Avoid Pitfalls of BioProcess Development PDF
Avoid Pitfalls of BioProcess Development PDF
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any correlations and relationships have been changes in the many biochemical steps functioning in con-
developed for the scaleup of chemical processes, cert e.g., microorganisms or enzymes may lose their
but these equations are not always applicable to activity, and biomass quantity may decrease if the operating
their biochemical or bioprocessing counterparts. The differ- conditions drift outside of the optimum range.
ences between these engineering disciplines lie not in the One factor that must be monitored continuously in the
principles of unit operations and unit processes, but in the production of biomass is pH. Good mixing is essential to
nature of living systems. The development, scaleup and prevent the medium from being affected by pH perturba-
optimization of the complicated biochemical activities of tions that may result from intermittent pH-control
microorganisms, including yeasts, bacteria, algae, and actions. In large-scale fermenters, the lack of a complete-
molds, and of isolated animal and plant cell systems, pres- ly well-mixed environment may lead to pockets with
ents engineering challenges that are sophisticated and diffi- varying pH values. For example, during the use of
cult. This article addresses a variety of issues that must be Bacillus thuringiensis for thuringiensin production, pH
carefully considered during a myriad of bioprocess opera- must be maintained between 7 and 8.5. Any variation
tions and discusses ways to handle them successfully. from a pH of 7.0 could decrease the biomass and product
Since it is beyond the scope of this article to cover every concentration. (However, short periods of pH fluctuation
system comprehensively, the author cites practical examples have a minor effect on thuringiensin production and bio-
from the literature that demonstrate successful techniques mass concentration.)
for a given scenario. Additional references may be obtained Taking a closer look, the organism usually produces
by contacting the author directly. biomass and a metabolic acidic waste during the log
growth phase. The acids are used as a carbon source after
1. Identify the operating regime glucose has been consumed. Alkali is added to maintain
Processes that use isolated cells have a lot in common the pH of the broth. Once the organism enters the station-
with those based on microorganisms. But unlike chemicals, ary phase, biomass production slows down considerably.
the commercial use of microbes, cells or enzymes derived At the proper operating conditions, the biomass yield is
from cells is restricted to the conditions at which these sys- approximately 92%, with a final pH of around 8.5 (1).
tems can function. The vast majority of microorganisms In general, an organisms activity is depicted graphical-
operate in mild conditions, but some thrive at temperatures ly as a bell-shaped curve, where the maximum point
above the boiling point of water or at pH values far from reflects a change in pH. Although the organisms rate of
neutrality. The performance of a bioprocess can suffer from activity increases with increasing system temperature (per
Biomass Productivity, dx
a = ratio of the specific growth rate of the variant to that of the
parent organism 1.2
CL = concentration of CO2 in the liquid phase
CF = fraction of CO2 entering the reactor feed gas
D = dilution rate, 1/s 0.8
F = liquid flowrate to the reactor, L/s
f = fraction of recycle to reactor
H = Henrys law constant
0.4
Ks = equilibrium constant in Monod equation, concentration units
k1, k2 = forward and reverse rate constants for cell movement from
suspended to adhered state, 1/s
ms = maintenance coefficient, g glucose per g dry cell mass per s 0
Ng = number of generations 0 0.2 0.4 0.6 0.8 1
P = reactor pressure, Pa
[P] = product concentration, g/L
Dilution Rate, D
Q = air flowrate, L/s
R = universal gas constant, 8.314 J/mol-K
Figure. 1. Relationship between dilution rate and biomass productivity
[S] = substrate concentration, g/L in a Monod chemostat system.
s = substrate concentration inside the reactor or in exit stream, g/L
so = substrate concentration in the feed, g/L equation (dimensionless); Y is the yield factor (g of cells pro-
T = reaction temperature, C
t = time, s duced per g of substrate consumed); and so is the substrate
V = reactor volume, L concentration in the feed.
X = final number of cells, on a dry basis, g Generally, the concentration of biomass entering the reac-
Xo = number of cells in the original inoculum
tor is assumed to be zero. This leads to a new relationship for
x = amount of suspended biomass, g
x1 = amount of adhered biomass, g the steady-state cell productivity:
xm = concentration of the variant species, g/L
xn = concentration of the parent species, g/L Dx = DY(so DKs/( m D)) (4)
Yp = grams of product formed per gram of cells formed
Y, Ys = cell yield coefficient or yield factor = g cells produced
per g substrate consumed
As D is increased, the cell productivity also increases,
Ysp = yield coefficient for the production of lactic acid, reaching a maximum of m. At a certain value of D, the
g lactic acid per g glucose substrate is not being utilized, and both the cell growth
rate and cell productivity drop to zero the latter taking
Greek Letters
= ratio of specific growth rates, dimensionless a sharper drop (Figure 1). This condition is called wash
= rate of appearance of variants, 1/s out. Knowledge of the wash-out flowrate is necessary in
= viscosity of the solution, g/cm-s order to ensure that the reactor is operated below this
= Monod exponential growth rate, 1/s
value and that it can still maintain high cell productivity.
m = maximum growth rate, 1/s
because the cell walls of filamentous fungi are composed and reverse rate constants of k1 and k2 respectively, then:
of chitin, which is not as strong as the peptidoglycan bag dx/dt = Dx k1x + k2x + x (5)
that protects bacterial cells.
Animal cells do not have cell walls and are particularly dx1/dt = k1x k2x + x1 (6)
vulnerable to shear forces. However, these cells are also
are very small and can slip between eddies, which shield At steady state:
them from shear forces. Nevertheless, an axial flow pat-
tern is preferred for animal cell systems. The impeller-to- D = (1+ x1/x) (7)
tank diameter ratio should be higher than typical values if
microcarrier cultures are used. Equation 7 suggests that as the ratio of the concentration
Gas bubbles may damage cells with membranes in two of adhered biomass to suspended biomass increases, the
ways: When bubbles collapse at the surface of the liquid, wash out flowrate increases by a factor of (1+ x1/x).
cells trapped in the wake of the bubble are subjected to In a cylindrical vessel, the surface area of the cylindri-
relatively high stresses, which can rupture the cell mem- cal section is proportional to the volume expressed as
brane. Also, when bubbles or foams surrounding a cell 1/V1/3, indicating higher amounts of cell adhesion are like-
move in different directions or at different speeds, the ly at smaller rather than at larger-scale volumes. Figure 2
trapped cells are dragged along, and the membrane may depicts the fraction effect of cell adhesion to the walls as a
be torn or sheared apart. Minimizing the formation of function of V (assuming =1).
foam layers, for instance, by increasing the diameter of Thus, the effect of cell adhesion on D will be more
the disengagement zone, or by using slow aeration rates, predominant in lab-scale vessels. Conversely, if lab-scale
will keep bubble damage in check. Also, the addition of vessels are used for the estimation of operating conditions
surface-active agents protects the cells from breakage by or for the design of a large-scale vessel, one should over-
either making them slippery enough to escape from high estimate the dilution rate and wash out flowrate, and
forces, or by increasing the viscosity of the medium, underestimate the reactor size for a desired cell produc-
thereby facilitating its absorption of the kinetic energy of tivity (4).
the cells.
In a similar manner, the microbial cells mycelial pel- 4. Fluid viscosity (non-Newtonian behavior)
lets and hyphae may be damaged by the agitation caused Dispersed filamentous broths demonstrate non-
by sparging and mixing. During the submerged cultivation Newtonian behavior i.e., a decrease in viscosity with
of Aspergillus awamori, for instance, the change in pellet increasing shear rate. Also, the apparent viscosity is nor-
size and pellet porosity were found to be inversely propor- mally quite high. The power law is used to describe the
tional to the specific energy dissipation rate. In fact, a total rheological properties of such fermentation broths.
breakup of pellets may occur in the case of hollow, cen- When the fermentation medium contains a polymeric
trally autolyzed aggregates (2). substrate such as starch, the apparent viscosity will
Mycelial cells also produce an extracellular matrix of decrease during batch fermentation due to its enzymatic
polysaccharides, which causes cells to clump under condi- degradation and consumption, and a change from non-
tions of shear stress. This increases the overall metabolite Newtonian to Newtonian behavior can occur. On the other
production. However, given the strong tendency of the hand, when a polymer is produced during batch fermenta-
cells to attach to something, the fragments of hyphae from tion, the viscosity of the broth will increase with an
the outer pellet surface may serve as new centers for bio- increase in broth concentration.
mass growth. A power law correlation has been proposed for the vis-
cosity of mold-containing solutions as a function of the
3. Cell adhesion to walls biomass dry weight (X), where a ranges from 1.1 to 2.65:
In some fermentation systems, such as those using fila-
mentous fungi, a small part of the culture grows on the Xa (8)
inner surface of the reactor. Hydrophobicity of the bacterial
cell surface is one of the most important factors that govern Another power law equation correlates yield stress with
the mechanism of this bacterial adhesion (3). If the concen- mycelial concentration, where the exponent a ranges from
trations of suspended and adhering biomass are x and x1 2.3 to 2.5 (5).
respectively, and if there is a first-order exchange of materi- Oxygen transfer and CO2 removal rates are affected by
al between suspended and adhering biomass with forward viscosity. Hence, they are important during scaleup. As vis-
surface serve as new centers for biomass growth. This phe- clearance is high, settling of the biomass is observed,
nomena was observed during a submerged cultivation. At whereas if the agitator is located too low, axial mixing is
times, hyphal damage can also lead to cytoplasm release. poor. In such cases, multiple axial stirrers may be required.
The pellet size and porosity of Aspergillus awamori were Similarly, the location of the concentric tube in an airlift
found to be inversely proportional to the specific energy dis- reactor from the bottom is found to affect cell growth and
sipation rate. Specific growth rates and the overall biomass the production of ginseng saponin and polysaccharide dur-
concentrations of Penicillium chrysogenum have increased ing fed-batch cultivation of Panux notoginseng cells. At
with agitation intensity, while the specific product formation small bottom clearances, gas-liquid mass transfer and oxy-
was generally higher at lower impeller speeds. gen transfer rates were limiting the extent of the reaction. At
large clearances, cell sedimentation was observed (13).
2. Kilonzo, P. M., and A. Margaritis, The Effects of Non-Newtonian 10. Justen, P., et al., Dependence of Mycelial Morphology on Impeller
Fermentation Broth Viscosity and Small Bubble Segregation on Oxygen Type and Agitation Intensity, Biotechnol. Bioeng, 52, pp. 672685
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Measurement and Cell Hydrophobicity of Granular Sludge from Upflow
Anaerobic Sludge Bed Reactors, Applied and Environmental 12. Znidarsic, P., and A. Pavko, The Morphology of Filamentous
Microbiology, 61 (10), pp. 36763680 (Oct. 1995). Fungi in Submerged Cultivations as a Bioprocess Parameter, Food.
Technol. Biotechnol, 39 (3), pp. 237252 (2001).
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Perspective, Chemical Engineering Science, 56, pp. 54855497 (2001). 13. Hu, W., and J. J. Zhong, Effect of Bottom Clearance on
Performance of Airlift Bioreactor in High-Density Culture of Panax
5. Roels, J. A., et al., The Rheology of Mycelial Broths, Biotechnol. notoginseng Cells, Journal of Bioscience and Bioengineering, 92 (4),
Bioeng, 16, pp. 181208 (1974). pp. 389392 (2001)
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Microbiol. Biotechnol, 18, pp. 1116 (1983). Leeuwenhoek, 75 (4) pp. 309320 (1999).
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Gluconobacter oxydans Subsp. Suboxydans and Aspergillus niger in a Lactobacillus sakei Strain CTC 494 in MRS Broth Is Strongly Reduced
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Configurations, Bioprocess Engineering, 15, pp. 279288 (1996). 16. Ndon, U. J., and A. A. Randall, Periodic Aerated Treatment and
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d[S]/dt = (1/Ys)d[X]/dt + ms[X] (15) reactor is operated in cycles consisting of various phases of
operation, such as fill/draw, react, settle, discharge and idle.
d[P]/dt = (1/Ysp)d[S]/dt (16) The reaction may consist of aeration and/or non-aeration phas-
es. The discharge step consists of partial discharge.
where Ys is the cell yield coefficient (in grams of cell dry mass It has been observed that during the treatment of dye and textile
per gram of glucose); ms is the maintenance coefficient (in wastes, an SBR performs better than simple batch or continuous
grams of glucose per gram of cell dry mass per hour); and Ysp is reactors with respect to decreasing the chemical and biological
the yield coefficient for the production of lactic acid (g of lactic oxygen demands. Degradation of polyhalogenated compounds has
acid per g of glucose). According to Ndon, et al., for L. sakei been achieved by alternating between long anaerobic conditions,
CTC 494, Ys and ms depend on the temperature and pH. Ysp is interposed by short low-oxygen tension, aerobic/methanotrophic
constant and equal to 1.0 g/g (15). mini-conditions. Continuous or intermittent mixing is
performed to allow the settling of biomass (16). CEP