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Jake Anaya v. Levi Romero, Warden, PNM The Attorney General of The State of New Mexico, 627 F.2d 226, 10th Cir. (1980)

Magistrate Gallagher conducted an evidentiary hearing on a habeas corpus petition filed by Jake Anaya alleging denial of due process during his state trial. At the conclusion of the hearing, Magistrate Gallagher orally indicated that Anaya had not met his burden of proof. However, formal proposed findings were instead made by Magistrate McCoy, who had no prior involvement in the case. The district court adopted Magistrate McCoy's findings that dismissed Anaya's petition. On appeal, the court determined that while the proper procedure would have been for the magistrate who heard the evidence to make formal findings, Anaya waived this issue by not objecting to the substitution of magistrates in the lower court. The court also
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0% found this document useful (0 votes)
41 views3 pages

Jake Anaya v. Levi Romero, Warden, PNM The Attorney General of The State of New Mexico, 627 F.2d 226, 10th Cir. (1980)

Magistrate Gallagher conducted an evidentiary hearing on a habeas corpus petition filed by Jake Anaya alleging denial of due process during his state trial. At the conclusion of the hearing, Magistrate Gallagher orally indicated that Anaya had not met his burden of proof. However, formal proposed findings were instead made by Magistrate McCoy, who had no prior involvement in the case. The district court adopted Magistrate McCoy's findings that dismissed Anaya's petition. On appeal, the court determined that while the proper procedure would have been for the magistrate who heard the evidence to make formal findings, Anaya waived this issue by not objecting to the substitution of magistrates in the lower court. The court also
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627 F.

2d 226

Jake ANAYA, Plaintiff-Appellant,


v.
Levi ROMERO, Warden, PNM; the Attorney General of the
State
of New Mexico, Defendants-Appellees.
No. 79-2089.

United States Court of Appeals,


Tenth Circuit.
Submitted July 3, 1980.
Decided Aug. 27, 1980.

R. Raymond Twohig, Jr., Asst. Federal Public Defender, Albuquerque, N.


M., for plaintiff-appellant.
Before BARRETT, McKAY and LOGAN, Circuit Judges.
PER CURIAM.

After examining the briefs and the appellate record, this three-judge panel has
determined unanimously that oral argument would not be of material assistance
in the determination of this appeal. See Fed.R.App.P. 34(a); Tenth Cir.R. 10(e).
The cause is therefore ordered submitted without oral argument.

Appellant filed a petition for a writ of habeas corpus pursuant to 28 U.S.C.


2254, alleging a denial of due process at his state trial. Appellant claimed that
the prosecutor prejudicially vouched for the credibility of a state witness during
closing argument and that his defense counsel refused to allow him to testify.

Appellant's petition was referred to Magistrate Gallagher, who conducted an


evidentiary hearing on the alleged refusal of defense counsel to allow appellant
to testify. At that hearing both of appellant's defense attorneys testified that they
advised appellant not to take the stand during his trial, but did not prohibit him
from testifying. Appellant contended that his counsel refused to let him testify,
despite his wish to do so. Appellant's brother and father corroborated his

argument.
4

At the conclusion of the evidentiary hearing, Magistrate Gallagher gave an


informal indication from the bench that appellant had not met his burden of
proof. He then stated he would make formal proposed findings to the district
court.

For some reason not explained in the record, Magistrate Gallagher did not make
the formal proposed findings. Instead, these findings were made by Magistrate
McCoy, who apparently had no prior involvement in this case. The formal
proposed findings of Magistrate McCoy concluded that nothing in the
prosecutor's closing argument made the trial constitutionally infirm and that the
clear preponderance of the evidence at the hearing indicated appellant was not
denied his right to testify. The district court adopted the findings and
recommendation of Magistrate McCoy and dismissed the action with prejudice.

Appellant now contends that the entry of proposed findings by a magistrate


who did not hear the evidence is improper. Appellant also asserts the district
court erred in its disposition of his two claims.

We have found no law directly discussing the propriety of substituting one


magistrate for another after a hearing has been conducted. However, analogous
authority involving judges and masters clearly indicates that, absent waiver or
stipulation by the parties, the fact-finder who has heard the evidence must
make any required formal findings on issues involving the credibility of
witnesses. See Arrow-Hart, Inc. v. Philip Carey Co., 552 F.2d 711, 713 (6th
Cir. 1977); Smith v. Dental Products Co., 168 F.2d 516, 518-19 (7th Cir. 1948);
Fed.R.Civ.P. 63. That rule would govern here if appellant had properly
preserved the issue.

In the district court, appellant did challenge the contents of Magistrate McCoy's
proposed findings, but he did not object to the change in fact-finders. Magistrate
McCoy's signature on the proposals was neither hidden nor unclear. Although
the district court apparently did not specifically comment on the change in
magistrates, cf. W.R.B. Corp. v. Geer, 313 F.2d 750 (5th Cir. 1963), cert.
denied, 379 U.S. 841, 85 S.Ct. 78, 13 L.Ed.2d 47 (1964), the issue was an
obvious one for appellant to raise if he thought it worthwhile.1 Failure to object
under these circumstances constitutes a waiver. Such an issue should not be
raised for the first time on appeal.

Appellant's challenges to the district court's findings also fail. The record

sufficiently supports the finding that appellant was not denied his right to
testify. Although the prosecutor's comment in closing argument is not to be
condoned, the isolated incident did not make the trial so constitutionally infirm
as to justify federal habeas corpus relief.
10

Affirmed.

Because Magistrate Gallagher's informal conclusion at the close of the


evidentiary hearing was clearly consistent with the formal proposal, appellant
might well have decided that an objection to the change in magistrates was an
exercise in futility

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