48 Fair Empl - Prac.cas. 443, 48 Empl. Prac. Dec. P 38,420 Elizabeth Levendos v. Stern Entertainment, Inc. and Stern Entertainment System, Inc, 860 F.2d 1227, 3rd Cir. (1988)
48 Fair Empl - Prac.cas. 443, 48 Empl. Prac. Dec. P 38,420 Elizabeth Levendos v. Stern Entertainment, Inc. and Stern Entertainment System, Inc, 860 F.2d 1227, 3rd Cir. (1988)
2d 1227
Elizabeth Levendos appeals the summary judgment entered by the district court
in favor of Appellees Stern Entertainment, Inc. and Stern Entertainment
Systems, Inc., in an action alleging discrimination on the basis of sex in
violation of Title VII of the Civil Rights Act of 1964, as amended, 42 U.S.C.
Secs. 2000e-2000h-6 (1982).
We hold that appellant raised a genuine issue of material fact regarding whether
she was constructively discharged from her job. Accordingly, we will vacate
the district court's order granting summary judgment in favor of Appellees, and
remand the case to the district court for further proceedings.
I.
3
Both the affidavits included the affiants' view that Stern management disliked
women in general and viewed them as inferior. App. at 47, 54. Moreover, in the
complaint that Levendos filed with the Equal Employment Opportunity
Commission ("EEOC"), she alleged that she was not allowed to order supplies
although a male manager was able to order them, id. at 13, and that she was
replaced by a male friend of the chef. Id.
On April 22, 1982, Levendos resigned her position by letter to the owner,
explaining that her action was precipitated because he suspected her of stealing.
App. at 44.1 She filed the instant action on December 21, 1984. Id. at 6. Upon
defendants' motion for summary judgment, the district court found that even if
the facts Levendos alleged were true, they did not establish, as a matter of law,
that she was constructively discharged from her position. The court therefore
granted summary judgment in favor of Stern. Levendos v. Stern Entertainment
Inc., et al., Nos. 84-3051 and 84-3053, slip op. at 2 (W.D.Pa. Sept. 9, 1987),
reprinted in App. at 61.2
II.
8
9
[i]nferences
to be drawn from the underlying facts contained in the evidential
sources submitted to the trial court must be viewed in the light most favorable to the
party opposing the motion. The non-movant's allegations must be taken as true and,
when these assertions conflict with those of the movant, the former must receive the
benefit of the doubt.
10
Jackson, 826 F.2d at 232 (quoting Goodman, 534 F.2d at 573) (footnote
omitted).
11
67 L.Ed.2d 207 (1981) (citing McDonnell Douglas Corp. v. Green, 411 U.S.
792, 802, 93 S.Ct. 1817, 1824, 36 L.Ed.2d 668 (1973)). 3 This Court reiterated
the elements of a Title VII plaintiff's prima facie case under the
Burdine/McDonnell Douglas holdings in Chippolini:
12 the absence of direct evidence a plaintiff may establish a prima facie case of
In
discrimination by proving by a preponderance of the evidence that (1) he belongs to
a protected class; (2) he was qualified for the position; (3) he was dismissed despite
being qualified; and (4) he ultimately was replaced by a person [in a non-protected
class so as] to permit an inference of ... discrimination.
13
14
15
Levendos's affidavit and the other record evidence leave no doubt that she has
established the first, second and fourth elements of her prima facie case.
Levendos is female and thus indisputably belongs to a protected class. It is also
undisputed that she was replaced by a male. That she was qualified for her
position as maitre'd and pastry chef does not appear to be contested, and is,
moreover, amply evidenced by the fact of her promotion, and the favorable
press and customer comments mentioned in the affidavits.
16
The third prong of Levendos's prima facie case is the one possible material fact
that could be disputed: whether she was dismissed despite being qualified.
Levendos does not deny that she submitted a letter of resignation, but contends
nevertheless that she was discharged from her position. Relying on the doctrine
of "constructive discharge," she argues that her affidavit describes several
incidents that create a genuine issue of material fact with respect to whether she
was in effect dismissed from her job.
17
This Court, as well as most of the other courts of appeals, have decided that
17
This Court, as well as most of the other courts of appeals, have decided that
"acts of discrimination in violation of Title VII can make working conditions so
intolerable that a reasonable employee would be forced to resign," Goss v.
Exxon Office Systems, Co., 747 F.2d 885, 887 (3d Cir.1984), and therefore
entitle the employee to damages for wrongful termination in addition to
damages for the pretermination discrimination. See id. at 889. While these
courts generally agree that "constructive discharge" is a heavily fact-driven
determination, at least two, and possibly three, different legal standards have
emerged to aid in determining whether constructive discharge has occurred.
Some courts have adopted a test based on an inquiry into the motive of the
employer, holding, for example, that "the employer's actions must have been
taken with the intention of forcing the employee to quit." Johnson v. Bunny
Bread, Co., 646 F.2d 1250, 1256 (8th Cir.1981); see also Martin v. Citibank,
N.A., 762 F.2d 212, 221 (2d Cir.1985) (employer must deliberately make
employee's working conditions so intolerable that resignation is forced); Coe v.
Yellow Freight System, Inc., 646 F.2d 444, 454 (10th Cir.1981) (must be
deliberate effort to make things difficult for employee). Other courts, such as
ours, have adopted a reasonable person test, which is focussed on the impact of
an employer's actions, whether deliberate or not, upon a 'reasonable' employee.
See, e.g., Goss, 747 F.2d at 888 ("The court need merely find that the employer
knowingly permitted conditions of discrimination in employment so intolerable
that a reasonable person subject to them would resign."); Watson v. Nationwide
Ins. Co., 823 F.2d 360, 361 (9th Cir.1987) ("plaintiff need not show that the
employer subjectively intended to force the employee to resign."); Calhoun v.
Acme Cleveland Corp., 798 F.2d 559, 561 (1st Cir.1986) ("focus is upon the
'reasonable state of mind of the putative discriminatee' "); Williams v.
Caterpillar Tractor, Co., 770 F.2d 47, 50 (6th Cir.1985) ("Reasonableness ... is
measured ... from the perspective of a reasonable person in the position that
[the employee] was in at the time of [his or] her discharge."); Welch v.
University of Texas and Its Marine Science Institute, 659 F.2d 531, 534 (5th
Cir.1981) (same); Clark v. Marsh, 665 F.2d 1168 (D.C.Cir.1981) (same). Yet
another court appears to have bifurcated the standard into the subjective, or
deliberate, component and the objective, or reasonable person, one. See
Bristow v. Daily Press, Inc., 770 F.2d 1251, 1255 (4th Cir.1985), cert. denied,
475 U.S. 1082, 106 S.Ct. 1461, 89 L.Ed.2d 718 (1986).6
18
The district court here held that the case did could not proceed to trial because
even if the factual allegations in support of Levendos's position were true, they
were legally insufficient to raise the issue of constructive discharge. It thus
granted summary judgment for defendants. We disagree with the district court's
assessment both of the record evidence and of the relationship of this evidence
to the governing legal standard. The record certainly "contains more than 'a
scrap of evidentiary material,' " Jackson, 826 F.2d at 234 (citations omitted),
from which a fact-finder could infer that conditions at the restaurant were so
intolerable that a maitre'd of reasonable sensitivity would be forced to resign.7
Indeed, we find that the evidence presented by Levendos is even consistent
with the stringent legal test that this Court rejected in Goss, namely, the
standard based on evidence of deliberate actions on the part of the employer to
force the employee to resign, as well as with the objective, 'reasonable person'
standard adopted by this circuit in Goss, 747 F.2d at 888.
20
We emphasize that the fact-finder must assess the veracity and weight of
Levendos's various factual allegations. While we can imagine a maitre'd who
might not object to exclusion from management meetings, denial of authority to
order supplies, false accusations of stealing from and drinking on the job, and
who might not be disturbed by rumors and remarks that she would be replaced
by a male, her employer's refusal to talk with her, and to find wine bottles in her
locker, we find that these events are clearly not trivial.8 It is of course plausible
that a jury could decide ultimately that a reasonable person would tolerate some
or even all of these occurrences without being forced to quit. It is equally
plausible, however, that a jury would come to the opposite conclusion.
21
In support of the district court's holding that Levendos's assertions were legally
insufficient to constitute constructive discharge, Stern argues that the facts
alleged by Levendos do not rise to the level of "aggravating circumstances" that
would justify a legal finding of constructive discharge. We did not explicitly
discuss in Goss the requirement adopted by some other courts that under the
reasonable person test, a "plaintiff alleging a constructive discharge must show
some 'aggravating factors,' such as a continuous pattern of discriminatory
treatment." Watson, 823 F.2d at 361.9 While courts employing this term have
been vague about its place in the constructive discharge analysis, their use of
the term implies that a minimum threshold of discrimination will be required
before a court can, as a matter of law, find constructive discharge. Under this
view, a single incident of discrimination ordinarily would not rise to a
constructive discharge because courts would, as a result, encourage an
For several reasons, we do not agree with Stern's contention regarding the lack
of "aggravating circumstances" in this case. First, we cannot, by any stretch of
the imagination, characterize this case as a 'single incident' case. Levendos has
alleged the occurrence of several incidents during her short tenure as maitre'd
that, cumulatively, could meet the "aggravating circumstances" test. Indeed,
appellees do not argue seriously a lack in the number of incidents. Rather, they
contend that each of these incidents is too trivial to constitute an aggravating
circumstance. This is an argument we flatly reject. Levendos's allegations
contain both the quality and quantity of evidence sufficient to allow the
question of constructive discharge to go to a jury.
23
Furthermore, we cannot state as a broad proposition of law that a single nontrivial incident of discrimination can never be egregious enough to compel a
reasonable person to resign. An employment discrimination plaintiff may
simply face a more difficult burden of proof in establishing the employer's
liability, when relying on a single discriminatory incident as a basis for arguing
the occurrence of constructive discharge.10
24
Thus we hold that Levendos, as the Title VII plaintiff, presented sufficient
evidence to raise a genuine issue of material fact regarding whether she was
constructively discharged from her position, and that Stern, as the moving party
on summary judgment, failed to meet its burden of demonstrating its absence.
We find, accordingly, that the district court erred in granting summary
judgment for Stern.
III.
26
For the foregoing reasons, we will vacate the district court's order and remand
the case for further proceedings consistent with this opinion.
27
28
Defendant moved for summary judgment in this action on April 8, 1987, on the
basis that plaintiff Elizabeth Levendos had freely resigned from her
employment, giving notice by letter dated April 22, 1982. At this point in the
litigation, discovery had been completed and both parties had filed their PreTrial Narrative Statement. Plaintiff opposed the motion for summary judgment
on the ground that she had been constructively discharged. At trial, plaintiff
would have the burden of proving constructive discharge. That burden would be
to establish that her "employer knowingly permitted conditions of
discrimination in employment so intolerable that a reasonable person subject to
them would resign." Goss v. Exxon Office Systems, Co., 747 F.2d 885, 888 (3d
Cir.1984). The substantive law, i.e., constructive discharge in this case, will
identify which facts are material. Anderson v. Liberty Lobby, Inc., 477 U.S.
242, 248, 106 S.Ct. 2505, 2510, 91 L.Ed.2d 202 (1985). Where, as here, the
nonmoving party will bear the burden of proof at trial on the issue of
constructive discharge, Federal Rule of Civil Procedure, Rule 56(e) requires
that she designate "specific facts showing that there is a genuine issue for trial."
Celotex Corp. v. Catrett, 477 U.S. 317, 324, 106 S.Ct. 2548, 2553, 91 L.Ed.2d
265 (1985). This evidence need not be in a form that would be admissible at
trial. Id. Nevertheless, I dissent from the majority opinion in this case in part
because I conclude that plaintiff has designated facts that are presented in a
form that would clearly be inadmissible as evidence at trial and in part because
I conclude that plaintiff has not demonstrated that defendant "knowingly
permitted conditions of discrimination in employment so intolerable that a
reasonable person subject to them would resign." In other words, I believe that
the ultimate inadmissibility of plaintiff's designated facts should be a
consideration here. In addition, I find plaintiff's conclusory statements to be
inconclusive.
29
30
Many of the managers and employees of Les Nuages Restaurant and Heaven
Discotheque did not prefer women and dismissed many other women upon
false and trumped charges.
31
32
33
Id. at para. 8.
34
Elizabeth was the only female in the management level. Rick Stern liked the
image of a male staff. He didn't feel that Elizabeth fit in the way he wanted. I
remember at the end Elizabeth could never get an appointment to sit down and
talk to him. I think he had clearly decided to get rid of her, and Chef DeVos
acknowledged that it was a plan to get rid of her, and replace her with a male
friend of DeVos.
35
36
When the hearsay within hearsay and the speculation on the mental processes
of others is removed from the above, very little is left of the discriminatory
element. Plaintiff in essence is left with the fact that she was replaced by a man
and that previous male maitre d's had attended management meetings (who and
when undesignated) while plaintiff was not included in any decision-making
meeting (no further information given). Furthermore, in view of the fact that it
is the alleged perpetrators of the discrimination against plaintiff who are the
missing links in reducing double hearsay to admissible testimony of a statement
by a party opponent, it does not appear that the above-quoted statements could
be presented in admissible form. Nor, in view of the fact that discovery had
been completed, can plaintiff argue that the motion for summary judgment
curtailed her efforts to uncover additional evidence to support her burden of
designating material facts.
37
39
Bristow v. Daily Press, Inc., 770 F.2d 1251, 1255 (4th Cir.1985), cert. denied
475 U.S. 1082, 106 S.Ct. 1461, 89 L.Ed.2d 718.
40
I do not find that plaintiff has met her burden of demonstrating conditions so
intolerable that a reasonable person would resign.
41
Honorable Jane R. Roth, United States District Judge for the District of
Delaware, sitting by designation
"Second, if the plaintiff succeeds in proving the prima facie case, the burden
shifts to the defendant to articulate some legitimate, nondiscriminatory reason
for the employee's rejection. Third, should the defendant carry this burden, the
plaintiff must prove by a preponderance of the evidence that the legitimate
reasons offered by the defendant were not its true reasons, but were a pretext
for discrimination." Burdine, 450 U.S. at 253, 101 S.Ct. at 1093
We went on to state that "to meet its burden on summary judgment, the
defendant employer must show that the plaintiff will be unable to introduce
either direct evidence of a purpose to discriminate, or indirect evidence of that
purpose by showing that the proffered reason [for the employer's rejection of
the employee] is subject to factual dispute." Chippolini, 814 F.2d at 899
Chippolini teaches that a defendant's motion for summary judgment does not
increase the Title VII plaintiff's burden under the Burdine and McDonnell
Douglas tests. The motion does not provide a springboard for the court to
intercede upon the province of the jury and evaluate the relative merits of the
One commentator has suggested that the court of appeals for the fifth circuit
has gone even further and held that constructive discharge can be established
under either test. Note, Choosing a Standard for Constructive Discharge in Title
VII Litigation, 71 Cornell L.Rev. 587, 609-10 (1986)
We note that Levendos's affidavit alone would be sufficient to raise this issue of
material fact. As we stated in Jackson, there is "no rule of law that provides that
a discrimination plaintiff may not testify in his or her own behalf, or that such
testimony, standing alone, can never make out a case of discrimination that will
survive a motion for summary judgment." 826 F.2d at 236
Without analyzing in detail the portions of the record selected by the dissent to
illustrate its view that Levendos presented a paucity of evidence to support her
theory of constructive discharge, dissent typescript, infra, at 2, we find that
some of those selected passages would not be hearsay under Fed.R.Evid. 801(d)
(1) because they are admissions by a party-opponent. Other portions are simply
assertions made by the declarants as to matters of which they may or may not
have personal knowledge under Fed.R.Evid. 602--but in any case, would not
fall under the definition of hearsay under Fed.R.Evid. 801(c)
By not even acknowledging the existence of admissible evidence, much less
balancing that evidence against the relatively little that might be inadmissible,
the dissent mischaracterizes the record as a whole. It is, of course, to the total
record that we must look when assessing whether summary judgment was
properly granted.
10
One commentator, discussing cases by the court of appeals for the fifth circuit,
has suggested that the "aggravating circumstances" requirement is not a per se
requirement in the determination whether the employer is liable, but that it is
such a requirement in determining extent of liability. Note, supra note 6, at 608,
(contrasting Bourque v. Powell Electrical Mfg. Co., 617 F.2d 61 (5th Cir. 1980)
and Pittman with Welch and Meyer v. Brown & Root Const. Co., 661 F.2d 369
(5th Cir.1981)
11
We do not review here the relation of the evidence to the second and third steps
in the Burdine/McDonnell-Douglas analysis, see supra note 3, since the district
court did not proceed that far in its analysis. We do note, however, that the
evidence adduced by Levendos and discussed here is also highly relevant to
those two further steps