Consumer Product Safety Comm'n v. GTE Sylvania, Inc., 447 U.S. 102 (1980)
Consumer Product Safety Comm'n v. GTE Sylvania, Inc., 447 U.S. 102 (1980)
102
100 S.Ct. 2051
64 L.Ed.2d 766
Syllabus
Section 6(b)(1) of the Consumer Product Safety Act (CPSA) requires that,
at least 30 days prior to the "public disclosure of any information"
pertaining to a consumer product obtained by the Consumer Product
Safety Commission (Commission) pursuant to its information-gathering
authority, the Commission must notify the manufacturer and provide it
with a summary of the information to be disclosed, if the product is to be
designated or described in such a way as to permit the public to ascertain
readily the manufacturer's identity; that the manufacturer be given a
reasonable opportunity to submit comments regarding the information;
and that the Commission "take reasonable steps to assure" that such
information is "accurate" and that disclosure is "fair in the circumstances
and reasonably related to effectuating the purposes" of the CPSA. In the
instant case, the Commission, upon receiving Freedom of Information Act
(FOIA) requests and without complying with 6(b)(1), decided to release
certain accident reports that it had obtained from respondent
manufacturers and that were accompanied, for the most part, by claims of
confidentiality. The District Court permanently enjoined the Commission
from disclosing the materials, rejecting its contention that 6(b)(1)
applies only when the Commission affirmatively undertakes to disclose
information to the public but not when it merely complies with a request
for information under the FOIA. The Court of Appeals affirmed.
Held: Section 6(b)(1) governs the disclosure of records by the
Commission pursuant to a request under the FOIA. Pp. 108-124.
Peter Buscemi, Washington, D. C., for petitioners, pro hac vice, by special
leave of Court.
Bernard G. Segal, Philadelphia, Pa., for respondents.
Mr. Justice REHNQUIST delivered the opinion of the Court.
Section 6 of the CPSA, 86 Stat. 1212, 15 U.S.C. 2055, regulates the "public
disclosure" of information by the Commission. Section 6(b)(1), with which we
deal here, requires the Commission, at least 30 days before the public
disclosure of information pertaining to a consumer product, to notify the
manufacturer and to provide it with a summary of the information to be
disclosed, if the product is to be designated or described in such a way as to
permit the public to ascertain readily the manufacturer's identity. The
manufacturer must be given a reasonable opportunity to submit comments
regarding the information. And the Commission must take reasonable steps to
assure that such information is accurate and that disclosure is "fair in the
circumstances and reasonably related to effectuating the purposes" of the
CPSA. If the Commission subsequently finds that it has made public disclosure
of inaccurate or misleading information that adversely reflects on a
manufacturer's products or practices, the Commission must "publish a
The relevant facts are set forth in a case decided by this Court earlier this Term,
GTE Sylvania, Inc. v. Consumers Union, 445 U.S. 375, 100 S.Ct. 1194, 63
L.Ed.2d 467 (1980), and need not be restated in detail. Briefly, the Commission
obtained from respondents various accident reports, most of which were
accompanied by claims of confidentiality. The Commission subsequently
decided, after receiving Freedom of Information Act (FOIA) requests from the
Consumers Union of the United States, Inc., and the Public Citizen's Health
Research Group (the requesters), to release even those accident reports that
were claimed to be confidential. Not surprisingly, lawsuits were soon filed in
several Federal District Courts. See GTE Sylvania, Inc. v. Consumers Union,
supra, at 378, n. 1, 100 S.Ct., at 1197, n. 1.
The District Court for the District of Delaware ultimately granted respondents'
motion for summary judgment and permanently enjoined the Commission from
disclosing the submitted accident reports, as well as data compiled on a
computer printout from those reports. 443 F.Supp. 1152 (1977).3 The District
Court rejected the Commission's contention that 6(b)(1) applies only when
the Commission affirmatively undertakes to disclose information to the public,
but not when it merely complies with a request for information under the FOIA.
It held that 6(b)(1) is applicable to disclosures in response to FOIA requests
and that it establishes particular criteria for withholding information, thereby
falling within the scope of Exemption 3 of the FOIA, 5 U.S.C. 552(b)(3). It
also found that the Commission failed to comply with 6(b)(1) procedures in
this case. Thus, it concluded that the release of the accident reports would be
contrary to the CPSA. 443 F.Supp., at 1162.
The Court of Appeals for the Third Circuit affirmed. 598 F.2d 790 (1979).
After thoroughly examining the language and legislative history of 6(b)(1), it
concluded that "Congress did not intend that provision to apply only to
Commission press releases, news conferences, publication of reports and other
forms of 'affirmative disclosure' of information obtained under the Act." 598
F.2d, at 811. Rather, "the information disclosure requirements of the CPSA
were meant to protect manufacturers from the harmful effects of inaccurate or
misleading public disclosure by the Commission, through any means, of
material obtained pursuant to its broad information-gathering powers. The
policies designed to be served by section 6(b)(1) would be severely
undermined, if not eviscerated, were the Commission's interpretation to
prevail." Id., at 811-812.
Petitioners repeat their contention here that 6(b)(1) was intended to provide
safeguards for the release of information by the Commission only when the
Commission makes public disclosures of information on its own initiative in
carrying out its responsibilities under the CPSA. When information is released
in this fashion, they argue, the Commission explicitly or implicitly represents
that it believes the disclosed information to be true and that the public should
rely on it. Brief for Petitioners 10. When the Commission merely releases
information in response to an FOIA request, by contrast, they claim the
Commission is obliged to release whatever materials it possesses and need not
comply with 6(b)(1), because it has not made any express or implied
statement regarding the documents released or the extent to which those
documents reflect agency policy. Brief for Petitioners 11. Although there is
some support for petitioners' interpretation of 6(b)(1) in legislative history
contained in a Conference Report four years after the enactment of that section,
see Part IV, infra, we agree with the Court of Appeals' determination that
"legislative history" of this sort cannot be viewed as controlling.
II
8
We begin with the familiar canon of statutory construction that the starting
point for interpreting a statute is the language of the statute itself. Absent a
clearly expressed legislative intention to the contrary, that language must
ordinarily be regarded as conclusive.
10
III
12
Petitioners next argue that the legislative history of the CPSA requires the
conclusion that 6(b)(1) is inapplicable to FOIA requests despite the language
of the statute. In making their argument, petitioners concede that "the
preenactment history of this legislation does not directly address the precise
issue of statutory construction involved in this case." Brief for Petitioners 33.
They nonetheless maintain that the principal concern underlying the adoption
of the section was the danger that the Commission might on its own initiative
disseminate findings, reports, and other product information harmful to
manufacturers without first assuring the fairness and accuracy of the disclosure.
We agree with petitioners that industry representatives were concerned about
the harms resulting from information affirmatively disclosed by an agency. But
petitioners have failed to establish that industry concerns were limited to
information disclosed in this fashion.7 More importantly, a full examination of
the legislative history of the CPSA prior to its enactment indicates that for
purposes of 6(b)(1) no distinction was made between information
affirmatively disclosed by the Commission and information released pursuant
to the FOIA.
13
The CPSA gave the Commission broad powers to gather, analyze, and
disseminate vast amounts of private information. In granting the Commission
"If the Commission is to act responsibly and with adequate basis, it must have
complete and full access to information relevant to its statutory responsibilities.
Accordingly, the committee has built into this bill broad information-gathering
powers. It recognizes that in so doing it has recommended giving the
Commission the means of gaining access to a great deal of information which
would not otherwise be available to the public or to Government. Much of this
relates to trade secrets or other sensitive cost and competitive information.
Accordingly, the committee has written into section 6 of the bill detailed
requirements and limitations relating to the Commission's authority to disclose
information which it acquires in the conduct of its responsibilities under this
act." H.R.Rep.No.92-1153, p. 31 (1972).8
15
The House Report does not provide any indication that the safeguards for the
release of CPSA information are inapplicable when the Commission discloses
information in response to an FOIA request. And in its explanatory comments
on 6(b)(1) the Report makes no distinction whatsoever between information
released at the initiative of the Commission and information disclosed pursuant
to an FOIA request. Rather, it states:
16
17
Nor does the Conference Report contain any suggestion that 6(b)(1) does not
apply to FOIA requests. As observed by the Court of Appeals, the "conferees'
description of section 6(b)(1) is instructive in that the accuracy and fairness
requirements for 'publicly disclosed information' are mentioned in almost the
same breath as the description of section 6(a)(1), stating that no information
need be 'publicly disclosed' by the Commission if it is exempt from disclosure
under the FOIA." 598 F.2d, at 809.9
18
Section 4(c) and the provision that was finally enacted as 6(b) by their terms
include both affirmative disclosures by the Commission and information
released pursuant to the FOIA. And the Department of Health, Education, and
Welfare, the agency that drafted H.R.8110, stated in its section-by-section
analysis of the bill:
20
"Section 4(c) would protect the Secretary's refusal to disclose information not
required to be released by the [FOIA], and would expressly prohibit his
disclosure of commercial secrets, or of illness or injury data revealing [the]
identity of the victim.
21
"It would also require the provision of thirty days notice to the manufacturer of
any consumer product prior to the Secretary's public disclosure of information
respecting that product, if such information would reveal the manufacturer's
identity." Subcommittee Hearings, pt. 1, p. 188.
22
23
"[W]e believe that in the interest of fairness the disclosure of any information
should be attendant with safeguards. These include prior notice to
manufacturers, the right of the manufacturer to rebut false information, and a
requirement that the information be fair and accurate." S.Rep.No.92-749, p.
100 (1972) (emphasis added).
24
IV
25
26
"The requirement that the Commission comply with section 6(b) prior to
another Federal agency's public disclosure of information obtained under the
Act is not intended by the conferees to supersede or conflict with the
requirements of the Freedom of Information Act (5 U.S.C. 552(a)(3) and (a)
(6)). The former relates to public disclosure initiated by the Federal agency
while the latter relates to disclosure initiated by a specific request from a
member of the public under the Freedom of Information Act."
H.R.Conf.Rep.No.94-1022, p. 27 (1976); U.S.Code Cong. & Admin.News, pp.
993, 1029 (emphasis added).12
27
28
than those ultimately adopted.14 His statement is thus not one that provides a
reliable indication as to congressional intention.15
29
30
31
V
32
whether to comply with [an FOIA] request" and to notify the requester
"immediately" of the agency's determination. 5 U.S.C. 552(a)(6)(A)(i). The
FOIA also requires an agency to resolve any administrative appeal of a refusal
to disclose within 20 days after the filing of the appeal. 552(a)(6)(A)(ii).
Petitioners claim that if 6(b)(1) applies to FOIA requests the Commission will
be unable to comply with FOIA time requirements.
33
34
35
Here 6(b)(1) sets forth sufficiently definite standards to fall within the scope
of Exemption 3. It does not grant the Commission broad discretion to refuse to
comply with FOIA requests. Rather, it requires that the Commission "take
reasonable steps to assure" (1) that the information is "accurate," (2) that
disclosure will be "fair in the circumstances," and (3) that disclosure will be
"reasonably related to effectuating the purposes of [the CPSA]." 19 We therefore
do not believe there is any insoluble conflict between 6(b)(1) and the FOIA.20
VI
36
Finally, petitioners argue that requiring the Commission to comply with 6(b)
(1) in meeting FOIA requests will impose insurmountable burdens on the
agency. In making this claim, petitioners state that the Commission receives
nearly 8,000 FOIA requests annually. The extent to which these requests will
present problems of fairness and accuracy with respect to the information
released by the Commission is entirely speculative. And in light of the fact that
Exemption 3 is applicable to the disclosure of information controlled by 6(b)
(1), we do not think these burdens will prove to be unbearable. Most
importantly, our interpretation of the language and legislative history of 6(b)
(1) reveals that any increased burdens imposed on the Commission as a result
of its compliance with 6(b)(1) were intended by Congress in striking an
appropriate balance between the interests of consumers and the need for
For the foregoing reasons, the judgment of the Court of Appeals for the Third
Circuit is
38
Affirmed.
The decision below, 598 F.2d 790 (1979), is in direct conflict with Pierce &
Stevens Chemical Corp. v. U.S. Consumer Product Safety Comm'n, 585 F.2d
1382 (CA2 1978).
Earlier decisions of the District Court are reported at 438 F.Supp. 208 (1977)
and 404 F.Supp. 352 (1975). These decisions are discussed in GTE Sylvania,
Inc. v. Consumers Union, 445 U.S., at 377-378, and n. 1, 100 S.Ct., at 1197,
and n. 1.
Petitioners argue that the exception to the 30-day notice requirement where "the
Commission finds out that the public health and safety requires a lesser period
of notice" suggests that the term "public disclosure" in 6(b)(1) should be read
to encompass only affirmative disclosures by the Commission. The exception,
they claim, makes little sense as applied to FOIA disclosures in that such
disclosures are the result of the Commission's statutory obligation to comply
with an FOIA request rather than a Commission-initiated decision to assist the
public. The language of 6(b)(1), however, does not limit the scope of that
section to disclosures of information intended "to assist the public." Rather, it
refers broadly to any "public disclosure." And, as discussed in Part III, infra,
the legislative history indicates that the concerns underlying 6(b)(1) were not
limited to information affirmatively disclosed by the Commission.
Thus, although as petitioners point out, a vice president of General Electric Co.,
James F. Young, cautioned against the dangers of information "[i]ssued under
the dignity and with the apparent imprimatur of the U. S. Government,"
Consumer Product Safety Act: Hearings before the Subcommittee on
Commerce and Finance of the House Committee on Interstate and Foreign
Commerce, 92d Cong., 1st and 2d Sess., pt. 3, p. 1065 (1971-1972) (hereinafter
Subcommittee Hearings), other statements by industry representatives
expressed more general concerns about the disclosure by the Commission of
information relating to product safety. For example, Bernard H. Falk, president
of the National Electrical Manufacturers Association, stated that "[n]o
information should be disclosed which is inaccurate, misleading or
incomplete." Id., at 1197. And in a prepared statement George P. Lamb, general
counsel of the Association of Home Appliance Manufacturers, voiced the
following concern:
"Authority to collect and disseminate information carries with it a responsibility
not to disclose data that may injure a company or reveal confidential
information. A statute establishing a standards-setting agency should state
explicitly, as do many other federal statutes, that confidential data are not to be
disseminated. A statute should also assure that any information to be made
public is accurate, and that if it is derogatory the company it identifies has had
an opportunity to refute it. H.R. 8110 contains provisions in 4(c) that would
accomplish this." Id., at 1237 (emphasis added).
Secretary shall not make public information obtained by him under this Act
which would disclose trade secrets, formulas, processes, costs, methods of
doing business, or other competitive information not otherwise available to the
general public; or the names or other means of identification of ill or injured
persons without their express written consent.
"(2)(A) Except as provided by subparagraph (B) of this paragraph, not less than
thirty days prior to his public disclosure of any information obtained under this
Act, or to be disclosed to the public in connection therewith, the Secretary shall
provide such information to each manufacturer of any consumer product to
which such information pertains, if
the manner in which such consumer product is to be designated or described in
such information will permit the public to ascertain readily the identity of such
manufacturer, and shall provide such manufacturer with a reasonable
opportunity to submit comments to the Secretary in regard to such information.
Upon the request of such manufacturer, the Secretary shall publish such
comments or a fair summary thereof, or a statement of the manufacturer of
reasonable length in lieu thereof, concurrently and in association with the
disclosure of the information to which such comments or statement appertain.
The Secretary shall take reasonable steps to assure, prior to his public
disclosure thereof, that information from which the identity of such
manufacturer may be readily ascertained is accurate, and that such disclosure is
fair in the circumstances and reasonably related to effectuating the purposes of
this Act. If the Secretary finds that, in the administration of this Act, he has
made public disclosure of inaccurate or misleading information which reflects
adversely upon the safety of any consumer product, or the practices of any
manufacturer of, distributor of, importer of, or dealer in consumer products, he
shall, in a manner similar to that in which such disclosure was made, publish a
retraction of such inaccurate or misleading information.
"(B) Subparagraph (A) (except for the last sentence thereof) shall not apply to
the public disclosure of (i) information about any consumer product with
respect to which product the Attorney General has filed an action (or an action
against a manufacturer thereof with respect to such product) under section 12, or
which the Secretary has reasonable cause to believe is in violation of section 15,
or (ii) information about any administrative or judicial proceeding under this
Act."
Although the bill passed by the Senate omitted these safeguards, see
S.Rep.No.92-749, pp. 49, 51 (1972), the bill passed by the House, H.R.15003,
incorporated the administration's proposal in this regard. See H.R.Rep.No.921153, pp. 5, 24 (1972). The information disclosure limitations contained in
10
11
The statement was made following his observation that the administration bill,
H.R.8110, contained more restrictive disclosure provisions than his own bill,
H.R.8157. Subcommittee Hearings, pt. 2, p. 300.
12
Section 29(e) was added to the CPSA to "prescrib[e] conditions under which
the Commission may provide accident and investigation reports to other
Federal agencies or State or local authorities engaged in activities relating to
health, safety, or consumer protection." H.R.Conf.Rep.No.94-1022, at 26,
U.S.Code Cong. & Admin.News, p. 1028. Section 29(e), 90 Stat. 510,
provides:
"The Commission may provide to another Federal agency or a State or local
agency or authority engaged in activities relating to health, safety, or consumer
protection, copies of any accident or investigation report made under this Act
by any officer, employee, or agent of the Commission only if (1) information
which under section 6(a)(2) is to be considered confidential is not included in
any copy of such report which is provided under this subsection; and (2) each
Federal agency and State and local agency and authority which is to receive
under this subsection a copy of such report provides assurances satisfactory to
the Commission that the identity of any injured person and any person who
treated an injured person will not, without the consent of the person identified,
be included in
"(A) any copy of any such report, or
"(B) any information contained in any such report,
"which the agency or authority makes available to any member of the public.
No Federal agency or State or local agency or authority may disclose to the
public any information contained in a report received by the agency or authority
under this subsection unless with respect to such information the Commission
has complied with the applicable requirements of section 6(b)."
13
Petitioners invoke the maxim that states: "Subsequent legislation declaring the
intent of an earlier statute is entitled to great weight in statutory construction."
Red Lion Broadcasting Co. v. FCC, 395 U.S. 367, 380-381, 89 S.Ct. 1794,
1801, 23 L.Ed.2d 371 (1969) (footnote omitted). With respect to subsequent
legislation, however, Congress has proceeded formally through the legislative
process. A mere statement in a conference report of such legislation as to what
the Committee believes an earlier statute meant is obviously less weighty.
The less formal types of subsequent legislative history provide an extremely
hazardous basis for inferring the meaning of a congressional enactment. While
such history is sometimes considered relevant, this is because, as Mr. Chief
Justice Marshall stated in United States v. Fisher, 2 Cranch 358, 386, 2 L.Ed.
304 (1805): "Where the mind labours to discover the design of the legislature,
it seizes every thing from which aid can be derived." See Andrus v. Shell Oil
Co., 446 U.S. 657, 666, n. 8, 100 S.Ct. 1932, 1938, n. 8, 64 L.Ed.2d 593
(1980). Such history does not bear strong indicia of reliability, however,
because as time passes memories fade and a person's perception of his earlier
intention may change. Thus, even when it would otherwise be useful,
subsequent legislative history will rarely override a reasonable interpretation of
a statute that can be gleaned from its language and legislative history prior to its
enactment.
14
15
16
Petitioners also assert that under 29(e) agencies that receive accident and
investigation reports from the Commission would not have to comply with
6(b)(1) when FOIA requests are made for information in such reports, and thus
there would be an inconsistency in the statutory scheme if the Commission
were required to comply with 6(b)(1) before releasing such information.
Although the other agencies themselves may not be required to comply with
6(b)(1), the inconsistency is nonetheless not readily apparent in that 29(e)
states that "[n]o Federal agency or State or local agency or authority may
disclose to the public any information contained in a report received by the
agency or authority under this subsection unless with respect to such
information the Commission has complied with the applicable requirements of
section 6(b)." In any event, we need not address the scope of 29(e) here.
17
The Commission did not reach its present interpretation of the statute until it
met in executive session on October 6, 1975, 443 F.Supp. 1152, 1155, n. 6
(1977)over six months after it had decided to release the information
involved in this case and more than two months after the manufacturers'
motions for preliminary injunction had been fully briefed and argued before the
District Court. And it was not until October 5, 1977two days before the
Commission filed its brief opposing the manufacturers' motions for summary
judgment (App. 7) and two years after the District Court concluded that the
Commission must comply with 6(b)(1) in responding to FOIA requests, 404
F.Supp., at 370that the Commission's proposed rules were published. See 42
Fed.Reg. 54, 304 (1977). It is thus arguable that the Commission's
interpretation here is primarily litigation inspired. Cf. Davies Warehouse Co. v.
Bowles, 321 U.S. 144, 156, 64 S.Ct. 474, 481, 88 L.Ed. 635 (1944).
18
20
In addition, when Congress enacted the CPSA in 1972, the FOIA required only
that an agency make records "promptly available" to any person requesting
them. Pub.L.90-23, 81 Stat. 55. It was not until 1974, when Congress amended
the FOIA, that the time requirements that petitioners argue conflict with 6(b)