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IEC 61508 Certification Program FAQ V2R3!6!2012

IEC 61508 Certification program

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0% found this document useful (0 votes)
363 views

IEC 61508 Certification Program FAQ V2R3!6!2012

IEC 61508 Certification program

Uploaded by

Ford
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd
You are on page 1/ 17

Frequently Asked Questions

The exida Certification Program

Functional Safety (SIL)

Cyber-Security

V2 R3 June 14, 2012

exida
Sellersville, PA 18960, USA, +1-215-453-1720
Munich, Germany, +49 89 4900 0547
1 exida Certification Program
The exida IEC 61508 Certification Program was established in 2005 in response to demand
primarily from end users in the process industries and manufacturers of instrumentation
products. There was a need to provide a higher quality of technical expertise with effective
and responsive service for these manufacturers.
The exida IEC 61508 Certification Program offers the most comprehensive product review of
any certification agency resulting in products that are safer, more secure and more reliable.
The exida IEC 61508 Certification Program requires that a full Safety Case be prepared
for each certification project. A Safety Case is a complete list of all requirements of
stated standards along with arguments and evidence that the product under certification
meets all requirements. It is an essential tool to ensure completeness of the certification
audit thereby finding potentially dangerous flaws in a product design. Despite the
proven value of this technique, few certification agencies prepare a Safety Case.
exida prepares a Certification Report summarizing the audit information in a public
format. This report and a Certificate are publically posted on the exida website under
the "Safety Automation Equipment List," www.sael-online.com. This web resource
provides the most up to date and comprehensive listing of functional safety and cyber-
security certifications available.
exida performs a Failure Modes Effects and Diagnostic Analysis (FMEDA) for all
certification projects. Each analysis is backed up by extensive fault injection testing and
a detailed field failure study. This analysis suite results in the most accurate failure rate
and failure mode information. This analysis covers both dangerous failures and failure
that cause a false trip, Unlike other agencies, exida does not accept manufacturer's
warranty failure studies alone as those studies typically show very optimistic results.
Unlike other agencies, exida does not depend upon "cycle testing" to show random
mechanical failure rates. This cycle testing technique does provide random failure rate
estimates and useful life information for high demand applications but this data should
never be used to represent low demand random failure rates. exida always uses the
reliable FMEDA technique which is backed up by over ten billion unit operating hours of
field failure data.

The exida Certification Program is operated globally by exida.com L.L.C. with work performed
by its subsidiary companies. Assessors from exida are assigned on a project basis. The exida
program ensures an impartial, independent audit and assessment.

2 Frequently Asked Questions

2.1 Does the certification program include control system Cyber-Security?


exida is accredited to perform ISASecureTM embedded device cyber-security certification. This
program, developed by ISA Security Compliance Institute (ISCI), has requirements that go
beyond network robustness testing to include Functional Security Assessment (FSA) and
Software Development Security Assessment (SDSA). exida is the most active assessment and
certification company in the world regarding control system cyber-security having actively
participated in the development of the ISCI standards.

exida, 2012 IEC 61508 Certification Program Frequently Asked Questions


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2.2 Does IEC 61508 apply to mechanical components?

Yes. Although the standard repeatedly says E/E/PE (electrical/electronic/programmable


electronic), a specfic question on the IEC website (http://www.iec.ch/functionalsafety/faq-ed2/)
explains:
"IEC 61508 is applicable to any safety-related system that contains an E/E/PE device.
This applicability is appropriate because many requirements, particularly in IEC 61508-1, are not
technology specific. Indeed, early development phases (such as initial concept, overall scope definition,
hazard and risk analysis and specifying the overall safety requirements) may take place before the
implementation technology has been decided.
Even during later phases such as realisation, specific functional safety requirements apply directly to
non-E/E/PE devices, such as mechanical components, as well as E/E/PE devices. For example, the
requirements for hardware reliability and fault tolerance in IEC 61508-2 directly relate to the properties of
all components in the E/E/PE safety-related system, whether or not they include E/E/PE technology.
For low complexity E/E/PE safety-related systems, it is possible to comply with IEC 61508 while not
meeting every requirement of the standard."
The fact is that during exida certification experience with over 100 mechanical certification
projects, most manufacturers had to strengthen their design and documentation procedures to
meet IEC 61508 requirements. This results in improved functional safety.

2.3 Who authorizes exida to perform IEC 61508 certification?


The IEC 61508 standard requires evidence of competence of those who perform assessments
but does not require they be formally authorized or accredited. However, most end users who
purchase IEC 61508 certified equipment demand that the certification be done by a highly
competent technical organization with experience in mechanical design, electronic design,
software design and probabilistic analysis. The organization doing the work must demonstrate
strong competency in these key areas of functional safety. This competency is typically
demonstrated during an accreditation audit by a national accreditation authority. In the United
States, American National Standards Institute (ANSI) - Washington D.C. is designated as that
organization.
Product certification programs are operated per the EN45011/IEC Guide 65 product certification
quality program. Although not required by IEC 61508, exida is accredited per EN45011 / ISO-
IEC 65 as well as ISO/IEC 17025, the standard for test laboratories. exida has passed quality
system/safety audits from our competitors (TV Sud, TV Nord) and American National
Standards Institute (ANSI).

exida, 2012 IEC 61508 Certification Program Frequently Asked Questions


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exida accreditation covers several functional safety and cyber-security standards including IEC
61508 (general), IEC 61511 (process industries), IEC 62061 (machine industries), ISO 26262
(automotive) and EDSA 200 series (cyber-security). This is shown on the ANSI-ASQ Scope of
Accreditation list.

exida, 2012 IEC 61508 Certification Program Frequently Asked Questions


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2.4 Is a Nationally Recognized Testing Laboratory (NRTL) required for IEC
61508 certification in the U.S.?
One must not confuse electrical safety with functional safety. Electrical safety certification in the
U.S. is recognized by OSHA and must be done by a Nationally Recognized Testing Laboratory
(NRTL). The NRTL program does not apply to functional safety or cyber-security although an
NRTL must meet ISO/IEC 17025 which includes strict requirements for document control and
measurement capability with calibration traceable to the National Institute of Standards and
Technology (NIST), www.nist.org.
The ability to accurately assess functional safety as required by IEC 61508 is a very different
technical field than the ability to accurately measure electrical currents, voltages, temperatures,
etc. To certify that a product meets the requirements of IEC 61508, the certification agency
must have full competency in:
Mechanical design: stress conditions, useful life and systematic design procedures
Software design procedures and software failure mechanisms
Electronic hardware design procedures, electronic hardware failure mechanisms
Hardware Failure Modes, Effects and Diagnostic Analysis (FMEDA)
Hardware probabilistic failure analysis: stress conditions and useful life
Software and hardware testing procedures and methods
Quality procedures, document control and functional safety management
At exida, this competency was evaluated during the accreditation audit by ANSI.

2.5 Is a Notified Body required for IEC 61508 certification in the E.U.?
A Notified Body in the European Union (E.U.) is similar to a NRTL in the U.S. Notified Bodies
must also pass strict criteria for measurement and calibration. This is not relevant to IEC 61508
nor is Notified Body status required for an organization to issue IEC 61508 certifications as IEC
61508 is not listed under a specific European Directive but is a Basic Safety Publication
applicable to many application areas where no specific functional safety rules exist.

2.6 Where does exida get the failure rate data needed for probabilistic
analysis?
exida uses several techniques to generate and validate failure rate data. The primary technique
is an FMEDA of both mechanical and electrical components. The FMEDA analysis uses a the
exida component databases [exi12a, exi12b] which are calibrated for several application
environments including low demand process industry applications. The databases are verified
by over ten billion unit operating hours of field experience primarily in the process industries. For
high demand applications exida requires a "cycle test" as evidence of useful life and failure rate.
exida also does a manufacturer warranty return study to verify FMEDA results.
Unlike other agencies, exida does not accept manufacturer warranty return studies as exclusive
failure rate data evidence because such studies typically have very optimistic assumptions
[exi11]. Nor does exida accept "cycle test" as exclusive evidence of failure rate data for high
demand applications as these tests often provide very low failure rates.

2.7 Does exida have personnel competent to perform assessment to IEC


61508?
The exida 61508 Certification Services team has a combination of over 400 man-years
experience in IEC 61508 assessment and certification. Several of the exida team members are
exida, 2012 IEC 61508 Certification Program Frequently Asked Questions
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ex-TV engineers with decades of functional safety assessment experience. Some team
members are mechanical design experts with decades of experience in mechanical design and
mechanical failure analysis. Some team members are experienced software designers from
instrumentation companies. These people have experience in the design and failure analysis of
systematic software failures. Some team members are probabilistic failure analysis experts with
decades of failure modeling and analysis experience. Members of exida have written the
majority of text books published worldwide in the area of functional safety.

2.8 Has exida participated on the IEC 61508 committee?


Several exida team members have been active on the IEC 61508 committee since its inception.
These people continue today as the standard progresses through modification. No other
certification agency in the world has been more active in the creation of IEC 61508.

2.9 Does exida have project experience in IEC 61508 certification?


People who are now exida team members were the same people who started the functional
safety certification process in the late 1980s. Several of our team members have over 25 years
of project experience in functional safety. exida has done dozens of projects in co-operation
with one of the TV organizations. exida has completed nearly 200 certification projects as of
June 2011.

2.10 How should exida IEC 61508 certification differ from other certification
schemes?
The IEC 61508 standard is a large specification with each subclause being a requirement. The
standard states: To conform to this standard it shall be demonstrated that the requirements
have been satisfied to the required criteria specified and therefore, for each clause or sub-
clause, all the objectives have been met.

In the opinion of exida, this statement requires a Safety Case or Safety Justification to the
requirements of IEC 61508. A simple certificate and certification report stating general
compliance with a standard does not fulfill the IEC 61508 requirements. A full Safety Case lists
all IEC 61508 requirements and provides the arguments and justification as to how each project
meets the standard. exida does a Safety Case for each certification project.

In addition, the exida Certification program looks at usability of a product from a systems
perspective and evaluates the likelihood of unintended misuse. Although this is not part of
many certification programs, the exida End User Advisory Council has strongly suggested this
interpretation of IEC 61508 requirements.

2.11 Is exida part of TV?


No, exida is wholly owned by independent investors and exida staff. Exida is an independent
company. This question is asked because functional safety certifications were first done by one
of several German companies collectively known as TV per the German standard
VDE0801/VDE0801-A1. Since the release of IEC 61508, an international standard, certification
companies outside of Germany can perform functional safety certification.

exida, 2012 IEC 61508 Certification Program Frequently Asked Questions


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2.12 Who is TV?
There is more than one company collectively known in the market as TV. TV is an
abbreviation for Technische berwachungs Verein which translates to Technical Supervision
Group. These are privately held companies and not government owned.
At one time there were several different companies all using a variation of the TV name.
Names from the past include TV Product Service, RWTV, TViT and others. Several
mergers have taken place and there seems to be only three companies doing functional safety
today; TV Rheinland (www.tuv.com), TV Sd (www.tuvglobal.com) and TV Nord
(www.tuevnord.de). Each has a group that does functional safety assessment for
instrumentation products.

2.13 Who are exida Certification Services customers?

The logos above represent some of the many product manufacturers who have successfully
received a certification from exida.

2.14 How many certifications has exida done?


As of January 2011 exida has successfully completed nearly 200 IEC 61508 product
certifications of currently marketed products. exida has completed more active IEC 61508
certifications in the process industries than any other organization.
A complete overview of all products that have been assessed to any level is available on the
exida web-site. www.sael-online.com
exida, 2012 IEC 61508 Certification Program Frequently Asked Questions
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2.15 Why does an exida certificate have an expiration date when others do not?
exida does require that product manufacturers undergo periodic re-assessment. At that time
engineering changes are examined and development process updates are reviewed to be
certain that the product still meets the requirements of the referenced standards. A visible
expiration date will clearly indicate to potential customers of any product if the manufacturer no
longer verifies that the product meets the standard.

3 IEC 61508 Overview


IEC 61508 is an international standard for the functional safety of electrical, electronic, and
programmable electronic equipment. This standard started in the mid 1980s when the
International Electrotechnical Committee Advisory Committee of Safety (IEC ACOS) set up a
task force to consider standardization issues raised by the use of programmable electronic
systems (PES). At that time, many regulatory bodies forbade the use of any software-based
equipment in safety critical applications. Work began within IEC SC65A/Working Group 10 on a
standard for PES used in safety-related systems. This group merged with Working Group 9
where a standard on software safety was in progress. The combined group treated safety as a
system issue.

The total IEC 61508 standard is divided into seven parts.


Part 1: General requirements (required for compliance);
Part 2: Requirements for electrical/electronic/programmable electronic safety-related systems
(required for compliance);
Part 3: Software requirements (required for compliance);
Part 4: Definitions and abbreviations (supporting information)
Part 5: Examples of methods for the determination of safety integrity levels (supporting
information)
Part 6: Guidelines on the application of parts 2 and 3 (supporting information)
Part 7: Overview of techniques and measures (supporting information).
Parts 1, 3, 4, and 5 were approved in 1998. Parts 2, 6, and 7 were approved in February 2000.
The standard focuses attention on risk-based safety-related system design, which should result
in far more cost-effective implementation. The standard also requires the attention to detail that
is vital to any safe system design. Because of these features and the large degree of
international acceptance for a single set of documents, many consider the standard to be major
advance for the technical world.

3.1 OBJECTIVES OF THE STANDARD


IEC 61508 is a basic safety publication of the International Electrotechnical Commission (IEC).
As such, it is an umbrella document covering multiple industries and applications. A primary
objective of the standard is to help individual industries develop supplemental standards,
tailored specifically to those industries based on the original 61508 standard. A secondary goal
of the standard is to enable the development of E/E/PE safety-related systems where specific
application sector standards do not already exist.

Several such industry specific standards have now been developed with more on the way. IEC
61511 has been written for the process industries. IEC 62061 has been written to address
exida, 2012 IEC 61508 Certification Program Frequently Asked Questions
Page 8 of 17
machinery safety. IEC 61513 has been written for the nuclear industry. EN 50128 has been
written to address safety-related software for the railroad industry. All of these standards build
directly on IEC 61508 and reference it accordingly.

3.2 SCOPE OF THE STANDARD


The IEC 61508 standard covers safety-related systems when one or more of such systems
incorporates mechanical/electrical/electronic/programmable electronic devices. These devices
can include anything from ball valves, solenoid valves, electrical relays and switches through to
complex Programmable Logic Controllers (PLCs). The standard specifically covers possible
hazards created when failures of the safety functions performed by E/E/PE safety-related
systems occur. The overall program to insure that the safety-related E/E/PE system brings
about a safe state when called upon to do so is defined as functional safety.

IEC 61508 does not cover safety issues like electric shock, hazardous falls, long-term exposure
to a toxic substance, etc.; these issues are covered by other standards. IEC 61508 also does
not cover low safety E/E/PE systems where a single E/E/PE system is capable of providing the
necessary risk reduction and the required safety integrity of the E/E/PE system is less than
safety integrity level 1, i.e., the E/E/PE system is only available 90 percent of the time or less.

3.3 FUNDAMENTAL CONCEPTS


The standard is based on two fundamental concepts: the safety life cycle and safety integrity
levels. The safety life cycle is defined as an engineering process that includes all of the steps
necessary to achieve required functional safety. The safety life cycle from IEC 61508 is shown
in Figure 1.

1 Concept

Overall Scope
2
ANALYSIS Definition

Hazard & Risk


3
(End User / Consultant) Analysis

Overall Safety
4
Requirements

Safety Requirements
5
Allocation

Overall Planning Safety-related Safety-related External Risk


systems : systems : other Reduction
Operation & Installation & 9 E/E/PES 10 Technology 11 Facilities
Validation
6 Maintenance 7 8 Commissioning
Planning Realisation Realisation Realisation
Planning Planning
REALISATION
Overall Installation
12
& Commissioning (Vendor / Contractor /
End User)
Overall Safety
13
Validation

Overall Operation & Overall Modification


14
Maintenance
15
& Retrofit OPERATION
16 Decommissioning
(End User / Contractor)

Figure 1: Safety life cycle from IEC 61508.

exida, 2012 IEC 61508 Certification Program Frequently Asked Questions


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The basic philosophy behind the safety life cycle is to develop and document a safety plan,
execute that plan, document its execution (to show that the plan has been met) and continue to
follow that safety plan through to decommissioning with further appropriate documentation
throughout the life of the system. Changes along the way must similarly follow the pattern of
planning, execution, validation, and documentation. Although the standard is written in the
context of a bespoke system, the requirements are applicable to general product design and
development.

Safety integrity levels (SILs) are order of magnitude levels of risk reduction. There are four SILs
defined in IEC 61508. SIL1 has the lowest level of risk reduction. SIL4 has the highest level of
risk reduction. The SIL table for demand mode is shown in Figure 2. The SIL table for the
continuous mode is shown in Figure 3.

Probability of failure
Safety Integrity on demand, average
Level (Low Demand mode of
operation)

SIL 4 >=10-5 to <10-4

SIL 3 >=10-4 to <10-3

SIL 2 >=10-3 to <10-2

SIL 1 >=10-2 to <10-1

Figure 2: Safety integrity levels

3.4 COMPLIANCE
The IEC 61508 standard states: To conform to this standard it shall be demonstrated that the
requirements have been satisfied to the required criteria specified (for example safety integrity
level) and therefore, for each clause or sub-clause, all the objectives have been met.

Because IEC 61508 is technically only a standard and not a law, compliance is not always
legally required. However, in many instances, compliance is identified as best practice and thus
can be cited in liability cases. Also, many countries have incorporated IEC 61508 or large parts
of the standard directly into their safety codes, so in those instances it indeed has the force of
law. Finally, many industry and government contracts for safety equipment, systems, and
services specifically require compliance with IEC 61508. So although IEC 61508 originated as a
standard, its wide acceptance has led to legally required compliance in many cases.

3.5 PRODUCT CERTIFICATION


The purpose of product certification is to create a set of documents that demonstrate to the
purchaser how a product achieves sufficient safety integrity for use in a safety instrumented
function. A product certification is only as good as the documentation produced and the
purchaser of such products should review the certification report for the assessment
assumptions, safety justification to the individual clauses of IEC 61508 and the resulting
conditions for use of the product and shall comply with the specifications of the product Safety
Manual.
.

exida, 2012 IEC 61508 Certification Program Frequently Asked Questions


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A product assessment done to the requirements of IEC 61508 should include hardware
probabilistic failure analysis (FMEDA), field failure analysis, quality system evaluation as well as
an assessment of all fault avoidance and fault control measures during hardware and software
development. The process assessment includes a detail study of the testing, modification, user
documentation (Safety Manual) and manufacturing processes.
Many of the requirements of IEC 61508 focus on the elimination of systematic faults by use of
the best practice product design methods. In order to demonstrate compliance with all
requirements of IEC 61508, a product creation process must show extensive use of many fault
control and fault avoidance procedures. This applies to hardware, both mechanical and
electrical, as well as software.
As an example, the software must be specifically designed to tolerate software faults. The
members of the IEC 61508 committee have defined a set of practices that represent good
software engineering. They must be applied with different levels of rigor as a function of SIL
rating of the instrumentation product.
Full compliance with the requirements of IEC 61508 is seen when a product does not have any
significant restrictions on usage as documented in the product Safety Manual. A large safety
manual with a long detailed list of instructions on how to make the product safe is a sure sign
the manufacturer does not meet requirements unless these restrictions are implemented by the
end user.

3.6 The Safety Case Methodology


The Safety Case / Safety Justification methodology provides a systematic and complete way to
show compliance to one or more standards. The methodology was established in industries
which deal with functional safety of computerized automation in nuclear and avionics [DEF97,
BIS98].
For the IEC 61508 standard, all requirements from IEC 61508 were compiled by exida. This
compilation was independently audited by TV Sd [TUV00]. Each requirement was precisely
documented along with the reasoning behind the requirement. The safety case method
structures the requirements (parent / child) and in some cases combines like requirements.
Arguments / Solutions provide a description of how each requirement is met by listing design
arguments, verification activities and test cases relevant to that requirement. For full traceability,
each design argument and verification / test activity is linked with evidence documents showing
the results of the work.
When a safety case for IEC 61508 compliance of a product is completed it must show all
requirements along with an argument for each requirement as to how the product meets the
requirement. A link to the evidence document that supports the argument is also provided.
Additional fields are provided for the independent assessor to record the results of the
assessment and to communicate their expectations with other assessors and the certifying
persons.
Overall, the safety case concept provides a single place to store compliance information in an
organized manner. The use of a safety case provides a systematic means to ensure
completeness of any assessment. The Safety Case method supports company learning over
multiple projects by establishing a knowledge base consisting of patterns of fundamental
requirements and related design arguments. Templates and previous examples of evidence
documents provide the ability to reduce effort on subsequent projects.

Note: The term Safety Case is being used beyond its original definition [DEF97] in the context
of product certification to IEC 61508 and is based on concepts presented and developed earlier
[BIS98].

exida, 2012 IEC 61508 Certification Program Frequently Asked Questions


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3.7 The exida Open Certification Assessment Process
Manufacturers of safety-related systems / products to be certified and users of such systems /
products can get access to the detailed assessment procedures and can buy the supporting
safety case and verification tools. This is to provide openness and ensure implementation of the
safety requirements by the safety-related system / product.
The manufacturer of safety-related systems / products to be certified can choose between:
o A Functional Safety Management Certificate;
o A Type Approval Certificate;
o A Product Certificate.
The Functional Safety Management Certificate confirms only the compliance of the presented
Functional Safety Management System and therefore does not allow for the marking of
products with the exida Certification mark but does allow the exida Certificate to be shown on
general company documentation.
The Type Approval Certificate confirms only the compliance of the presented type or prototype
and therefore does not audit the manufacturing process. The exida Certification mark may be
shown on the product and the exida Certificate may be shown on the product documentation,
e.g. Safety Manual.
The Product Certificate confirms the compliance of the product as produced and therefore
requires in addition to Type Approval certification, that the product manufacturers quality
assurance system is certified. Product Certification also requires surveillance of the production
of the certified product. The exida Certification mark may be shown on the product and the
exida Certificate may be shown on the product documentation, e.g. Safety Manual.

A typical assessment (Figure 3) begins with a complete review of the written safety
management system (SMS) / Functional Safety Management (FSM) plan. This should be a
document or set of documents that describe the process by which a new product is to be
developed and modified. The information contained should include all design steps (inputs
required, processes to be performed and outputs required), all verification activities,
responsibilities and all project documentation generated.
Product requirements and design documents are reviewed next. The documents supplied
should match those required in the functional safety management plan. Evidence that the
required verification activities have been done shall be included. Competency records must be
in place and show that those assigned to the project were competent to perform their specific
tasks. When the paper review is complete, the assessment continues with detailed on-site
meetings.

exida, 2012 IEC 61508 Certification Program Frequently Asked Questions


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Review SMS Procedures

Review Product Design


Documentation

On-site Meetings:
Procedures Used?
Actual Documents
Created?
Validation Testing

Create Safety Case

Problems?

Audit Certification
Documentation

Certification report and


Certificate

Figure 3: exida Open Certification assessment process

When all relevant documents are reviewed, interviews with the responsible personnel must take
place. This is done by visiting the development and manufacturing control site(s). One of the
key interview questions is What process was followed in the design of this project? and Have
the safety requirements been implemented the product. It is surprising how often the answer
varies from the process described in the functional safety management plan or from the
documented safety concept. Any discrepancies must be justified and documented by
modifications to the project specific functional safety management plan and safety concept.
The site visit must also include witnessed validation testing often including specific fault injection
tests.

exida, 2012 IEC 61508 Certification Program Frequently Asked Questions


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If all documentation for both the process and the product are complete and seem fit, a safety
case document is created. This step provides a systematic method to ensure that no
requirements of the standard(s) are missed. Often missing requirements are identified and the
assessment must return to a previous step to correct the problem. When the safety case is
judged to be accurate and complete, the certification report describing all assessment activities
and their results is written. The documentation is given to an independent auditor to verify.
When the audit is complete and the independent auditor supports the certification, the certificate
(Figure 6) is issued.

Figure 6: exida IEC 61508 Certificate

3.8 The exida Assessment and Certification Report


The exida Assessment and Certification Report shall give the user of the product detailed
information to support his confidence in the product and its certification and shall support his
safety-related application of the product. The exida Assessment and Certification Report is
structured as follows:
Management summary
1 Purpose and Scope
2 Description of the product / system
3 Project management
3.1 Assessment of the development process
3.2 Assessment of the technical safety properties of the product

exida, 2012 IEC 61508 Certification Program Frequently Asked Questions


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3.3 Roles of the parties involved
4 Results of the Functional Safety Assessment
4.1 Technical safety aspects of the product / system
4.1.1 Safety Functions of the product / system<
4.1.2 Safety Integrity Functions and failure behavior of the product / system
4.1.3 Safety-related timing behavior of the product / system
4.2 Functional Safety Management
4.2.1 Applicable Safety Life Cycle phases
4.2.2 FSM planning
4.2.3 Documentation
4.2.4 Training and competence recording
4.2.5 Configuration Management
4.2.6 Tools (and languages)
4.3 Safety Requirement Specification
4.3.1 Safety Requirement Specification and traceability into design
4.4 Change and modification management
4.4.1 Change and modification procedure
4.5 Hardware Design
4.5.1 Hardware architecture design
4.5.2 Hardware Design, FMEDA and Probabilistic properties
4.6 Software Design
4.6.1 Software architecture design
4.6.2 Software Design methods, design analysis and static code analysis
4.7 Verification
4.7.1 SW related Verification activities
4.7.1 HW related Verification activities
4.8 Validation
4.8.1 HW related Validation activities
4.9 Safety Manual
4.9.1 Operation, installation and maintenance requirements
5 Reference documents
6 Status of the document
6.1 Releases of the document

4 REFERENCES
[BIS98] Peter G. Bishop and Robin E. Bloomfield, "A Methodology for Safety Case Development", in
Safety-Critical Systems Symposium, Birmingham, UK, February 1998.
http://citeseer.ist.psu.edu/bishop98methodology.html

[DEF97] Defence Standard 00 55, Parts 1 and 2, Issue 2, August 1997, U.K. Ministry of Defence.

[exi11] Goble, W. M., Field Failure Rates - The Good, The Bad, and The Ugly, exida, Sellersville, PA,
2011, www.exida.com.

exida, 2012 IEC 61508 Certification Program Frequently Asked Questions


Page 15 of 17
[exi12a] Electrical Component Reliability Handbook, exida, Sellersville, PA, 2012

[exi12b] Mechanical Component Reliability Handbook, exida, Sellersville, PA, 2012

[IEC00] IEC 61508, Functional Safety of electrical / electronic / programmable electronic safety-related
systems, Geneva: Switzerland, 2000.

[TUV00] Requirements Database Review, Report #: eS 70177T, TV Product Service Inc., October, 20,
2000.

5 Terms and Definitions


ANSI American National Standards Institute
COTS Commercial Off The Shelf
FIT Failure In Time (1x10-9 failures per hour)
FMEA Failure Modes Effects Analysis
FMEDA Failure Modes, Effects and Diagnostic Analysis
FSM Functional Safety Management
IEC International Electro-technical Commission
NIST National Institute of Standards and Technology
SIF Safety Instrumented Function
SIL Safety Integrity Level
SIS Safety Instrumented System Implementation of one or more Safety
Instrumented Functions. A SIS is composed of any combination of
sensor(s), logic solver(s), and final element(s).
SMS Safety Management System
SRS Safety Requirements Specification

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6 Status of the document
Releases
Version: V2
Revision: R3
Version History:V2, R3: Updated accreditation status and standards, June 14, 2012
V2, R2: Updated cyber-security and accreditation. January 15,2011
V2, R1: Updated text and added cyber-security, April 23, 2010
V1, R11: Updated organization questions, numbers, August 12, 2009
V1, R10: Updated numbers, July 2009
V1, R9: Updated numbers, July 15, 2008
V1, R8: Edited descriptions, updated numbers, Oct. 19, 2007
` V1, R7: Incorporated comments from end users, October 9, 2007
V1, R6: Added more customer names, certs, August 20, 2007
V1,R5: Updated more certifications, minor edits
V1, R4: Updated more certifications June 18, 2007
V1, R3: Added more certifications
V1, R2: Released; February 5, 2007
V1, R1: Released; February 2, 2007
V0, R1: Internal Draft; February 1, 2007
Authors: William M. Goble, Rainer Faller
Review: V2, R3: William Goble
V2, R2: William Goble
V2, R1: William Goble
V1, R2: William Goble
V1, R1: Rainer Faller
V0, R1: Iwan van Beurden, Greg Sauk

Future Enhancements
As required.

Release Signatures

Dr. William M. Goble, Principal Partner

exida, 2012 IEC 61508 Certification Program Frequently Asked Questions


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