Morphosyntax: Words and Their Arrangement: Form and Function of The English Clause
Morphosyntax: Words and Their Arrangement: Form and Function of The English Clause
2016)
Situation
each phrase can be subcategorized into its constituent parts consitutents forms (also serve
functions)
Functional Categories
(1) Subject
(2) Verb
(3) Objects
(4) Complements
(5) Adverbials
Liz
IO
DO
SC
OC
AC
is resting
SVC
The mind is
SVA
The kids
were
SVO
Emily
is playing
complex
here
cards
SVOO Clinton
will send
Congress
his budget
SVOC We
consider
her
SVOA I
will put
the book
the best
away
The Subject
Position. The subject is usually positioned before the verb in the indicative mood, after the
auxiliary in the interrogative mood, and absent but implied in the imperative mood.
Agreement. Subjects usually determine the number (singular or plural) and person (first, second,
third) of other constituents in the clause. The subject determines the number and person, where
relevant, of the verb in finite clauses.
Liz (S) works (V) hard. [singular, third person]
Emily and Liz (S) work (V) hard. [Plural]
The subject determines the number and person, where relevant, of any noun phrase functioning
as the subject complement.
Frank (S) is my nephew (SC) Frank, Mike, and Paul (S) are my nephews (SC)
The subject also determines the number, person, and gender, where relevant, of 'reflexive' pronouns
pronouns ending with the -self or -selves inflections.
I (S) cut myself.
The subject determines the number, person, and gender, where relevant, of the emphatic pronoun
own in structures such as my own or their own.
I (S) cut myself with my own knife.
They (S) cut themselves with their own knives.
Pronouns. The subject determines the case, where relevant, of any pronoun in subject function;
that is, the subject function requires the subjective form of the pronoun.
I (S) like her.
She (S) likes me.
Voice. There is a systematic relationship between the subject of a clause and voice (active or
passive). The active voice subject corresponds to an adverbial (beginning with the preposition by)
in the passive voice.
Emily (S) likes Liz. [active voice]
Liz is liked by Emily (A) [passive voice].
The Verb
The function of verb is the least ambiguous in English since only one category (the verb phrase)
fills this function. Nonetheless, the verb is recognizable by a combination of formal and functional
properties. These are form, position, agreement, tense, modality, aspect, and voice.
Form. The verb is composed of a main verb with or without
auxiliaries. Frank reads (V) quickly.
Frank must have been reading (V) quickly.
Position. The verb usually occurs after the subject in the indicative mood, around the subject in
the interrogative mood, and at the beginning of the clause in the imperative mood.
Sandy fell (V) asleep. [indicative mood]
Did I win (V)? [interrogative mood]
Go (V) home! [imperative mood]
Agreement. The verb corresponds in number (singular or plural) with the subject in finite clauses.
Liz (S) works (V) hard. [singular, third person]
Emily and Liz (S) work (V) hard. [plural]
Tense. The verb of a finite clause is marked for tense (present or past).
Mike likes (V) Nintendo. [present]
Mike liked (V) Nintendo. [past]
Modality. The verb can be marked as predicating something other than simple fact (modal).
Paul might do (V) it. [modal]
Paul ought to do (V) it. [semi-modal]
Aspect. The verb can be marked as completing or continuing the process indicated by the main verb
(perfect and/or progressive).
Paul has done (V) it. [perfect]
Paul is doing (V) it. [progressive]
Paul has been doing (V) it for a long time. [perfect and progressive]
Voice. The verb is marked for voice (active or passive).
Emily likes (V) Liz. [active voice]
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The direct object is identifiable by its formal and functional properties. These are form,
Position. Direct objects usually occur after the subject and verb, as in the examples above.
Pronouns. If the subject and the object of a clause refer to the same entity, then the object will be in
the form of a reflexive pronoun. The reflexive pronoun will agree with the subject in number,
person, and gender, where relevant.
You (S) should see yourself (DO).
We (S) rewarded ourselves (DO) with a treat.
All other pronouns assuming object function will take the objective form.
I like her (DO).
She likes me (DO).
Voice. There is also a systematic relationship between the object of an active voice clause and the
subject of a passive voice clause. The object of the active voice clause corresponds to the subject
in the passive voice equivalent.
Emily likes Liz (DO). [active voice]
Liz (S) is liked by Emily [passive voice]
The indirect object is identifiable by all of the criteria of the direct object with a few unique
The indirect object also occurs only between the verb and the direct object.
We gave (V) her (IO) everything (DO).
*We gave (V) everything (DO) her (IO).
Moreover, only the indirect object can be paraphrased by a prepositional phrase functioning as an
adverbial, beginning with either to or for. The choice of the preposition is governed by the
main verb of the clause.
We gave her (IO) everything (DO).
We gave everything (DO) to her (A).
Finally, the indirect object can be omitted without affecting the semantic relationships of the
remaining constituents of the clause.
We (S) gave (V) her (IO) everything (DO).
We (S) gave (V) everything (DO).
The object complement completes a reference and/or an implication suggested by the object of the
clause. The object complement is identifiable by its form, position, reference, and agreement.
Form. Object complements are most usually noun phrases or adjective phrases, although a
clause may assume this function on occasion.
They elected her Chair of the department (OC).
We find this music most pleasant (OC).
Position. Object complements only occur if there is an object in the clause and then occur normally
after that object.
They elected her Chair of the department (OC).
*They elected Chair of the department (OC).
*They elected Chair of the department (OC) her.
And unlike objects themselves, object complements do not have any passive voice
corresponding clauses, in which the complement appears in the subject position.
*Chair of the department was elected her by them.
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Reference. Since all complements imply a reference, object complements complete a reference to the
object of the clause. There is in effect a copular relation that exists between the object and its
complement, in that the object and its complement can be paraphrased by a SVC structure, like this:
The subject complement completes a reference to and/or an implication suggested by the subject of
the clause. It shares many of the properties of the object complement, notably form and agreement,
as described above under the 'Subject' and 'Object Complement' subheadings. Yet it has a few
properties unique to itself, such as position.
Position. The subject complement always occurs after a copular verb in the SVC clause pattern. The
most common copular verb in English is the verb be used as a main verb, although other verbs that
relate to perception also serve in this category, such as appear, seem, look, sound, feel, etc.
Another functional constituent that suggests a copular relationship with some other clause
constituent is the adverbial complement. It occurs only in explicit copular relationships referring to
the subject, as in
Liz (S) is in the park (AC).
or in implicit copular relationships referring to the object, as in
I put the cookies (DO) in the pantry (AC).
The adverbial complement referring to the object can be paraphrased in a SVC clause, as in
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Adverbial complements occur only in those two positions. Adverbials on the other hand are not
usually as restricted in position or in reference.
To understand more about these last two functions, we should learn to identify adverbials
Further we should note that not all the adverbials in English are as "mobile" as the example above.
Though, generally speaking, adverbials do give the speaker the greatest degree of positional
choice of all the clause constituents.
Meaning. The adverbial conveys a definable, but wide-ranging, set of meanings.
Yesterday (A), Ted left. [time]
If possible (A), ring me later. [contingency]
The book fell on the floor (A). [place]
If it rains (A), we'll leave later. [condition]
Although he's young (A), he's good. [concession]
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Finally, we should remember one last, but important, difference between the adverbial and all other
functional constituents: the adverbial is the optional constituent; it can be left out of the clause;
all others are obligatory.
Having completed this brief survey of the clause, we should always remember, one, that there is
always much more to be said than this meager outline can cover and, two, that there is always a
much greater variety of grammatical structure in the world's language than this chapter could ever
hope to show (cf. Curme 1931 and Quirk et al. 1985).
Nonetheless, before we end this discussion, we need to talk about a few more points.
Grammatical Ambiguity
Words, as we know, often have more than one meaning, and that is the classic instance of
ambiguity. Ambiguity has another sense, however. Occasionally, phrases and clauses create
ambiguity because their structures may be interpreted in more than one way, leading to different
meanings for the sentence as a whole. Such ambiguity is called 'grammatical ambiguity.'
(1) An example of grammatical ambiguity at the phrase rank, interpreting her duck as a
noun phrase
EXAMPLE
FORM
saw her
duck.
Determiner Noun
Pronoun Verb [Noun
Phrase]
Object
saw her
duck.
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FORM
Infinitive Verb
At the clause rank, ambiguity arises when clause constituents can be interpreted as having two or
more functions. Consider the clause They found me a good worker, where the functions of the
last two constituents can vary, creating two different meanings. Compare tables (3) and (4).
(3) An example of grammatical ambiguity at the clause rank, interpreting me as an
indirect object (meaning "They found a good worker for me")
EXAMPLE
They
found me
a good worker.
EXAMPLE They
found me
FUNCTION Subject Verb Direct Object
a good worker.
Object Compliment
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Like all phrases, the constituents of the English noun phrase can be analyzed into both functional
constituents and formal constituents. From a functional point of view, the noun phrase has four
major components, occurring in a fixed order:
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Depending on the context of situation, we choose determiners and modifiers according to our
needs in identifying and specifying the referent of the NP. Sometimes we need several determiners
and modifiers to clarify the referent (all my books in that box); sometimes we need none at all (Liz).
That diagram is one way to represent the dual nature of a phrase. Each phrase, remember, is a
merger of both form and function, and, as complex as it looks, the diagram illustrates only some
of the complexities of the noun phrase in English. (For a more thorough treatment, see Halliday
1994 and Quirk et al. 1985.) Another way to illustrate some of the possible arrangements of form
and function in the noun phrase is presented in the table below.
Table above: Some Examples of the Noun Phrase in English FUNCTION Determiner
Premodifier Head Postmodifier (a)lionsE(b)theyoungX(c)theinformationageA(d)eachof
the childrenM(e)somebadly neededtimewith the familyP(f)thisconclusionto the
storyL(g)all mychildrenE(h)severalnew mysterybookswhich we recently enjoyedS(i)such
amarvelousdata bankfilled with information(j)abetterpersonthan I FORMS Pronoun
Participle Noun Prepositional Phrase Article Noun Adjective Relative Clause Quantifier
Adjective Phrase Pronoun Nonfinite Clause Complementation
Notice that several forms classes can be "reused." For example, in the noun phrase it is possible to
use quantifiers to function as pre-determiners or as post-determiners. This kind of "recycling" is
known as recursion. Notice also that phrases and even whole clauses can be "recycled" into the
noun phrase. This process of placing a phrase of clause within another phrase or clause is called
embedding. It is through the processes of recursion and embedding that we are able to take a finite
number of forms (words and phrases) and construct an infinite number of expressions. Furthermore,
embedding also allows us to construct an infinitely long structure, in theory anyway.
For example, the nursery rhyme "The House That Jack Built" plays on the process of embedding in
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English noun phrases. The nursery rhyme is one sentence that continuously grows by embedding
more and more relative clauses as postmodifiers in the noun phrase that ends the sentence:
And so on. In theory, we could go on forever because language relies so heavily on embedding.
The verb phrase (VP) in English has a noticeably different structure, since the information it carries
about mood, tense, modality, aspect, and voice is quite different from the information carried by a
noun phrase. The verb phrase has two functional parts,
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The indicative mood 'indicates;' that is, it conveys to the listener/reader that the speaker/writer is
making a statement, referring to the real world in an honest, direct, relevant way. The majority of
our expressions are indicative in mood. Speakers signal the indicative mood by using word order:
when the auxiliaries take their "usual" position following the 'subject,' we interpret the clause as
being in the indicative mood.
Philosophers of language, like H. P. Grice, have done some of the most interesting linguistics of
recent years, explicating the meanings of the indicative mood in English by examining how people
use language in conversation. After studying a series of conversations in different contexts, he
developed the following generalizations or "rules of conversation" that help explain much about
how we interpret our language in the indicative mood. Grice (1975) pointed out the participants in
a conversation expect each other to be cooperative, to say something true and to the point, and not
to be withholding any relevant information.
MAXIM OF MANNER
f. Avoid obscurity of expression.
g. Avoid ambiguity.
h. Be brief.
i. Be orderly.
L ook at the conversation between A and B below. The maxims of quantity and relation are at
work in B's response, like principles guiding our indicative interpretation of the fragment.
A: When will you stop by?
B: Sometime after dinner.
T he reply D makes is only sensible if we assume that D is following the maxim of relation (that
D is being relevant to C's statement of hunger) and the maxim of manner (that D being brief).
The interrogative mood signals the speakers' desire for information, that they are asking a question,
that they are 'interrogating' the listeners. The interrogative is marked by starting a clause with
an auxiliary verb or an interrogative pronoun.
(1) Can Liz do that?
(2) What will Liz do?
The imperative mood express the speakers' sense of a command, request, or exhortation - an
imperative. Speakers signal the imperative mood by using a base form of the verb in clauseinitial position.
(3) Do that!
(4) Be here by 8:00 pm.
The subjunctive mood express the speakers' sense of the unlikely, a wish, a prayer, a hope. The
subjunctive describes the state of affairs as speakers wish or hope them to be. It describes
hypothetical situations, "some other world," the irreal. Speakers signal the subjunctive by
beginning subordinate clauses with an auxiliary or by using subordinators that overtly mark
hypothetical conditions.
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(5) Had I known you were coming, I'd have baked a cake.
(6) If I were a millionaire, I'd endow an award in your honor.
The subjunctive is also marked in the verb phrase by the use of subject-verb concord, as in (6),
where the singular subject I is matched with the plural verb were. Base forms of verbs can also
signal the subjunctive.
(7) I suggest that Ms. Jones reconsider her decision.
(8) The administration insists that no one be exempted from the
placement exams.
Finally, the base form is also used in several older, formulaic subjunctive expressions that have
survived in the modern language.
(9) God save the King.
Tense systems mark time. Tense is an inflection on the verb that indicates the time reference of the
expression. In English, tense is marked on the first verb of the verb phrase. All verbs marked for
tense are called 'finite' verbs, while verb forms that do not carry a tense inflection (such as
participles) are called 'nonfinite' verbs.
English has two tenses, really. On most English verbs, the -s inflection marks the present tense, and
the -ed inflection marks the past tense. Verbs using both the -s and -ed forms are known as 'regular'
verbs in that those verbs employ the most common, most 'productive' inflection to mark time, as in
helps/helped, hopes/hoped, loves/loved. 'Irregular verbs,' on the other hand, fall into seven
subcategories, employing a number of inflections (such as -en for the participle inflection as in
written, taken, stolen) or in some classes employing no participle inflections at all (such as put or
cut as in Liz cuts the cake/Liz cut the cake/Liz has cut the cake).
It is really better to refer to the present tense in English as the 'nonpast,' since English uses the
present tense to refer to many different time frames. Consider the sentences below, for example,
where all the verbs are marked for the present tense, but the time reference varies considerably
from example to example:
(11) Emily is tired today.
(12) Emily is leaving soon.
(13) Emily is clever.
Sentence (11) indeed does refer to the present time frame, but sentence (12) seems to refer to the
near future, although it is marked for "present" tense. Sentence (13) is altogether different: its
time frame is expansive, referring to the past, present, and future simultaneously.
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What people commonly call the 'future' in English is really part of the modality system of the
language. English speakers use modal auxiliary verbs (like will) or phrasal verbs (like is going to often phonologically reduced to gonna) to refer to the future.
The modality system expresses the speakers' sense of obligation, volition, probability, permission,
and ability. Modality is signaled by the use of a modal auxiliary verb and the use of a base verb,
modal + base.
(14) Liz {must/should} go. ("obligation")
(15) Liz will stop that immediately! ("volition")
(16) Liz {may/might} go. ("probability")
(17) Liz {can/may} go. ("permission")
(18) Liz {can/could} do it ("ability")
The modality system also includes a class of auxiliary verbs called semi-auxiliaries (or semimodals or quasi-modals). These idiomatic verbs and phrasal verbs express modal (and sometimes
aspectual) meaning. They often (but not always) take the form of BE+PARTICIPLE+to. These
semi-auxiliaries resemble auxiliaries in that they have some equivalence of meaning. Syntactically,
the semi-auxiliaries are a mixed group. The semi-auxiliaries starting with be do not need dosupport in negation or question formation, but most of the others do employ do-support for those
syntactic processes. (See the discussion of do-support below.)
Aspect signals either the completion or the continuation of the process indicated by the verb in
English. The perfect aspect expresses the speakers' sense of completion, the speakers' sense that the
process expressed by the verb has been "perfected," to use the older sense of the word. The perfect
aspect is signaled by the use of a form of the auxiliary have and the -ed participle, have + V-ed.
(Remember that some verbs are irregular, with irregular participle
The progressive aspect expresses the speakers' sense that the process expressed by the verb
continues, covers a period of time, and is in some way relevant to the present moment. The
progressive aspect is signaled by the use of a form of the auxiliary be and the -ing participle, be +
V-ing.
(21) Liz is doing the best work ever.
Voice systems allows speakers to view the action of the sentence in different ways without
changing the facts involved. English has two voices, active and passive. In the examples below, it is
possible to see the event from the perspective of the 'agent' (the conscious "doer" of the action - that
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is active voice), as in (22), or from the perspective of the 'goal' (the "receiver" of the action - that is
passive voice), as in (23).
(22) Liz encourages Emily. (active)
(23) Emily is encouraged by Liz. (passive)
The passive voice is signaled by the use of a form of be and the -ed participle, be + V-ed.
Lastly, English also employs the verb do to function as a supporting auxiliary in verb phrases that
require an auxiliary for certain grammatical processes but which lack some other auxiliary already
discussed. Consider (24) for example where it would be impossible to signal the interrogative
mood without the support of the do auxiliary, as in (25).
(24) Emily sleeps well at night.
(25)
To signal the interrogative mood, remember, the auxiliary verb occurs in clause-initial position.
However, if the clause has no auxiliary verb, as (24) does not, then do-support provides the
necessary auxiliary, as in (25). Notice too that do has all the hallmarks of an auxiliary: not only does
it occur in clause-initial position as other auxiliaries do in the interrogative mood, but it also is
marked for tense like all first verbs in the finite English verb phrase.
Another way to illustrate some of the relationships between form and function in the verb phrase
is presented in the table below.
Some Examples of the Verb Phrase in English
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