Geo Seli
Geo Seli
Abstract. We consider the old problem of finding a basis of polynomial invariants of the fourth
rank tensor C of elastic moduli of an anisotropic material. Decomposing C into its irreducible
components we reduce this problem to finding joint invariants of a triplet (a, b, D), where a and b
are traceless symmetric second rank tensors, and D is completely symmetricand traceless fourth
rank tensor (D e T~). We obtain by reinterpreting the results of classical invariant theory a
polynomial basis of invariants for D which consists of 9 invariants of degrees 2 to 10 in components
of D. Finally we use this result together with a well-known description of joint invariants of a
number of second-rank symmetric tensors to obtain joint invariants of the triplet (a, b, D) for a
generic D.
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%=C~**eu
or tr=Ce.
This defines the action of SO(3) on the space T$ and renders it a finitedimensional representation of SO(3). For the calculation of invariants of C it
will be convenient to decompose T~, into simpler pieces. Indeed, it can be
shown (cf. [2]) that under the action of SO(3) the space T~, decomposes into
direct sum of spaces of dimensions 1, 1, 5, 5, 9:
where T]s stands for the space of completely symmetric traceless tensors of
rank n, which has the dimension 2n + 1; in other words, we have the following
lemma:
LEMMA. Each Cokl~ T~, can be represented uniquely in the form:
Polynomial invariants
99
REMARK. We can omit the condition of polynomiality and obtain a definition of an invariant function on V; for example, one may consider continuous
invariants. However, in this paper we only consider polynomial invariants.
The important property of polynomial invariants is that they "separate the
orbits". This means that if we know the values p(v) for all polynomial
invariants p we can recover v uniquely up to the action of SO(3) (cf. [1]).
This property is not very useful in itself, since there exists infinite number of
polynomial invariants. Our main goal is to find a finite set of polynomial
invariants which would separate the orbits. For this purpose we introduce the
following definition:
DEFINITION. A finite set p~ . . . . , Pk of polynomial invariants of V is called
an integrity basis if every polynomial invariant of V can be written as a
polynomial in p~ . . . . . Pk"
This is one of the basic notions of the classical invariant theory. One of the
main results of this theory claims existence of such a set (cf. [1], I-3]):
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Polynomial invariants
101
(d2)ij : Dipq~Djpqr.
Now we can formulate our main result:
T H E O R E M 1. The nine invariants dE,..., J~o listed below, which are of
deorees 2 . . . . . 10 respectively form an integrity (and, therefore functional) basis
degree
J2 = tr d 2
J3 = tr D 3
diagram
tThese 9 invariants are not independent (one easily checks that dim(T~./SO(3)) = 6, and hence
only six of them are independent); in other words, there are polynomial relations between them;
however, these relations do not enable one to express one of these invariants as a polynomial of
the remaining ones. The complete list of relations among these invariants can be found in the
dissertation [61.
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lnvariant
degree
J4 = trd2
diagram
NO
Js = tr d2Dd 2
J 6 = tr d23
J7 = tr
d2Dd2
Js = trd2D2d2
J9 = tr d2D(d 2)
J lo = tr d~D2(d2)
10
Polynomial invariants
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Note that the third column of the list contains a diagrammatical description
of the invariants Ji, where each circle of a diagram represents D and a line
connecting two circles corresponds to a summation over one pair of indices. 2
For example, (d2)ij = DipqrDjpq, is represented by the following diagram:
It should be pointed out immediately that this set is different from the
integrity basis of invariants given in I-5], but these sets are equivalent in the
following sense: We call two invariants X and Y of the same degree equivalent
(i.e. X ~ Y) if X - Y can be expressed as a polynomial of invariants of lower
degrees. It should be also clear that if we substitute each invariant in a
functional basis by an equivalent one, we still get a functional basis. The above
list contains two examples of equivalent invariants. We also note that
J6 '7L tr D 6.
Thus, to prove the theorem it suffices to show the equivalence of our
invariants with those given in [5]. We start the proof by showing such
equivalence for degree 8. Except for degree 6 (to which we shall return below),
equivalence of remaining invariants in the two sets can be proved by using
similar arguments.
The invariant of degree 8 given in [5], when rewritten in terms of tensors (cf.
Appendix 1) is defined as
i~k = {A}ij{D2},~k,{dz}u,
where curly brackets stand for the symmetric and traceless part of the tensor
they bracket, and A = {d2}2. Now we claim that J8 = iAk" Since {D 2} is
completely symmetric and traceless, it is obvious that i~k = tr{d2}2{D2}dz .
Next, since for a second rank symmetric tensor {a}~j = a l i - 60tra, one easily
sees that
iak = tr d 2 { D 2 } d 2 + tr dz(some invariant of degree 6) ,-~ tr d2{D2}d z.
2One notices that these diagrams resemblethe structural formulasin chemistry;but as was noted
a long time ago (cf. [3, Appendix 1]), this resemblanceis fortuituous.
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,~
c.
which can be deduced from the Gordon's identities for invariants (cf. [31, [6]).
This completes the proof of the theorem.
[]
Polynomial invariants
105
To justify the use of the word "generic" in the above definition we should
show that the set of all non-generic D's is "small". For this purpose we prove
first (see Appendix 2) that this set is defined by a system of 6 polynomial
equations each of degree 15 in components of D. A well known result in
algebraic geometry implies that the set of solutions of this system can be either
the whole space T~' (this means that the system holds for any D E T~) or some
algebraic geometry implies that the set of solutions of this system can be either
computer) an example D which does not satisfy this system (and hence is
generic). This in turn implies that the non-generic set is an algebraic subvariety
of dimension at most 8 (in fact, we believe the dimension is 7) in the
9-dimensional space T~. From this it follows that the set of non-generic D's
has measure zero. Informally speaking, this means that the probability of a
randomly chosen D ~ T~i~ being generic is 1.
We hasten to note that many interesting examples are non-generic in our
sense: for example, if D has any non-trivial symmetries (i.e., gD = D for some
g SO(3), g # I) then d 2 and d, inherit these symmetries and this means that
they have a common principal axis; therefore D is not generic.
We will also call C e T~ generic if the corresponding D is generic.
Now we can give the following definition:
DEFINITION. A finite set p~,..., p, of invariants of T~, is called a weak
functional basis if
= gC 2
Once more, we note that a weak functional basis of invariants of T~, can be
obtained by adding )~,~ to a weak functional basis of invariants of the triplet
(a, b, D). In constructing such a basis for (a, b, D) we prove first the following
theorem:
T H E O R E M 2. A generic D is uniquely determined by d2, ds, J3, J8, J9, Jlo"
Proof. First observe that having d 2 and d~ we can calculate the invariants J2,
J4, Js, J6, J7" This implies that the knowledge of d2, ds, J3, J8, J9, Jlo provides
us with all the invariants of D and therefore determines D uniquely up to
rotations; in other words, the data set of the theorem gives us the orbit
O(D)(= {gD, g~SO(3)}) of D.
Now we prove that two distinct points on the orbit D,D' = 9D give rise to
distinct pairs (d2,d~). Indeed suppose that d2(D) = d2(D' ). Hence d2(D ) =
d2(gD ) = gd2(D). But one easily sees that d 2 = 9d 2 is possible only if g is a
rotation about a principal axis of d2(D) (of 180 degrees if eigenvalues of d 2 are
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J2,.--, Jlo
tr a 2, tr a a, tr b 2, tr b 3
tr ab, tr a2b, tr ab 2, tr a2b 2 and similar invariants
for each of the pairs (a, d2), (b, d2), (a, ds), (b ds),
tr abd2, tr abds, tr ad2ds, tr bd2d ,
Proof. First, a weak functional basis of invariants of C is obtained by adding
2, # to a weak functional basis of invariants of (a, b, D). Next from the previous
theorem it follows that a weak functional basis of invariants of (a, b, D) can be
obtained by adding J3, Js, J9, JlO to the functional basis of invariants of the
quadruple (a, b, d2, ds). For the latter quadruple the functional basis is known
(cf. [7]): it is composed by the traces
tr x, tr x 2, tr x3;
tr xyz
Polynomial invariants
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The functional basis of invariants of C thus obtained contains J3, ds, Jg, dlo
plus 9 invariants of the pair (d2, d~). But these 13 invariants can be expressed
as polynomials of the generating invariants J2 . . . . . Jlo by Theorem 1. With
this observation we arrive at the set of 39 invariants given in the statement of
the theorem.
[]
Note that this set does not contain any invariant of degree higher than 10.
REMARK. The set ofinvariants given in the theorem is not a functional basis
but only a weak functional basis. For example, as remarked before, in the case
where D has symmetries of a cube the pair (d2,d,) does not give any
information about the orientation of D and therefore the invariants of the
theorem which were constructed for the set (a, b, d2,d ~) do not allow us to
recover (a, b, D) if a, b are non-zero tensors.
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Now we can easily give the expressions for all the generating invariants of
Sylvester and yon Gall. For example, the invariant of degree 8 looks as follows:
iAk(f) = (((f, f)4, k)4, A)4,
where f ~ Vs, k = (f, f)6, A = (k, k) 2. One can easily check that i~.~ V0 = R;
from the definition of the operations (a, b)i it follows that ia,k is an invariant.
To find the formulas for corresponding invariants of D ~ T~ we note that for
even i we have an analog of the operations (a, b)i for the tensors: given
a = ai,...~,, ~ T~, b = bj,...j, ~ T~,s there is a canonical way to construct a tensor
$$
c = (a,b)Zt~ Tn+m-2t,
in terms of components c can be written as follows:
Cil...i._dr.j,_' = {ait...i._,p~...pbj,..j,_,pr..p,} (here curly brackets stand for the symmetric and traceless part of the tensor they bracket); in particular,
(D, D)4 = {D2}. Thus it is clear that the generating invariant of degree 8 of a
tensor D ~ T~ is given by
iAk ~ {A}ij{D2}ijkl{d2}kl,
where A = {d2} 2. We have used this expression in Section 2.
We do not give here the expressions for the invariants of other degrees: they
can be found in [5].
We now return, as promised above, to the relationship between the representations of the groups S0(3) and SL(2, C). We first note that there exists an
embedding S0(3)--, SL(2,C)/+ 1, given by the well-known isomorphism
S0(3) ~- SU(2)/ +_ 1. In some sense, SL(2, C ) / _ 1 can be considered as the
complexification of S0(3). This can be defined rigorously using the notion of
Lie algebras. In particular, we have the following lemma (cf. [1]):
LEMMA. Any action of S0(3) in a real space T can be uniquely extended by
complex analyticity to the action of SL(2, C)/_+ 1 (and hence, SL(2, C)) in the
space T ~ iT. If T is irreducible, so is T @ iT.
In particular, we can apply this lemma to our representation T~s. It is known
(cf. [1]) that this representation is irreducible. Then we obtain an irreducible
representation T~ ~ iT~s of SL(2, C) of dimension 2n + 1 over C. But we know
that there is a unique (up to isomorphism) irreducible representation of
SL(2, C) of dimension 2n + 1. This representation can be realized as the action
of SL(2, C) in the space V2, of all homogeneous polynomials with complex
coefficients of degree 2n in two variables. The action of SL(2, C) in this space
is given by the formula af(x,y) = f(x',y') where x' = g l t x + g12Y, Y'
----- g21 x -1- g22Y" Thus, as representations of SL(2, C), T~s ~9 iT~~ ~- V2,.
We next consider the algebras of all polynomial complex-valued functions
Polynomial invariants
109
on T,~s and on V2n, which we denote by S(T~ ~) and S(V2n) respectively. One
easily sees that since V2n "-~ T~~ @ tTn
" ~ the algebras of polynomial functions are
isomorphic: S(T~) ~- S(V2, ).
Now the following theorem appears naturally (once more, we refer to [1] for
the proof of this theorem)
T H E O R E M . Let us denote by S(Vzn) sL~2"c~ the algebra of those polynomials
from S(V2n) which are invariant under the action of SL(2, C), and by S(TSS)sOl3)
the algebra of those polynomials from S(T~ ~) which are invariant under the action
of SO(3). Then these algebras are isomorphic:
S( V2n)s142, cJ ~ S( TSS)sO13~.
This theorem allowed us to borrow results from the classical invariant theory.
Appendix 2: Genericity
In this appendix we show that the set of all non-generic D's can be described
by a system of polynomial equations. To do this we first need a criterion for
two symmetric 3 3 matrices a, b to have a common principal axis which
could be expressed in terms of polynomials in components of a, b. We produce
such a criterion as follows: first we take the commutator ab-ba. Next we can
associate to this matrix a vector v in a standard way: v~ =e~k(abba)ik = e~jkajtbtk. NOW we have the following lemma:
LEMMA. Let a, b be symmetric 3 3 matrices with real entries. Then a, b have
a common principal axis if and only if the vector o defined above is a common
eigenvector for a and b or zero (in other words, av = )w, by = pv for some 2,
/~ER).
Proof of this lemma is simple. The only subtlety arises when a or b have
multiple eigenvalues but one easily discovers that the lemma remains valid.
Next one observes that the condition av = )w for some 2 6 R is equivalent to
the following system:
(av) ~vz = v~(av)z,
(av) ,vs = v~(av)~,
(av) zv~ = vz(av) ~,
where (av) i stands for the i-th component of the vector av. This can be rewritten
as ~ijk(aV)~Vk = O. Similarly, by = #v ~ eijk(bV)jVR = O. Substituting ~kpra~sbs, for
Vk, we obtain that a and b have a common principal axis if and only if the
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i = 1,2,3.
tijkemlekprbjmbabsra~taps = 0
Acknowledgement
This work was sponsored by the National Science Foundation under a
Material Research Group Award (DMR-9001378).
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