United States Court of Appeals, Tenth Circuit
United States Court of Appeals, Tenth Circuit
2d 608
3 ERC 1184, 1 Envtl. L. Rep. 20,607
due process of law, all in violation of the Fifth and Ninth Amendments to the
Constitution of the United States of America, and contrary to applicable federal
statutes * * * and further that this Court enjoin the defendants from storing
chemical and biological warfare agents in any shape or manner at the Rocky
Mountain Arsenal * * *"
2
The amended complaint: (1) challenged the authority of the defendants to store,
charge and handle the chemical and biological warfare agents at Rocky
Mountain Arsenal; (2) alleged that the warfare agents and munitions were
stored, charged and handled in an open, hazardous and careless manner, subject
to low flying aircraft, earthquakes and sabotage; and (3) alleged that the
defendants had not taken proper safety measures to prevent the hazardous
conditions in violation of 10 U.S.C. Sec. 172, thus creating a nuisance.
Affidavits and other exhibits were filed by the appellees on the Motion to
Dismiss and/or for Summary Judgment.
The Rocky Mountain Arsenal was established in 1942 during World War II. At
the time of its original construction the area was sparsely populated. It was built
to produce toxic chemical agents. Mustard gas was produced there in 1942.
G.B. Nerve Gas was produced there in 1953. No warfare agents have been
produced there since 1957. When this suit was filed the area around the Arsenal
was thickly populated. Nearby Stapleton International Airport had become one
of the nation's busiest terminals. Large quantities of chemical and biological
warfare agents were stored at the Arsenal. The defendants-appellees filed four
affidavits, a report by the National Academy of Sciences and a copy of an
F.A.A. letter to airmen. In a nutshell, these exhibits reflect awareness of the
dangers asserted and that safety standards and procedures had been adopted on
an annual study and inspection basis and complied with.
Appellants alleged jurisdiction under Title 10, U.S.C. Sec. 172 (The Military
Ammunition Storage Act), 28 U.S.C. Sec. 1361 (mandamus over federal
officers, employees and agencies), 28 U.S.C. Secs. 2201 and 2202 (declaratory
judgment and further relief), 5 U.S.C. Sec. 702 (aggrieved person entitled to
review because of agency action), and 28 U.S.C. Sec. 1331(a) (amount in
controversy exceeds $10,000 and arises under the Constitution, laws, or treaties
We agree with the trial court's judgment that this is an unconsented suit against
the United States. No statutes cited and relied upon by the appellants for
jurisdiction contain an express waiver of sovereign immunity. The courts shall
not entertain an unconsented suit which, while nominally against officers of the
United States, is in reality against the Government itself. Hawaii v. Gordon,
373 U.S. 57, 83 S.Ct. 1052, 10 L.Ed.2d 191 (1963); Dugan v. Rank, 372 U.S.
609, 83 S.Ct. 999, 10 L.Ed.2d 15 (1963); Malone v. Bowdoin, 369 U.S. 643, 82
S.Ct. 980, 8 L.Ed.2d 168 (1962); Larson v. Domestic & Foreign Commerce
Corp., 337 U.S. 682, 69 S.Ct. 1457, 93 L.Ed. 1628 (1949).
Appellants allege that the appellees have violated their statutory duties as
officers under 10 U.S.C. Sec. 172(a) and (b). This Act is known as the Military
Storage Act. It clearly constitutes a discretionary grant of the sovereign power.
1969 enacted Public Law 91-121, 83 Stat. 209, Sec. 409, providing safeguards
relating to shipment of chemical agents to or from any military installation in
the United States.
13
Appellants rely primarily for jurisdiction upon 28 U.S.C. Sec. 1361, supra. This
statute was enacted in 1962. The Congress granted Federal District Courts
original jurisdiction over any action in the nature of mandamus to compel an
officer or employee of the United States to perform a duty owed to a plaintiff.
This court has interpreted that statute as not granting jurisdiction for the
purpose of injunctive or declaratory judgment relief. Prairie Band of
Pottawatomie Tribe of Indians v. Udall, 355 F.2d 364 (10th Cir.1966), cert.
denied 385 U.S. 831, 87 S.Ct. 70, 17 L.Ed.2d 67 (1966). This court has held
that the 1962 Act relating to mandamus against federal officers, employees and
agencies authorizes the court to issue mandamus only to require the exercise of
permissible discretion, or to compel performance of ministerial duties. Udall v.
Taunah, 398 F.2d 795 (10th Cir.1968); Prairie Band of Pottawatomie Tribe of
Indians v. Udall, supra; Smith v. United States, 333 F.2d 70 (10th Cir.1964). In
no event, however, may the court direct the manner in which discretionary acts
are to be performed nor may it direct or influence the exercise of discretion in
making that decision. In Larson v. Domestic & Foreign Corp., supra, 337 U.S.
at 695, 69 S.Ct. at 1464 the United States Supreme Court said:
14 is argued that an officer given the power to make decisions is only given the
"It
power to make correct decisions. If his decisions are not correct, then his action
based on those decisions is beyond his authority and not the action of the sovereign.
* * * we have heretofore rejected the argument that official action is invalid if based
on an incorrect decision as to law or fact, if the officer making the decision was
empowered to do so. Adams v. Nagle, 303 U.S. 532, 542, 58 S.Ct. 687, 82 L.Ed. 999
(1938). * * * We hold that if the actions of an officer do not conflict with the terms
of his valid statutory authority, then they are the actions of the sovereign * * * the
action itself cannot be enjoined or directed, since it is also the action of the
sovereign."
15
In Cotter Corporation v. Seaborg, 370 F.2d 686 (10th Cir.1966), this court
adopted the rule laid down in Larson v. Domestic & Foreign Corp., supra. That
rule was again upheld and applied in Pankey Land & Cattle Company v.
Hardin, 427 F.2d 43 (10th Cir.1970), where the Court noted that the appellants'
request would require affirmative action on the part of government officials and
affect public administration. See also State of New Mexico v. Backer, 199 F.2d
426 (10th Cir.1952); Smith v. United States Air Force, 280 F.Supp. 478
(E.D.Pa.1968); Indiana & Michigan Electric Co. v. Federal Power Com'n, 224
F.Supp. 166 (N.D.Ind.1963); McEachern v. United States, 212 F.Supp. 706
Injunctive relief is not authorized under the above Act. Injunction is a remedy
to restrain the doing of an injurious act, whereas mandamus commands the
performance of a particular duty. If a federal officer does or attempts to do acts
which are in excess of his authority or under authority not validly conferred,
equity has jurisdiction to restrain him. Colorado v. Toll, 268 U.S. 228, 45 S.Ct.
505, 69 L.Ed. 927 (1925); Harper v. Jones, 195 F.2d 705 (10th Cir.1952). In
order to sustain jurisdiction under the 1962 Act, it is necessary for the
appellants here to allege and plead that the appellees failed or refused to
perform a discretionary duty imposed by law. The only act directly controlling
here is the Military Storage Act, 10 U.S.C. Sec. 172, supra. The actions taken
by appellees are clearly within the ambits of that statute and are anchored
firmly to Art. I, Sec. 8, Clause 17 of the United States Constitution. The Dugan
v. Rank exceptions to the doctrine of sovereign immunity do not apply here.
17
During oral argument the appellants for the first time indicated that jurisdiction
may vest by virtue of the National Environmental Policy Act of 1969, Public
Law 91-190, 42 U.S.C. Secs. 4331-4347. This Act generally requires that every
federal agency must consider ecological factors when dealing with activities
which affect man's environment. We know of no decisions rendered nor do
appellants cite us to any which recognize standing to invoke jurisdiction under
this Act challenging a military or defense facility as hazardous to human health
and safety "created by environmental pollution". 42 U.S.C. Sec. 4393. We
observe that the functions vested by law in specific departments or agencies
transferred to the Environmental Protection Agency, do not include functions
involving the Department of Defense or the Secretary of the Army. See
Reorganization Plan No. 3 of 1970 (Dec. 2, 1970), 35 F.R. 15623. We do not
intend to imply that the federal officers and agencies charged with the
administration and operation of arsenals are exempt from the Act. The statute
requires that all agencies of the federal government shall report in detail and
consult with the Council on Environmental Quality. 42 U.S.C. Sec. 4332. The
Act requires such agency disclosure as will alert the President, the Council, the
public, and the Congress to all possible environmental consequences of
proposed agency action. Thus, in National Helium Corporation v. Morton, No.
71-1369 (Oct. 4, 1971) this court upheld a restraining order prohibiting the
Secretary of the Interior from terminating a contract for purchase of helium in
light of the Secretary's failure to observe the statutory requirements of NEPA
that environmental consequences of contemplated action be detailed. 42 U.S.C.
Sec. 4332. Under the Helium Act, one of the justifications for government
19
We affirm.