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Consumer Product Safety Comm'n v. GTE Sylvania, Inc., 447 U.S. 102 (1980)

Filed: 1980-06-09 Precedential Status: Precedential Citations: 447 U.S. 102, 100 S. Ct. 2051, 64 L. Ed. 2d 766, 1980 U.S. LEXIS 45 Docket: 79-521 Supreme Court Database id: 1979-108
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0% found this document useful (0 votes)
52 views20 pages

Consumer Product Safety Comm'n v. GTE Sylvania, Inc., 447 U.S. 102 (1980)

Filed: 1980-06-09 Precedential Status: Precedential Citations: 447 U.S. 102, 100 S. Ct. 2051, 64 L. Ed. 2d 766, 1980 U.S. LEXIS 45 Docket: 79-521 Supreme Court Database id: 1979-108
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447 U.S.

102
100 S.Ct. 2051
64 L.Ed.2d 766

CONSUMER PRODUCT SAFETY COMMISSION et al.,


Petitioners,
v.
GTE SYLVANIA, INC. et al.
No. 79-521.
Argued April 14, 1980.
Decided June 9, 1980.

Syllabus
Section 6(b)(1) of the Consumer Product Safety Act (CPSA) requires that,
at least 30 days prior to the "public disclosure of any information"
pertaining to a consumer product obtained by the Consumer Product
Safety Commission (Commission) pursuant to its information-gathering
authority, the Commission must notify the manufacturer and provide it
with a summary of the information to be disclosed, if the product is to be
designated or described in such a way as to permit the public to ascertain
readily the manufacturer's identity; that the manufacturer be given a
reasonable opportunity to submit comments regarding the information;
and that the Commission "take reasonable steps to assure" that such
information is "accurate" and that disclosure is "fair in the circumstances
and reasonably related to effectuating the purposes" of the CPSA. In the
instant case, the Commission, upon receiving Freedom of Information Act
(FOIA) requests and without complying with 6(b)(1), decided to release
certain accident reports that it had obtained from respondent
manufacturers and that were accompanied, for the most part, by claims of
confidentiality. The District Court permanently enjoined the Commission
from disclosing the materials, rejecting its contention that 6(b)(1)
applies only when the Commission affirmatively undertakes to disclose
information to the public but not when it merely complies with a request
for information under the FOIA. The Court of Appeals affirmed.
Held: Section 6(b)(1) governs the disclosure of records by the
Commission pursuant to a request under the FOIA. Pp. 108-124.

(a) Nothing in 6(b)(1)'s language or in any other provision of the CPSA,


supports the claim that 6(b)(1) is limited to disclosures initiated by the
Commission, a disclosure pursuant to the FOIA being accurately
characterized as a "public disclosure" within the plain meaning of 6(b)
(1). Moreover, 6(b)(2), which contains specific exceptions to 6(b)(1)'s
requirements does not include the disclosure of information in response to
an FOIA request. And 25(c) of the CPSAdesignating certain reports
as "public information" notwithstanding that they might be exempted from
disclosure under the FOIA and thus within the scope of 6(a)(1), which
incorporates by reference the exemptions of the FOIAspecifically
makes the disclosure of the information subject to the limitations of 6(b)
whether it be "affirmatively" released by the Commission or released
pursuant to an FOIA request. Pp. 108-110.
(b) Neither the legislative history of the CPSA prior to its enactment nor
subsequent legislative and administrative interpretations of 6(b)(1)
warrant construing 6(b)(1) as being limited to the Commission's
"affirmative" disclosures. Pp. 110-120.
(c) Applicability of 6(b)(1) to FOIA requests is not precluded on the
alleged ground that the Commission would be unable to comply with
FOIA time requirements for handling disclosure requests and
administrative appeals from refusals to disclose. Such an argument
assumes that the Commission must comply with FOIA time limitations,
but its Exemption 3 states that the FOIA does not apply to matters that are
specifically exempted from disclosure by another statute which requires
that the matters be withheld from the public in such a manner as to leave
no discretion on the issue, or which establishes particular criteria for
withholding or refers to particular types of matters to be withheld. Here,
6(b)(1) sets forth sufficiently definite standards to fall within the scope of
Exemption 3. Pp. 121-123.
(d) The argument that requiring the Commission to comply with 6(b)(1)
in meeting FOIA requests will impose insurmountable burdens on the
agency is entirely speculative. Moreover, any increased burdens imposed
on the Commission were intended by Congress in striking an appropriate
balance between the interests of consumers and the need for fairness and
accuracy with respect to information disclosed by the Commission and
thus the claim of undue burdens is properly addressed to Congress, not
this Court. Pp. 123-124.
598 F.2d 790, affirmed.

Peter Buscemi, Washington, D. C., for petitioners, pro hac vice, by special
leave of Court.
Bernard G. Segal, Philadelphia, Pa., for respondents.
Mr. Justice REHNQUIST delivered the opinion of the Court.

The question presented is whether 6(b)(1) of the Consumer Product Safety


Act, 15 U.S.C. 2055(b)(1), governs the disclosure of records by the
Consumer Product Safety Commission pursuant to a request under the Freedom
of Information Act. We granted certiorari to review a judgment of the Court of
Appeals for the Third Circuit because of the importance of the question and
because of a conflict in the Circuits.1 444 U.S. 979, 100 S.Ct. 479, 62 L.Ed.2d
405.

* In 1972, Congress enacted the Consumer Product Safety Act (CPSA), 86


Stat. 1207, 15 U.S.C. 2051 et seq., in order, inter alia, "to protect the public
against unreasonable risks of injury associated with consumer products" and "to
assist consumers in evaluating the comparative safety of consumer products."
15 U.S.C. 2051(b)(1) and (2). The CPSA created the Consumer Product
Safety Commission (Commission) to carry out the statutory purposes. 15
U.S.C. 2053. The Commission's powers include the authority to collect and
disseminate product safety information, 15 U.S.C. 2054(a)(1), to conduct
research and tests on consumer products, 15 U.S.C. 2054(b)(1) and (2), to
promulgate safety standards, 15 U.S.C. 2056, and to ban hazardous products,
15 U.S.C. 2057.

Section 6 of the CPSA, 86 Stat. 1212, 15 U.S.C. 2055, regulates the "public
disclosure" of information by the Commission. Section 6(b)(1), with which we
deal here, requires the Commission, at least 30 days before the public
disclosure of information pertaining to a consumer product, to notify the
manufacturer and to provide it with a summary of the information to be
disclosed, if the product is to be designated or described in such a way as to
permit the public to ascertain readily the manufacturer's identity. The
manufacturer must be given a reasonable opportunity to submit comments
regarding the information. And the Commission must take reasonable steps to
assure that such information is accurate and that disclosure is "fair in the
circumstances and reasonably related to effectuating the purposes" of the
CPSA. If the Commission subsequently finds that it has made public disclosure
of inaccurate or misleading information that adversely reflects on a
manufacturer's products or practices, the Commission must "publish a

retraction" in a manner "similar to that in which such disclosure was made . . .


." 2
4

The relevant facts are set forth in a case decided by this Court earlier this Term,
GTE Sylvania, Inc. v. Consumers Union, 445 U.S. 375, 100 S.Ct. 1194, 63
L.Ed.2d 467 (1980), and need not be restated in detail. Briefly, the Commission
obtained from respondents various accident reports, most of which were
accompanied by claims of confidentiality. The Commission subsequently
decided, after receiving Freedom of Information Act (FOIA) requests from the
Consumers Union of the United States, Inc., and the Public Citizen's Health
Research Group (the requesters), to release even those accident reports that
were claimed to be confidential. Not surprisingly, lawsuits were soon filed in
several Federal District Courts. See GTE Sylvania, Inc. v. Consumers Union,
supra, at 378, n. 1, 100 S.Ct., at 1197, n. 1.

The District Court for the District of Delaware ultimately granted respondents'
motion for summary judgment and permanently enjoined the Commission from
disclosing the submitted accident reports, as well as data compiled on a
computer printout from those reports. 443 F.Supp. 1152 (1977).3 The District
Court rejected the Commission's contention that 6(b)(1) applies only when
the Commission affirmatively undertakes to disclose information to the public,
but not when it merely complies with a request for information under the FOIA.
It held that 6(b)(1) is applicable to disclosures in response to FOIA requests
and that it establishes particular criteria for withholding information, thereby
falling within the scope of Exemption 3 of the FOIA, 5 U.S.C. 552(b)(3). It
also found that the Commission failed to comply with 6(b)(1) procedures in
this case. Thus, it concluded that the release of the accident reports would be
contrary to the CPSA. 443 F.Supp., at 1162.

The Court of Appeals for the Third Circuit affirmed. 598 F.2d 790 (1979).
After thoroughly examining the language and legislative history of 6(b)(1), it
concluded that "Congress did not intend that provision to apply only to
Commission press releases, news conferences, publication of reports and other
forms of 'affirmative disclosure' of information obtained under the Act." 598
F.2d, at 811. Rather, "the information disclosure requirements of the CPSA
were meant to protect manufacturers from the harmful effects of inaccurate or
misleading public disclosure by the Commission, through any means, of
material obtained pursuant to its broad information-gathering powers. The
policies designed to be served by section 6(b)(1) would be severely
undermined, if not eviscerated, were the Commission's interpretation to
prevail." Id., at 811-812.

Petitioners repeat their contention here that 6(b)(1) was intended to provide
safeguards for the release of information by the Commission only when the
Commission makes public disclosures of information on its own initiative in
carrying out its responsibilities under the CPSA. When information is released
in this fashion, they argue, the Commission explicitly or implicitly represents
that it believes the disclosed information to be true and that the public should
rely on it. Brief for Petitioners 10. When the Commission merely releases
information in response to an FOIA request, by contrast, they claim the
Commission is obliged to release whatever materials it possesses and need not
comply with 6(b)(1), because it has not made any express or implied
statement regarding the documents released or the extent to which those
documents reflect agency policy. Brief for Petitioners 11. Although there is
some support for petitioners' interpretation of 6(b)(1) in legislative history
contained in a Conference Report four years after the enactment of that section,
see Part IV, infra, we agree with the Court of Appeals' determination that
"legislative history" of this sort cannot be viewed as controlling.

II
8

We begin with the familiar canon of statutory construction that the starting
point for interpreting a statute is the language of the statute itself. Absent a
clearly expressed legislative intention to the contrary, that language must
ordinarily be regarded as conclusive.

Section 6(b)(1) by its terms applies to the "public disclosure of any


information" obtained by the Commission pursuant to its authority under the
CPSA, and to any information "to be disclosed to the public in connection
therewith." (Emphasis added.) Nothing in the language of that section, or in any
other provision of the CPSA, supports petitioners' claim that 6(b)(1) is limited
to disclosures initiated by the Commission. And as a matter of common usage
the term "public" is properly understood as including persons who are FOIA
requesters. A disclosure pursuant to the FOIA would thus seem to be most
accurately characterized as a "public disclosure" within the plain meaning of
6(b)(1).4

10

Section 6(b)(2) of the CPSA, 15 U.S.C. 2055(b)(2), contains specific


exceptions to the requirements of 6(b)(1).5 But the list of exceptions does not
include the disclosure of information in response to an FOIA request. If
Congress had intended to exclude FOIA disclosures from 6(b)(1) it could
easily have done so explicitly in this section as it did with respect to the other
listed exceptions. That Congress was aware of the relationship between 6 and
the FOIA when it enacted the CPSA is exhibited by the fact that Congress in

6(a)(1) specifically incorporated by reference the nine exemptions of the FOIA,


5 U.S.C. 552(b). We are consequently reluctant to conclude that Congress'
failure to include FOIA requests within the exceptions to 6(b)(1) listed in
6(b)(2) was unintentional.
11

Finally, 25(c) of the CPSA, 15 U.S.C. 2074(c), further supports the


conclusion that 6(b)(1) was not intended to distinguish between information
disclosed to the public pursuant to FOIA requests and information disclosed at
the initiative of the Commission.6 Section 25(c) designates accident and
investigation reports that do not identify injured parties and their physicians,
and reports on research and demonstration projects as "public information"
notwithstanding the fact that they might be exempted from disclosure under the
FOIA and thus within the scope of 6(a)(1). Section 25(c), however,
specifically makes the disclosure of this information subject to the limitations
of 6(a)(2) and 6(b), whether it be "affirmatively" released by the
Commission or released pursuant to an FOIA request. The language of the
CPSA thus provides little basis for accepting petitioners' claim that 6(b)(1)
does not apply to information released by the Commission in response to FOIA
requests.

III
12

Petitioners next argue that the legislative history of the CPSA requires the
conclusion that 6(b)(1) is inapplicable to FOIA requests despite the language
of the statute. In making their argument, petitioners concede that "the
preenactment history of this legislation does not directly address the precise
issue of statutory construction involved in this case." Brief for Petitioners 33.
They nonetheless maintain that the principal concern underlying the adoption
of the section was the danger that the Commission might on its own initiative
disseminate findings, reports, and other product information harmful to
manufacturers without first assuring the fairness and accuracy of the disclosure.
We agree with petitioners that industry representatives were concerned about
the harms resulting from information affirmatively disclosed by an agency. But
petitioners have failed to establish that industry concerns were limited to
information disclosed in this fashion.7 More importantly, a full examination of
the legislative history of the CPSA prior to its enactment indicates that for
purposes of 6(b)(1) no distinction was made between information
affirmatively disclosed by the Commission and information released pursuant
to the FOIA.

13

The CPSA gave the Commission broad powers to gather, analyze, and
disseminate vast amounts of private information. In granting the Commission

such authority, Congress adopted safeguards specifically designed to protect


manufacturers' reputations from damage arising from improper disclosure of
information gathered and received by the Commission. The House Report on
the CPSA states:
14

"If the Commission is to act responsibly and with adequate basis, it must have
complete and full access to information relevant to its statutory responsibilities.
Accordingly, the committee has built into this bill broad information-gathering
powers. It recognizes that in so doing it has recommended giving the
Commission the means of gaining access to a great deal of information which
would not otherwise be available to the public or to Government. Much of this
relates to trade secrets or other sensitive cost and competitive information.
Accordingly, the committee has written into section 6 of the bill detailed
requirements and limitations relating to the Commission's authority to disclose
information which it acquires in the conduct of its responsibilities under this
act." H.R.Rep.No.92-1153, p. 31 (1972).8

15

The House Report does not provide any indication that the safeguards for the
release of CPSA information are inapplicable when the Commission discloses
information in response to an FOIA request. And in its explanatory comments
on 6(b)(1) the Report makes no distinction whatsoever between information
released at the initiative of the Commission and information disclosed pursuant
to an FOIA request. Rather, it states:

16

"Before disseminating any information which identifies the manufacturer or


private labeler of a product, the Commission is directed to give the
manufacturer or private labeler 30 days in which to comment on the proposed
disclosure of information. This procedure is intended to permit the
manufacturer or private labeler an opportunity to come forward with
explanatory data or other relevant information for the Commission's
consideration." H.R.Rep.No.92-1153, supra, at 32 (emphasis added).

17

Nor does the Conference Report contain any suggestion that 6(b)(1) does not
apply to FOIA requests. As observed by the Court of Appeals, the "conferees'
description of section 6(b)(1) is instructive in that the accuracy and fairness
requirements for 'publicly disclosed information' are mentioned in almost the
same breath as the description of section 6(a)(1), stating that no information
need be 'publicly disclosed' by the Commission if it is exempt from disclosure
under the FOIA." 598 F.2d, at 809.9

18

Further support for this construction of 6(b)(1) can be found in examining

comments made with respect to earlier versions of the House bill.10 In


commenting on the disclosure provisions of the administration bill, H.R.8110,
Representative Moss, chairman of the Subcommittee on Commerce and
Finance, which was considering the House bills, stated: "I am sure the
subcommittee will want to examine carefully this proposed change in the
Freedom of Information Act." Subcommittee Hearings, pt. 2, p. 300. 11 The
operative information-disclosure requirements contained in 4(c) of H.R.8110,
absent a requirement that the Commission publish manufacturers' comments,
were nonetheless enacted into law in 6(b). See n. 8, supra.
19

Section 4(c) and the provision that was finally enacted as 6(b) by their terms
include both affirmative disclosures by the Commission and information
released pursuant to the FOIA. And the Department of Health, Education, and
Welfare, the agency that drafted H.R.8110, stated in its section-by-section
analysis of the bill:

20

"Section 4(c) would protect the Secretary's refusal to disclose information not
required to be released by the [FOIA], and would expressly prohibit his
disclosure of commercial secrets, or of illness or injury data revealing [the]
identity of the victim.

21

"It would also require the provision of thirty days notice to the manufacturer of
any consumer product prior to the Secretary's public disclosure of information
respecting that product, if such information would reveal the manufacturer's
identity." Subcommittee Hearings, pt. 1, p. 188.

22

These comments clearly do not support petitioners' reading of the present


disclosure requirements of the CPSA. And the General Counsel of the
Department of Commerce, in opposing the Senate's less restrictive proposal for
the disclosure of information by the Commission, wrote:

23

"[W]e believe that in the interest of fairness the disclosure of any information
should be attendant with safeguards. These include prior notice to
manufacturers, the right of the manufacturer to rebut false information, and a
requirement that the information be fair and accurate." S.Rep.No.92-749, p.
100 (1972) (emphasis added).

24

The legislative history of 6(b)(1) thus fails to establish that petitioners'


proposed distinction should be read into the section.

IV

25

Petitioners also contend that legislative interpretations of 6(b)(1) made after


the section was enacted and the Commission's administrative interpretation of
that section support their proposed construction. Petitioners first rely on a
statement by Representative Moss, one of the sponsors of the House bill. In
testimony before a congressional Oversight Subcommittee, then Commission
Chairman Richard O. Simpson explained that the Commission interpreted
6(b)(1) to be inapplicable to FOIA requests. Representative Moss then
remarked: "As the primary author of both acts, I am inclined to agree with
you." Regulatory Reform: Hearings before the Subcommittee on Oversight and
Investigations of the House Committee on Interstate and Foreign Commerce,
94th Cong., 2d Sess., Vol. IV, pp. 7-8 (1976). Petitioners also note that when
Congress added 29(e), 15 U.S.C. 2078(e), to the CPSA in the Consumer
Product Safety Commission Improvements Act of 1976, the Conference
Committee explained the joint operation of the new section and 6(b) as
follows:

26

"The requirement that the Commission comply with section 6(b) prior to
another Federal agency's public disclosure of information obtained under the
Act is not intended by the conferees to supersede or conflict with the
requirements of the Freedom of Information Act (5 U.S.C. 552(a)(3) and (a)
(6)). The former relates to public disclosure initiated by the Federal agency
while the latter relates to disclosure initiated by a specific request from a
member of the public under the Freedom of Information Act."
H.R.Conf.Rep.No.94-1022, p. 27 (1976); U.S.Code Cong. & Admin.News, pp.
993, 1029 (emphasis added).12

27

In evaluating the weight to be attached to these statements, we begin with the


oft-repeated warning that "the views of a subsequent Congress form a
hazardous basis for inferring the intent of an earlier one." United States v.
Price, 361 U.S. 304, 313, 80 S.Ct. 326, 332, 4 L.Ed.2d 334 (1960), quoted in
United States v. Philadelphia National Bank, 374 U.S. 321, 348-349, 83 S.Ct.
1715, 1733, 10 L.Ed.2d 915 (1963).13 And ordinarily even the
contemporaneous remarks of a single legislator who sponsors a bill are not
controlling in analyzing legislative history. Chrysler Corp. v. Brown, 441 U.S.
281, 311, 99 S.Ct. 1705, 1722, 60 L.Ed.2d 208 (1979). We do not think that
either Representative Moss' isolated remark or the post hoc statement of the
Conference Committee with respect to 6(b) is entitled to much weight here.

28

While Representative Moss claimed sponsorship of the CPSA generally, he was


not a sponsor of the original bill that ultimately provided that legislation with
its provisions governing information disclosure. Rather he authored another
bill, H.R.8157, that contained much less restrictive disclosure requirements

than those ultimately adopted.14 His statement is thus not one that provides a
reliable indication as to congressional intention.15
29

An examination of the statement of the Conference Committee, as the Court of


Appeals concluded, reveals that it also is not persuasive authority in support of
petitioners' position. Section 29(e) by its terms does not purport to interpret the
scope of 6(b). Rather, it deals solely with the release of accident and
investigation reports by the Commission to other agencies. See n. 12, supra.
And as the Court of Appeals stated:

30

"[T]he conference committee statement was made in the context of approving


legislation that contained numerous and extensive amendments to the
Consumer Product Safety Act; yet the problem before us here was not
otherwise addressed by Congress in enacting the Improvements Act. The
interpretation of section 6(b) espoused by the conferees was not mentioned by
the House committee that drafted the Improvements Act. See H.R.Rep.No.94325, 94th Cong., 1st Sess. 18 (1975). The Senate version of the Improvements
Act did not contain a provision amending section 29. [H.R.Conf.Rep.No.941022, p. 26.] In the debates in the House the amendment to section 29, and the
relationship between section 6(b) and the FOIA, were not mentioned. Nor was
the conferees' interpretation of section 6(b) mentioned in either House when the
conference report was debated. See 122 Cong.Rec. 10,811 (House approval of
the conference report); id., 11,585 (Senate approval) (1976)." 598 F.2d, at 810811.

31

In light of this background, the statement of the Conference Committee is far


from authoritative as an expression of congressional will under the oft-quoted
factors enunciated in Skidmore v. Swift & Co., 323 U.S. 134, 140, 65 S.Ct. 161,
164, 89 L.Ed. 124 (1944).16 For the same reasons, we reject petitioners'
contention that the Commission's 1977 administrative interpretation should be
afforded the degree of deference necessary for it to prevail here. See 42
Fed.Reg. 54304 et seq. (1977). This case presents a narrow legal issue that is
readily susceptible of judicial resolution. Nor are we presented here with a
situation in which there has been a longstanding contemporaneous
administrative construction upon which those subject to the jurisdiction of the
agency would have been likely to rely.17

V
32

Petitioners next argue that the interpretation of 6(b)(1) by the Court of


Appeals is inconsistent with the FOIA time requirements for the release of
information. The FOIA requires an agency to "determine within ten days . . .

whether to comply with [an FOIA] request" and to notify the requester
"immediately" of the agency's determination. 5 U.S.C. 552(a)(6)(A)(i). The
FOIA also requires an agency to resolve any administrative appeal of a refusal
to disclose within 20 days after the filing of the appeal. 552(a)(6)(A)(ii).
Petitioners claim that if 6(b)(1) applies to FOIA requests the Commission will
be unable to comply with FOIA time requirements.
33

Petitioners' argument assumes that despite the specific procedural safeguards


set forth in 6(b)(1) the Commission must comply with FOIA time limitations.
Federal agencies, however, are granted discretion to refuse FOIA requests when
the requested material falls within one of the nine statutory exemptions set
forth in 5 U.S.C. 552(b). Exemption 3 of the FOIA, 5 U.S.C. 552(b)(3),
states that the FOIA does not apply to matters that are

34

"specifically exempted from disclosure by statute (other than section 552(b) of


this title), provided that such statute (A) requires that the matters be withheld
from the public in such a manner as to leave no discretion on the issue, or (B)
establishes particular criteria for withholding or refers to particular types of
matters to be withheld."18

35

Here 6(b)(1) sets forth sufficiently definite standards to fall within the scope
of Exemption 3. It does not grant the Commission broad discretion to refuse to
comply with FOIA requests. Rather, it requires that the Commission "take
reasonable steps to assure" (1) that the information is "accurate," (2) that
disclosure will be "fair in the circumstances," and (3) that disclosure will be
"reasonably related to effectuating the purposes of [the CPSA]." 19 We therefore
do not believe there is any insoluble conflict between 6(b)(1) and the FOIA.20

VI
36

Finally, petitioners argue that requiring the Commission to comply with 6(b)
(1) in meeting FOIA requests will impose insurmountable burdens on the
agency. In making this claim, petitioners state that the Commission receives
nearly 8,000 FOIA requests annually. The extent to which these requests will
present problems of fairness and accuracy with respect to the information
released by the Commission is entirely speculative. And in light of the fact that
Exemption 3 is applicable to the disclosure of information controlled by 6(b)
(1), we do not think these burdens will prove to be unbearable. Most
importantly, our interpretation of the language and legislative history of 6(b)
(1) reveals that any increased burdens imposed on the Commission as a result
of its compliance with 6(b)(1) were intended by Congress in striking an
appropriate balance between the interests of consumers and the need for

fairness and accuracy with respect to information disclosed by the Commission.


Thus, petitioners' claim that the Commission's compliance with the
requirements of 6(b)(1) will impose undue burdens on the Commission is
properly addressed to Congress, not to this Court.
37

For the foregoing reasons, the judgment of the Court of Appeals for the Third
Circuit is

38

Affirmed.

The decision below, 598 F.2d 790 (1979), is in direct conflict with Pierce &
Stevens Chemical Corp. v. U.S. Consumer Product Safety Comm'n, 585 F.2d
1382 (CA2 1978).

In its entirety, 6 states:


"(a)(1) Nothing contained in this Act shall be deemed to require the release of
any information described by subsection (b) of section 552, title 5, United
States Code, or which is otherwise protected by law from disclosure to the
public.
"(2) All information reported to or otherwise obtained by the Commission or its
representative under this Act which information contains or relates to a trade
secret or other matter referred to in section 1905 of title 18, United States Code,
shall be considered confidential and shall not be disclosed, except that such
information may be disclosed to other officers or employees concerned with
carrying out this Act or when relevant in any proceeding under this Act.
Nothing in this Act shall authorize the withholding of information by the
Commission or any officer or employee under its control from the duly
authorized committees of the Congress.
"(b)(1) Except as provided by paragraph (2) of this subsection, not less than 30
days prior to its public disclosure of any information obtained under this Act, or
to be disclosed to the public in connection therewith (unless the Commission
finds out that the public health and safety requires a lesser period of notice), the
Commission shall, to the extent practicable,
notify, and provide a summary of the information to, each manufacturer or
private labeler of any consumer product to which such information pertains, if
the manner in which such consumer product is to be designated or described in
such information will permit the public to ascertain readily the identity of such

manufacturer or private labeler, and shall provide such manufacturer or private


labeler with a reasonable opportunity to submit comments to the Commission in
regard to such information. The Commission shall take reasonable steps to
assure, prior to its public disclosure thereof, that information from which the
identity of such manufacturer or private labeler may be readily ascertained is
accurate, and that such disclosure is fair in the circumstances and reasonably
related to effectuating the purposes of this Act. If the Commission finds that, in
the administration of this Act, it has made public disclosure of inaccurate or
misleading information which reflects adversely upon the safety of any
consumer product, or the practices of any manufacturer, private labeler,
distributor, or retailer of consumer products, it shall, in a manner similar to that
in which such disclosure was made, publish a retraction of such inaccurate or
misleading information.
"(2) Paragraph (1) (except for the last sentence thereof) shall not apply to the
public disclosure of (A) information about any consumer product with respect
to which product the Commission has filed an action under section 12 (relating
to imminently hazardous products), or which the Commission has reasonable
cause to believe is in violation of section 19 (relating to prohibited acts), or (B)
information in the course of or concerning any administrative or judicial
proceeding under this Act." 86 Stat. 1212, 15 U.S.C. 2055.
3

Earlier decisions of the District Court are reported at 438 F.Supp. 208 (1977)
and 404 F.Supp. 352 (1975). These decisions are discussed in GTE Sylvania,
Inc. v. Consumers Union, 445 U.S., at 377-378, and n. 1, 100 S.Ct., at 1197,
and n. 1.

Petitioners argue that the exception to the 30-day notice requirement where "the
Commission finds out that the public health and safety requires a lesser period
of notice" suggests that the term "public disclosure" in 6(b)(1) should be read
to encompass only affirmative disclosures by the Commission. The exception,
they claim, makes little sense as applied to FOIA disclosures in that such
disclosures are the result of the Commission's statutory obligation to comply
with an FOIA request rather than a Commission-initiated decision to assist the
public. The language of 6(b)(1), however, does not limit the scope of that
section to disclosures of information intended "to assist the public." Rather, it
refers broadly to any "public disclosure." And, as discussed in Part III, infra,
the legislative history indicates that the concerns underlying 6(b)(1) were not
limited to information affirmatively disclosed by the Commission.

These exceptions, for example, include the disclosure of information


concerning an imminently hazardous product and disclosures in the course of
an administrative or judicial proceeding under the CPSA.

Section 25(c), as set forth in 15 U.S.C. 2074(c), states:


"Subject to sections 2055(a)(2) and 2055(b) of this title but notwithstanding
section 2055(a)(1) of this title, (1) any accident or investigation report made
under this chapter by an officer or employee of the Commission shall be made
available to the public in a manner which will not identify any injured person or
any person treating him, without the consent of the person so identified, and (2)
all reports on research projects, demonstration projects, and other related
activities shall be public information."

Thus, although as petitioners point out, a vice president of General Electric Co.,
James F. Young, cautioned against the dangers of information "[i]ssued under
the dignity and with the apparent imprimatur of the U. S. Government,"
Consumer Product Safety Act: Hearings before the Subcommittee on
Commerce and Finance of the House Committee on Interstate and Foreign
Commerce, 92d Cong., 1st and 2d Sess., pt. 3, p. 1065 (1971-1972) (hereinafter
Subcommittee Hearings), other statements by industry representatives
expressed more general concerns about the disclosure by the Commission of
information relating to product safety. For example, Bernard H. Falk, president
of the National Electrical Manufacturers Association, stated that "[n]o
information should be disclosed which is inaccurate, misleading or
incomplete." Id., at 1197. And in a prepared statement George P. Lamb, general
counsel of the Association of Home Appliance Manufacturers, voiced the
following concern:
"Authority to collect and disseminate information carries with it a responsibility
not to disclose data that may injure a company or reveal confidential
information. A statute establishing a standards-setting agency should state
explicitly, as do many other federal statutes, that confidential data are not to be
disseminated. A statute should also assure that any information to be made
public is accurate, and that if it is derogatory the company it identifies has had
an opportunity to refute it. H.R. 8110 contains provisions in 4(c) that would
accomplish this." Id., at 1237 (emphasis added).

The provisions of 6 of the CPSA, as finally enacted, can be traced to H.R.


8110, 92d Cong., 1st Sess. (1971), a bill introduced in the House on behalf of
the administration. Section 4(c) of this bill, which was also introduced in the
Senate, contained information disclosure limitations that were virtually
identical to those ultimately enacted in 6(b)(1) of the CPSA. It provided:
"(1) Nothing contained in this Act shall be deemed to require the release of any
information described by subsection (b) of section 552, title 5, United States
Code, or which is otherwise protected by law from disclosure to the public. The

Secretary shall not make public information obtained by him under this Act
which would disclose trade secrets, formulas, processes, costs, methods of
doing business, or other competitive information not otherwise available to the
general public; or the names or other means of identification of ill or injured
persons without their express written consent.
"(2)(A) Except as provided by subparagraph (B) of this paragraph, not less than
thirty days prior to his public disclosure of any information obtained under this
Act, or to be disclosed to the public in connection therewith, the Secretary shall
provide such information to each manufacturer of any consumer product to
which such information pertains, if
the manner in which such consumer product is to be designated or described in
such information will permit the public to ascertain readily the identity of such
manufacturer, and shall provide such manufacturer with a reasonable
opportunity to submit comments to the Secretary in regard to such information.
Upon the request of such manufacturer, the Secretary shall publish such
comments or a fair summary thereof, or a statement of the manufacturer of
reasonable length in lieu thereof, concurrently and in association with the
disclosure of the information to which such comments or statement appertain.
The Secretary shall take reasonable steps to assure, prior to his public
disclosure thereof, that information from which the identity of such
manufacturer may be readily ascertained is accurate, and that such disclosure is
fair in the circumstances and reasonably related to effectuating the purposes of
this Act. If the Secretary finds that, in the administration of this Act, he has
made public disclosure of inaccurate or misleading information which reflects
adversely upon the safety of any consumer product, or the practices of any
manufacturer of, distributor of, importer of, or dealer in consumer products, he
shall, in a manner similar to that in which such disclosure was made, publish a
retraction of such inaccurate or misleading information.
"(B) Subparagraph (A) (except for the last sentence thereof) shall not apply to
the public disclosure of (i) information about any consumer product with
respect to which product the Attorney General has filed an action (or an action
against a manufacturer thereof with respect to such product) under section 12, or
which the Secretary has reasonable cause to believe is in violation of section 15,
or (ii) information about any administrative or judicial proceeding under this
Act."
Although the bill passed by the Senate omitted these safeguards, see
S.Rep.No.92-749, pp. 49, 51 (1972), the bill passed by the House, H.R.15003,
incorporated the administration's proposal in this regard. See H.R.Rep.No.921153, pp. 5, 24 (1972). The information disclosure limitations contained in

H.R.15003 were accepted by the Conference Committee and ultimately became


law. See H.R.Conf.Rep.No.92-1593, p. 7 (1972).
9

The Conference Report stated:


"The Commission was directed to take steps to assure that publicly disclosed
information from which specific manufacturers or distributors could be
identified was accurate and that the disclosure was fair in the circumstances and
reasonably related to carrying out its duties. No information would be required
to be publicly disclosed if it is information described in section 552(b), title 5,
United States Code (relating to information which is entitled to be protected
from public access under the Freedom of Information Act), or which is
otherwise protected by law from disclosure to the public." Id., at 41.

10

The conclusion that 6(b)(1) applies to FOIA requests is also supported by a


statement of Representative James Broyhill, a member of the Conference
Committee on the CPSA. In the House debates on that CPSA, Representative
Broyhill stated that the proposed legislation, H.R.15003, "requires the
Commission to notify each manufacturer of its intent to release any information
at least 30 days prior to disclosure and offer an opportunity for comment. This
provision is not found in any other safety legislation." 118 Cong.Rec. 31381
(1972) (emphasis added).

11

The statement was made following his observation that the administration bill,
H.R.8110, contained more restrictive disclosure provisions than his own bill,
H.R.8157. Subcommittee Hearings, pt. 2, p. 300.

12

Section 29(e) was added to the CPSA to "prescrib[e] conditions under which
the Commission may provide accident and investigation reports to other
Federal agencies or State or local authorities engaged in activities relating to
health, safety, or consumer protection." H.R.Conf.Rep.No.94-1022, at 26,
U.S.Code Cong. & Admin.News, p. 1028. Section 29(e), 90 Stat. 510,
provides:
"The Commission may provide to another Federal agency or a State or local
agency or authority engaged in activities relating to health, safety, or consumer
protection, copies of any accident or investigation report made under this Act
by any officer, employee, or agent of the Commission only if (1) information
which under section 6(a)(2) is to be considered confidential is not included in
any copy of such report which is provided under this subsection; and (2) each
Federal agency and State and local agency and authority which is to receive
under this subsection a copy of such report provides assurances satisfactory to
the Commission that the identity of any injured person and any person who
treated an injured person will not, without the consent of the person identified,

be included in
"(A) any copy of any such report, or
"(B) any information contained in any such report,
"which the agency or authority makes available to any member of the public.
No Federal agency or State or local agency or authority may disclose to the
public any information contained in a report received by the agency or authority
under this subsection unless with respect to such information the Commission
has complied with the applicable requirements of section 6(b)."
13

Petitioners invoke the maxim that states: "Subsequent legislation declaring the
intent of an earlier statute is entitled to great weight in statutory construction."
Red Lion Broadcasting Co. v. FCC, 395 U.S. 367, 380-381, 89 S.Ct. 1794,
1801, 23 L.Ed.2d 371 (1969) (footnote omitted). With respect to subsequent
legislation, however, Congress has proceeded formally through the legislative
process. A mere statement in a conference report of such legislation as to what
the Committee believes an earlier statute meant is obviously less weighty.
The less formal types of subsequent legislative history provide an extremely
hazardous basis for inferring the meaning of a congressional enactment. While
such history is sometimes considered relevant, this is because, as Mr. Chief
Justice Marshall stated in United States v. Fisher, 2 Cranch 358, 386, 2 L.Ed.
304 (1805): "Where the mind labours to discover the design of the legislature,
it seizes every thing from which aid can be derived." See Andrus v. Shell Oil
Co., 446 U.S. 657, 666, n. 8, 100 S.Ct. 1932, 1938, n. 8, 64 L.Ed.2d 593
(1980). Such history does not bear strong indicia of reliability, however,
because as time passes memories fade and a person's perception of his earlier
intention may change. Thus, even when it would otherwise be useful,
subsequent legislative history will rarely override a reasonable interpretation of
a statute that can be gleaned from its language and legislative history prior to its
enactment.

14

Section 19(d) of H.R.8175, 92d Cong., 1st Sess. (1971), provided:


"When the Commission finds that publication of any information obtained by it
is in the public interest and would not give an unfair competitive advantage to
any person, it is authorized to publish such information in the form and manner
deemed best adapted for public use, except that data and information which
relates to a trade secret, shall be held confidential and shall not be disclosed,
unless the Commission determines that it is necessary to carry out the purposes
of this Act." Subcommittee Hearings, pt. 1, pp. 68-69.

15

In addition, Chairman Simpson submitted to the Oversight Subcommittee a


proposed amendment to 6(b)(2) that would have added the release of
information by the Commission under the FOIA to the list of exceptions from
the requirements of 6(b)(1). Regulatory Reform: Hearings before the
Subcommittee on Oversight and Investigations of the House Committee on
Interstate and Foreign Commerce, 94th Cong., 2d Sess., Vol. IV, p. 8 (1976).
That proposed amendment was never reported out of Committee.

16

Petitioners also assert that under 29(e) agencies that receive accident and
investigation reports from the Commission would not have to comply with
6(b)(1) when FOIA requests are made for information in such reports, and thus
there would be an inconsistency in the statutory scheme if the Commission
were required to comply with 6(b)(1) before releasing such information.
Although the other agencies themselves may not be required to comply with
6(b)(1), the inconsistency is nonetheless not readily apparent in that 29(e)
states that "[n]o Federal agency or State or local agency or authority may
disclose to the public any information contained in a report received by the
agency or authority under this subsection unless with respect to such
information the Commission has complied with the applicable requirements of
section 6(b)." In any event, we need not address the scope of 29(e) here.

17

The Commission did not reach its present interpretation of the statute until it
met in executive session on October 6, 1975, 443 F.Supp. 1152, 1155, n. 6
(1977)over six months after it had decided to release the information
involved in this case and more than two months after the manufacturers'
motions for preliminary injunction had been fully briefed and argued before the
District Court. And it was not until October 5, 1977two days before the
Commission filed its brief opposing the manufacturers' motions for summary
judgment (App. 7) and two years after the District Court concluded that the
Commission must comply with 6(b)(1) in responding to FOIA requests, 404
F.Supp., at 370that the Commission's proposed rules were published. See 42
Fed.Reg. 54, 304 (1977). It is thus arguable that the Commission's
interpretation here is primarily litigation inspired. Cf. Davies Warehouse Co. v.
Bowles, 321 U.S. 144, 156, 64 S.Ct. 474, 481, 88 L.Ed. 635 (1944).

18

This exemption was amended in 1976 by 5(b) of the Government in the


Sunshine Act, Pub.L.94-409, 90 Stat. 1247. The amendment was to further
define those statutes that "specifically exempt" material from disclosure. The
Conference Report to the Sunshine Act states that the amendment was
designed "to overrule the decision of the Supreme Court in Administrator, FAA
v. Robertson, 422 U.S. 255, 95 S.Ct. 2140, 45 L.Ed.2d 164 (1975), which dealt
with section 1104 of the Federal Aviation Act of 1958 (49 U.S.C. 1504)."
H.R.Conf.Rep.No.94-1441, p. 25 (1976). Robertson held that 1104, which

vested broad discretion in the Federal Aviation Administration to withhold


information from the public, fell within the scope of Exemption 3. The
amendment was designed to eliminate from Exemption 3 those statutes that
granted administrative agencies such discretion with respect to the disclosure or
nondisclosure of material within their possession. As stated in the Report of the
House Committee on Government Operations on the Sunshine Act, which
recommended the amendment:
"Believing that the decision misconceives the intent of exemption (3), the
committee recommends that the exemption be amended to exempt only
material required to be withheld from the public by any statute establishing
particular criteria or referring to particular types of information. The committee
is of the opinion that this change would eliminate the gap created in the
Freedom of Information Act by the Robertson case without in any way
endangering statutes such as the Atomic Energy Act of 1954, 42 U.S.C.
2161-2166, which provides explicitly for the protection of certain nuclear data.
"Under the amendment, the provision of the Federal Aviation Act of 1958 that
was the subject of Robertson, and which affords the FAA Administrator cart
blanche [sic ] to withhold any information he pleases, would not come within
exemption 3. . . ." H.R.Rep.No.94-880, pt. 1, p. 23 (1976), U.S.Code Cong. &
Admin.News, pp. 2183, 2205.
19

The statute in Robertson, by contrast, provided:


"Any person may make written objection to the public disclosure of
information contained in any application, report, or document filed pursuant to
the provisions of this Act or of information obtained by the Board or the
Administrator, pursuant to the provisions of this Act, stating the grounds for
such objection. Whenever such objection is made, the Board or Administrator
shall order such information withheld from public disclosure when, in their
judgment, a disclosure of such information would adversely affect the interests
of such person and is not required in the interest of the public. The Board or
Administrator shall be responsible for classified information in accordance with
appropriate law: Provided, That nothing in this section shall authorize the
withholding of information by the Board or Administrator from the duly
authorized committees of the Congress." 1104, 72 Stat. 797, 49 U.S.C.
1504.

20

In addition, when Congress enacted the CPSA in 1972, the FOIA required only
that an agency make records "promptly available" to any person requesting
them. Pub.L.90-23, 81 Stat. 55. It was not until 1974, when Congress amended
the FOIA, that the time requirements that petitioners argue conflict with 6(b)

(1) were adopted. Pub.L.93-502, 1(c), 88 Stat. 1562, 5 U.S.C. 552(a)(6).


Because 6(b)(1) has not been amended since 1972, these requirements also do
not provide a sound basis for inferring a congressional intent to limit the
application of 6(b)(1) to disclosures initiated by the Commission.

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