human starts with the same position and moves at the same
speed for the two cases. The first step is taken with the left foot.
We observe that the motion can be detected for both scenarios, although the spectrograms differ
in nature as seen in the different intensity levels for the left and right feet in Figure 13(a), while they
are similar for Path 2 in Figure 13(b). The weaker signals for the left foot compared to the right foot in
Figure 13(a) are due to the coupling effects experienced by the human in Path 1. We also observe that
the expected attenuation effects are visible, as the signature from the path closer to the radar (Path 2)
is 20 dB higher than that of Path 1. This 20 dB difference corresponds to the round trip path loss for the
10 meter separation between the two paths, based on the 1 dB/m specific attenuation assumed for the
forest at 5 GHz. Another feature we notice is that, despite the attenuation, the micro-Doppler signature
still reveals the human motion 30 m into the forest. Finally as expected, the static contribution from
the scene is strong across the 0 Hz band for both cases, masking the lower speed motions due to the
torso.
We demonstrate in Figure 14, the spectrogram from the same scene for both paths without
-90
100
-110
50
-120
-50
150
-100
0.5
Time (s)
(a)
Doppler (Hz)
Doppler (Hz)
150
-70
-80
100
-90
50
-100
-130
-110
-140
-50
0
-120
0.5
Time (s)
(b)
= Ef -r + Eh-r + Ef -h-r , for (a) Path 1 and (b) Path 2.
-70
-90
150
-80
-100
100
-110
Doppler (Hz)
Doppler (Hz)
150
100
50
50
-120
-130
-140
-50
0
-50
0.5
1
Time (s)
(a)
-90
-100
-110
0.5
-120
Time (s)
(b)
= Ef -r + Eh-r , i.e., no mutual coupling, for (a) Path 1 and (b) Path
12
Garcia-Rubia et al.
accounting for any coupling effects; i.e., neglecting the Ef -h-r term in the total received fields at the
radar. Without the mutual coupling effects, the spectrograms are now similar for the right and the
left feet in both paths. We also observe that the spectrogram for Path 2 without the mutual coupling
(Figure 14(b)) is very similar to the spectrogram with the coupling effects (Figure 13(b)), indicating
that for this path the Ef -h-r term was negligible. This can be explained by the fact that the human was
not in the forward direction of the any of the trees closest to his path for Path 2, unlike Path 1 where
the closest few trees were in the direct forward direction.
6. CONCLUSIONS
A capability to detect, track and monitor different human motions in highly cluttered environments,
such as forests, is important for security and surveillance operations. In this paper we develop a model
which utilizes an enhanced full wave computational technique (MoM-FMM) in combination with a firstorder analytical forest model, including specific attenuation inside the forest and mutual coupling effects
between the forest and the human. The solution of this large-scale electromagnetic scattering problem
has been made feasible through a parallel implementation on a 13-node GPU cluster. We demonstrate
that human bipedal movement is discriminable in spectrograms for a walking human in the forest.
We observe that the contribution from the forest masks the Doppler effect of the low radial velocities,
which could happen depending on the path with respect to the radar or due to slow motion. Based
on the specific attenuation values reported in literature for wooded areas, a CW radar at 5 GHz can
discriminate the human motion as far as 30 m into the forest as observed in the spectrogram generated
by our model. Also we note that the contribution from the coupling effects between human and forest
is only significant if the human path is in the forward direction of the closest trees in the forest.
APPENDIX A. RADAR RANGE ESTIMATION
A brief summary of the range estimate of the system based on the radar equation, including the forest
specific attenuation as shown in Recommendation ITU-R P.833-9 [23] is presented in this Appendix.
The radar equation is used to estimate the maximum operating range of our radar:
1/4
PT GT GR 2c
Rmax =
(A1)
(4)3 SN F (S/Nmin )
where
PT = transmitter output power = 60 dBm,
GT = transmitter antenna (horn) gain = 13.3 dBi, (BW3 dB = 43.6 deg E-plane and H-plane),
GR = receiver antenna (horn) gain = 13.3 dBi,
c = carrier frequency wavelength = 0.06 m,
= human body radar cross-section = 0 dBm2 ,
SN F = system noise floor = 130 dBm,
S/Nmin = minimum signal-to-noise ratio = 10 dB.
Using (A1) with the parameters above, we estimate the maximum operating range of our CW radar
operating at 5 GHz for human detection in free-space to be 5,406 m. For forest attenuation of 80 dB
(typical specific attenuation of 1 dB/m for vertical polarization as shown in Recommendation ITU-R
P.833-9 [23], along a woodland path of 40 m), the estimated maximum operating range becomes 54.3 m.
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