Pay Fixation Consolidated Lecture
Pay Fixation Consolidated Lecture
PAY FIXATION
Pay : Pay means the amount drawn monthly by a Government servant as the
pay which
has been sanctioned for a post held in a substantive or officiating capacity to
which he is
entitled by reason of his position in a cadre.
Time Scale Pay means pay which rises by periodical increments from a minimum
to a
maximum.
Identical time scale : Time scales are said to be identical if the minimum, the
maximum,
the period of increment and the rate of increment of the time scales are
identical.
Same Time scale : A post is said to be on the same time scale as another post on
a
time-scale if the two time-scales are identical and the posts fall within the cadre
involving
duties of approximately the same character.
Circumstances which give rise to the fixation of pay are ;1. First appointment to any post whether in a substantive or officiating capacity.
2. Transfer from one post to another, whether in a substantive or officiating
capacity.
3. Re-appointment
FR 22 (I) Clause (a) (1) deal with fixation of pay of a Government servant holding
a non tenure post in a substantive or temporary or officiating capacity on
promotion /appointment in a substantive or temporary of officiating capacity to
another post carrying the duties and responsibilities of greater importance than
those attach to the post held by him.
Clause (a) (2) deal with fixation of pay of a government servant holding a non
tenure post in a substantive or temporary or officiating capacity on transfer
/appointment in a substantive or temporary of officiating capacity to another post
which does not involve assumption of duties and responsibilities of greater
importance of the post held by him.
Clause (a) (3) deals with fixation of pay of a Government servant holding a post
in a substantive or temporary or officiating capacity on transfer at his own request
to a post with the maximum pay in the time-scale of the post lower than his pay in
the post held by him on regular basis.
Clause (b) deals with fixation of pay of a Government servant on his first
appointment in Government service and another case not fulfilling the conditions
in clause (a).
FR 22 (II) deals with grant of pro forma officiating promotion under Next Below
Rule to a Government servant who is working on deputation under the
Government outside his regular line of service on foreign service.
FR 22 (III) stipulates that appointment or promotion of a government servant to a
post in the same or identical time scale of pay (with reference to the scale of the
post of the post held by him at the time of appointment of promotion) should not
be deemed to involve the assumptions of duties and responsibilities of greater
importance for the purpose of initial fixation of his pay.
FR 22 (IV) stipulates that when a Government servant, while holding an ex cadre
post, is promoted or appointed regularly to a post in his cadre, his pay in the new
cadre post should be fixed with reference to his presumptive pay in the old cadre
post which he would have but for his holding the ex cadre post.
FR 27 This rule vests competent authorities with the power to fix the pay of a
Government at a stage higher than that admissible under the provisions of FR 22
by granting premature increments.
FR
28 - This rule vests Government with the power to fix the pay of an
officiating Government servant at an amount less than that admissible under
PAY ON PROMOTION / APPOINTMENT
FR 22(1)(a)(1)
There are two conditions for fixation of pay under FR 22(1)(a)(1)
viz (i) The employee should shoulder higher responsibilities.
(ii) The promotion cadre shall be in higher scale compared to lower scale from
which an employee promoted.
discontinued
Withholding of Promotion
(III)
(IV)
(V)
MAJOR PENALTIES
(VI)
Reduction to a lower state with cumulative effect.
(VII)
(VIII)
Compulsory Retirement.
(IX)
(X)
Withholding of Increments :An increment shall be drawn as matter of course, except when it is
above the EB (abolished under CCS (RP) Rules) 1997) or unless it is withheld as
a statutory punishment for misconduct or bad work.
1.
(a)
(b)
2. The postponing of increment may have the effect of deferring all future
increments and thus a recurring loss to the Govt.Servant or it may be a
temporary for the particular period and the normal subsequent increment
drawn on due dates.
3.
Withholding of increment can be made only in r/o an increment
falling due after the date of issue of order. The increment due on 1.4.2004 can
not be withheld by an order passed after 1.4.2004. The order passed on May
2004 will have effect to the increment due on 1.4.2005.
Distinction between withholding Next increment and one increment
The order to withhold the next increment implies that all the increment
falling due during that period will be withheld because without getting the next
increment an official cannot get increment falling after the next increment.
MINOR PENALTY
Reduction to a lower stage in the time scale of the Pay for a specified
period not exceeding 3 years without cumulative effect.
In this case the period of the Punishment viz Reduction to a lower
stage should not exceed 3 years. The Govt. servant will earn increments in the
normal course during the period of Punishment. The period of Punishment will
have not effect of postponing his future increment on the expiry of the penalty.
MAJOR PENALTY
Reduction to the lower stage in the time scale of pay for a specified
period, with further direction as to whether or not the Govt. servant will earns
increments of pay during the period of such reductions & whether on the expiry of
2.
Broad details of the ACP scheme have been given in the above
mentioned QM dated 9.8.89. However, the features of the scheme as also the
parameter to be observed for its implementation in the department are as under:
(i)
The financial benefits under the ACP scheme will be granted from the
date of completion of the eligibility period prescribed under the scheme or from
the date of issued of these instruction i.e. 9.8.1999 whichever is later.
THE ASSURED CAREER PROGRESS SCHEME FOR THE CENTRAL GOVT.
CIV
(ii) Two financial up-gradations under the ACP shall be available to
employees, if no regular promotions have been availed during the prescribed
periods in their grade, on completion of 12 years and 24 years of regular service
respectively. The first financial up gradation under the schedule shall be allowed
after 12 years of regular service and second up-gradation after 24 years of
regular service subject to the fulfillment of prescribed conditions.
(iii) In case the first up-gradation gets postponed on account of
employees not found fit or due to departmental proceedings etc., the same would
have consequential effect on the second up-gradation.
(iv) Regular service for the purpose of ACP scheme is interpreted to
mean the eligibility service counted for regular promotion in terms of relevant
service/recruitment rules. Further the regular service for the grant of benefit
under the scheme shall be counted from the grade in which an employee was
appointed as direct recruit.
(v) Two financial up-gradations under the said scheme in the service
career of an employee shall be counted against regular promotions including in
situ promotion (granted in terms of Min of Finance Department Expenditure OM
No. 10/E1-III/88 dated 13th Sep 1991) and fast track promotions availed through
limited departmental competitive examinations, from the grade in which the
employees was appointed as direct recruit Briefly, two financial up gradations are
assured in the Government service career under the scheme. If an employee
has already got one promotion, he/she will qualify for second financial upgradation only on completion of 24 years of regular service. In case an
employee has completed 24 years of regular service without any promotions.
Two financial up-gradation will be given as per provisions contained in Para 15 of
Annexure 1 of above mentioned OM dated 9.8.1999. In case two promotions
have already been received by an employee, no benefit under scheme shall
accrue to him/her.
(vi) Vacancy based regular promotions, as distinct from financial upgradation under the ACP scheme, shall continue to be granted after due
screening by regular D.P.C as per relevant rules/regulations. The introduction of
the ACP scheme will in no case, affect the normal (regular) promotional avenues.
(vii) The financial up gradation under the said scheme will be given to
the next higher grade in accordance with the existing hierarchy in a
cadre/category of post without creating any new post for the purpose as laid
down in Para 7 of Annexure I and Annexure II to OM dated 9.8.1999.
(ix)
The financial up gradation under the scheme shall be purely
personal to the employee for the stated purposes and restrictions of ACP scheme
for financial and other benefits shall have no relevance to his seniority position,
he/she will continue to hold the old designation and that the same will not amount
to actual /functional promotion of the employee. There shall be no additional
financial up gradation for the Senior employee on the ground that junior
employee in the grade has got higher pay scale under the ACP Scheme (Para 6
& 8 of Annexure I to OM dated 9.8.1999 refer)
(x) Reservation Orders/roster shall not apply to the ACP Scheme in
terms of Para 12 of Annexure I of DOPT OM dated 9.8.1999.
(Xi) Under the ACP Scheme the pay of an employee on up gradation shall
be fixed under the provisions of FR 22(I)(a)(I) subject to minimum financial
benefit of Rs.100/- as per DOPT OM No.1/6/97/PayI dated 5.7.1999 as referred
to in Para 9 of Annexure I to OM dated 9.8.1999. The financial benefit allowed
under this scheme shall be final and no pay fixation benefit shall accrue at the
time of regular promotion against a functional post in the higher grade.
(xii) Grant of higher pay scale under the ACP scheme shall be conditional
to the fact that an employee, while accepting the said benefit, shall be deemed
to have given his/her unqualified acceptance for regular promotion on occurrence
of vacancy subsequently. In case he/she refuses to accept the regular promotion,
it would entail forfeiture of the period of debarment towards the qualifying service
for the next financial up gradation in accordance with the provision of Para 10 of
Annexure I to OM dated 9.8.1999 referred to above. Further in case of refusal to
accept regular promotion subsequently, the employee concerned should be
reverted from the higher grade granted under ACP in terms of Clarification No.22
to DOPT OM dated 10.2.2000.
The regular service of an employee in his/her previous organization
where he/she was declared surplus, shall be counted along with his/her regular
service in the Department for the purpose of financial up gradation under the
scheme in terms of Para 14 of Annexure I to DOPT OM dated 9.8.1999.
The ACP scheme has become operational w.e.f. 9.8.1999 i.e. date of issue of
DOPT OM mentioned above.
There shall be no financial up gradation for the Senior employee on
the ground that junior employee in the grade has got higher pay scale under the
ACP Scheme (Para 6 & 8 of Annexure I to OM dated 9.8.1999 refer)
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55 years. In other cases, the whole amount of pension will be taken into
account for the purpose of initial fixation of pay in the re-employed post.
Fixation of pay of pensioners re-employed on or after 1.7.1986
Re-employed pensioners shall be allowed to draw pay only in the
prescribed scale of pay for the post in which they are re-employed. No protection
of the scales of pay of the post held by them prior to retirement shall be given.
2(i)
In all cases where the pension is fully ignored, the initial pay on reemployment shall be fixed at the minimum of the scale of pay of the re-employed
post.
(ii)
In cases where the entire pension and pensionary benefits are not
ignored for pay fixation, the initial pay on re-employment shall be fixed at the
same stage as the last pay drawn before retirement. If there is no such stage in
the re-employment post, the pay shall be fixed at the stage next above that pay. If
the maximum of the pay scale in which a pensioner is re-employed is less than
the last pay drawn by him before retirement, his initial pay shall be fixed at the
maximum of the scale of pay in which a pensioner is re employed post. Similarly,
if the minimum of the scale of pay in which a pensioner is re employed is more
than the last pay drawn by him before retirement, his initial pay shall be fixed at
the minimum of the scale of pay of the re employed post . In all cases, the non
ignorable part of the pension and pension equivalent of Retirement benefit shall
be reduced from the pay so fixed. However, w.e.f. 1.6.1988 the amount of
pension equivalent of gratuity should not be deducted from the pay so fixed.
(iii)
The re employed pensioner will in addition to the pay as fixed under
Para (ii) above shall be permitted to draw separately any pension sanctioned to
him and to retain any other form of Retirement benefits.
(iv)
Once the initial pay of a re-employed pensioner has been fixed in the
manner indicated above, he may be allowed to draw normal increments in the
time scale of the post to which he is appointed as if the pay had been fixed at the
minimum or the higher stage, as the case may be (i.e. before an adjustment on
account of pension is made),provided that the pay and gross pension/pension
equivalent of other Retirement benefits taken together do not at any time exceed
Rs.8000 (rs.26000 from 1.1.1996)per months in terms of Order 4 and 5 CCS
(Fixation of Pay Re-employed pensioners)Orders 1986.read with GOI DOPT OM
No.3/4/97/Estt.(Pay.II) dated 7.11.1997
FIXATION OF PAY EX COMBATANT CLERKS/STRORESMEN
The service rendered as a Combatant Clerk (Sepoy and above
and equivalent ranks in Navy and Air Force) may be treated as equivalent to
service as LDCs/Junior Clerks/Time scale clerk in Civil Departments irrespective
of the pay drawn in the Armed Forces and that when such persons are absorbed
in post of LDCs/Jr.Clerks/Time Scales in Civil Departments after their
release/retirement in the Armed Forces, their initial pay in the post of
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iv)
Where the pay is fixed below the minimum of the pay scale of the reemployed post after taking into account pension, the rate of increment shall be
admissible at the minimum of the pay scale till the minimum of the pay scale is
reached. Thereafter subsequent increments granted in the usual manners.
The power to fix the pay is delegated to the Administrative Ministries
concerned and orders for fixation of pay in these cases be issued by invoking the
provision of FR 27.
The pay of the re-employed pensioners shall be fixed after ignoring
the revised pension (excluding the ignorable portion of pension wherever
permissible) w.e.f.1.1.1996 under RPR 97 in terms of DOPT No.3/12/97/Estt
(Pay.II) dated 19.11.1997 and 8.3.1999 and clarificatory orders issued by the
GOI MOD New Delhi ID No: PC to F.11(6)/97/Civ.I.Vol.II dated 24.3.1999.
Examples of pay fixation:
1. Fixation of Pay on initial appointment
The initial pay will be fixed at the minimum of the time scale of the
post against which the appointment is made in terms of Rule 22 (1) (b) FR/SR
Shri A is appointed as Auditor in the pay scale of Rs. 4500-125-7000
w.e.f. 01-03-2003 through staff selection Board. Shri A has joined his duties as
Auditor w.e.f. 31-3-2003(FN). Fix his pay with date of next increment.
The pay of Shr A is fixed @ Rs.4500/- p.m. w.e.f. 31-3-2003 with
next increment on 01-03-2004 provided on non qualifying period intervenes.
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FR 22 (I) (b)
2. Fixation of the pay from the date of promotion
Shri A is drawing Pay @ Rs. 7950/- p.m. in the scale of Rs.5500175-9000 is promoted to the higher post in the scale of Rs. 6500-200-10500
w.e.f. 4-5-2001. The post carries the duties & responsibilities of the greater
importance than those attached to the existing post. Fix his pay on promotion
indicating the DNI.
Pay in the existing scale of Rs.5500-175-9000
7950/-
175/8125/-
8300/-
7000/125/7125/-
7250/- p.m.
w.e.f. 2-6- 2003 i.e.
from the date of the
assumption of charge
for the higher post.
01-06-2004
6500-200-10500
10500/-
7450-11500
---
15
--
10700/200/10900/-
10600/----11050
w.e.f.1-8-2000
01-08-2001
A Sr.Auditor drawing pay Rs.6350/- in the pay scale of Rs.5500-1759000 is promoted to SO(A) in the scale of Rs.6500-200-10500 w.e.f. 26-82000(FN). His date of next increment as Sr.Auditor is 1-10-2000. He opts for
fixation of pay under FR 22 (I) (a) (I) from the date of next increment in the lower
scale fix his pay indicate the date of next increment.
Period
1-10-99 TO 25-8-2000
26-8-2000 TO 30-9-2000
1-10-2000
Add notional increment
Senior Auditor
5500-175-9000
6350
6350
6550
175
-------------6725
SO(A)
6500-200-10500
--6500
----------------6900
DNI : 1-10-2001
Fixation of Pay on identical scale will be fixed at the same stage in terms of FR
22 (III)
Fixation of pay on Adhoc Promotion
An AAO drawing Pay of Rs. 7450/- p.m. from 1-3-2003 in the scale of
Rs.7450-225-11500 was appointed as AO in the scale of Rs. 7500-250-12000
on adhoc basis from 2-5-2003. The officer exercise option for fixation of pay
w.e.f. 1-6-2003 under FR 22 (I) (a) (I) on his earning increment in AAO scale on
2-5-2003 the pay of officer on appointment to in the post of AO adhoc basis shall
be fixed @ Rs. 7750/- with DNI 1-5-2004 . The option is not available for
promotion on adhoc basis vide clause (a) (1) of FR 22 (I)
Period
1-6-02 TO 1-5-03
Add notional increment
AAO
7450-225-11500
AO
7500-225-12000
7450/225/----------------7675/-
7750/-
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Note : Though the stage of Rs.3300/- exist in the higher scale yet the pay will be
fixed at the stage next above the notional pay arrived at by increasing the pay in
the lower post by an increment or Rs.100/- whichever is more. Hence in the
instant case, pay is to be fixed at the stage above Rs.3300/- w.e.f. 9-8-1999 with
DNI 1-8-2000.
Shri X was drawing pay @ Rs.7250/- in the scale of Rs.5000-1508000 with DNI 1-10-1999 and was granted two financial upgradation under ACP
w.e.f. 9-8-1999 i.e. from the pay scale of Rs. 5000-8000 to Rs.5500-175-9000
under ACP-I and to the scale of Rs.6500-200-10500 under ACP-II and exercised
option for fixation of pay under FR 22 (I) (a) (I) i.e. on the date of accrual of
increment in the lower scale. Fix his pay with DNI.
Date
1-10-1998
9-8-1999
7250
7250
Fixation of Pay in
ACP-I
ACP-II
5500-175-9000
6500-200-10500
--Rs.7425/Rs.7700/under FR 22 (I) (a) (I)
DNI : 01-10-2000
Pay Scale
4000-100-6000
4500-125-7000
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1.
1-10-98 to 8-8-99
5500
--
2.
9-8-99 to 30-9-99
5500
5625
3.
1-10-99
5600
5750
5750
with DNI 1-10-2000
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2 (A)
(a)
Both the senior and junior employees should belong to the same cadre
before promotion and working in the posts with the same scale of pay
before promotion.
(b)
(c)
The junior should have not drawn more pay than the senior at any point
of time in the lower grade (before promotion).
(d)
The junior should draw more pay at some point of time or the other in
the higher scale (i.e. in the promoted post) than the senior, due to the
application of FR 22.
2 (B)
(a)
(b)
(c)
(d)
Note: In cases where junior draws more pay in pre-revised scales by virtue of
advance increments granted to him the anomaly will not arise.
2 (C) Conditions to be fulfilled for an anomaly due to introduction of Selection
Grades in Groups C and D:
(a)
(c)
The scale of pay of the lower post (ordinary grade) and higher post in which
both junior and senior are entitled to draw pay should be identical.
The senior employee should have been eligible for appointment to
selection grade but for his working in the higher post on or before the date
on which the junior was appointed to the selection grade.
The junior should not have drawn more pay than the senior by virtue of
fixation of pay under normal rules or any advance increment, in the lower
post.
(d) The anomaly should be directly as a result of the junior holding
selection grade in the higher scale at the time of his promotion to the
higher grade.
3.
(b)
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(1)
(2)
(3)
(4)
Important Note:
1.
The Govt. of India, MOF have clarified that in cases where a senior
becomes entitled to the benefit of stepping up twice with reference to the
pay if the two of his juniors promoted later the benefit of stepping up of pay
in accordance with the above orders should be allowed only once with
reference to the pay of the first junior and not with reference to the second
junior promoted later than the first junior.
[ Authority: C&AGs decision No.2 below FR 22]
Stepping up of pay of the senior for the second time admissible:- The pay
of the semior A is stepped up with reference to the pay of his first junior B
and at a later date the pay of the B is stepped up with reference to
another junior C. Consequent on the stepping up the pay of the junior B
with reference to C the senior A may happen to draw lesser pay than his
junior B in such cases the pay of the senior A may again be stepped up
at par with his junior B provided all the conditions under the general orders
for stepping up of pay of A vis--vis C are fully satisfied.
[ Authority: GOI order (21) below FR 22]
2.
4.
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(vi)
Senior direct recruits getting less pay than the junior promotees
whose pay is fixed with reference to pay last drawn.
(vii) Junior getting more pay due to additional increments earned on
acquiring of higher qualifications.
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