Cameron Septic Tank Co. v. Knoxville, 227 U.S. 39 (1913)
Cameron Septic Tank Co. v. Knoxville, 227 U.S. 39 (1913)
39
33 S.Ct. 209
57 L.Ed. 407
court was without jurisdiction, the complainant having a plain and adequate
remedy at law. This appeal was then prosecuted under 5 of the circuit court of
appeals act (26 Stat. at L. 826, chap. 517, U. S. Comp. Stat. 1901, p. 488).
2
The single question here is whether the United States patent expired with the
British patent according to the laws which existed when it was issued, or
whether its existence was preserved by the treaty of Brussels.
At the time the patent was issued, 4884, Revised Statutes (U. S. Comp. Stat.
1901, p. 3381), made the term of a patent seventeen years; and by 4887 it was
provided that the receiving of a foreign patent did not prevent the granting of a
United States patent. It was, however, provided that 'every patent granted for an
invention which has been previously patented in a foreign country shall be so
limited as to expire at the same time with the foreign patent; or, if there be more
than one, at the same time with the one having the shortest term; and in no case
shall it be in force more than seventeen years.'
The section coming up for judicial consideration, it was decided that it assumed
that the foreign patent previously granted was one granted for a definite term,
that the United States patent should expire with that term, and that it was not to
be limited by any lapsing or forfeiture of any portion of the term of the foreign
patent, by means of the operation of a condition subsequent, according to the
foreign statute. Pohl v. Anchor Brewing Co. 134 U. S. 381, 386, 33 L. ed. 953,
955, 10 Sup. Ct. Rep. 577. And it was held that the American patent is limited
by law, whether it is so expressed or not in the patent itself, to expire with the
foreign patent having the shortest term. Bate Refrigerator Co. v. George H.
Hammond & Co. 129 U. S. 151, 167, 32 L. ed. 645, 650, 9 Sup. Ct. Rep. 225;
Bate Refrigerator Co. v. Sulzberger, 157 U. S. 43, 39 L. ed. 613, 15 Sup. Ct.
Rep. 508; Leeds & C. Co. v. Victor Talking Mach, Co. 213 U. S. 301, 325, 53
L. ed. 805, 815, 29 Sup. Ct. Rep. 495.
Appellee contends that these decisions and the cited sections of the Revised
Statutes constituted the law of the United States patent to Cameron, and caused
it to terminate with the expiration of the term of the British patent. The
argument is that it was granted not for seventeen years, but for a term to be
measured by that of the foreign patent, enduring the full term for which the
latter was granted, but no longer, though on its face it was to run seventeen
years. The appellant, opposing the contention, insists that the treaty of Brussels
has superseded 4887, and has freed the Cameron patent from subjection to the
provisions of that section. It is the effect of the contention that, though the
patent was issued for a definite term, as decided by the cited cases, the term
was enlarged by the treaty.
Appellant candidly admits that there are cases adverse to its contention, but
seeks to limit their strength of persuasion or authority to one only, and to that
one opposes the reasoning and precedent of another. The cases so put in
opposition are United Shoe Machinery Co. v. Duplessis Shoe Machinery Co.
84 C. C. A. 76, 155 Fed. 842, decided by the circuit court of appeals of the first
circuit against the effect fect of the treaty contended for, and Hennebique
Constr. Co. v. Myers, 97 C. C. A. 289, 172 Fed. 869, decided by the circuit
court of appeals of the third circuit, which is asserted to be the other way. But
the cases do not present the antagonistic authority of two courts. Judge
Archbald, whose views in the latter case are relied on by appellant, stated in a
subsequent one (Union Typewriter Co. v. Smith, 173 Fed. 288, 299) that this
opinion was not that of the court.
The other cases in which the Brussels treaty was considered, and in which it
was decided that it did not enlarge the term of an American patent beyond the
term of a foreign patent for the same invention, are the following: Malignani v.
Hill-Wright Electric Co. 177 Fed. 430; Malignani v. Jasper Marsh Consol.
Electric Lamp Co. 180 Fed. 442; Commercial Acetylene Co. v. Searchlight Gas
Co. 197 Fed. 918. Appellant contends, as we have seen, that these cases do not
express independent views, but follow United Shoe Machinery Co. v. Duplessis
Shoe Machinery Co. as suthority. This is not true to the extent contended. In the
first two cases an independent judgment was expressed. In the third case (197
Fed. 918) it was said of United Shoe Machinery Co. v. Duplessis Shoe
Machinery Co. that it was 'well considered and very persuasive,' and was
'deemed to be the correct expression of the law for the purpose' of the hearing.
Judicial opinion must therefore be ranged against appellant's contention, and is
persuasive, at least, of its unsoundness.
Appellant, however, relies on the words of the treaty, which, it is insisted, have
no ambiguity whatever, and which, it is contended, by the proclamation of the
President of September 14, 1902, because the "supreme law of the land," The
provision relied on reads as follows:
'Art. 4 bis. Patents applied for in the different contracting states, by persons
admitted to the benefit of the convention under the terms of articles 2 and 3,
shall be independent of the patent obtained for the same invention in the other
states, adherents or nonadherents to the Union.
10
'This provision shall apply to patents existing at the time of its going into effect.
11
'The same rule applies, in the case of adhesion of new states, to patents already
The Cameron patent existed at the time the treaty went into effect, and the
British patent by which it was limited was a patent obtained in one of the states
adhering to the treaty; namely, Great Britain. It is hence contended that all of
the conditions necessary to the application of the treaty to the Cameron patent
existed, and the limitation of its term to that of the British patent, as provided
by law at the time it was issued, was removed, that law being repealed by the
treaty, which, it is contended further, was self-executing, and the patent became
a grant for seventeen years. Two propositions are involved in the contentions:
(1) that the treaty applies to the Cameron patent; (2) that the treaty is selfexecuting. If either proposition be erroneous, appellant's contentions are
untenable.
13
To say that the text of the treaty is without ambiguity does not carry us far. All
of the conditions of a patent are not expressed in it, and when these are
considered, construction is demanded and must be exercised. What is meant by
the independence of a patent for the same invention in different states? It
certainly was not intended to break down all of the provisions of law applicable
to a patent; in other words, to interfere with the manner of its grant, and, it
would seem by necessary implication, the extent of its grant as provided by the
local law. A most essential attribute of a patent is the term of its duration, which
is necessarily fixed and determined by the local law. And what difference in
principle or effect is there if the term be expressed directly by a number of
years or by something else, as a foreign patent which has a certain duration?
The patent is no more contingent in one case than in the other. It is complete in
both cases at the moment it is issued. In both cases its term has certain
definition given by the local law. And this is the declaration of the cases, and
that the integrity of its term and its independence were not affected by
subsequent conditions which might terminate the foreign patent.
14
15
The details of the Conference are set out in Hennebique Constr. Co. v. Myers,
supra. It appears that Mr. Forbes, one of the American delegates, pointed out
that if article 4 bis could be interpreted as applying to patents already issued,
which he said it might be, it would encounter opposition in the United States;
and he inquired whether it could not be made the subject of a special protocol.
A view was expressed that the article would not produce the apprehended
effect, but Mr. Forbes insisted on the necessity of stating the point precisely in
order to avoid error of interpretation. After debate, in which different views
were expressed, the director of the International Bureau suggested the
following amendment: 'This provision shall apply to patents in existence at the
time of its being put into force. Its effects are, however, limited to nullities ahd
lapses which would affect anterior patents.' The amendment was not adopted,
but, following the suggestion of Mr. Bellamy Storer, one of the delegates from
the United States, the president 'put to vote the adoption of the text previously
adopted for article 4 bis, with the interpretation which the American delegation
desired to specifically point out, by proposing to complete the second paragraph
by supplementing this explanatory clause: 'However, the term fixed by the
initial law of each country remains intact.' Article 4 bis is definitely adopted
with this condition.'
16
It is, however, urged that the delegate from Great Britain said that he 'could
only take the indicated act of interpretation as a declaration of the American
delegation, and not as a decision of the Conference.' The proceedings, however,
show that the Conference adopted the whole of the first final protocol prepared
by the committee on reports.
17
Certain subjects were not disposed of by the Conference, but postponed with
the comment that 'after the exchange of views through diplomatic channels,' the
Conference would 'reassemble anew in the Belgian Capital in order to finish its
work.
18
There was a second session of the Conference in December, 1900. Article 4 bis
was not further debated. There was some reference to it as one of three
arrangements 'concerning retroactivity.' Appellant hence insists that, having
that quality, the article necessarily applied to existing patents, and was a 'plain
and simple retroactive ending of the former dependence of existing patents
upon the running of the terms allowed to foreign patents.' To confine the
provision, it is contended further, to 'mere future contingencies that might befall
patents, would be prospective, and not 'retroactive." In aid of these contentions
it is urged that the American delegates, two of whom were new, made no
objection to the declaration of the retroactivity of article 4 bis, and that no
limiting protocol was annexed to the treaty when it was finally adopted at
Brussels in 1900, and that the article was ratified by the Senate and proclaimed
by the President without qualifying it. The considerations have strength, but
there are opposing ones. The second session of the Conference was a
continuation of the first. The American delegates had secured an interpretation
of article 4 bis. It could be accepted by them as final and definite. There was no
challenge of it by ascribing retroactivity to article 4 bis, for that article was
recognized to have such effect, but not to extend the term of a patent fixed by
the initial law. Future contingencies, as said by appellant, would, of course, be
prospective, but whether patents existing at the time of the treaty should be
subject to them or independent of them was retroactive.
20
the Senate of that Convention in 1887, but it stated 'that Congress had not
brought into the Federal law the changes required to make it consonant with the
Convention,' and that, 'according to the opinion rendered by Attorney General
Miller in 1889, American courts have consistently decided that the Convention
of 1883 could not be enforced in the United States except so far as it accorded
with the law of the country.' The opinion was expressed that the difficulties
attending this condition of things were not so great as they would have been in
some other country, but it was said, however, that the circumstances had
changed since the additional act of Brussels went into effect. One of the most
important of its provisions, it was said, was that which amends article 4 of the
Convention of 1883, extending to one year the priority of six months during
which the original applicant for a patent in one of the states of the Union may
validly file an application for the same invention in the other contracting states.
After some comment on the priority period, the letter proceeded as follows:
'The Bureau is placed in an awkward situation. On the one hand, it cannot say
that the United States will not enforce the additional act it has ratified and has
asked should go into effect. On the other hand, it is without information that
the bills relative to industrial property that have been framed in the committee
organized under the act of June 4, 1898 [30 Stat. at L. 431, chap. 379], have
been passed by Congress; and it is constrained to admit that, according to
judicial precedents, the new treaty provisions could not be enforced until the
corresponding legislation shall have been revised.' The required legislation was
urged.
21
The Secretary of State replied to the letter, describing it as 'in regard to the
provisions of the Industrial Property Convention of March 20, 1883, and the
Brussels act of December 14, 1900, modifying it,' and said that he was advised
by the Secretary of the Interior that he had prepared a bill 'to make effective in
this country the Convention and modifying act in question.'
22
The act of 1903 was then enacted, and if there could be any doubt that it
expressed the sense of Congress and those concerned with the treaty that it
required legislation to become effective, such doubt would be entirely removed
by the legislative action of other states. It appears from the report of the
committee on patents of the Senate and of the House of Representatives on the
proposed legislation that thirteen countries had adopted legislation giving full
force and effect to the provisions of the additional act, either in the form of a
general law or by specific amendment to other laws providing for carrying into
force the provisions of the additional act as regards the extension of the 'delay
and priority' to twelve months. Other countries were mentioned as being
expected to do so. In explaining the object of the bill, the member in charge of
it in the House of Representatives said that it was to carry into effect the
24
Decree affirmed.