Henderson v. Mayor of The City of New York Commissioners of Immigration v. North German Lloyd, 92 U.S. 259 (1876)
Henderson v. Mayor of The City of New York Commissioners of Immigration v. North German Lloyd, 92 U.S. 259 (1876)
259
23 L.Ed. 543
HENDERSON ET AL.
v.
MAYOR OF THE CITY OF NEW YORK ET AL.
COMMISSIONERS OF IMMIGRATION
v.
NORTH GERMAN LLOYD.
October Term, 1875
THESE cases come here by appeal,the former from the Circuit Court of
the United States for the Southern District of New York, the latter from
the Circuit Court of the United States for the District of Louisiana.
In the case from New York, which is a suit in equity against the mayor of
the city of New York and the Commissioners of Emigration, the bill
alleges that the complainants are subjects of Great Britain, and owners of
the steamship 'Ethiopia;' that their vessel arrived at the port of New York
from Glasgow, Scotland, on the 24th of June, 1875, having on board a
number of emigrant passengers, and, among others, three persons whose
names are specified, who came from a foreign country, intending to pass
through the State of New York, and settle and reside in other States of the
Union and in Canada; that, by the statutes of the State of New York, the
master of every vessel arriving at the port of New York from a foreign
port is required, within twenty-four hours after his arrival, to report in
writing to the mayor of New York the name, birthplace, last residence,
and occupation of every passenger who is not a citizen of the United
States; that the statute then directs the mayor, by indorsement on this
report, to require the owner or consignee of the vessel to give a bond for
every passenger so reported, in a penalty of $300, with two sureties, each
to be a resident and freeholder of the State, conditioned to indemnify the
Commissioners of Emigration, and every county, city, and town in the
State, against any expense for the relief or support of the person named in
the bond for four years thereafter; but that the owner or consignee may
commute such bond, and be relieved from giving it, by paying for each
passenger, within twenty-four hours after his or her landing, the sum of
one dollar and fifty cents, fifty cents whereof is to be paid to other
counties in the State, and the residue to the Commissioners of Emigration
incompetent to maintain himself, the law is not void because it exacts the
bond as to all.
The right of the State to exact this indemnity cannot depend upon the
manner in which it is exercised after the immigrant has been landed. There
is no practical mode in which the State can correctly decide which of
these alien strangers is self-supporting. Hence it may rightfully exact
indemnity from all.
The right of the owner or consignee to commute by paying a small sum
instead of giving a bond of indemnity for each does not render the law
invalid. This is at the option of the owner or consignee. It cannot be
tortured into an indirect mode of imposing a tax or duty upon the
passenger as such. The option is allowed as a favor to the owner or
consignee of the vessel. The commutation is by no means as perfect a
protection to the State as a bond on behalf of each indigent person landed.
It cannot seriously be contended that this statute is void because it is in
conflict with any statute of the United States, or treaty made by it.
In Commissioners of Immigration v. North German Lloyd, which was an
action to prevent the appellants who were the respondents from requiring
bonds or commutation thereof from all passengers, the court below
granted the injunction.
Messrs. Samuel R. & C. L. Walker for the appellants.
Mr. W. S. Benedict, contra.
MR. JUSTICE MILLER delivered the opinion of the court.
In the case of the City of New York v. Miln, reported in 11 Pet. 103, the question
of the constitutionality of a statute of the State concerning passengers in vessels
coming to the port of New York was considered by this court. It was an act
passed Feb. 11, 1824, consisting of several sections. The first section, the only
one passed upon by the court, required the master of every ship or vessel
arriving in the port of New York from any country out of the United States, or
from any other State of the United States, to make report in writing, and on
oath, within twenty-four hours after his arrival, to the mayor of the city, of the
name, place of birth, last legal settlement, age, and occupation of every person
brought as a passenger from any country out of the United States, or from any
of the United States into the port of New York, or into any of the United States,
and of all persons landed from the ship, or put on board, or suffered to go on
board, any other vessel during the voyage, with intent of proceeding to the city
of New York. A penalty was prescribed of seventy-five dollars for each
passenger not so reported, and for every person whose name, place of birth, last
legal settlement, age, and occupation should be falsely reported.
2
The other sections required him to give bond, on the demand of the mayor, to
save harmless the city from all expense of support and maintenance of such
passenger, or to return any passenger, deemed liable to become a charge, to his
last place of settlement; and required each passenger, not a citizen of the United
States, to make report of himself to the mayor, stating his age, occupation, the
name of the vessel in which he arrived, the place where he landed, and name of
the commander of the vessel. We gather from the report of the case that the
defendant, Miln, was sued for the penalties claimed for refusing to make the
report required in the first section. A division of opinion was certified by the
judges of the Circuit Court on the question, whether the act assumes to regulate
commerce between the port of New York and foreign ports, and is
unconstitutional and void.
This court, expressly limiting its decision to the first section of the act, held that
it fell within the police powers of the States, and was not in conflict with the
Federal Constitution.
From this decision Mr. Justice Story dissented, and in his opinion stated that
Chief Justice Marshall, who had died between the first and the second
argument of the case, fully concurred with him in the view that the statute of
New York was void, because it was a regulation of commerce forbidden to the
States.
In the Passenger Cases, reported in 7 How. 283, the branch of the statute not
passed upon in the preceding case came under consideration in this court. It
was not the same statute, but was a law relating to the marine hospital on Staten
Island. It authorized the health commissioner to demand, and, if not paid, to sue
for and recover, from the master of every vessel arriving in the port of New
York from a foreign port, one dollar and fifty cents for each cabin passenger,
and one dollar for each steerage passenger, mate, sailor, or mariner, and from
the master of each coasting vessel twenty-five cents for each person on board.
These moneys were to be appropriated to the use of the hospital.
The defendant, Smith, who was sued for the sum of $295 for refusing to pay for
295 steerage passengers on board the British ship 'Henry Bliss,' of which he
was master, demurred to the declaration on the ground that the act was contrary
to the Constitution of the United States, and void. From a judgment against
him, affirmed in the Court of Errors of the State of New York, he sued out a
writ of error, on which the question was brought to this court.
7
It was here held, at the January Term, 1849, that the statute was 'repugnant to
the constitution and laws of the United States, and therefore void.' 7 How. 572.
Immediately after this decision, the State of New York modified her statute on
that subject, with a view, no doubt, to avoid the constitutional objection; and
amendments and alterations have continued to be made up to the present time.
As the law not stands, the master or owner of every vessel landing passengers
from a foreign port is bound to make a report similar to the one recited in the
statute held to be valid in the case of New York v. Miln; and on this report the
mayor is to indorse a demand upon the master or owner that he give a bond for
every passenger landed in the city, in the penal sum of $300, conditioned to
indemnify the commissioners of emigration, and every county, city, and town
in the State, against any expense for the relief or support of the person named
in the bond for four years thereafter; but the owner or consignee may commute
for such bond, and be released from giving it, by paying, within twenty-four
hours after the landing of the passengers, the sum of one dollar and fifty cents
for each one of them. If neither the bond be given nor the sum paid within the
twenty-four hours, a penalty of $500 for each pauper is incurred, which is made
a lien on the vessel, collectible by attachment at the suit of the Commissioner
of Emigration.
10
Conceding the authority of the Passenger Cases, which will be more fully
considered hereafter, it is argued that the change in the statute now relied upon
requiring primarily a bond for each passenger landed, as an indemnity against
his becoming a future charge to the state or county, leaving it optional with the
ship-owner to avoid this by paying a fixed sum for each passenger, takes it out
of the principle of the case of Smith v. Turner,the Passenger Case from New
York. It is said that the statute in that case was a direct tax on the passenger,
since the act authorized the shipmaster to collect it of him, and that on that
ground alone was it held void; while in the present case the requirement of the
bond is but a suitable regulation under the power of the State to protect its cities
and towns from the expense of supporting persons who are paupers or diseased,
or helpless women and children, coming from foreign countries.
11
To require a heavy and almost impossible condition to the exercise of this right,
with the alternative of payment of a small sum of money, is, in effect, to
demand payment of that sum. To suppose that a vessel, which once a month
lands from three hundred to one thousand passengers, or from three thousand to
twelve thousand per annum, will give that many bonds of $300 with good
sureties, with a covenant for four years, against accident, disease, or poverty of
the passenger named in such bond, is absurd, when this can be avoided by the
payment of one dollar and fifty cents collected of the passenger before he
embarks on the vessel.
13
Such bonds would amount in many instances, for every voyage, to more than
the value of the vessel. The liability on the bond would be, through a long lapse
of time, contingent on circumstances which the bondsman could neither foresee
nor control. The cost of preparing the bond and approving sureties, with the
trouble incident to it in each case, is greater than the sum required to be paid as
commutation. It is inevitable, under such a law, that the money would be paid
for each passenger, or the statute resisted or evaded. It is a law in its purpose
and effect imposing a tax on the owner of the vessel for the privilege of landing
in New York passengers transported from foreign countries.
14
It is said that the purpose of the act is to protect the State against the
consequences of the flood of pauperism immigrating from Europe, and first
landing in that city.
15
But it is a strange mode of doing this to tax every passenger alike who comes
from abroad.
16
The man who brings with him important additions to the wealth of the country,
and the man who is perfectly free from disease, and brings to aid the industry
of the country a stout heart and a strong arm, are as much the subject of the tax
as the diseased pauper who may become the object of the charity of the city the
day after he lands from the vessel.
17
No just rule can make the citizen of France landing from an English vessel on
our shore liable for the support of an English or Irish pauper who lands at the
same time from the same vessel.
18
So far as the authority of the cases of New York v. Miln and Passenger Cases
can be received as conclusive, they decide that the requirement of a catalogue
of passengers, with statements of their last residence, and other matters of that
character, is a proper exercise of State authority and that the requirement of the
bond, or the alternative payment of money for each passenger, is void, because
forbidden by the constitution and laws of the United States. But the Passenger
Cases (so called because a similar statute of the State of Massachusetts was the
subject of consideration at the same term with that of New York) were decided
by a bare majority of the court. Justices McLean, Wayne, Catron, McKinley,
and Grier held both statutes void; while Chief Justice Taney, and Justices
Daniel, Nelson, and Woodbury, held them valid. Each member of the court
delivered a separate opinion, giving the reasons for his judgment, except Judge
Nelson, none of them professing to be the authoritative opinion of the court.
Nor is there to be found, in the reasons given by the judges who constituted the
majority, such harmony of views as would give that weight to the decision
which it lacks by reason of the divided judgments of the members of the court.
Under these circumstances, with three cases before us arising under statutes of
three different States on the same subject, which have been discussed as though
open in this court to all considerations bearing upon the question, we approach
it with the hope of attaining a unanimity not found in the opinions of our
predecessors.
19
20
Since the delivery of the opinion in that case, which has become the accepted
canon of construction of this clause of the Constitution, as far as it extends, the
transportation of passengers from European ports to those of the United States
has attained a magnitude and importance far beyond its proportion at that time
to other branches of commerce. It has become a part of our commerce with
foreign nations, of vast interest to this country, as well as to the immigrants
who come among us to find a welcome and a home within our borders. In
addition to the wealth which some of them bring, they bring still more largely
the labor which we need to till our soil, build our railroads, and develop the
latent resources of the country in its minerals, its manufactures, and its
agriculture. Is the regulation of this great system a regulation of commerce?
Can it be doubted that a law which prescribes the terms on which vessels shall
engage in it is a law regulating this branch of commerce?
21
22
23
This power, frequently referred to in the decisions of this court, has been, in
general terms, somewhat loosely called the police power. It is not necessary for
the course of this discussion to attempt to define it more accurately than it has
been defined already. It is not necessary, because whatever may be the nature
and extent of that power, where not otherwise restricted, no definition of it, and
no urgency for its use, can authorize a State to exercise it in regard to a subjectmatter which has been confided exclusively to the discretion of Congress by the
Constitution.
24
Nothing is gained in the argument by calling it the police power. Very many
statutes, when the authority on which their enactments rest is examined, may be
referred to different sources or power, and supported equally well under any of
them. A statute may at the same time be an exercise of the taxing power and of
the power of eminent domain. A statute punishing counterfeiting may be for
the protection of the private citizen against fraud, and a measure for the
protection of the currency and for the safety of the government which issues it.
It must occur very often that the shading which marks the line between one
class of legislation and another is very nice, and not easily distinguishable.
25
But, however difficult this may be, it is clear, from the nature of our complex
form of government, that, whenever the statute of a State invades the domain of
legislation which belongs exclusively to the Congress of the United States, it is
void, no matter under what class of powers it may fall, or how closely allied to
powers conceded to belong to the States.
26
'It has been contended,' says Marshall C. J., 'that if a law passed by a State, in
the exercise of its acknowledged sovereignty, comes into conflict with a law
passed by Congress in pursuance of the Constitution, they affect the subject and
each other like equal opposing powers. But the framers of our Constitution
foresaw this state of things, and provided for it by declaring the supremacy, not
only of itself, but of the laws made in pursuance thereof. The nullity of any act
inconsistent with the Constitution is produced by the declaration that the
Constitution is supreme.' Where the Federal government has acted, he says, 'In
every such case the act of Congress or the treaty is supreme; and the laws of
the State, though enacted in the exercise of powers not controverted, must yield
to it.' 9 Wheat. 210.
27
It is said, however, that, under the decisions of this court, there is a kind of
neutral ground, especially in that covered by the regulation of commerce, which
may be occupied by the State, and its legislation be valid so long as it interferes
with no act of Congress, or treaty of the United States. Such a proposition is
supported by the opinions of several of the judges in the Passenger Cases; by
the decisions of this court in Cooly v. The Board of Wardens, 12 How. 299; and
by the cases of Crandall v. Nevada, 6 Wall. 35, and Gilman v. Philadelphia, 3
Wall. 713. But this doctrine has always been controverted in this court, and has
seldom, if ever, been stated without dissent. These decisions, however, all
agree, that under the commerce clause of the Constitution, or within its
compass, there are powers, which, from their nature, are exclusive in Congress;
and, in the case of Cooly v. The Board of Wardens, it was said, that 'whatever
subjects of this power are in their nature national, or admit of one uniform
system or plan of regulation, may justly be said to be of such a nature as to
require exclusive legislation by Congress.' A regulation which imposes
onerous, perhaps impossible, conditions on those engaged in active commerce
It is equally clear that the matter of these statutes may be, and ought to be, the
subject of a uniform system or plan. The laws which govern the right to land
passengers in the United States from other countries ought to be the same in
New York, Boston, New Orleans, and San Francisco. A striking evidence of the
truth of this proposition is to be found in the similarity, we might almost say in
the identity, of the statutes of New York, of Louisiana, and California, now
before us for consideration in these three cases.
29
30
The argument has been pressed with some earnestness, that inasmuch as this
statute does not come into operation until twenty-four hours after the passenger
has landed, and has mingled with, or has the right to mingle with, the mass of
the population, he is withdrawn from the influence of any laws which Congress
might pass on the subject, and remitted to the laws of the State as its own
citizens are. It might be a sufficient answer to say that this is a mere evasion of
the protection which the foreigner has a right to expect from the Federal
government when he lands here a stranger, owing allegiance to another
government, and looking to it for such protection as grows out of his relation to
that government.
31
But the branch of the statute which we are considering is directed to and
operates directly on the ship-owner. It holds him responsible for what he has
done before the twenty-fourt hours commence. He is to give the bond or pay
the money because he has landed the passenger, and he is given twentyfour
hours' time to do this before the penalty attaches. When he is sued for this
penalty, it is not because the man has been here twenty-four hours, but because
he brought him here, and failed to give the bond or pay one dollar and fifty
cents.
32
The effective operation of this law commences at the other end of the voyage.
The master requires of the passenger, before he is admitted on board, as a part
of the passage-money the sum which he knows he must pay for the privilege of
landing him in New York. It is, as we have already said, in effect a tax on the
passenger, which he pays for the right to make the voyage,a voyage only
completed when he lands on the American shore. The case does not even
require us to consider at what period after his arrival the passenger himself
passes from the sole protection of the constitution, laws, and treaties of the
United States, and becomes subject to such laws as the State may rightfully
pass, as was the case in regard to importations of merchandise in Brown v.
Maryland, 12 Wheat. 417, and in the License Cases, 5 How. 504.
33
It is too clear for argument that this demand of the owner of the vessel for a
bond or money on account of every passenger landed by him from a foreign
shore is, if valid, an obligation which he incurs by bringing the passenger here,
and which is perfect the moment he leaves the vessel.
34
We are of opinion that this whole subject has been con fided to Congress by the
Constitution; that Congress can more appropriately and with more acceptance
exercise it than any other body known to our law, state or national; that by
providing a system of laws in these matters, applicable to all ports and to all
vessels, a serious question, which has long been matter of contest and
complaint, may be effectually and satisfactorily settled.
35
Whether, in the absence of such action, the States can, or how far they can, by
appropriate legislation, protect themselves against actual paupers, vagrants,
criminals, and diseased persons, arriving in their territory from foreign
countries, we do not The portions of the New York statute which concern
persons who, on inspection, are found to belong to these classes, are not
properly before us, because the relief sought is to the part of the statute
applicable to all passengers alike, and is the only relief which can be given on
this bill.
36
The decree of the Circuit Court of New York, in the case of Henderson et al. v.
Mayor of the City of New York et al., is reversed, and the case remanded, with
direction to enter a decree for an injunction in accordance with this opinion.
37