01 Introduction To Interrogation
01 Introduction To Interrogation
INTRODUCTION TO INTERROGATION
INTRODUCTION
AIM
2. The aim of this manual is to set further the doctrine pertaining to basic principles
of interrogation and establish procedures and techniques applicable to counter
intelligence interrogations.
PURPOSE
DEFINITION OF INTERROGATION
5. There are five types of interrogation basing on the fields of interrogation. These
are as follows:
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CONCLUTION
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PRINCIPLES OF INTERROGATION
PRINCIPLES
1. The art of interrogation rests upon certain principles, which can be considered to
have general applicability to all types of interrogations. All counter intelligence personnel
should have firm grasp of these principles. These are as follows:
a. Objectives
b. Initiative
c. Accuracy
d. Use of Force
e. Security
Objectives
Initiative
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c. The interrogator has a position of authority over the subject. The subject
knows this, and in some cases, he realizes that his future might well depend
upon his association with the interrogator.
a. The interrogator becomes angry and completely loses his composure and
self-control because of the arrogant actions of the subject. As a result, the
interrogator loses sight of his objective and concentrates his efforts on humbling
the subject.
b. During the interrogation the interrogator fails to note significant
discrepancies in the subjects story. The interrogator may lose the initiative as the
subject gains confidence from his success and resorts to further deception
leading the interrogator away from the objective of the interrogation.
c. The interrogator becomes, overly friendly with the subjects and allows him
to lead the interrogation. The subject reports only what he believes to be
important and neglect several significant items of information which could have
been obtained had the interrogator maintained the initiative.
Accuracy
5. The interrogator must make an effort to obtain accurate information within the
limitations of the subjects knowledge ability. He must be certain that he
understands the subject correctly by repeating questions at varying intervals. The
interrogator however is not an analyst and should not reject or subordinate
information because it conflicts with previous information. Conversely, the
interrogator should not accept all information as the truth; he must view all
information with skepticism, and, to the extent his capabilities and time permit,
attempt to confirm or deny information received. The interrogators primary
mission, however, is collection of information, not evaluation. The great
importance is the accurate reporting of information is to the using elements. The
interrogator must check his notes against the finished report to insure that it
contain and identify appropriately the information as heard, seen or assumed by
the subject.
Use of Force
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Security
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AIM
2. The aim of this chapter is to show how interviews should be planned and
conducted.
DEFINITION OF INTERVIEW
4. Though the purpose of interview remains same as interrogation but still there
are some differences between a Counter Intelligence Interview and a Counter
Intelligence Interrogation. These are:
Interview Interrogation
a. In interview, the subject is not a. In interrogation, the subject is
deprived of his liberty and may leave at deprived of his liberty and placed under
will. arrest.
b. The subject has the choice of place b. In interrogation, the subject has no
and time of interview. choice of time and place.
c. The subject is not bound to appear c. The subject is bound to appear and
for interview and will be set free after will not be set free.
interview.
d. All general approaches and d. All general approaches and
approach techniques can not be used approach techniques can be utilized
in interview. Friendly and sympathetic basing on the type of the subject.
general approach should be the main
weapon.
TYPES OF INTERVIEW
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b. Those where the information is required by the Counter Intelligence
Agency and has to be acquired from a subject who may or may not be co-
operative.
6. The aim should be decided before the interview. There may be a need
adjustment in the light of information given during the interview.
STAGES OF INTERVIEW
8. Planning Stage. Since the aim constitutes the basic reason for the interview,
the interview should be planned in the light of the estimated extent of the subjects
knowledge. Points should be listed which must be covered in order to achieve the aim.
A list of questions may be prepared as a result of this consideration. However, care
should be taken that the use of questions should not inhibit the subsequent course of
the interview.
9. Preparatory Stage. In preparing for the interview the following points should be
considered:
a. Availability of the subjects.
b. Means of recording the interview.
c. Accommodation permanent/temporary, for waiting room and interview
room.
d. Background knowledge of subject records, informants.
e. Collation of relevant information.
f. Freedom from interruptions.
g. Legal aspects involved.
h. Whether other interested Counter Intelligence Agencies need to be
present.
j. If subject is a woman, it may be advisable to have another woman present
throughout the interview
10. Interview Stage. Once the planning and preparation is completed the
interview is to be commenced. This is the stage where the process of extracting any
information starts. this stage can be divided into two phases:
a. Initial Phase:
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(3) State the reason for the interview (beware of disguised reasons
since the true reason for the interview will become apparent as a result of
subsequent questioning).
b. Where necessary warn the subject not to disclose the information to any
unauthorized persons.
12. Questioning Technique in Interview. No hard and fast rules can be laid down
regarding the questioning technique which should be applied in interviews. Each subject
is different in his response to questions and each interviewer different in manner,
speech and experience. Some general points, which may be useful as a guide to the
beginner in interviewing, are as follows.
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13. Some Dos and Donts. For an interviewer there are some dos and donts.
These are:
(2) Allowing the subject to dictate the course of the interview and
becoming the interviewer rather than the subject.
CONCLUSION
14. There are various limitations and restrictions imposed in interview; one
interviewer has to be matured and efficient enough. He has to have devotion, sincerity,
confidence and will to make a sound performance. He should be tactful, patience,
courteous, social, good memory, good acting and other qualities of an interrogator are
equally important for him. Above all careful planning, efficient conduct of interview,
discreteness of the interviewer and dexterity in unearthing the fact definitely help to
achieve the desired goal.
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AIM
2. The aim of this topic is to discuss desired personal qualities; skill and abilities of
an interrogator.
PERSONAL QUALITIES
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and other difficulties, will neither aggressively purpose the objective to a
successful conclusion nor seek leads to other valuable information.
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(7) Enemy Military Signs and Symbols. The interrogator will often
find it necessary to examine captured enemy documents containing signs
and symbols of various kinds. Familiarity with these signs and symbols
enable him to obtain maximum information from documents, which are
useful, both as an aid to interrogation and as a source of information.
CONCLUSION
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5. Interrogators are selected for their personal qualities and special skill abilities but
they cant be perfect at the beginning. To become a successful interrogator each
interrogator should follow four k,s and these are: keep studying, keep practicing, keep
reviewing, and keep interrogating. Remember a perfect and proficient interrogator is a
person who possesses following basic qualities:
g. One who has faith in his purpose, his organization, and in himself.
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INTRODUCTION
AIM
2. The aim of this topic is to analyze various types of interrogation subjects vis--
vis their handling.
TYPES OF SUBJECTS
Factors
b. Subjects involvement.
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e. Counter Terrorist Interrogation subjects (persons involved in terrorism.)
Subjects Involvement
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(5) His location and circumstance at the time and place of occurrence.
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c. Hostile and Antagonistic. A hostile and antagonistic subject offers the
most difficult interrogation problem. In many cases he will refuse to talk at all and
will offer a real challenge to the interrogator. The exercise of self-control,
patience, and tact are particularly important when dealing with him. As a rule, it is
considered unprofitable to expend excessive time and effort in interrogating
hostile and antagonistic subjects at the lower echelons. Trained Interrogator
should handle this type of subject because they need comprehensive and
concentrated interrogation effort.
CONCLUSION
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USE OF INTERPRETERS
General
1. When available interrogators lack the linguistic ability to interrogate the subjects,
then the use of an interpreter becomes necessary, though the use of interpreters must
be considered an unsatisfactory substitute for direct communication.
Limitations
b. The increase time requirement more than twice that is required normally.
e. The additional security risk is posed because the interpreter will become
aware of intelligence requirements and may obtain much classified information
during the course of interrogation.
Desired Capabilities
Selection of Interpreters
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Training of Interpreters
Method of interpretation
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interrogators evaluation of the interpreters evaluation of the interpreters ability and
personal characteristics and in conjunction with other factors influencing the
interrogation. Each method has certain advantages, disadvantages and peculiarities
which the interrogator must recognize:
7. At the beginning of the interrogation, the interrogator must instruct the subject as
to the role of the interpreter. The subject is told to talk directly to the interrogator, and to
avoid such phrases as Tell him that......, I would like to have you say .... The
interrogator and subject must use simple, direct language and take care to avoid the
use of ambiguous questions or statements. They must also control their rate of speech
and while talking, avoid looking at the interpreter. The interpreters role is to give an
accurate translation and to abstain from engaging the subject in personal conversation
during the course of the interrogation. During the process of interrogation the interpreter
should assume a secondary role.
8. Both the interrogator and the interpreter should take kaput in preparing the
record and the all ambiguities and to insure explanation of works which cannot be
translated into exact language.
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INTRODUCTION
AIM
2. The aim is to explain the General Approach and Approach Techniques involved
in various types of interrogation.
GENERAL APPROACHES
APPROACH TECHNIQUES
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interrogator himself supplies the detailed answer. Through the careful use of the
limited number of known details, the interrogator must convince the subject that
all information is already known; therefore, his answers are of no consequence. It
is by repeating this procedure that the interrogator convinces the subject that
resistance is useless as everything is already known. When the subject begins to
give accurate and complete information to the questions, to which the
interrogator has the answers, the interrogator begins interjecting questions for
which he does not have the answers. After gaining the subjects co-operation, the
interrogator still tests the extent of that co-operation by periodically using
questions for which he has the answers. This is very necessary; if the
interrogator does not challenge the subject when he is lying, the subject will then
know that everything is not known and that he has been tricked. He may then
provide incorrect answers to the interrogators questions. There are some
inherent problems with the use of the we know all approach. The interrogator is
required to prepare everything in detail, which is very time consuming. He must
commit much of the information to memory as working from notes may show the
limits of the information actually known.
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question and answer several times. He does this with each succeeding question
until the subject becomes so thoroughly bored with the procedure that he
answers questions fully and candidly to satisfy the interrogator and to gain relief
from the monotony of his method of questioning. The repetition technique must
be used carefully, as it will generally not work when employed against introverted
subjects or these having great self-control. In fact it may provide an opportunity
for a subject to regain his self-control and delay the interrogation. In employing
this technique, the use of more than one interrogator or a tape recorder has
proven to be effective.
h. Mutt and Jeff Approach Technique. The Mutt and Jeff (Friend and
foe) approach involves a psychological ploy with takes advantage of the natural
uncertainty and guilt which a subject has as a result of being detained and
questioned. Use of these techniques necessitates the employment of two
experienced interrogators who are convincing actors. Basically, the two
interrogators will display opposing personalities and attitudes toward the subject.
For example, the first interrogator is very formal and displays an unsympathetic
attitude toward the subject. He might be strict and Order the subject to follow all
required courtesies during questioning. The goal of the technique is to make the
subject feel cut off from his friends. At the time the subject acts hopeless and
alone, the second interrogator appears (having received his cue by a hidden
signal or by listening and observing out of view of the subject), scolds the first
interrogator for his harsh behavior, and orders him from the room. He then
apologizes to soothe the subject, perhaps offering him coffee and a cigarette. He
explains that the actions of the first interrogator were largely the result of an
inferior intellect and lack of human sensitivity. The inference is created that the
second interrogator and the subject have, in common, a high degree of
intelligence and an awareness of human sensitivity above and beyond that of the
first interrogator. The subject is normally inclined to have a reeling of gratitude
toward the second interrogator, who continues to show a sympathetic attitude
toward the subject in an effort to increase the rapport and control the questioning
which will follow. Should the subjects co-operation begin to fade the second
interrogator can hint that since he is of high rank, having many other duties, he
cannot afford to waste time on an uncooperative subject. He may broadly infer
that the first interrogator might return to continue his questioning. When used
against the proper subject, this trick will normally gain the subjects complete co-
operation. In the employment of this approach technique, the unfriendly
interrogator should resort only to verbal condemnation of the subject; under no
circumstances should be ever employ physical abuse or threats of abuse or other
mistreatment. Although this approach technique is usually performed by two
persons, one interrogator can also play both roles provided he is an expert.
When a single interrogator acts out both parts he feigns impatience and
unfriendliness by getting up from his chair and addressing the subject somewhat
as follows, Dubey, I thought that there was something basically respectable and
honorable in you but apparently there isnt. The hell with it, if thats the way you
want to leave it, I dont give confess. The interrogator then sits down in the chair
again, and after a brief pause, with no conversation at all may say, Dubey, youd
tax the patience of a saint the way youve been acting. But I guess there is
something worthwhile in you anyway. Or the interrogator may even apologize for
his loss of patience by saying, Im sorry, thats the first time Ive lost my head like
that. The interrogator then starts all over with the reapplication of the
sympathetic approach that formed the basis for his efforts prior to above
described outburst of impatience. Now, by reason of the contrast with which he
has been presented, the subject finds the interrogators sympathetic,
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understanding attitude to be must more appealing. This places him in a much
more vulnerable position for a disclosure of the truth. The Mutt & Jeff approach
technique is particularly appropriate in the interrogation of a subject who is
politely apathetic the person who just nods his head as though in agreement with
the interrogator, but says nothing in response except possibly a denial of guilt.
With a subject of this type, a change in the interrogators attitude from friendly to
unfriendly and back to friendly again will at times produce a change in the
subjects attitude. He may then become more responsive to the interrogators
efforts at truth disclosure.
l. Price and Ego Approach Technique. The pride and ego approach
concentrates on tricking the subject into revealing pertinent information by using
flattery or abuse. It is effective with a subject who has displayed weaknesses or
feeling of inferiority which can be effectively exploited by the interrogator. There
are two techniques in this approach: the pride and ego up approach and the
pride an ego down approach. A problem with the pride and ego approach
techniques is that since both variations rely on trickery, the subject will eventually
realize that he has been tricked and may refuse to co-operate further. If this
occurs, the interrogator can easily move into a fear up approach and convince
the subject that the questions he has already answered have committed him and
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it would be useless to resist further. The interrogator can mention that it will be
reported directly or indirectly to the subjects organization that he has co-
operated fully, and he or his family may suffer possible retribution when this
becomes known and the subject has much to fear if he is returned to his own
people. This may even offer the interrogator the option to go into a love-of-family
approach in that the subject must protect his family by preventing his people from
learning of his duplicity or collaboration. Telling the subject that you will not report
the fact that the prisoner talked or that he was a severe discipline problem is an
incentive that may enhance the effectiveness of the approach.
(1) Pride and Ego up Approach Technique. The pride and ego up
approach is must effective on subjects with little or no intelligence or on
those who have been looked down upon for a long time. It is very effective
on low ranking enlisted personnel and a junior grade officer as it allows
the subject to finally show someone that he does definitely have some
intellect. The subject is constantly flattered into providing certain
information in order to gain credit. The interrogator must take care to use a
flattering somewhat-in-awe tone of voice and to speak highly of the
subject throughout the duration of this approach. This quickly engenders
positive feelings on the subjects part, as he has probably been looking for
this type of recognition all his life. The interrogator may blow things out of
proportion using items from the subjects background and making them
seen noteworthy or important. As everyone is willing to hear himself or
herself praised the subject will eventually rise to the occasion and in an
attempt to seek more congratulatory comments from the interrogator that
reveal pertinent information. Effective targets for a successful pride and
ego up approach are usually the socially accepted reasons for flattery:
appearance, family background, caste pride, patriotism, school spirit, good
military demeanor, and so forth. The interrogator should closely watch the
subjects demeanor for indications that the approach is getting through to
him. Such indications include, but are not limited to, a rising of the head, a
look of pride in the eyes, a swelling of the head, a swelling of the chest, or
a stiffening of the back.
(2) Pride and Ego Down Approach Technique. The pride and ego
down approach is based on the interrogator attacking the subjects sense
of personal worth. Any subject who shows any real or imagined inferiority
or weakness about himself, his loyalty to his organization, or his capture in
embarrassing circumstances can be easily broken with this approach
technique. The objective is for the interrogator to pounce on the subjects
sense of pride by attacking his loyalty, intelligence, abilities, leadership
qualities, slovenly appearance, or any other perceived weakness. This will
usually stimulate the subject into becoming defensive, and he will try to
convince the interrogator that he is wrong. In his attempt to convert his
pride, the subject will usually involuntarily provide pertinent information in
attempting to defend himself. The subject who is susceptible to this
approach is also prone to make excuses and give reasons why he did not
do a certain thing, often shifting the blame to others. (Possible targets for
the pride and ego down approach are the subjects loyalty, technical
competence, leadership abilities, soldierly qualities, or appearance). If the
interrogator uses a ironic, sharp tone of voice with appropriate
expressions of distaste or disgust, the subject will readily believe him. One
way of applying this technique is that the interrogator laughs at the subject
to put down him (the subject). Nobody likes to be laughed at laughing at
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a cool and composed subject is an act which usually upsets him more
than anything else and causes him to lose confidence in his position. One
word of caution, the pride and ego down approach is also a dead end in
that, if it is unsuccessful, it is very difficult for the interrogator to recover
and move to another approach and re-establish a different type of rapport
without losing all credibility.
(5) Elbows. Close watch of the elbows may reveal whether or not
the approach is having its effect. If the elbows are hanging, the subject is
relaxed. If they are held close to the sides or become tense, the matter
under discussion is critical and is affecting the subject strongly.
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(7) Breathing. Controlled breathing indicates critical question. It may
be betrayed by a slight gasp, a sudden intake of breath a holding of the
breath, or a sudden removal of the breath.
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such as communication with the subjects family, a quicker end to
the war to save his comrades lives, and so forth. A good
interrogator will usually orchestrate some futility with an emotional
love approach to hasten the subjects reaching the breaking point.
Sincerity and conviction are extremely important in a successful
attempt at an emotional love approach as the interrogator must
show genuine concern for the subject and for the object to which
the interrogator is directing the subjects emotion. If the interrogator
ascertains that the subject has great love for his unit and fellow
soldiers, he can effectively exploit the situations by explaining to the
subject that his providing information may shorten the war or battle
in progress, thus saving many of his comrades lives. But, his
refusal to talk may cause their deaths. This places a burden on the
subject and may motivate him to seek relief through co-operation
with the interrogator.
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technique. There are two distinct variations of this approach: the fear up (harsh)
and the fear up (mild).
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withdrawn into a shell or regressed back to a less threatening state of mind, the
interrogator must break through to him. This may be affected by the interrogator
putting himself on the same physical level as the subject and may require some
physical contact. As the subject relaxes somewhat and begins to respond to the
interrogators kindness, the interrogator can then begin asking pertinent
questions. This approach technique may backfire if allowed to go too far. After
convincing the subject that he has nothing to fear, he may cease to be afraid and
may feel secure enough to resist the interrogators pertinent questions. If this
occurs, reverting to a harsher approach technique usually will rapidly bring the
desired result to the interrogator.
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the battlefield is hopeless, and that they all will die without his assistance. The
futility approach is used to paint a block picture for the prisoner, but it is not
completely effective in itself in gaining the subjects cooperation. The futility
approach must be orchestrated with other approach techniques.
CONCLUSION
5. The successful conduct in initial approach phase eventually paves the way
for selecting and applying the correct approach technique which actually induces
the subject to willingly provide accurate information to the interrogator. The
amount of time spent will be cost effective if the interrogator correctly assess the
subject and selects the appropriate approach technique which will break the
subject and bring out the desired information.
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QUESTION TECHNIQUES
INTRODUCTION
AIM
TYPES OF QUESTIONS
3. The manner of questioning and the nature of the questions will be based on the
mission and the situation. The following general guidelines are applicable to the
questioning:
a. Prepared Questions
b. Control Questions
c. Non-pertinent Questions
d. Repeated Question
e. Direct and Leading Questions
f. Compound Questions
g. Negative Questions
h. Brief and Precise Questions
j. Simply Worded Questions
k. Followup Questions
(d) You did not go to the club last night, did you?
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does not mean, however those leading questions should always be
avoided by the interrogator. They can be sued very effectively as a means
of verification, as a means of strategy, or as a means of pinpointing
specific details.
h. Brief and Precise Questions. All questions should be brief and to the
point. There should be no doubt in the subjects and as to what the interrogator
wants to know. If the subject cannot understand the question, he certainly cannot
be expected to answer it. And if he does answer it, the answer may lead the
interrogator to arrive at an erroneous conclusion.
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SUMMARY
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STAGES OF INTERROGATION
INTRODUCTION
1. Interrogation process involves logical and systematic methods starting from its
planning and preparation till the submission of its report. This process can generally be
divided into four major steps or stages, and again some of these steps or stages can be
subdivided or classified into phases. Division of the whole interrogation process is
arranged for convenience and to identify separately the aim of each stage and phase.
AIM
PROCESS OF INTERROGATION
3. The process of interrogation can be generally divided into following four stages:
c. Termination Stage
d. Reporting Stage
4. The considerations and actively pattern of the above mentioned stages and
phases are likely to vary with the varying types and levels of interrogation, categories
and types of interrogatee or subject and the circumstances of interrogation. So,
whenever an interrogator is involved in the interrogation process, he should carefully
examine merits and requirements of each stages and phases basing on the types and
levels of interrogation and assessment of subjects and the circumstances.
5. Keeping the aforementioned in view we can identify the following factors affecting
the considerations for the interrogation process:
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b. Levels of interrogation.
6. Interrogation must be carefully planned and prepared so that the aim of the
interrogation may be achieved without waste of time or effort. It is important that the aim
should be clearly defined. Time spent in planning and preparation of interrogation will
pay divided in the shape of time saved in the process of establishing ascendance over
the interrogatee or subject and gaining his co-operation. As all human being are not
alike, all interrogation, therefore, cannot be the same and as such every interrogation
must be planned and prepared accordingly because different individual requires
different handling. Successful planning depends upon an accurate assessment of the
character of the interrogatee and the degree of resistance he is likely to offer and
preparations must be made for the exploitation of any weakness of the subject. It should
be remembered here that each and every person has got his own weakness and it is
the job of the interrogator to be aware about that.
7. The aim of this stage is to prepare and plan for smooth and successful conduct
of an interrogation. The nature, extent and details of preparation and planning will
depend upon the factors mentioned above.
Preparatory Phase
8. Activities of this phase for different major types of interrogation are mentioned
separately in the following paragraphs.
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(a) Open search of his residence and/or office, if necessary.
(1) Body search, if necessary, soon after the capture/arrest. Arrest may
not be required in all cases.
(b) Surveillance.
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should take place when the subject is off his guard, relaxed, and in familiar
surroundings. There are good reasons for the almost traditional method of
carrying out an arrest in the small hours, when the subject is asleep at home.
b. The arrest must be swiftly and efficiently made and the arresting party
must display a completely professional attitude. The slightest show of hesitation,
confusion or diffidence will spoil the effect.
c. The subject must be searched quickly and kept under close observation
until he arrives at the place of detention; the house in which he was arrested
must be searched and the reaction of any persons who could be connected with
the subject must be noted. It may be necessary for such persons to be searched
also. A part from the obvious things of an incriminating nature, the searchers
must seize any articles such as personal letters, photographs or books which
could be of assistance to the interrogators in assessing the character of the
subject.
A man who is obviously fearful should be kept in conditions which increase his
apprehension; a man who is prepared for discomfort and ill-treatment may be
knocked of balance by kindness and consideration. Whatever is done must be
done deliberately. Nothing must happen to the detainee which has not been
planned. Similar considerations will apply to the timings of the initial questioning;
one man may be disconcerted if ignored for a considerable time after arrest,
whereas another would use the respite to build up his resistance.
Planning Phase
10. Once the preparatory phase of interrogation has been completed and the subject
has been arrested and detained, where necessary, the planning for his interrogation
should cover two aspects; physical and mental planning.
11. Mental Planning. This aspect of the planning involves the following:
b. Study and scrutiny of all official papers relating to the case or occurrence
in connection with which the subject is to be interrogated.
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12. Physical Planning. The aspect of physical planning involves the following:
General
13. Interrogation proper or the actual interrogation process has four distinct phases:
14. General. The first phase of this stage is the initial approach. It is designed to
give the subject an opportunity to tell his own story and to give the interrogator an
opportunity to assess his character. The aim of this phase is to control the subject,
assess the subject so as to find out the proper approach and question technique, obtain
background information and material for future use and to establish rapport, if
necessary. Most subjects are anxious to tell a story of same kind and will welcome the
opportunity to do so. The degree of truth in the story will vary according to the character
of the subject and the kind of case. Normally, this phase of an interrogation is not aimed
to extract information relating to the objective. However, if the subject comes up with
relevant information then follow-up questions can be asked depending on the situation.
15. Purpose. The initial approach phase actually begins when the interrogator
first comes in contact with subject and continues until the interrogator selects the
appropriate approach technique after assessing the subject and begins to apply the
technique. Each interrogator is different but all initial approach phase have the following
purpose in common:
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a. Establish and maintain control over the subject during and the
interrogation.
b. Establish and develop rapport between the interrogator and the subject.
c. Assess the subject and subjects reaction for applying the correct general
approach and approach technique.
16. Establish and Maintain Control. The interrogator should appear to be the
one of them who controls all aspects of the interrogation. He must act quickly and firmly.
However, everything that he says and does must be within the limits of the Geneva
Conventions as well as within the standards of human conduct. As a general rule
friendly and sympathetic general approach is inherent in this phase unless other factors
are predominant to determine other general approaches.
17. Establish and Develop Rapport. Rapport between the interrogator and
the subject is actually nothing more than a two-way flow of communication. It can
involve showing kindness and humanity in an otherwise harsh situation. Rapport is
established when the subject reacts to the interrogators statement. Rapport must be
maintained throughout the interrogation. If the interrogator has established good rapport
initially and then abandonees the effort, the subject would rightfully assume that the
interrogator cares less and less about him as the information is being obtained. If this
occurs, the subject may stop answering questions. Rapport may be developed by:
e. Showing concern for the subject through the use of voice vitality and body
language.
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18. Assess the Subject and Subjects Reaction. After establishing control over
the subject and rapport, the interrogator continually assesses the subject to see if the
general approaches, techniques and question techniques, chosen in the planning and
preparation phase will certainly work. It should be remembered that:
a. The approaches chosen in planning and preparation are only tentative and
are based on the information available from documents, the guards and from
personal observation.
b. The earlier decided approach and question techniques may lead the
interrogator to select incorrect techniques which will minimize the chance of
achieving co-operation form the subject. Therefore a careful assessment of the
subject is absolutely necessary to avoid wasting valuable time in the detail
approach phase.
e. The reactions of the subject at this phase will reveal much. An innocent
man in such a situation will protest and demand explanations. A man who knows
there are good reasons for his arrest will react differently; although he may
protest, his innocence and annoyance will be faked. However, their reactions can
also be faked.
f. At lower level this phase acts as the foundation for further conduct of the
interrogation. Sometimes at such levels time restraint may become a limitation in
properly achieving the aim of the phase. On the other hand, at higher levels this
phase can be utilized to confirm the assessment related to subject made by the
lower levels, to detect changes in his attitude and overall mental state.
19. Build up Subjects Picture and Obtain Material for Future. When the
subjects initial protests have been dealt with, he should be made to talk. He can be
asked to give his life story to narrate his movements in the immediate past, to give his
version of the arrest. He can be questioned as regard to his identity, source of income,
occupation, knowledge of local geography, political and industrial conditions. Whatever
the subject says at this time should be accepted, even though the interrogator knows it
to be false. His aim is to build up a picture of the subjects character and to obtain
material for the future conduct of the interrogation. At this stage subjects involvement is
carefully avoided so that his activity nears cooperation is required.
20. Remaking of Plan. At the end there should be a temporary break in the
interrogation and the interrogator will consider subjects statements and behaviors.
Interrogator at this stage may have to re-examine subjects documents and any material
that may have been collected by the searchers. The knowledge thus gained, together
with known data before arrest, will facilitate the re-making of the interrogation plan. This
will prepare the foundation for the next phase of interrogation by correctly selecting the
approach techniques or by confirming the previous selection.
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21. May Skip the Next Phase. If, however, the subject is found co-operative
and willing to provided information or is not providing any resistance what so ever, then
the interrogator may straight way skip the next phase i.e. detail approach phase, which
aims to overcome the resistance of the subject, and can move on to actual interrogation
or exploitation phase. Sometimes this assessment may prove to be wrong and if it is so,
then it will be apparent during the exploitation phase which may force the interrogator to
re-assess the situation and he may have to restart from initial or detail approach phase.
22. Aim. In this phase, personal conflict between the interrogator and the subject
is evident. Here the interrogator aims to overcome the resistance of the subject by
employing appropriate approach and question techniques. It must be remembered that
detail approach phase is needed when initial approach phase could not make any head
way. The main aim of this phase is to bring the subject to the breaking point.
a. Exert Pressure. During this phase the pressure on the subject must be
continuous; he must be allowed no peace until he agrees to co-operate. As it
becomes clear that his resistance is weakening, the pressure must be intensified
and as soon as he starts co-operating, conduct of the interrogator should be as
such so that he remains in the co-operative state.
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e. Partial Breaking Point. It is entirely possible that the subject may co-
operate for a while and then becomes unwilling at answering further questions. If
this occurs, the interrogator can either reinforce the approaches that initially
gained the subjects co-operation or move into a different approach and question
technique.
25. What is Exploitation Phase? Once this phase has been reached the
relationship between the interrogator and the subject can move from conflict to co-
operation. Although several interrogators may have been working on the subject during
the detail questioning, the exploitation should normally be done by one or two
interrogators only. (His aim should be to build up and promote personal relationship
between himself and the subject, a partnership in which he is accepted as the dominant
partner and the subject is his willing assistant.)
26. Selection of Interrogator. The interrogator chosen for the task will normally,
but not necessarily be the one who achieved the final break, since by that act he has
already proved his psychological superiority to the subject. However, the final choice will
depend upon the character of the subject and his reactions to the appliance of his
collapse.
28. May Provide Writing Materials. It will often be found useful to provide writing
materials to the subject. In many cases subjects who have ceased resisting may be
allowed to empty their minds of guilty knowledge. To do so writing materials may be
given and they are likely to spend their spare time in writing.
30. Other Leads and Side Issues. The exploitation phase will not end until the
aim of the interrogation has been completely achieved. It may go on beyond this point if
interesting side issues emerge or if the subject proves to have other knowledge of
intelligence interest. However, if during the course of actual interrogation subject seems
to possess information on matter which is more important than the present and which
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needs immediate handling then the interrogator may follow the new lead. But soon after
that he should be able to back to interrogation on previous objective.
TERMINATION STAGE
31. Although the termination stage is only the third stage of the four stages, it is the
last stage in which the interrogator will actually deal with the subject. The interrogator
must leave the subject ready to continue answering questions in the future if necessary.
The termination of the interrogation must be conducted properly. If the interrogator
mishandles the termination stage and he later finds that the subject has lied or he needs
to question the subject further, he must start again with different approach technique.
Moreover, termination of interrogation at any level directly affects the conduct and
outcome of the interrogation carried out at next level.
g. The interrogator loses control of the interrogation and cannot recover it.
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d. When appropriate, he tells the subject that the information he provided will
be checked for truthfulness and accuracy.
REPORTING STAGE
35. Report is the ultimate outcome of the interrogation process, as far as the
interrogators are concerned. It can be in oral or written from, formal or informal, and the
exact type or format for the report rendered will depend on the direction of the agency or
individual directing the interrogation. If standardized format of report for different types
of interrogation is available, it should be utilized. Oral reports usually are rendered when
the value of the information to be reported depends upon the speed with which it
reaches the using agency; they should be followed by written reports. While submitting
a report, recommendation for future or further actions and disposal of subject should be
mentioned clearly the interrogators obtain may be valueless, unless it is reported to
concerned agency in usable form. This means that the report must be accurate and
complete, so far brief.
CONCLUSION
Annex:
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ANNEX A
INTERROGATION PROCESS CHART
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Interrogation Process
Secret or Discreet
Detail Approach Phase
Preparation
Exploitation
Open Preparation
Phase
Planning Phase
Mental Planning
Physical Planning
)Physical Planning
)Physical Planning
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USE OF FORCE IN INTERROGATION
INTRODUCTION
1. Use of force or third degree to extract information from a person is an age old practice in human society
though its application and usefulness never went unchallenged even in its early days of use. Through the ages it was
felt and thoroughly proved that use of force or third degree can not always extract truthful and objective information
from a person. Therefore, it is not only a question of violation of basic human rights or a countrys constitution but it
is also a matter of concern for any interrogator as it negatively affects the outcome of an interrogation.
AIM
2. The aim of this topic is to given idea on aspects of use of force in interrogation.
SCOPE
a. It is difficult to define use of force or third degree in specific terms. The vary concept of third
degree various in its understanding and extent from man to man, professionals to professionals and
organizations to organizations. However, there are two things which have been consistently been held by
the courts to be third degree during an interrogation are, physical force and any threats of physical force.
b. Example of physical force is hitting or even slapping a subject. A threat of physical force can be
made either physically by the interrogator (the shaking of the fist near the subjects face) or it can be done
vocally (listen, you, I am going to beat you stupid if you dont confess!)
c. It is universal for the courts to rule out confessions whenever they are satisfied that force or the
threat of physical force was used during an interrogation.
d. A situation that can be construed as third degree when it is causing the suspects physical
suffering. This suffering is not directly inflicted by the interrogator, rather it is caused indirectly. Examples
of indirect physical sufferings are not letting the subject to have any food, not allowing him any sleep, not
permitting him to go to the toilet.
e. However, it is difficult for the courts to define and agree upon just what constitutes the third
degree in these instances. For example, the subject is not allowed to go to the toilet until the confession is
obtained some four hours later. Is this third degree? Some might strongly believe,absolutely not!, while
others will be just as positive, of course that is third degree!
f. Another method that the courts have declared to be third degree is psychological mistreatment. For
examples prolonged questioning, interrogators working in relays for several days etc. Even though no
physical harm has been inflicted, no threats of physical harm were made, and the subject was allowed food,
sleep and toilet privileges; the courts might consider that these circumstances constitute third degree.
g. Here again there is a great disagreement in the courts as to just when such happenings become
third degree. For example, what is prolonged questioning? Is it anything after one hour, two hours, five
hours, twelve hours, or twenty four hours? Or is it even longer? And of course, even a time could be agreed
upon, it would apply equally to a twenty-two year old youth in fine health condition and a sixty-five year
old subject suffering from cancer?
5. Thus, there are four actions that can be classified as third degree:
a. Use of physical force;
b. Threat of physical force;
c. Indirectly causing physical suffering; and
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d. Psychological mistreatment.
a. It is extremely easy to avoid the first point that is considered to be third degreethe use of physical
force. The rule is: Never strike the subject nor cause him bodily harm.
b. Of course, if the subject tries to escape or attempts to harm someone, proper and sufficient
physical force must be used to restrain him. But, what we are referring to is no physical force during an
interrogation.
c. The second third-degree situation is threat of physical force. Here the rule is: Never directly state
or imply that physical force which will be used if the subject does not confess.
d. What constitutes direct threat of bodily harm is obvious. However, implied threats are not so
obvious. For this reason, the interrogator must be very careful not to say anything or make any gesture that
the subject could interpret as a threat. For example, to say, You better confess, could be interpreted by a
normal person be a threat, since there is an implication that something drastic will happen if he does not
confess. Thus, the word better should never be used as it was in the proceeding sentence. Rather, if used, it
should be as: Kader, you will feel better inside if you tell the truth. But if you keep telling this ridiculous
story, you will continue to feel miserable inside. You are acting like a big-time criminal, which is so
contrary to your normal nature.
e. The third category is causing physical suffering. Since this is open to wide and varying
interpretation, the best general rule to follow is: Let the subject have the same considerations as the
interrogator.
f. For example, before the interrogation begins the subject may be permitted go to the toilet and have
a drink of water. The interrogator can also go to the toilet and have a drink before the interrogation begins.
Then during the interrogation if the subject requests for water or want to go to the toilet can be politely
brushed aside. Kader, I could get you a big drink of water and in five minutes you would want another
drink. You know why? Because you are not telling the truth and it is working on your nervous system. You
could drink 20 gallons and still be thirsty, since you are not telling the truth. Tell me the truth that is the
only drink that will satisfy your thirst.
g. However, as soon as the interrogator leaves the room for a drink of water or go to the toilet, the
subject would be given an opportunity to do the same. Naturally, if the subject has diarrhea he is permitted
to go to the toilet as often as is necessary. But on the whole, if the interrogator undergoes the same
conditions as the subject in regard to eating, sleeping, and resting, courts should not interpret that any third
degree, under this third category, was used.
h. The last classification of what can be interpreted as third degree is psychological mistreatment.
What was just stated in rule three basically applied here also.
j. For example, as far as prolonged questioning is concerned, if the same interrogator is with the
subject the entire time, this should not constitute third degree under the classification of psychological
mistreatment.
7. The following is not a complete list of reasons why the third degree has become outmoded in modern
interrogations. Nor you should consider these reasons as being listed in the order of their importance, for all of them
are important. Although they are more representative of the traditional third degree- the use of physical force- many
of them also applies when the other three third degree situations are resorted to.
a. The person who uses the third degree has not only set himself up as the judge who has found the
subject guilty, but he has also established himself as a god who has the power to inflict bodily harm to
the offender. This is true regardless of the subject guilt or how heinous the crime might be. Remember,
your purpose is to learn the truth. You represent law and order. Maintain the dignity of your profession and
organization.
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b. The obviously guilty subject might be innocent. Result? Possibly a false confession. Even young
men with fine physical and mental capacities have given false confessions when pushed too far.
c. The person who resorts to third degree usually first uses it in a big case. He undoubtedly
soothed his conscience by saying that it was an important case and that he would never use such methods
except in big cases. As time goes by, however, this type of interrogator usually weakens in his resolution
until finally he considers every case a big case The third degree becomes about the only interrogational
device he knows and he is continually resorting to it. If hitting a subject is the best technique an
interrogator knows, then any third-rate, punch drunk boxer is a better interrogator than he is.
d. Whenever an interrogator uses force he is committing a crime, under CrPC 349 or 351. And even
if the interrogator does not resort to force, but is deliberately responsible for one of the other situations that
constitute third degree, he is possibly committing a crime. Thus, the interrogator becomes a criminal in
trying to catch a criminal. Then too, if the subject is tried the interrogator will undoubtedly have to commit
perjury to cover up his actions. Now he has committed yet another crime in trying to save society from a
criminal.
e. The subject might die-which has happened before and will again where third degree is used. Even
if the third degree is considered to be mild by those using it, the subject might have a weak heart and die.
f. A person using the third degree probably will be sued sooner or later. A threat of civil suit should
never stop the interrogator from doing his duty. But third degree is nor anyones duty.
g. An interrogator loses self-respect and the confidence of his fellow workers every time he uses
third degree. This will happen because both he and his associates know he is doing wrong. Also, he is
proving, he is a coward since the subject is in no position to fight back or even defend himself.
h. Resorting to the third degree shows that the interrogator is too lazy to go for proper approach
techniques to break the resistance of the subject.
j. As soon as third degree is used, the officer is admitting that the subject is smarter than he is. That
is, the interrogator was too stupid to think of the correct approach techniques to use that would gain the
confession/information. A good interrogator will outsmart the great majority of subjects by virtue of his
intelligence, training, experience, and the desire to perform his duty correctly.
k. Use of the third degree will invalidate a resulting confession. If might even completely wreck the
entire prosecution case, in that the Judge could be led to believe that the entire investigation was tainted and
that the investigators/interrogators were perjuring themselves on every point.
l. Some interrogator may believe that use of force or third degree saves time in bringing about the
information or confession that they are looking for. But actually it is other way round as there is a
likelihood of giving false information or confession by the subject to escape from this use of force. As the
possibility is there so the interrogator needs additional time to confirm the given information and incase,
the given information proves to be false or exaggerated then more time will be spent to cover up the actions
taken basing on the false or exaggerated information .
CONCLUSION
8. Use of force or third degree is not at all a technique to be followed during any interrogation. Its use only
reflects the limitation of the interrogator in his intellect, self-confidence and abilities and skills in interrogation
techniques. To cover up these limitations they use force in interrogation, but again with no or less of success in most
of the cases.
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INTERROGATION REPORT WRITING
1. Introduction. Once the interrogation is over detail report has to be initiated. The report should
be exhaustive, and meticulously planned. It is required not only for trial but also for future reference.
2. Form of Reporting. Report is the ultimate outcome of the interrogation process. It can be
in oral or written form, formal or informal and the exact type or format for the report will depend on the
direction of the agency or the individual directing the interrogation. If available, the standardized format of
report for different types of interrogation should be utilized. Oral reports usually are rendered when the
value of the information to be reported depends upon the speed with which it reaches the using agency;
they should be followed by written reports. A format is given as Annex A.
3. Assessment of the Subject. Reports of all level should have a brief assessment of the
subjects character and type. This will facilitate future interrogation or interrogation at next level. It will help
the directing authority to understand the circumstances under which reported information was extracted;
and this may also serve the academic interest in future.
Annex:
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ANNEX A
Photograph of
Subject
1. Name:
2. Fathers Name:
3. Mothers Name:
4. Present Address:
5. Permanent Address:
6. Sex:
7. Religion:
8. Occupation:
9. Marital Status.
a.
b.
c.
11. Details of property owned by the individual or in the name of his dependents:
a. Immoveable:
b. Movable:
a. Identification Mark:
b. Color of Hair:
c. Height:
d. Weight:
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17. Any other detail of Bio-data (which may be of interest but not covered above):
20. Incriminating articles found in his possession and in the premise of arrest:
Note: When no confession is made then record information of interest that has been extracted from him.
22. Findings:
23. Comments:
24. Recommendations/Suggestions:
26. Interrogated by (should include all names whoever interrogated even for brief period):
LEFT HAND
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RIGHT HAND
Sign: ....
Name: ..
Rank: ...
Code: ...
Place: .......................................
Date: ........................................
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