Process Validation of Benazepril HCL 5 MG Tablet
Process Validation of Benazepril HCL 5 MG Tablet
Research Article
ABSTRACT
The purpose of research was to study prospective process validation Benazepril HCl 5 mg tablet dosage
formulation. The critical process parameter was identified with the help of process capability
and evaluated by challenging its lower & upper release specification. O n e initial process validation
batches size, method, equipment & validation criteria were taken. The critical parameter involved in
sifting, Blending ,compression stages were identified and evaluated as per validation master plan. The
outcome indicated that this process validation data provides high degree of assurance that
manufacturing process produces product meeting its predetermined specifications and quality attributes.
Key words: process validation parameters, Quality assurance, Tablet dosage form.
INTRODUCTION
According to Indian GMP vali dati on study is high degree of assurance that a specific process (such
essential part of GMP. Those required to be done as the manufacturing of pharmaceutical dosage
as per predetermined protocols. Prospective process forms) will consistently produce a product meeting
validation is carried out during the development its predetermined specifications and quality
stage by means of risk analysis of the production characteristics.”
process which is broken down into individual As per USFDA (2008) “Process validation is the
steps1. Validation is a concept that has been evolving collection and evaluation of data, from the process
continuously since its first formal appearance in the design stage throughout the production, which
United States in 1978. Validation as it is known today establish scientific evidence that a process is capable
has developed from the need to maintain quality, of consistently delivering quality products.”
consistency, and above all public safety. Validation is The definition is very well thought out and each word
a rapidly growing and evolving concept. This has a special significance
evolution stems from technology’s growth rate. It is
responsible for providing higher degree of assurance Principle Elements of Validation:
for the product. The foundation of validation, the Documented Evidence:
methodology behind validation, and the need for Validation requires a through documentation
validation will likely remain a key aspect of the everything that is not documented is considered
industry. The present project reflects the current incomplete.
trends and serves as an educational tool in our High degree of Assurance:
progressive industry. Validation is the confirmation The assurance is that a large software package as
by examination and the provision of objective used in complex computerized systems is rarely free
evidence that the particular requirements for a of errors. Frequently there is a perception that
specific intended use are fulfilled. validation means “error free”. This assumption is
wrong. During the validation process everything
Definition of Validation1-3 realistically possible should be done to reduce errors
As per ISO 17025 Validation is the confirmation by to a high degree.
examination and the provision of objective evidence Specific process:
that the particular requirements for a specific Same subparts of validation such as qualification.
intended use are fulfilled. (Installation, Operation, Performance) are product
As per USFDA (1987) “Process validation is specific and have to be done for each system.
establishing documented evidence which provides a Consistently:
quality adhere to approved specifications and are manufacturing process from the development
correctly installed. Important IQ considerations are: function to production.
1. Installation conditions (wiring, utilities, Prospective validation includes those considerations
and functionality) that should be made before an entirely new product is
2. Calibration, preventative maintenance, introduced by a firm or when there is a change in the
cleaning schedules manufacturing process which may affect the
3. Safety features product's characteristics, such as uniformity and
4. Supplier documentation, prints, drawings identity.
and manuals The following are considered as key elements of
5. Software documentation prospective validation.
6. Spare parts list
7. Environmental conditions (such as clean Equipment and Process
room requirements, temperature and a. Equipment: Installation Qualification
Humidity) b. Process: Performance Qualification
8. Equipment design features (i.e. materials c. Product: Performance Qualification:
of construction clean ability)
Retrospective Validation
Operational Qualification (OQ): Retrospective Validation involves the examination of
It is documented verification that all aspects of a past experience of production on the assumption that
facility, utility or equipment that can affect product composition, procedures, and equipment remain
quality operate to Intend throughout all anticipated unchanged; such experience and the results of in-
ranges. OQ considerations include: process and final control tests are then evaluated.
1. Process control limits (time, temperature, Recorded difficulties and failures in production are
pressure, line speed and setup conditions) analyzed to determine the limits of process
2. Software parameters parameters. Retrospective validation is obviously not
3. Raw material specifications a quality assurance measure in itself, and should
4. Process operating procedures never be applied to new processes or products. It may
5. Material handling requirements be considered in special circumstances only, e.g.
6. Process change control when validation requirements are first introduced in a
7. Training company. Retrospective validation may then be
8. Short term stability and capability of the useful in establishing the priorities for the validation
process. program. If the results of a retrospective validation
9. Potential failure modes, action levels and are positive, this indicates that the process is not in
worst-case conditions. need of immediate attention and may be validated in
accordance with the normal schedule. For tablets
Performance Qualification (PQ): which have been compressed under individual
It is documented verification that all aspects of a pressure-sensitive cells, and with qualified
facility, utility or equipment perform as intended in equipment, retrospective validation is the most
meeting predetermined acceptance criteria. comprehensive test of the overall manufacturing
PQ considerations include: process of this dosage form.
1. Actual product and process parameters
and procedures established in OQ Using either data-based computer systems or manual
2. Acceptability of the product methods, retrospective validation may be conducted
3. Assurance of process capability as in the following manner:
established in OQ 1. Gather the numerical data from the
4. Process repeatability, long term process completed batch record and include
stability assay values, End product test
results and in-process data.
Types of Validation7 2. Organize these data in a
Prospective Validation chronological sequence according to
Establishing documented evidence prior to process batch manufacturing data, using a
implementation that a system does what it proposed spread sheet format.
to do based on preplanned protocols. This approach 3. Include data from at least the last
to validation is normally undertaken whenever the 20–30 manufactured batches for
process for a new formula (or within a new facility) analysis. If the number of batches is
must be validated before routine pharmaceutical less than 20, then include all
production commences. This is a preplanned manufactured batches and commit
scientific approach and includes initial stages of to obtain the required number for
equipment validation. In fact, validation of a process analysis.
by this approach often leads to transfer of the
BLENDING
Compression Process
various parameters like description, average weight,
The blend obtained was run on the 55 station DR uniformity of weight, thickness, hardness, friability,
compression machine. The Speed of compression in disintegration time and dissolution to assure the
RPM was optimized and the tablets was tested for reproducibility of the compressed tablets.
Observations Description
8.0 mm , standard concave, Round 8.0 mm , standard concave, Round
Upper punch
embossed with ‘5’ embossed with ‘5’
8.0 mm , standard concave, Round
Lower punch 8.0 mm , standard concave, Round Plain
Plain
Dies 8.0 mm, round 8.0 mm, round
Tooling B Type B Type
No. of Upper
55 To be recorded
punches
No. of lower
55 To be recorded
punches
No. of dies 55 To be recorded
Compression
CPD IV 55 B (Cadmach) To be recorded
machine
Process parameters
Uniformity of The acceptance value of the first 10 tablets The acceptance value of the first 10 tablets
dosage units should be 3.3 should be less than or equal to 15.0. If the
(by content acceptance value is greater than 15.0, test next
uniformity) 20 tablets and calculate the acceptance value.
The final acceptance value of the 30 tablets
should be less than or equal to 15.0 and no
individual content of the dosage unit should be
less than (1-25.0x0.01)M or more than
(1+25.0x0.01)M.
Observations
Parameters Maximum speed challenge: Acceptance Criteria
Machine speed in
60 RPM To be recorded
RPM
White, round, biconvex uncoated tablets
debossed with ‘5’ on one side and plain on White to off white, round, biconvex
Description other side. uncoated tablets debossed with ‘5’ on one
side and plain on other side.
LHS: 201.3
Average weight
202.0 mg ± 5.0% (191.9 mg to 212.1 mg)
( in mg)
RHS: 200.4
LHS RHS
Uniformity of
Min. : 198.7 198.0 202.0 mg ± 7.5% (186.9 mg to 217.1 mg)
weight (in mg)
Max.: 204.6 203.0
LHS RHS
Breaking force 25N-150N( Target 110N)*
Min. : 93 92
(Hardness)
Max.: 120 106
LHS RHS
3.80 mm ±0.20 mm (3.60 mm to 4.00
Thickness ( mm) Min. : 3.67 3.67
mm)*
Max.: 3.80 3.81
LHS RHS
Friability
NMT 1.0 % w/w (Weight: around 6.5 g)
(% w/w)
NIL 0.02%
LHS RHS
Disintegration
Min. : 1’17” 1’27” NMT 15 minutes
time (minutes)
Max.: 1’39” 1’40”
Process parameters
Observations
Parameters Acceptance Criteria
Minimum Hardness challenge:
Machine speed in
30 RPM To be recorded
RPM
LHS RHS
Average weight
202.0 mg ± 5.0% (191.9 mg to 212.1 mg)
( in mg)
199.6 201.4
LHS RHS
Uniformity of
Min. : 197.2 199.5 202.0 mg ± 7.5% (186.9 mg to 217.1 mg)
weight (in mg)
Max.: 201.8 205.1
LHS RHS
Breaking force 25N-150N( Target 110N)*
Min. : 31 32
(Hardness)
Max.: 40 41
LHS RHS
Thickness (
Min. : 3.98 3.99 3.80 mm ±0.20 mm (3.60 mm to 4.00 mm)*
mm)
Max.: 4.02 4.03
LHS RHS
Disintegration
Min. : 0’17” 0’14” NMT 15 minutes
time (minutes)
Max.: 0’21” 0’23”
Min. : 86 %
Dissolution Max.: 91 % Not less than 80% (Q) in 30 minutes.
Avg.: 88 %
Observation
Parameters Maximum Hardness challenge: Acceptance Criteria
Machine speed
30 RPM To be recorded
in RPM
White, round, biconvex uncoated White to off white, round, biconvex uncoated
Description tablets debossed with ‘5’ on one side tablets debossed with ‘5’ on one side and plain
and plain on other side. on other side.
LHS RHS
Disintegration
Min. : 4’17” 4’20” NMT 15 minutes
time (minutes)
Max.: 4’49” 4’47”
Min. : 87 %
Dissolution Max.: 96 % Not less than 80% (Q) in 30 minutes.
Avg.: 91 %
Following table represent the summarized details of process parameter for different stages of compression
process in the manufacturing of Pre- Process validation batches.
Parameters Observations
Acceptance
Initial stage Middle stage End stage Criteria
Machine
speed in 30 RPM 30 RPM 30 RPM To be recorded
RPM White to off
white, round,
White, round, White, round, biconvex White, round, biconvex biconvex
biconvex uncoated uncoated tablets uncoated tablets uncoated
Description tablets debossed with debossed with ‘5’ on debossed with ‘5’ on tablets
‘5’ on one side and one side and plain on one side and plain on debossed with
plain on other side. other side. other side. ‘5’ on one side
and plain on
other
202.0 side.
mg ±
Average
LHS RHS LHS RHS LHS RHS 5.0% (191.9
weight
203.3 200.8 202.5 203.3 201.0 202.6 mg to 212.1
( in mg)
mg)
202.0 mg ±
Uniformity of LHS RHS LHS RHS LHS RHS
7.5% (186.9
weight (in Min.: 146.5 196.5 Min.:198.3 199.1 Min: 193.0 197.9
mg to 217.1
mg) Max. 206.6 206.7 Max.:206.7 206.2 Max: 204.7 205.6
mg)
COATING
Coating solution preparation
Following table represent the summarized details of process parameter for samples of coating solution in the
manufacturing of Pre-Process validation batches.
Coating stage
Following table represent the summarized details of process parameter for coating stage in the manufacturing of
Pre-Process validation batches.
208.0 mg + 5%
Average Weight in mg. 208.32
(197.6 mg to 218.4 mg).
Microbial examination
A) Microbial enumeration
tests 2.5 CFU/g Not more than 103 cfu /g
i) Total Aerobic microbial
count
ii) Total combined Less than 10 CFU/g
Yeasts / Moulds Not more than 102 cfu /g
count Absent
B) Test for specified
microorganism Should be absent
i) Escherichia coli
Related compound
(By HPLC)
Related compound E Below Quantification limit
Related compound F ND Not more than 1.0%
Related compound C 0.07 %
Related compound B 0.06 % Not more than 1.0%
Related compound D Below Quantification limit Not more than 3.0%
0.1% Not more than 1.0%
Related compound G Not more than 1.0%
Single maximum unknown 0.07 %
impurity Not more than 1.0%
Total impurities 0.3 %
(Excluding Related Not more than 0.2%
compound C)
Not more than 2.0%
Residual solvents** Meet USP <467> Meet USP <467> option-1 requirements.
T
T T
M M
2
B2
B1
D1
SUMMARY
Process validation is a fundamental concept of batch size 200,000 Tablets and same manufacturing
cGMP. Benazepril Hydrochloride 5 mg used in process and formula. The entire manufacturing and
treatment of hypertension. The main objective of sampling procedure was done with the approved
presented work was to carry out Prospective Pre- validation protocol and sampling plan. The Critical
process validation of one batch of having same process parameters was studied for validation of
one batch were validation of Sifting, blending & pressure, peristaltic pump speed, coating time and
lubrication, compression, film coating and finished spray rate. After completion of coating, coated
product testing was done. tablet were tested for various parameters like
description, average weight, uniformity of weight,
Validation of sifting process disintegration time, and % LOD to assure the
The Vibrosifter 36” & Vibrosifter 20” was used for reproducibility of the coated tablets.
the process set with different process parameters Speed of pan: 1.3 – 3.5 RPM (Limit: 3.0 –
such as Particle size, sieve size. Sifting process was 14.0 RPM)
carried out as per BPCR and 40# sieves used. And Inlet air temperature: 62.5ºC – 65.0ºC
observe that No Materials should be retained. (Limit: 60ºC + 5 ºC)
Exhaust air temperature: 40ºC (Limit:
Validation of Blending 40ºC + 5 ºC)
The lubrication was done in cage bin by adding the Product bed temperature: 36.5ºC – 40ºC
lubricants and blending it at 16 RPM for 20 (Limit: 35ºC + 5 ºC)
minutes followed by 5 minutes after addition of Peristaltic pump speed: 6 - 8 RPM (To be
Talc & Hydrogenated Castor Oil. The variables recorded)
studied after lubrication was blend uniformity, Atomizing air pressure: 0.4 Mpa (Limit:
composite assay and % LOD. 0.4 + 0.1Mpa)
Results for Blend uniformity: 97.8 % to Spray rate: 78.1 – 104.8 ml/min. (To be
102.0 % (Limit: 95.00 % to 105.00 % of recorded)
the target value (i.e. label claim) of active Coating Time: 89 min. (To be recorded)
ingredient.) Average weight: 208.32 mg (Limit: 208.0
RSD value for was found between 1.5 % mg + 5% )
(Limit: NMT 5 %) % Yield: 100.0 % ( To be recorded)
Assay: 101.4 % (Limit: 95.0 % – 105.0 % Quantity of Coating solution consumed:
of labeled amount) 22.32 kg ( To be recorded)
% LOD: 1.08 % w/w (Limit: Not more
than 4.0%w/w at 105ºC) Validation of Finished Product
% Yield: 100.04 % (Limit: To be Average weight: 208.8 mg (Limit:
recorded). 208.0 mg + 5%)
Assay: 101.3% (Limit: 95.0 % –
Validation of Compression: 105.0 % of labeled amount)
The blend obtained was run on the 55 station DR Dissolution: 95 % – 101 % (Limit:
compression machine. The Speed of compression NLT 80 (Q) % in 30 minutes)
in RPM was optimized and the tablets was tested % LOD: 1.2 % (Limit: NMT 5.0 %)
for various parameters like description, average Hardness: 110 N (Limit: 25N – 150
weight, uniformity of weight, thickness, hardness, N)
friability, disintegration time and dissolution to
assure the reproducibility of the compressed Based on the data, various physicochemical test
tablets. parameters it was summarized that the process,
Average weight: 198.0 – 204.6 mg (Limit: parameters, specifications and controls have been
191.9 mg – 212.0 mg) adequate to show the total conformance of the
Thickness: 3.55 mm – 4.03 mm (Limit: product to specifications. So presented study show
3.60 mm – 4.00 mm) that the set process parameters of the Benazepril
Hardness: 7-8 (Limit: 25N – 150 N) Hydrochloride 5 mg could be reproduced during
Friability: 0.01 % – 0.20 %(Limit: NMT the process resulting in the product meeting the
1.0 % w/w) specifications.
Disintegration time: 0 minute, 14 sec – 4
minute, 49 sec (Limit: NMT 10 minutes)
Dissolution: 86 % – 96 % (Limit: NLT 80 CONCLUSION
(Q) % 30 minutes)
Assay: 100.1 % (Limit: 95.0 % – 105.0 % Process validation study on one Batch of
of labeled amount) Benazepril Hydrochloride Tablet 5 mg having
% Yield: 92.64 % (Limit: To be recorded) batch size of 200,000 tablets was successfully
completed and the manufacturing critical process
Validation of Film Coating parameters were validated in this process validation
The Automatic Coating Machine used for the study.
process was set with different process parameters
such as pan speed, inlet air temperature, outlet air Based on the review of critical process parameters
temperature, tablet bed temperature, compressed air and analytical results as detailed in this summary
report, for critical process parameters are specified The data presented in this validated summary
below in this Process Validation Summary Report report indicates that the manufacturing process
for “BENAZEPRIL HYDROCHLORIDE with above recommended limit(s)/range(s) of
TABLET 5 mg” having batch size of 200,000 critical process parameters for “Benazepril
tablets. Hydrochloride Tablet 5 mg” as described in batch
manufacturing record having batch size of 200,000
The manufacturing critical process parameters for tablets is validated and consistently produce the
“BENAZEPRIL HYDROCHLORIDE TABLET 5 finished product of “Benazepril Hydrochloride
mg” having batch size of 200,000 tablets Tablet 5 mg” meeting all pre-determine
mentioned in process validation protocol. specification and quality attributes.
REFERENCES
8. Garg R., Gupta G. D. “Guidelines on General
1. FDA Guidance for industry-Process Principles of Validation: Solid, Liquid and
Validation: General Principles and Practices Sterile dosage forms”
(Draft Guidance) November 2008. http://www.pharmainfo.net, vol-6 issue -1,
2. FDA Guideline on General Principles of October 2008.
Process Validation-May 1987. 9. Dashora K., Singh D. et al., 2007. Validation -
3. Venkata R & Kotta K, Process Validation of The Essential Quality Assurance Tool for
Citalopram Hydro bromide Tablets: Pharma Industries.
International Journal of Research in 10. Singh G & Saini S., An overview; role of
Pharmaceutical and Biomedical Sciences. process validation in tablets dosage form,
4. John M. Validation Overview & ICH International research journal of pharmacy.
Validation Documents, Tools of Method 11. Green J, Mark, Ed. J Practical Guide to
Validation and Parameters of Method Method Validation; Analytical Chemistry,
Validation. page 245-256.
5. Sharma T., Solanki N. S., process validation: 12. Patel V., “Process Validation : An
an essentiality in pharmaceutical industry an Essential Process In Pharmaceutical
International Journal of Pharmaceutical Industry” http://www.pharmainfo.net,
research and development. January 2010.
6. Nash R. A. and Wachter A. H. Pharmaceutical 13. Sharma T, Solanki N.S., et al., Process
Process Validation an International Third validation, the Essentiality in the
Edition. Revised and Expanded, Marcel Pharmaceutical Industries, IJPRD, 2011;
Dekkar, Inc., New York, 2003; 1-10:129:760- 3(10):133 – 142.
792.
7. Tripathi K. D., ‘Essentials of Medical 14. Seth A. K, et al., Process Validation of
pharmacology’, Sixth Edition, jaypee Brothers Paracetamol Tablet, Online Published in an
Medical Publishers LTD, page no: 480-484. International Journal of Pharmaceutical
Sciences., 2011