Ensuring The Quality of The Findings of Qualitative Research
Ensuring The Quality of The Findings of Qualitative Research
Abstract
This empirical library research paper examined Masters Students dissertations
that employed qualitative research methodology and immersed into understanding
of trustworthiness criteria used to ensure the quality of the findings of those
dissertations. The findings have indicated that most of the students in their
dissertation reports employed the quantitative trustworthiness criteria such as
reliability and validity to assess the rigor of qualitative inquiry. In the sampled
Masters of education dissertation no dissertation that employed qualitative
trustworthiness criteria such as credibility, transferability, confirmability and
dependability. This finding has practical implication for postgraduate training at
the school of Education of the University Dar es Salaam, in particular, to
improving the teaching of qualitative research methodology.
Introduction
Any inquiry irrespective of its approach are usually evaluated by peers, readers
and sponsors or grant providers (Krefting, 1991). The evaluators of research
endeavor usually adopt some trustworthiness criteria that are agreed in the
literature in relation to existing research approaches such as qualitative,
quantitative and mixed methods research. Trustworthiness is defined as a
methodological (research design, data gathering, data analysis) accuracy
(soundness) and adequacy of the research inquiry (Holloway & Wheeler, 2002)
Each research approach employs different evaluation criteria to ensure the rigor of
the inquiry. For example, quantitative researchers put into consideration the
reliability, objectivity and validity (i.e. internali and externalii) as means of
Assistant lecturer at the university of Dar Es salaam-Tanzania and Doctoral student at the
University of Waikato, New Zealand.
2
ensuring the trustworthiness of the inquiry. In contrast qualitative researchers
consider dependability, credibility, transferability and confirmability as
trustworthiness criteria for qualitative investigation (Guba, 1981; Schwandt,
Lincoln, & Guba, 2007). The criteria for assessing quantitative research are well
established in the quantitative research literature and have been in use for more
than a century. This strong establishment of quantitative evaluation criteria has
resulted to its erroneous use in assessing rigor of qualitative inquiry although both
qualitative and
quantitative inquiries
have
different
philosophical
and
Quantitative (positivist)
There is single reality and the
inquiry process can be converged;
reality
is
separable
and
manipulatable into common parts
such as variable.
Qualitative (naturalistic)
There is no single reality, reality consists of
interrelated parts and do not necessarily influence
other parts of the inquiry. In other words reality is
divergent.
The nature of
"truth statements.
3
contemporary hermeneutics and critical theory symbolic interactionism and others
(Avramidis & Smith, 1999; Blaikie, 2010; Bryman, 2008; Guba & Lincoln, 1994).
Combined with diverse nature of qualitative research which is also confusing
researchers and given the impact caused by over-establishment of quantitative
research approach the paradigm shift from quantitative to qualitative is also a
barrier for advancement of qualitative research methodology. This challenge is
getting strengths because teaching of the criteria for assessing for assessing
qualitative inquiry has been given little attention in some universities, in
particular, in the developing countries
Likewise, the wisdom of practice suggests that research course instructors are
usually biased toward the extremes of their research specializations of either
qualitative or quantitative approach depending on his/her area of specialization.
The trend shows that if the course instructor is from the educational psychology
background they tend to cover more quantitative research methodology and this
has accumulative impact on graduate future research career (Gelo, Braakmann, &
Benetka, 2008; Ponterotto, 2005). The example of cumulative impact is that most
students in their graduate thesis/dissertation usually opt for quantitative approach
although they might not be interested doing quantitative research or choosing
mixed methods research but leaning more to quantitative approach as a major
approach. As Gelo et al. (2008) asserted that:
Psychology has been a highly quantitative field since its
conception as a science . Psychological research has relied
heavily on experimental and correlational techniques to test theory
using quantitative data. This is because psychology, like other
behavioural disciplines, has been dominated by a positivist. (p.
266)
Surprisingly, those few graduate students who opted for qualitative inquiry
approach some had used quantitative trustworthiness criteria instead of qualitative
criteria in ensuring the integrity of the findings of their studies. To elucidate this
argument the author of this paper randomly selected 245 Masters of education
dissertations submitted to the Faculty/School of Education of the University of
Dar es Salaam between 2007 and 2011 and examined for their respective
trustworthiness criteria used. The findings indicated that 245 dissertations that
employed qualitative methodology adopted quantitative trustworthiness criteria of
4
validity and reliability to ensure the validity of the research instruments and to
address the authenticity their findings. The quantitative criteria cited in some of
these dissertations include validity and reliability with no reference to objectivity
or unpacking of validity into internal validity or external validity. In fact, the
issues which were raised during the validation of instruments in the dissertation
examined was generally aimed to ensure there is no ambiguity that might arise
because of research instruments instead of looking deeply to the candid process of
the inquiry. For the purpose of elucidating this claims researcher extracted few
samples from the students dissertations and are presented in the Table 2.
The few extract referred suggests that, these researchers validated their
instruments in order to minimize ambiguity of their research instruments but the
pertinent issue remain unanswered because none have been reported on strategies
that were used to ensure the findings of the qualitative inquiry are not biased by
personal prejudices. Also, the extracts suggests that these researchers adopted
quantitative trustworthiness criteria such as validity and reliability to legitimate
the findings of their studies which in principle is inapplicable for assessing the
qualitative inquiry.
Table 2. Extract of methodology and instruments validation criteria
Author
Vuta2
Research design
in this study a qualitative research approach
was adopted (Vuta, 2011, p. 43)
Instruments validation
the validity of instruments was done in various ways, the
researcher presented the questionnaires and interviews to the
supervisors for comments (Vuta, 2011, p. 54)
Kitu3
Dell4
Leno5
kaki6
Keki7
Vuta is pseudonym to cover the identity of the dissertation cited for ethical reasons
Kitu is a pseudonym to cover the identity of the dissertation cited for ethical reasons
4
Dell is a pseudonym to cover the identity of the dissertation cited for ethical reasons
5
Leno is a pseudonym to cover the identity of the dissertation cited for ethical reasons
6
Kaki is a pseudonym to cover the identity of the dissertation cited for ethical reasons
7
Keki is a pseudonym to cover the identity of the dissertation cited for ethical reasons
3
5
The similar trend was also observed by Anfara, Brown, and Mangione (2002) and
reported that early qualitative research proposals addressed the validity criteria by
focusing on four issuesinternal validity, external validity, reliability, and
objectivity-that are traditionally addressed in quantitative studies (p. 29).
It is almost three decades since Guba (1981) and Guba and Lincoln (1982)
publication of qualitative research trustworthiness criteria but problem of using
incorrect criteria in evaluating qualitative inquiry still unresolved. Therefore, why
this controversy for almost 30 years? This paper speculates three major reasons
for this controversy as elaborated below:
6
intention is to add to the current practice and help the graduate students to
understand and apply the correct evaluation criteria in legitimating their research
works
Any sincere inquiry need to address these basic concerns ed raised in the
literature. As
Wallendorf and Belk (1989) argued that each research approach and philosophy of
science develops its own criteria of answering the five questions raised above.
Lincoln and Guba (1985) claimed that positivist researchers have developed the
set of criteria answering the four questions they proposed and the answers fit the
ontological and epistemological assumptions of positivist perspective. The
positivist criteria include internal validity, external validity, reliability, and
objectivity. These positivist criteria are not relevant for assessing rigor of
naturalistic inquiry because naturalistic inquiry has different ontological and
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epistemological assumptions (Lincoln & Guba, 1985; Wallendorf & Belk, 1989).
For example, according to
8
Table 3. Positivist and naturalistic terms appropriate to the aspects of
trustworthiness
Aspects
Truth Value
Applicability
Qualitative term/naturalistic
Credibility
Transferability
Consistency
Reliability
Dependability
Neutrality
-
Objectivity
-
Confirmability
Integrity
Credibility
Credibility is defined as the confidence that can be placed in the truth of the research
findings (Holloway & Wheeler, 2002; Macnee & McCabe, 2008). Credibility
establishes whether or not the research findings represent plausible information drawn
from the participants original data and is a correct interpretation of the participants
original views (Graneheim & Lundman, 2004; Lincoln & Guba, 1985). In qualitative
inquiry researcher establishes rigor of the inquiry by adopting the following
strategies:
This process means that the researcher is required to stay in the field for almost 8
months and evaluation should be done after 6-8 months of the intervention. The
purpose of giving this gestation time is intently to see if there is phenomenon
change as a result of engagement into the professional development. There is
9
some unseen contextual factor that affects data collection processes, for example,
in one of the doctoral study that investigated Tanzanian licensed science teachers
(Anney & Hume, in-press) classroom teaching effectiveness in teaching learnercentred education, the participants in the first phase of the study were uninterested
for their teaching to be observed. The researcher was not aware of the reasons for
teachers resistance. However, after staying in school for a week, the researcher
established that the ministry of education had issued a circular one month before
researchers arrival that licensed teachers who did not registered to Open
University or Teachers Training Colleges will be removed from their teaching
position. After researcher knowing this context the researcher started informal
discussion with individual teachers by explaining the purpose of study, limitations
of the study and ethical issues that guide the study and how the investigation did
not have any relation with government secular. These informal conversations
helped to unease the tension of the Government secular with participants and in
the second phase teachers even allowed their classroom teaching to be pictured.
Krefting (1991) observed that extended time period is important because as
rapport increases, informants may volunteer different and often more sensitive
information than they do at the beginning of a research project ( p. 217-218).
10
iii. Triangulation
Triangulation involves the use of multiple and different methods, investigators,
sources, and theories to obtain corroborating evidence (Onwuegbuzie & Leech,
2007, p. 239). Triangulation helps the investigator to reduce the systematic bias
and cross-examine the integrity of participants responses. There are four major
triangulation techniques: first, investigator triangulation - use of multiple researchers
in investigating the same problem. Use of multiple investigator brings different
perception into the inquiry and help to strengthen integrity of the findings; second, data
triangulation/informants triangulation - use of different sources of data or research
instruments such as interviews, focus group discussion or participant observation or
utilizing different informants to enhance the quality of the data from different source;
fourth, methodological triangulation - use of different research methods (Denzin &
Lincoln, 2005; Lincoln & Guba, 1985; Patton, 2002; Phillimore & Goodson, 2004). For
example, in the recent study by Anney, Hume, and Coll (2012) that interviewed different
informants (headmasters, licensed teachers, district education officers) on the
effectiveness of licensed science teachers, the district education officials claimed that
licensed science teachers were supported in schools and district through continuous
professional development but findings from headmasters and licensed teachers indicated
that there was professional development support for the unqualified licensed science
teachers. Therefore, it is recommended that qualitative inquiry research should at least
include one or two techniques of triangulation.
Researcher(s) are
11
made by the inquirer and suggest changes if they are unhappy with the
interpretation made by the researcher which are not reported by participants
themselves. Informants may reject some interpretation made by the researcher,
either might be socially desirability or because of self-presentation of the
researcher (Schwandt et al., 2007). Member checks strategies include: first,
establishing structural corroboration or coherence i.e. testing all data to be sure
there is no internal conflict or inconsistencies; second, establishing referential
adequacy i.e. testing all the analysis and interpretation against documents records
that were used during data collection and final member checks before producing
final document as described above (Guba, 1981).
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to understands participants world view and effects of researchers presence
during the field work in minimized
Transferability
Transferability refers to the degree to which the results of qualitative research can be
transferred to other contexts or settings with other respondents it is the interpretive
equivalent of generalizability (Bitsch, 2005; Tobin & Begley, 2004). According to
Bitsch (2005), the researcher facilitates the transferability judgment by a potential
user through thick description and purposeful sampling (p. 85).
13
studys questions (Teddlie & Yu, 2007, p. 77). It helps the researcher to focus on
key informants, who are particularly knowledgeable about the issues under
investigation(Schutt, 2006), because purposive sampling allows judgmental
decisions about the selection of participants to be made (Ary, Jacobs, Razavieh, &
Sorensen, 2010; Bernard, 2000). In addition, it allows the researcher to decide
why she or he wants to use a specific category of informants in the study
(Bernard, 2000), and it provides greater in-depth findings than other probability
samplings methods (Cohen, Manion, & Morrison, 2011). In other words
informants are selected using purposive sampling techniques in order to maximize
the information to be uncovered from few participants but not for generalizability.
Dependability
According to Bitsch (2005), dependability refers to the stability of findings over
time (p. 86). Dependability involves participants evaluation of the findings,
interpretation and recommendations of the study such that all are supported by the
data as received from informants of the study (Cohen et al., 2011; Tobin &
Begley, 2004). Dependability is established using the following strategies: an
audit trail, code-recode strategy, stepwise replication and peer examination
(Chilisa & Preece, 2005; Krefting, 1991; Schwandt et al., 2007).
i. An audit trail
An audit trail strategy involves an examination of the inquiry process and product
to validate the data where a researcher accounts for all research decisions and
activities to show how data were collected, recorded and analysed (Bowen, 2009;
Li, 2004). In order for an auditor to conduct a thorough audit trial the following
documents should be kept for cross-checking the inquiry process: raw data,
interview and observational notes, documents and records collected from the field,
test scores and others (Guba & Lincoln, 1982). The audit trail also establishes
confirmability of the study (Guba & Lincoln, 1982; Tobin & Begley, 2004).
According to Wallendorf and Belk (1989) judging dependability of ta inquiry
require thorough observation of the informants for an extended period of time in
14
order to learn of any changes and the explanations for changes (Wallendorf &
Belk, 1989).
iv. Triangulation
Triangulation as already discussed in the credibility sectionis the strategy of
collecting data from different sources, employing different research methods,
techniques or even mixing two different paradigms. Triangulation strategy helps
to compensate weaknesses of one method or technique of data collection with
alternative strategy (Cohen et al., 2011).
15
Bitsch (2005) and Krefting (1991) peer examination helps the researcher to be
honest to his/her study and also peers contribute to researchers deeper reflexive
analysis. In addition, colleagues help to identify the categories that are out of the
framework of research questions or help to identify negative cases.
Confirmability
Confirmability refers to the degree to which the results of the inquiry could be
confirmed or corroborated by other researchers (Baxter & Eyles, 1997).
Confirmability is concerned with establishing that data and interpretations of the
findings are not figments of the inquirers imagination, but are clearly derived
from the data (Tobin & Begley, 2004, p. 392). Studies suggest that
confirmability of qualitative inquiry is achieved through an audit trial, reflexive
journal and triangulation (Bowen, 2009; Koch, 2006; Lincoln & Guba, 1985).
According to Bowen (2009) an audit trail offers visible evidencefrom process
and productthat the researcher did not simply find what he or she set out to
find (p. 307). Confirmability strategies such as audit trial and triangulation have
been discussed in other sections above while reflexive journal or practice is
covered in the next subsection.
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Assessing Integrity
The concept of integrity of inquiry findings was first raised by Wallendorf and
Belk (1989). They argued that the challenge facing qualitative researcher is how
she/he can ensure that the data provided by the informants were not false
fabrication. Since qualitative investigation intently immerse into informants world
view, the informants might not be happy with information asked by the researcher
or they might have disinclination with researcher, hence, they might decide to
provide false information. As a qualitative researcher the best strategy to
overcome misinformation, evasions and lies is to be skeptical with information
that you feel might not be correct. Other strategies include: prolonged engagement
and the construction of rapport and trust, triangulation (across sources, methods,
and researchers), good interviewing technique, safeguarding informant identity,
researcher self-analysis and introspection (Wallendorf & Belk, 1989).
17
inquiry. This finding suggests that qualitative research proponents are required to
do more activisms to strengthen the application of qualitative trustworthiness
criteria to restraint the impact quantitative critics. As Tobin and Begley (2004)
asserted that we advocate a move from narrow methods of assuring rigour
gleaned mainly from the positivist tradition to a more pluralistic approach as a
means of legitimizing naturalistic inquiry (p. 394).
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Internal Validity is the approximate truth about inferences regarding cause-effect or causal
relationships. Thus, internal validity is only relevant in studies that try to establish a causal
relationship. It's not relevant in most observational or descriptive studies, for instance. But for
studies that assess the effects of social programs or interventions, internal validity is perhaps the
primary consideration (source: William M.K. Trochim (2006
ii
External validity is related to generalizing. That's the major thing you need to keep in mind.
Recall that validity refers to the approximate truth of propositions, inferences, or conclusions. So,
external validity refers to the approximate truth of conclusions the involve generalization. Put in
more pedestrian terms, external validity is the degree to which the conclusions in your study would
hold for other persons in other places and at other times. (Source: William M.K. Trochim (2006).