Artists and Vision Scientists
Artists and Vision Scientists
Lothar Spillmann∗∗
1. Introduction
Zeki (2002) asserts that visual artists are, in a sense, “neurobiologists of vision,
who study the potential and capacity of the visual brain with techniques that are
unique to them.” The same could, of course, also be said for vision scientists.
However, while most artists study vision and perception unwittingly, scientists
make it their main objective. A number of papers on art and vision published in
highly regarded journals and a stream of conferences on the relationship between
visual science and art show that this is a topic of growing interest to the scientific
community.1
Articles aiming at the contributions of visual science to art and vice versa have
long been overdue, but were hampered by conceptual incongruencies and differ-
ences of language. It is true that artists and vision scientists ask similar questions
and study similar phenomena; however, they examine them in different ways.
They also pursue different goals. Whereas science is mostly explanatory, art is
primarily evocative.
Vision researchers want to explain why we see the way we do, but have only begun
to systematically approach objects of art. Their main concern has been with vision and
the brain mechanisms underlying the perception of colour, brightness, depth, motion,
and form, in response to computer-controlled stimuli, i.e. bottom up. In comparison,
few artists have exploited the potential of the neurobiology of seeing in their crea-
tions. Their aim is to translate their percept of the outer world, such as nature, people,
and still lifes onto canvas, which is primarily a top-down approach. In their desire to
∗
Dedicated to the memory of Marianne Teuber, 1916-2006, art historian in Arlington, MA.
∗∗
Acknowledgments: I am much indebted to Marianne Teuber for inspiring discussions on art, art his-
tory, and visual science. Many colleagues provided valuable comments; Tobias Otte scanned the figures. I
thank them all. Reproductions are being used by permission of Giuseppe Galli, Esther Peterhans, Michael
Wagner, Hermann Waibel, and Richard Zakia, all others under the “fair use” law of the USA.
1
Journals that have published papers on vision and art include Cerebral Cortex, Nature, Neuron, New
England Journal of Medicine, Perception, Science, Trends in Cognitive Sciences, Vision Research, and
Scientific American. See also The Visual Arts and the Natural Sciences in Historical Perspective: An An-
notated Bibliography compiled by David Topper.
2 Gestalt Theory, Vol. 29 (2007), No. 1
depict the world as seen through their eyes and to convey meaning and aesthetic pleas-
ure, they invent and try out ever-new techniques. Creativity, intuition, technique, and
the ability to attract an audience are prerequisites for good art; in order to be creative,
an artist does not need scientific instruments or books. Imagination is what counts.2
Cézanne reportedly once remarked: I do not paint things the way they look, but the way
I know they are. For this reason paintings are often more interesting and richer in their
aesthetic appeal than any visual percept that may have prompted them. In comparison,
visual phenomena (especially illusions) can serve as non-invasive tools to probe the work-
ings of the brain.3 Given this dichotomy, Constable’s statement that painting is a science
… of which pictures are but the experiments can only be taken metaphorically. Obviously,
the technique of shading requires knowledge of how to generate relief. The achievement
of the relief may then be considered a kind of experiment of how to do it properly. In this
sense the process of painting may be regarded as an inquiry into the laws of nature.
Pondering the relationship between art and science, Ramachandran and Hirstein
(1999) propose eight principles (“laws”) of artistic experience, i.e. rules that artists
consciously or unconsciously apply to optimise stimulation of the brain. Some of these
rules are drawn from neurobiology, e.g. exaggeration (caricature), distortion (false
body proportions), sparse representation (sketch, outline), and peak shift (extraction
of the essence). However, only a few of these techniques excite areas in the brain more
strongly than happens with natural stimuli, and there is ample evidence suggesting
that great art can arise without obeying any of these rules (Mangan 1999).
Following up on his 1999 paper with Hirstein, Ramachandran (2003) poses the question
of whether there are artistic universals that cut across cultural divisions. He refers to the above
principles (not without adding two), but emphasises that there is a lot of cultural diversity.
This implies that art deviates from reality (in the photographic sense), although Renaissance
paintings (e.g. trompe l’oeil) are astonishingly accurate (Arnheim 1974; Tyler 2002). On
the other hand, artists often maximise a given effect to arrive at a representation that has not
been seen before. A cartoon or an outline drawing can be more evocative than the real thing.
Picasso’s (1923) remark that art is a lie that makes us realize truth comes to mind.
One may argue that art is not so much a matter of distortion, but rather of deliberate
emphasis. Artists and draftsmen can choose to emphasise as well as ignore details, while a
camera is much more limited requiring a change of depth of field, artificial lighting or pose
such as in studio photography, to emphasize detail. For example, anatomical drawings can
be more useful than photographs by selecting certain features for better communication.
Also, the artist is free to introduce generalities that may transcend individual objects and
are common to all of them as a whole. This is easier to do for the painter than the photog-
rapher who must rely on a change of viewpoint to enable different interpretations.
2
Guerri & Huff (2005) note that there was no library at the Bauhaus in Dessau, and this “in the land
of Gutenberg.”
3
The current popularity of visual illusions (eg Viperlib) does not free us from trying to find out how
these phenomena come about. The interactive battery of Hans Irtel combining a given phenomenon with
parametric variations, a tentative explanation and pertinent references, remains my favourite.
Spillmann: Artists and Vision Scientists Learning From Each Other 3
There is another aspect that deserves our interest. In their effort to explore how
reality can be most efficiently conveyed on canvas, artists over the centuries have de-
veloped techniques that bend the laws of physics without offending the observer’s eye
(Livingstone 1988; Cavanagh 2005). For example, the direction of lighting and the
colour of a shadow may be wrong and there may be colour spilling across the borders;
yet these inaccuracies do not seem to matter (Cavanagh 1991). It is this knowledge
inherent in paintings that affords insights into the workings of the brain.
2. Perspective
Differences of concepts and language are not the only reason why there is little
interaction between artists and scientists; the lack of communication with the other
side is another. There are lots of scientists who are interested in art, but as they pursue
different goals, they largely confine themselves to their own trade.
Researchers working in perception do not generally refer to the great discoveries
made by artists, even in areas where art clearly preceded science. This is because they
believe that artists discover something by empirical knowledge, i.e. trial and error, rather
than by systematic study. Although this may hold true for many examples, there are no-
table exceptions. Among them are Alberti, Leonardo and others (e.g. Brunelleschi, della
Francesca, Giotto, Masolino, Masaccio) for their deep understanding of perspective, a
novel technique that gave the impression of three-dimensionality in early Renaissance
paintings long before it became an issue in visual science.4 Leonardo, of course, was a
divine artist as well as a great theorist. He finished only 20 paintings during his lifetime,
but spent much of it exploring the arts and sciences and how they could be combined.
The question why a painting that is actually flat looks three-dimensional is perhaps
the most profound in all of art (Clausberg 1999). A painting is a painting and not a
window to the 3-D world, because of the absence of binocular cues and motion par-
allax. Yet, although stereopsis tells us that the canvas is two-dimensional, disparity
commonly is overridden by cues that afford depth perception even for one eye. Paint-
ers never paint a perfect linear perspective, because then the picture would be correct
from one position only. Instead they use a modified linear perspective, for which they
must have conducted informal visual experiments (e.g. van Gogh’s Bedroom at Arles
1888). Autostereopsis (Tyler 1979) resulting from regularities of texture is hardly
used in art. Such stereograms have been sold many thousands of times as magic eye
patterns.
4
There are numerous and very strong perspective paintings by Duccio, Gaddi, and the Lorenzettis in
Italian churches of the fourteenth century, although the perspective is not quite accurate. One of the earli-
est depictions of perspective in Germany is the painting Martyrdom of St. Ursula at the City of Cologne
by the Master of the Little Passion (1400-1420). Canvas. Ferdinand Franz Wallraf Collection, Cologne.
From about the same time and better known is Masaccio’s Trinità (1429) in Sta. Maria Novella, Firenze.
For detailed discussions of perspective and Renaissance art see Kubovy (1986), Kemp (1990) and Tyler
(2000). Worth to be remembered are also the Chiesa di S. Ignazio by Pozzi (1543) in Rome and the Teatro
Olimpico by Palladio (1585) in Vicenza as examples of artistic size-distance illusions. The dramatic change
of perceived size in the well-known Ames room was predated by Bernini’s misapplied size constancy in the
Scala Regia of the Vatican Palace by 300 years.
4 Gestalt Theory, Vol. 29 (2007), No. 1
3. Colour Contrast
Perspective is not the only case in point where art led science, colour contrast is
another. The fresco of Madonna del Parto by Piero della Francesca suggests that he
knew about opponent colours. Furthermore, Goethe‘s Farbenlehre (1810), along with
Phillip Otto Runge’s Colour sphere, shows that inferences based on careful observa-
tion and intuition anticipated findings made much later by main stream scientists.
We know that Goethe’s observations influenced the British painter (Joseph Mallord)
William Turner (1775-1851), who became interested in visual phenomena such as
colour mixture, colour contrast, and colour assimilation. So did the French impres-
sionists Claude Monet, Camille Pisarro, and Henri Matisse after learning about the
work of Eugène Chevreul (1839), a chemist, on the apparent colour shift in tapestries
(Gobelins).
All of this happened prior to the scientific work of such giants in the field as Her-
mann (von) Helmholtz (1867) and Ewald Hering (1887) on similar topics. Systematic
variations in painting were taken up again much later by Paul Klee and Josef Albers,
e.g. Homage to the Square (1963). Paraphrasing Albers’ statement that colour is con-
tinuously deceiving, Zakia (2004) remarks: “Colour is a chameleon …. colour does
not exist alone, it needs a context, and it needs a background colour.” And he con-
tinues “Artists can take advantage of this by producing colours beyond the physical
constraints of their pigments.” 5
An example is the enhanced glow of the sun (and its reflection on the water) that
– paradoxically – was found to be equiluminant with the grey sky in Claude Monet’s
famous painting Impression, Soleil Levant (1872; see Livingstone 2002). In an ach-
romatic photo of the painting the sun disappears and melts into the same grey as the
background clouds. Monet’s exaggeration of colour contrast is one way of compen-
sating for the restricted intensity range of the canvas (approx. 1:30) compared to that
in the real world. High dynamic range is a much-discussed subject matter in graphic
arts today.
4. Colour Assimilation
In the wake of the impressionists, the pointillists Georges Seurat, Paul Signac, and
Alfred Sisley exploited colour assimilation or Mixing in the eye (Ratliff 1992). A
good example is Signac’s Papal Palace in Avignon (1900). One is wondering whether
there was any relationship to the Roman church mosaics (e.g. Ravenna) that are based
on a similar principle. Both techniques produced perfectly good shapes by placing
coloured dots or small square-shaped tiles next to each other without actually using a
continuous contour. They may have been prompted by an effort to create vibrant pic-
tures with an air of vagueness (Zimmermann 1991), similar to the dabs and splashes
used by Cézanne and the short brush strokes by van Gogh.
Another interpretation is that the pointillists attempted to simulate in their paint-
5
Delacroix is reported as having remarked: “Give me mud and I will make the skin of Venus out of it,
if you will allow me to surround it as I please” (cited in Zakia 2004).
Spillmann: Artists and Vision Scientists Learning From Each Other 5
ings the additive colour mixture on the retinal receptor mosaic (Metzger 1936). For
example, rather than mixing yellow and blue in their paint, they may have deliberately
chosen to place small dots of yellow and blue next to each other to achieve a percept
of green in the observer.6 Cavanagh (2005), advancing a cognitive interpretation,
speculates that the amygdala (a centre of emotion in the brain) may respond more
strongly to blurry than to sharp scenes thus enhancing the impact of the painting on
the onlooker.
Only in the middle of the last century did scientists embark on a more system-
atic study of colour assimilation (Helson 1963; Jameson & Hurvich 1975). Artists
followed, e.g. William Huff and Louis Golomb at the Hochschule für Gestaltung
in Ulm (Germany). Nowadays, neon colour spreading, watercolour effect, and
colour assimilation have become important research topics (Bressan, Mingolla,
Spillmann & Watanabe 1997; Pinna, Brelstaff & Spillmann 2001; Monnier &
Shevell 2003; Hamburger 2005).
5. Lightness
Next to colour contrast and assimilation, the study of lightness is another case
where art preceded science. It took more than 450 years after Leonardo that David
Katz (1930), Lájos Kardos (1934), and Wolfgang Metzger (1936, 1954) pointed
out the important role of light and shadow for seeing form and space. Every pro-
fessional photographer makes use of them, but it is only fairly recently that the
same observations have been rediscovered in psychophysics (Gilchrist 1994).
Visual computation (Hoffman 1998) has greatly contributed by simulating, on a
computer monitor, natural phenomena such as light reflection, highlights (gloss),
smoothness and roughness, as well as concavity and convexity. Transparency and
opacity (Metelli 1974) also belong here. Figure 1 shows a modern rendition of
transparency by the painter Hermann Waibel.
Even so, we are far from explaining these percepts neurophysiologically,
although they have been widely used in painting (e.g. Lyonel Feininger), map
making (shading by contour lines), and in the lighting of sculptures (harsh vs.
soft light). Glow was clearly known to the Dutch painters of the 16 th and 17 th
century (e.g. Hals, Rubens, van Dyck, Rembrandt) and has been used as a self-
luminous source radiating out in every direction (e.g. Anbetung der Hirten by
van Honthorst 1590 - 1656). Weale (1985) claims that quite a few of the works
by Dutch artists were painted neither in, nor for daylight. For example, Rem-
brandt’s nocturnes convey their mood under subdued lighting better than in
daylight, suggesting that he knew about the brightness shift (from green to blue)
in dim light, 150 years before the Czech physiologist Jan Evangelista Purkinje
described this same effect.
6
Paradoxically, a pointillistic painting works best at medium distance. It loses essential detail when the
elements become perceptually fused and look grey. This is why Signac considered the technique a failure.
Metzger (Laws of Seeing, 2006, 40) calls “pointillism a fully unnatural mode of division which one cannot
see even with the greatest of effort, but which in perceptual theory has long played an undeserved role.” See
Figure 11-4 in Vitz & Glimcher (1983) demonstrating optical mixture of the fused dots.
6 Gestalt Theory, Vol. 29 (2007), No. 1
Bauhaus teachers advised their students to “open your eyes, become aware of
things around you, and describe rather than analyse.” In addition, they insisted that
textures had to be not only seen, but also felt with eyes closed. Experiencing an ob-
ject with all the senses was important, as was the combination of physical, sensual,
spiritual, and intellectual aspects if ideas were to take the shape of art (Guerri & Huff
2005). Photographers also utilised the laws of seeing. Zakia’s (2004) contour tracings
(figure 2) represent modern day examples of the Gestalt factors of similarity and good
continuation.
direction opposite to the observer, whereas the apparently nearer (but actually farther)
surface moves in the same direction (Wade & Hughes 1999). These illusory motion
shifts are consistent with what is known about the relationship between head move-
ments and perceived distance. Finally, the hollow (concave) face following us around
owes its salience to our tendency to see a face always as convex, even if cues from
lighting, texture, and disparity point to the contrary (Gregory 1997). For a hollow
pumpkin this does not hold.7
Holography, laser photography, and 3D-cinematography are great tools to produce
depth. But are they art or just techniques?
Motion
Here we ask about the representation of motion in art. Motion, the strong-
est visual stimulus of all, is difficult to capture in painting; and yet it has been
already attempted early in history (Jung 1990). The use of axial structures to
depict motion is an ingenious discovery in the arts long before any such approach
was undertaken in visual science. Cave painters in Southern France and eastern
Spain (Ratliff 1985) as well as Viking voyagers, South African Bushmen, and
Australian aborigines used stick figures to depict running men and animals since
prehistoric times. Even children immediately recognise such figures as signifying
movement.
There are also precedents in sculpture reaching far back into history. Mycenaean
Greek processions frescoes (1390 – 1180 BCE) convey the impression of stately
movement of human figures in file (Muskett 2005). Another example is the ancient
discus thrower (discobolo, 450 BCE).
Motion on canvas emerges much later. Examples include Monet’s Poppy Field
outside of Argenteuil (1873), his Railroad Bridge at Argenteuil (1873), and Rue
Montorgueil (1878). Livingstone (2002) suggests that some of these motion effects
may result from the use of near-equiluminant colours. In comparison, Turner’s The
Shipwreck (1805), Renoir’s Dance at Bougival (1883), and van Gogh’s Wheat Field
under Threatening Skies (1890) use figural elements to achieve the impression of
motion.
Cutting (2002) in an article on pictorial cues of motion in art discusses the various
techniques used to represent motion on a two-dimensional surface. These are broken
symmetry (canting) and multiple “strobed” images as found in high-speed chrono-
graphs (e.g. Marey 1882, Muybridge 1887) and painting (Duchamp’s Nude Descend-
ing a Staircase 1912). Affine shear (forward lean), blur (streaking), and action lines
(van Gogh’s spirals) are others.
More recent examples of motion in art include Dali’s demonstrations of figure-
ground segregation and motion reversal; the plastic deformation and jazzing present
in the works of op-artists Reginald H Neal (Square of Three 1965) and Bridget Riley
7
Santa Maria presso San Satiro by Bramante (1478) was the most impressive false depth effect in
architecture (see the picture on the web <http://www.arengario.net/momenti/momenti34.html>
Spillmann: Artists and Vision Scientists Learning From Each Other 9
(Descending 1965-66; Fall 1978); the moirés in the vibration structures of Jesus
Rafaél Soto (1955-1960), and Wilding’s spatial interference patterns; the apparent
rotation and counterrotation in Isia Leviant’s (1996) Enigma; and the striking inter-
actions between colour, motion, and depth in Dorle Wolf’s (1999) chromostereoptic
paintings.
In vision science, one of the most astonishing demonstrations of motion is
biological motion (Johansson 1973), as it arises merely from the correlated paths
of small light bulbs attached to the main joints of a moving person (i.e. Gestalt
factor of common fate); a static stimulus will not do. Without any further cues
one can instantaneously see a man and a woman engaged in dancing. This per-
cept that also includes depth is closely related to coherent motion perception in
optical flow fields (Gibson 1973). Meanwhile, neuronal correlates have been
reported for both phenomena (Oram & Perrett 1994; Peterhans, Heider & Bau-
mann 2005).
Biological motion is consistent with the idea that sticks (axes) connect joints
and that joint positions define stick orientation (Marr & Nishihara 1978; Kovács
1996). The structural analysis by Arnheim (1974) of the Creator reaching out
towards Adam in Michelangelo’s famous painting is a fascinating application of
axial structure towards this masterpiece (figure 4).
Figure 4: Top: Michelangelo’s Creation of Adam, ca.1510 (Sistine Chapel, Vatican); bottom: Structural
analysis by Rudolf Arnheim 1974. Note the aligned arms and the active vs. passive posture of the two
figures (courtesy of Giuseppe Galli 2004).
10 Gestalt Theory, Vol. 29 (2007), No. 1
7. Scenes
Compared to visual art, the world of science is typically constrained to the laboratory.
Yet, already in 1936, the Gestalt psychologist Wolfgang Metzger applied the Gesetze
des Sehens (transl. Laws of Seeing, 2006) to nature and the animal kingdom (Thayer
& Thayer 1902). Clearly, the visual system developed in response to biological stimuli
occurring in our world. This is why cognitive neuroscientists and vision scientists are
beginning to realise that simplified, artificial laboratory stimuli such as dots, lines, and
gratings are too basic and that important insights may be gained from the study of how
we perceive natural, real-world scenes. The study of pre-attentive texture segmentation
(Beck 1966; Olson & Attneave 1970) in terms of textons (Julesz 1984) and junctions
(Adelson 2000) is nowadays complemented by an approach showing how visual neu-
rones are adapted to the statistics of natural stimuli (Kayser, Körding & König 2004;
Körding, Kayser, Einhauser & König 2004).8 The same issues, of course, arise when we
8
Pertinent issues include the acquisition of scenes, their layout, the use of spatial scale, the integration
of scene information across eye movements, the updating of scenes during movement, the visual search for
meaningful objects, scene recognition, scene representation in memory, allocation of attention, eye fixa-
tions during scene viewing, and the neural implementation of these representations and processes in the
brain. Recent studies of the colour spectra of natural scenes also belong here.
Spillmann: Artists and Vision Scientists Learning From Each Other 11
view a painting or photograph of a landscape (figure 6), a portrait or a still life. Thus, by
their very nature, such studies should also be relevant to artists.
A constructive interaction between artists and scientists did, in fact, evolve due
to practical considerations in the development of wartime camouflage. The military
in both world wars engaged the help of experts who applied their knowledge of how
to disguise and conceal objects on land and sea from aerial surveillance and U-boat
attacks. Many of the strategies adopted rules similar to those that were invented by
nature to deceive the eye through false figure-ground organisation (Metzger 1936).
Among them are the tearing up of surfaces, the breaking up of contours, and the
introduction of deliberately misleading contours. Another purpose, night-time aerial
reconnaisance, was served by strobe photography developed by Harold Edgerton at
MIT, although nowadays it is better known for the aesthetic pleasure of its “frozen”
images. These attempts were to a large extent based on earlier work by Gestalt-
ists such as Kurt Gottschaldt (1926) who had demonstrated that simple geometric
figures could be effectively hidden by embedding them in a structurally coherent
surround. In art, the surrealist Salvador Dali used multiple hidden images in his
paintings to capture his audience, and Bev Doolittle has applied this technique of
camouflage to nature in an effort to “slow down the viewing process.”
In the second half of the 20th century many painters and architects no longer
strove at harmony and perfection, the elements of beauty. Rather art seemed to be
increasingly concerned only with itself. Arnheim’s (1969) dictum of “contempo-
rary tendencies in art towards chaos and disorder [as a] degradation of our essential
humanity” grew out of this discontent (e.g. deconstructivism). That there was much
12 Gestalt Theory, Vol. 29 (2007), No. 1
artistry among chaos has been shown by Taylor, Micolich, and Jonas (1999) who
conclude that Jackson Pollock’s drip paintings not only mimic nature, but actually
invent nature’s language – fractals. On the other hand, Levine (2002) asks whether
Gestalt theory can do justice to the chaos [and lack of originality] that characterises
post-modern art leading to the question whether harmony and perfection in art are
at all desirable. Duchamp’s (1912) distinction between traditional “retinal art“ in-
tended to please the eye, and “grey matter art” designed to put art back in the service
of the mind, is an indication of this. The large monochromes by Marc Rothko, one
of the foremost representatives of abstract expressionism, may lead in this direction
as the uniform colour fields and subtle textures are not meant to be interpreted, but
rather to evoke feelings and compassions.
as early as 1950. Shapley (1996) offers an excellent analysis of the significance of this
painting for the understanding of scene segmentation by neuronal mechanisms that
depend on local interactions from fragmentary information. He also found evidence
for illusory contours in Indian basket weaving (pers. comm.). Many of the figural
constraints that had been proposed for the emergence of illusory contours, e.g. occlu-
sion cues, were thus shown to be unnecessary decades before vision scientists came
to the same conclusion.
Continuing along these lines, Susana Martinez-Conde and collaborators (Tron-
coso, Macknik & Martinez-Conde 2005) recently related the illusory streaks in
Vasarely’s Nested Squares (1969) to antagonistically organised receptive fields in the
visual cortex. These authors presented an assembly of cornered brightness gradations
to the rhesus monkey while recording from neurones in visual area V1 and found
that the neuronal responses to right angles corresponded to the bright streaks seen in
Vasarely’s painting.
Borders without surfaces are like skeletons without flesh. We now think that the
visual representation of a surface starts with contours and then fills in the enclosed
area via long-distance interaction (Spillmann & DeWeerd 2003). This implies that
in early vision there is no isomorphic representation in the brain. An example is the
Craik-O’Brien-Cornsweet effect which elicits perception of two different bright-
nesses by virtue of a double sawtooth in luminance. Area contrast induced by a
luminance gradient was already known to the early Chinese ceramics makers of the
Sung dynasty (Ratliff 1972), but it took over a 1000 years to arouse the interest of
vision scientists.
A more recent example of surface formation from borders is the watercolour ef-
fect by Pinna, Brelstaff & Spillmann (2001). These authors showed that a veil of
uniform colour can spread from a chromatic double-contour onto the enclosed area.
Even more, the surface not only assumes the colour of the line that borders it, but
becomes a figure on the ground, thereby overruling the classical Gestalt factors of
proximity, symmetry, good continuation, and closure (Pinna, Werner & Spillmann
2003; Pinna 2005a). There is no evidence showing that painters (e.g. Kandinsky
1916) were aware of colour spreading (Spillmann & Pinna 2003). However, renais-
sance mapmakers perhaps knew – and applied – the technique of spreading colour
from contours onto surfaces to better separate neighbouring countries from each
other (Wollschläger, Rodriguez & Hoffman 2001; Spillmann, Pinna & Werner
2005). There may be a relationship between watercolour spreading and the Renais-
sance technique of Chiaroscuro (Pinna 2005b).
The question of how the watercolour effect combines both uniform coloration
and figure-ground segregation and how these effects are related goes back to two
important principles pointed out by the Gestalt psychologists (Wertheimer 1923),
uniformity and border ownership. Uniformity stands out as a powerful grouping
principle for the formation of extended surfaces. A part of a stimulus pattern that
has the same brightness and/or colour thereby becomes a surface in perception.
Spillmann: Artists and Vision Scientists Learning From Each Other 15
In addition, it is characterised by a unilateral border, i.e. a contour that delineates,
and belongs to, the enclosed surface area (or figure), not the surround (or ground).
The unilaterality of a border is enhanced by a gradient in brightness or colour such
as in the paintings of Fernand Legér. Few patterns have a bilateral border resulting in
figural ambiguity. Figure 9 illustrates figure-ground reversal in an etching by Pierre
Crussaire (1774), long before the Danish psychologist Edgar Rubin (1915/21) de-
scribed rivalry in his vase-face figure.
Figure 9: Etching by Pierre Crussaire: L’Urne Mysterieuse, 1774 (Metropolitan Museum, New York
City). Section. Note the similarity to Rubin’s ambiguous pattern showing vase vs. faces.
Although, the relationship between art and science is complementary and both
may learn from each other, it is hardly symmetrical. Up to here we have quietly
assumed that artists provide the techniques and the phenomena, while scientists
propose the explanations. Yet, a closer look suggests that in a number of cases
artists seem to have adopted the phenomena from perceptionists. This is not only
16 Gestalt Theory, Vol. 29 (2007), No. 1
true in op art (Wade 1978, 1982). The art historian Marianne Teuber (1977) writes
in a letter to the author:
“When you read the Klee paper (Teuber 1976), you will think that Klee was an isolated
figure - perhaps the only one who made use of perceptual phenomena. I can show now that
a great deal of modern art is actually based on the findings in the field of vision, which were
known since Helmholtz and before. … And that is the line I am trying to pursue by starting with
Cézanne and going on to Cubism” (cf Teuber 1979; Vitz & Glimcher 1983, 164-167).
We know that the Gestalt psychologist Karl Duncker taught Gestalt psychology
at the Bauhaus in Dessau. Furthermore, Josef Albers was aware of Edgar Rubin’s
(1915) distinction between figure and ground (positive-negative space as it was
called), and sketches on form and transparency in Paul Klee’s (1957) pedagogic
diaries contain notions reminiscent of the work by Max Wertheimer (1923) and
Ernst Mach. Indeed, Klee refers to Mach’s (1900) Analysis of Sensations. Fechner’s
(1876) Vorschule der Ästhetik and his work on the golden section most certainly was
known to members of the Bauhaus, suggesting that psychologists there may have
inspired artists as often as the other way round. Teuber (1982) writes that Picasso
discussed William James’ Principles of Psychology with Gertrude Stein; and Stein
showed Picasso Mach’s folded card illusion, a reversible figure that may have given
birth to analytic cubism.
However, Teuber’s suggestion that in our times science often took priority over
art may not generally hold true. In their book, Vitz and Glimcher (1983) point out
striking parallels in art and perception, but they fail to demonstrate a direct, causal
influence of one on the other (Wertheimer & Werner 1984).
This brings us to the question of how we can promote a more productive interac-
tion between visual artists and scientists. The scientific study of vision relevant to
art includes articles on eye and head position in portraits (Grüsser, Selke & Zynda
1988; Tyler 1998), representations of depth curvature on the body surface (Koen-
derink 1984, 1998), apparent rotary motion in the Enigma figure (Zeki, Watson &
Frackowiak 1993), light and shadow to disambiguate depth (Sun & Perona 1998),
and symmetry and perspective in paintings (Tyler 1998, 2000). The Venus effect
(Bertamini, Latto & Spooner 2003), the effect of hemispheric laterality (Vogt &
Magnussen 2005), and the structural analysis of facial expression, i.e. Mona Lisa’s
mysterious smile (Livingstone 2000; Kontsevitch & Tyler 2004) are further examples
by scientists to understand topics exploited in art.
Werner (1998) offers a rare in-depth analysis of the effect of crystalline lens
turbidity (cataract) on the painting of Claude Monet; and an essay by Jung (1977)
on lateralisation in left-handed artists from Leonardo to Klee is equally revealing.
Both articles show the close relationship between art, psychophysics, and neurology.
Livingstone and Conway (2004), provide evidence that Rembrandt suffered from di-
vergent strabism in one eye. Trevor-Roper’s (1970) World Through Blunted Sight and
The Eye of the Artist by Marmor and Ravin (1997) also belong here, showing the ef-
fects of defective vision in the eye (e.g. short- and far-sightedness, colour deficiency,
Spillmann: Artists and Vision Scientists Learning From Each Other 17
cataract, etc.) on art. Clausberg’s (1999) Neuronale Kunstgeschichte adds examples of
the impact of impaired processing in the visual brain. A well-known case is that of the
painter Anton Räderscheidt who exhibited a hemineglect syndrome after a stroke and
as a result portrayed only the left side of his face, with partial recovery in the course of
1 year (Jung 1974). Thus, although great and inspiring treatises on art and vision and
art and neurophysiology have been written, more is yet to be learnt.9
13. Incongruencies
Why then are there so few artists interested in discussing science? Meetings at
which both artists and visual scientists are present show that the languages spoken by
the two camps are different and the concepts are not mutually understandable. Ilona
Kovács (pers. comm.) concludes: “Artists are not good at trying to be scientists and
scientists are not good at trying to be artists.”
One may ask why should they? Wade (2003) mentions op-artist Bridget Riley as
being “renowned for her scorn of optical analyses of her work” and notes a “fun-
damental difference in approach between science and art, even when dealing with
the same phenomena.” He continues: “Artists enhance and elaborate those effects,
whereas scientists contract and constrain them.” Scientists must support their claims
by experimental evidence and stringent reasoning. Their results must be novel, repro-
ducible, and consistent with extant knowledge. They typically work in teams and take
a long time to perform an experiment and even longer to write it up. Will scientists
benefit from knowing about painting?
In comparison, artists are their own geniuses capable of finishing a painting in one
day, although some artists are renowned for spending years on the same painting, e.g.
Leonardo on the Last Supper. At the same time artists often work on variations of the
same (e.g. Cézanne’s eighty-seven paintings of Montagne Sainte-Victoire; Monet’s
paintings of the Rouen cathedral under different lighting) and need not worry about
originality and novelty, nor do they need to understand the mechanisms of vision. Their
yardstick for innovation is not so much the what, but the how.
This is best exemplified by Roy Lichtenstein’s Rouen Cathedral Set V (1969), a reflec-
tion on Monet’s series of impressionistic paintings (Tyler 2005). The three panels differ
only in colour. While the left and right panels are painted in bold shades, the central panel
consists of equiluminant reds and greens eliciting a vibrant haze. Tyler argues that although
the colours are subtle, they are readily seen, presumably by the parvo- or What-system.
In comparison, the forms seem to shimmer and convey little depth. This may be because
the magno- or Where-system in the brain is not properly activated by the pure colour dif-
ferences and therefore signals poorly defined shape and position as is well known from
psychophysics (Liebmann 1927; Gregory & Heard 1979; Livingstone 2002).
9
Books on art and vision include Kepes 1949; Arnheim 1954/74; 1966; Gombrich 1959; Albers 1963,
1969; Carraher & Thurston 1966; Pirenne 1970; Gregory & Gombrich 1973; Vitz & Glimcher 1983; Solso
1994; Gregory, Harris, Heard & Rose 1995; Ninio 1998; Parovel 2004. Books on art and neuroscience
include Maffei & Fiorentini 1995; Clausberg 1999; Zeki 1999; Livingstone 2002.
18 Gestalt Theory, Vol. 29 (2007), No. 1
This difference in aim between art and science is captured by Anthony Freeman’s
(Managing Editor of Consciousness Studies) remark: Paradoxically, the scientist re-
veals the truth by coming up with consistently identical results, while the artist reveals
truth by coming up with consistently different results. Picasso once remarked: If there
were only one truth, you couldn’t paint a hundred canvases on the same theme. Paint-
ers are using for their paintings the same eyes whose function scientists are trying to
understand. But will they benefit from knowing about the brain mechanisms underly-
ing vision and perception? Their success depends profoundly on the judgement of an
audience and professional art critics, whereas the success of scientists depends on
peer reviews and subsequent citations. Both are subject to the Zeitgeist.
After the closure of the New Bauhaus (1968) in Ulm, a forum where scientific
results, widely divergent ideas, and experiences from different domains of art and
visual science were equally shared, no institution quite like it has emerged in
Europe. On the other hand, the success of Yaddo, the famous artists’ retreat and
working community in Saratoga, Upstate New York, with academicians, artists, and
scientists in residence, shows that rich cross-fertilisation can still occur.10
14. Neuroimaging
For some time now there has been a move in the art world (and scientific
world as well) to scan peoples’ brains in an attempt to find out what responses
are evoked by different kinds of paintings (see recent issues of Leonardo). What
is actually learnt here? We now know that bilateral lesions to the face area will
produce face blindness (Kanwisher, McDermott & Chun 1997). As in the case of
prosopagnosia, one therefore might ask which area – if any - in the brain is ac-
tive when one looks at a piece of art. Patient W.L., faceblind after a stroke, com-
plained that when he was able to recognise his own paintings, they appeared to be
foreign, lacking the personal relationship a painter typically has to his paintings
(Spillmann et al 2000). The question then arises whether there is a brain-module
(Marshall 1989; Ramachandran 2003) for the aesthetic sense, i.e. a brain area
specifically dedicated to art. This would be the area artists would want to address
if they intend to evoke a certain mood in the onlooker (e.g. the loneliness in the
paintings of Edward Hopper).
Kawabata and Zeki (2004) applied brain-imaging techniques using a portrait, a
landscape, a still life, and an abstract composition as stimuli. They found that irre-
spective of the different categories of paintings, the orbito-frontal cortex was differ-
entially engaged when beautiful vs. ugly stimuli were presented. An fMRI study by
Jacobsen, Schubotz, Hofel and Cramon (2006) similarly showed that judgments of
“beautiful” are accompanied by enhanced BOLD (blood-oxygen-level-dependent)
signals in the frontomedial as well as the intraparietal cortex.
10
Among those who embrace both art and visual science are Gaetano Kanizsa, Jacques Ninio, Giulia
Parovel, Baingio Pinna, Nick Wade, Dorle and Rainer Wolf, and the vision scientists and art collectors
Georg von Békésy, Richard Jung, Floyd Ratliff, and Henk van der Tweel.
Spillmann: Artists and Vision Scientists Learning From Each Other 19
A further question is whether paintings, photographs, and real objects each
stimulate different populations of neurones. Using a wide variety of pictures from
abstract, Impressionistic, and Post-impressionistic art as well as photographs of
landscapes, artifacts, and urban scenes, Cela-Conde et al (2004) found that the
prefrontal dorsolateral area was selectively activated in human magnetoencephalo-
grams during the perception of objects judged beautiful. This then may be a hypo-
thetical brain site for aesthetics, although the idea of a brain module for aesthetic
quality may be untenable, as the concept changes with history, culture and, social
class. The same caveat applies to the Visual Aesthetic Sensitivity Test (VAST) de-
veloped by Karl Otto Götz. Why should we assume that nature designed our brains
for the purpose of admiring a painting? To speak with Desmond Morris (1962), is
our appreciation of art profoundly different from that of apes - or is art a human
domain? (See figure 10)
Figure 10: Cat Zia looking at a painting by Paul Klee (Courtesy of Ernst Peterhans)
So far we have largely ignored the role of eye movements in the viewing of art-
work. To view a scene in a painting, saccades must move the fovea to the area of
interest. The choice of a saccadic landing place may depend either on passive atten-
tion attracted by the stimulus, on active attention pertinent to the task, or a combina-
tion of both. The Russian physiologist Alfred Yarbus (1967) analysed the eye move-
ments of a subject who viewed a painting and noted that foveation was contingent
on the stimulus features having the greatest salience. This suggests that eye move-
ments were predominantly stimulus-driven, i.e. bottom-up. In comparison, Robert
Solso (1994) reports that eye movements during viewing of a painting depend also
20 Gestalt Theory, Vol. 29 (2007), No. 1
on the instruction, i.e. top-down. Given these two alternatives, can we tell from eye
movement patterns the cues for beauty and aesthetic appearance? Ocular scan paths
would be expected to differ among individuals depending on interest, expertise, and
attention to stimulus features (Vogt & Magnussen 2007).
How the hand and brain interact in the drawing of a portrait was recently docu-
mented and analysed by Miall and Tchalenko (2001), who collaborated with a profes-
sional painter. They precisely recorded eye and hand movement to find out how the
eye captures a painting, the brain processes it, the hand implements it, and the eye
evaluates it in eye-brain-hand-eye cycles, each lasting a few seconds or less. Brain
imaging during the drawing of a portrait revealed activation in the frontal regions,
suggesting “that the painter was relying on an abstracted representation. He was
‘thinking’ the portraits.” In contrast, the non-artists showed most activation in the
posterior region of the visual cortex, indicating that “they were ‘slavishly copying’
the photograph.” The fovea plays a great role in both strategies because of its superior
visual acuity. This superiority was captured by the Italian sculptor Medardo Rosso
(1858-1928) who – in photographs of his works – represented the central area of the
visual field in sharp focus and the peripheral area progressively blurred (Melcher &
Bacci 2003; see figure 3 in Wade 2003).
16. Aesthetics
11
An important line of study called New experimental aesthetics is associated with the name of D. E.
Berlyne (1971), who used magnitude estimation and factor analysis to quantify art along dimensions such
as arousal, pleasure, hedonic value, balance, and proportion. This school is organised in the International
Association of Empirical Aesthetics and has a magazine called Empirical Studies of the Arts. In Europe,
Rentschler, Epstein and Herzberger (1988) published a book on Beauty and the Brain. Biological aspects
of aesthetics.
Spillmann: Artists and Vision Scientists Learning From Each Other 21
the visual science side remains yet to be fully appreciated. A greater interaction be-
tween artists and scientists to discuss vision and visual experience is sorely needed
and would benefit either side. Now since the important questions of depth, colour,
lightness, and motion have been tackled and their relationships to the underlying
brain mechanisms thrown wide open (Clausberg 1999; Werner & Ratliff 1999; Liv-
ingstone 2002), more specific questions await our attention.
17. Outlook
This article was prompted by a desire to incite a more vigorous discussion be-
tween artists and visual scientists for the benefit of either side. For the scientist the
question arises as to what can and cannot be tested empirically. Brain imaging tech-
niques can tell us about cerebral localisation. Using positron emission tomography,
Zeki, Watson & Frackowiak (1993) found activation in motion-sensitive cortical
areas in response to Leviant’s Enigma, a figure eliciting apparent rotary motion in
the absence of real motion. This finding suggests that the same neural mechanisms
that also mediate perception of real motion are also responsible for the Enigma illu-
sion. Studies like this one may eventually help us to better understand where a given
effect arises and whether it is art or artefact.
Zusammenfassung
Künstler und Sehforscher verfolgen verwandte Fragestellungen, sprechen aber selten mit-
einander. Die Beziehung zwischen den beiden Lagern wird untersucht, und die Beschäftigung
mit Themen wie Perspektive, Farbe, Helligkeit, Tiefe und Bewegung wird aus der Sicht jeder
dieser beiden Gruppen dargestellt. Der Artikel zeigt, wie Entdeckungen auf dem Gebiet der
Kunst denen auf dem Gebiet der Wissenschaft in vielen Fällen vorausgegangen sind, es gibt
aber genügend gegenteilige Beispiele, besonders auf dem Gebiet der Op-Art. Das Studium der
Farbassimilation und natürlicher Szenen könnte einen Dialog eröffnen, der bisher nur selten
stattgefunden hat. Von einer Wechselwirkung zwischen Kunst und Wissenschaft hätten beide
Lager einen Gewinn.
Summary
Artists and vision scientists work on related topics, but seldom interact. The relationship
between the two is examined and their occupation with topics such as perspective, colour, light-
ness, depth, and motion is shown from the side of each of these two camps. It is shown how
discoveries in art preceded those in science in many instances, but there are examples to the
contrary, especially in op art. The study of colour assimilation and natural scenes may start a
dialogue that up to now has rarely happened. Interaction between art and science would benefit
both.
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