III. The Establishment of The Delhi Sultanate
III. The Establishment of The Delhi Sultanate
[[37]] AFTER the death of Mahmud in 1030 there were occasional incursions
into Hindu territory from Ghazni and the Ghaznavid base at Lahore, but no major
territorial change took place, and Hindu India enjoyed a respite from foreign
invasion for a century and a half. This did not lead, however, to national
consolidation, and a number of principalities grew up in different parts of the
subcontinent. In the north, the most important were the kingdoms of Delhi and
Ajmer, Kanauj, Bundhelkhand, Gujarat, Malwa, and Bengal. Occasionally they
would come together for some common purpose, but normally there was no
cooperation among them, even in the face of the danger that threatened them from
the northwest. Perhaps the relative freedom from Muslim raids during the first part
of the twelfth century made them forget their perilous position, but, for whatever
reason, their disunity made it possible for a determined leader to deal with them one
after the other.
To attain his object, Muhammad first had to bring the Muslim kingdoms on the
frontier under his control. Soon after the conquest of Ghazni he accomplished this
by occupying Multan and Uch in [[38]] 1175. At that time the most frequented route
from Ghazni into India was not the well-known Khyber pass, or the Bolan pass in
the south, but the Gomal, which leads to the district of Dera Ismail Khan in what is
now West Pakistan. Muhammad Ghuri followed this route, and for some years left
Peshawar and Lahore undisturbed. After occupying Upper Sind he turned in 1178 to
Anhilwara or Patan, the capital of Gujarat, possibly with the hope that its riches
would provide an economic basis for his military schemes. He was defeated,
however, and had to change his strategy. Turning to the Khyber and the Punjab, he
took Peshawar in 1179, Sialkot in 1185, and Lahore in 1186. In the winter of 1190–
91 he conquered the Hindu fort of Bhatinda and placed it in charge of a governor. He
was returning to Ghazni when he received information that Prithvi Raj of Ajmer and
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Delhi was on his way to Bhatinda and that immediate help was needed. Part of the
sultan's army had already dispersed, but in view of the danger to which Bhatinda
was exposed, Muhammad Ghuri returned and met the forces of Prithvi Raj at Tarain
(modern Taraori), near Karnal. The Rajputs attacked with such vigor that both wings
of the Muslim army were driven from the field. Its center stood firm under
Muhammad Ghuri and, in a determined charge on the Hindu center, he attacked
Govind Rai, the raja's brother and the commander-in-chief of the Indian army.
Muhammad Ghuri struck Govind Rai with a lance, shattering his teeth, but the
Hindu general drove his javelin through his opponent's arm. The sultan, faint from
pain and loss of blood, was about to fall from his horse when a young Khalji with
great presence of mind sprang upon his horse, steadied him, and carried him back to
the place where the Muslim army had halted. Here a litter was hastily prepared, and
the army returned to Ghazni in comparative order.
This was the first major defeat suffered by Muslims in northern India, and on
his return to the capital Muhammad Ghuri meted out exemplary punishment to the
army chiefs who had fled from the battlefield. As a severe penance for himself, he
did not wear fine clothes or engage in any festivities for a year, but concentrated all
his energies on preparations for a return to India.
The two armies met again in 1192 on the battlefield of Tarain. The [[39]] Indian
army far exceeded Muhammad Ghuri's forces in number, but his brilliant
generalship and superior tactics gave him a decisive victory. The Indian commander-
in-chief fell on the battlefield, Prithvi Raj was captured in the course of flight, and
the Indian army was completely routed. This victory made Muhammad Ghuri master
of Delhi and Ajmer. He left Qutb-ud-Din Aibak to consolidate the new conquests at
Kuhram (in East Punjab), but in conformity with Muhammad ibn Qasim's policy of
appointing local governors, a son of Prithvi Raj, was made governor of Ajmer.
Prithvi Raj himself was taken to Ajmer, where, after some delay, he was found
guilty of treason and executed. A few of his coins with the Sanskrit superscription
"Hammira" (Amir) on the obverse have been found, suggesting that he had initially
accepted Muslim suzerainty.
Muhammad Ghuri, who had returned to Ghazni after the battle of Tarain, was
back again two years later to deal with the powerful raja of Kanauj. The ensuing
battle was severely contested, but the Muslims were victorious and added a great
kingdom to their dominion. Meanwhile, early in 1193, Aibak had occupied Delhi,
the future seat of Muslim power in India. Hazabr-ud-din Hasan Adib, an
adventurous officer, had conquered Badaun in the heart of the Gangetic plain even
before Muhammad Ghuri had taken Bhatinda, and Malik Hisam-ud-din Aghul Bak,
another leader of the vanguard of Islam, had established himself in Oudh.
eighteen companions were able to pass through the city gates unchallenged as horse
dealers from the north. Reaching the raja's palace on the banks of the Ganges, they
cut down the guards, but Raja Lakshmansena escaped through a postern gate by
boat. The valiant eighteen held their own until the rest of the army arrived; then took
complete control of the capital, laying the foundation of Muslim rule in the
northwestern part of Bengal. The raja fled to Vikrampur (near modern Dacca),
where his family continued to rule for three generations.
After his victory over the raja of Kanauj Muhammad Ghuri was preoccupied
with the affairs of Central Asia, as he had succeeded his brother as sultan in 1202.
He suffered a defeat in 1205 at the hands of the Qara Khitai Turks, and rumors
spread that he had been killed. This led the Khokhars and some other tribes in the
Salt Range of the Punjab to rebel, under the leadership of a renegade raja. They
defeated the deputy governor of Multan, plundered Lahore, and, by stopping
communication between that city and Ghazni, prevented the remittance of revenue
from the Punjab. The situation became so serious that it required the sultan's
personal attention; and in October, 1205, he left Ghazni for India. Only after the
arrival of Aibak with fresh reinforcements was the rebellion completely crushed.
Muhammad permitted his troops to return to their homes to prepare for his planned
operations in Central Asia, and he himself was returning to Ghazni with a small
contingent when on March 15, 1206, he was assassinated near Damiyak, probably
by an Ismaili fanatic.
The death of Ghuri within fourteen years of the victory at Tarain was a great
blow to the rising Muslim power in India, but his task had been nearly
accomplished. Nearly all of northern India was under Muslim rule, and in Aibak,
Iltutmish, Nasir-ud-din Qabacha, and Muhammad bin Bakhtiyar Khalji, he left a
group of capable officers who could complete his task. Many of them, including
Aibak and Iltutmish, who later became rulers of India, were slaves, a reminder of the
important place well-trained and loyal slaves had in the early Muslim dynasties.
Brought from all over Central Asia, often members of ruling families that had been
defeated, they provided generals and [[41]] governors who were often more
trustworthy than sons or other relatives.
Other factors also contributed to Muslim success. They were always on the
offensive and had the advantage of greater initiative and selectivity. Fighting
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hundreds of miles away from their homes, they had to fight desperately, as they had
no easy means of escape. Religious ardor must also have acted as a spur to their
fighting qualities. The soldiers were not confined to one class, as was generally the
case with Indian armies, but contained picked and zealous soldiers from all classes
and even different ethnic groups, such as the Turks, Tajiks, Khaljis, and Afghans.
While these factors were responsible for the speedy conquest of northern India,
the consolidation of Muslim rule owed not a little to another event which was a
tragedy for the Muslim countries of central and western Asia. This was the Mongol
invasion, which drove [[42]] large numbers of refugees, amongst whom were
princes, chiefs, soldiers, scholars, and saints, to Muslim India. Thus a vast reservoir
of manpower became available to the new government at Delhi, and these people,
having suffered so much, did not spare themselves in making India a "Citadel of
Islam."
Aibak's main work had been accomplished as the deputy of Sultan Muhammad
Ghuri. After his accession to the throne he made no new conquests but consolidated
the Muslim dominion by following a policy of conciliation and open-handed
generosity which earned him the title of lakhbakhsh, or “ the giver of lakhs.” Aside
from this, he commenced building two magnificent mosques at Delhi and Ajmer. He
was evidently a patron of letters, for two historians, Hasan Nizami and Fakhr-i-
Mudabbir, dedicated their works to him. His career was cut short by early death in
1211 as the result of a polo accident. [[43]] Aibak's son succeeded him, but the Delhi
nobles soon replaced him by Shams-ud-din Iltutmish, Aibak's son-in-law. The new
ruler was faced with a very difficult task, for not only was Muslim rule in India far
from consolidated, but powerful military leaders in Bengal, Punjab, and Multan
challenged his authority. Yildiz, the ruler of Ghazni, laid claim as Muhammad
Ghuri's successor to suzerainty over all the latter's Indian conquests. The Hindu
chiefs had by now recovered from the stunning effects of Muslim victories and were
winning back many of the strongholds originally conquered by the Muslims.
Kalinjar had been recovered as early as 1206, and in course of time Jalor,
Ranthambhor, Gwalior, and even Badaun, where Iltutmish held his last post before
accession to the throne, were lost to the Muslims. In Oudh and the Doab the
situation was even worse, and Minhaj-us-Siraj speaks of a Hindu chief named Bartu
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"beneath whose sword above a hundred and twenty thousand Musalmans had
attained martyrdom."/1/
Iltutmish, trained in the traditions of Ghuri and Aibak, moved slowly against
his host of enemies. He first consolidated his authority in the areas of Delhi, Badaun,
Oudh, and Benares, and then dealt with his Muslim opponents one by one. In 1216
he defeated and captured Yildiz who, after his expulsion from Ghazni by the
Khwarizmshahis, had occupied Lahore. In 1225 he turned his attention to Bengal
and forced the local ruler to abandon his royal title, acknowledge the authority of
Delhi, and pay regular tribute. After this he dealt with Nasir-ud-din Qabacha, the
powerful and popular ruler of Sind and western Punjab. On February 9, 1228, he
arrived at Uch, Qabacha's capital, and opened siege. Uch surrendered on May 4, and
a few days later Qabacha, who had moved to the island fortress of Bhakkar (situated
between modern Sukkur and Rohri), found a watery grave in the Indus.
Mongol Invasions
An important development of Iltutmish's reign which had indirect but far-
reaching consequences for the new empire was the rise of the [[44]] Mongols under
Chingiz and Hulagu, and their "dance of death" in central and western Asia. The
Mongol invasion, the greatest blow which the Muslim world ever suffered, is the
dividing point of Islamic history. The modern evaluation of the Mongol advance as a
catastrophe for Islam was shared by contemporaries, one of whom, the historian Ibn-
ul-Athir, called it, "the death blow of Islam and the Muslims." Beginning in 1219
with Chingiz Khan's invasion of Transoxiana, it brought destruction to large
cultivated areas, ruin to libraries and madrasas, and endless slaughter to men,
women, and children. It culminated in the sack of Baghdad, and the end of the
Abbasid caliphate at the hands of Hulagu Khan in 1258. A quotation from E. G.
Browne summarizes the extent of the catastrophe: "In its suddenness, its devastating
destruction, its appalling ferocity, its passionless and purposeless cruelty, its
irresistible though short-lived violence, this outburst of savage nomads hitherto
hardly known by name even to their neighbors, resembles rather some brute
cataclysm of the blind forces of nature than a phenomenon of human history. The
details of massacre, outrage, spoliation, and destruction wrought by these hateful
hordes of barbarians who, in the space of a few years, swept the world from Japan to
Germany would … be incredible were they not confirmed from so many different
quarters."/2/ That India was spared the full force of invasion can be attributed in
large part to the vigilance and resourcefulness of the Delhi sultans.
Iltutmish's government first felt the impact of the gigantic military movement
when Jalal-ud-din, the ruler of Khwarizm, whose father had attracted the wrath of
Chingiz Khan, crossed the border with 10,000 men and sought aid from Iltutmish.
Realizing the peril of getting embroiled in a dispute with the Mongol chief, Iltutmish
gave skillfully evasive replies, and thus averted the danger of the Indian
subcontinent being involved in the first onrush of the Mongol invasion. But the
Mongols continued to move toward the subcontinent, and in 1241, during the chaos
following Iltutmish's death, they destroyed Lahore. They remained entrenched on
the frontier for several years, and for nearly half a century the principal
preoccupation of the Delhi government was the defense of the subcontinent from the
[[45]] fate suffered by central and western Asia. Thanks to Balban's efficient
measures and Ala-ud-din Khalji's military prowess this danger was averted, but the
indirect consequences of the Mongol eruption and their activities beyond the border
were not trifling. The danger in the north was partly responsible for Balban's
ruthless policy of internal consolidation and centralization (about which more will
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be said later). The Mongol atrocities in Muslim countries and the threat to their
newly won empire also steeled Muslim hearts in the subcontinent and inspired them
to great efforts. And, again, the great influx of refugees from the Muslim countries
of Central Asia, Khurasan, Iran, Iraq, and modern Afghanistan into the newly
conquered territories provided the human resources needed for the consolidation of
Muslim rule and the firm planting of Islamic religion in the subcontinent. These
developments continued throughout the greater part of the thirteenth century, but
they began during Iltutmish's reign, and a large number of distinguished refugees
came to his court./3/
Administration
Iltutmish rivals Balban for the distinction of being the greatest of the Slave
Kings. Although it was Balban's transformation of the royal position that became
firmly ingrained in the fabric of Muslim government, Iltutmish's work was
historically of great importance. Aibak had done little but maintain the position he
had acquired from Ghuri; it was Iltutmish who consolidated the Indian possessions
into an independent kingdom. Not only had he to deal with powerful Muslim rivals
and the Hindu counter-offensive, but he also had to build up the fabric of a new
administration and organize different departments of the central government at
Delhi. A skillful organizer, he dealt with the problems of administration in the same
manner that he handled threats to the security and the integrity of the realm. In this
his task was greatly facilitated by the model of government organization that had
been established at Ghazni and the copious literature that had appeared on statecraft
and the art of government in [[46]] Muslim countries. By now some of the classics
of Muslim political theory, such as the Arabic Ahkam-us-Sultania, the Persian
Qabus Namah (1082), and the Siasat Nama (1092) had already been written, in
addition to similar works that have perished. The historian Ziya-ud-din Barani
(1285–1357) quotes Balban as speaking of two works on statecraft—Adab-us-
Salatin and Maasir-us-Salatin—which were brought from Baghdad in Iltutmish's
reign./4/ He also seems to have received assistance from scholars versed in the
principles of Muslim political theory and governmental organization, and Adab-ul-
Muluk, the first Indo-Muslim classic on the art of government and warfare was
written for him. With this background, he was able to lay the basis of a well-
coordinated structure of government.
Aside from the influence of the Ghaznavid system of government and the
principles of statecraft learned from the texts on politics, the pattern of the new
government established at Delhi was determined by Iltutmish's own temperament
and the realities of the Indian situation. Much of the territorial expansion of Muslim
India had been the work of individual nobles and resourceful adventurers. These
men and others who had risen to prominence in the service of Muhammad Ghuri or
Iltutmish by this time possessed large tracts of land. Since their privileges were not
curtailed, a loosely knit, decentralized form of administration came into existence.
Iltutmish made no attempt to weaken the position of his nobles, and indeed felt
himself one of them. He used to declare that God Almighty had raised him above his
peers who were a thousand times better than he. Barani quotes him as saying:
"When they stand before me in the durbar I feel abashed at their grandeur and
greatness, and desire that I should descend from the throne and kiss their hands and
feet."/5/
It was also typical of Iltutmish that he did not adopt a hostile policy towards the
Sufis, but valued and respected them as a source of spiritual and moral strength. The
high education which he gave to his daughter Raziyya, and his preference of her as
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his successor to the throne, suggests that he was free from the prejudices of his
Turkish [[47]]
*INDIA IN 1236*
[[48]] nobles. He tried to maintain a balance between the Turks, who were the all-
powerful generals and governors, and the Persian-speaking Tajiks, who provided the
scribes who dominated the imperial secretariat. After his death the balance was
seriously upset, but by then the basic task of organizing the new Muslim government
had been accomplished.
One of the crucial problems facing Iltutmish was the position of Hindus in a
Muslim state. By this time Muslim law had been codified, and the freedom of action
enjoyed by Muhammad ibn Qasim five centuries earlier in Sind was denied him.
Three out of four schools of Islamic law favored the extermination of all idolators,
but the practice, initiated by Muhammad ibn Qasim and maintained by the
Ghaznavids, of treating idolatrous Hindus at least as privileged zimmis proved more
powerful. When the ulama urged Iltutmish to give effect to the opinion of the
majority of the founders of Islamic schools of law, he convened a conference and
called upon his wazir, Nizam-ul Mulk Junaidi, to explain the position. The wazir
argued that since India had only recently been conquered, and since the Muslims
were fewer in number than the Hindus, it would not be wise to attempt a course of
action that might lead to disturbances. This argument was accepted, and the status
quo was maintained. The possibility of imposing the viewpoint of the majority
Islamic law was never again raised in the form urged by the ulama. The course
adopted was in consonance with fourth school of law (Hanafi), which has been
accepted by the vast majority of Indian Muslims./6/
Iltutmish took other steps to strengthen the fabric of the new government. To
give it a legal basis in the eyes of the orthodox, he is said to have sought
confirmation of his royal title from the Abbasid caliph of Baghdad. On February 19,
1229, the caliph's envoy arrived with a robe of honor and delivered to Iltutmish a
patent which conveyed recognition of his title as the sultan of India. The caliph's
recognition was largely a formality, and this seems to be one of the two occasions
when a ruler of Delhi troubled himself about obtaining foreign recognition, but in
the initial stages of Muslim rule this step was useful. It confirmed the sovereignty of
Delhi against the claims of [[49]] Ghazni, giving it a legal basis in the eyes of the
orthodox, and it also silenced those local rivals who challenged the sultan's
authority.
Delhi was founded in the tenth century, but before the Muslim occupation it
was not a large city, ranking below Ajmer in the Chauhan kingdom. Since it could
not meet the requirements of the large population attracted by the seat of the new
government, Iltutmish had to provide it with proper amenities and adorn it as the
imperial capital. He built or completed the Qutb Minar, greatly extended the
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While Iltutmish's outlook and political philosophy were reflected in the salient
features of his administration, he was fortunate in receiving competent assistance
and guidance from some able and farsighted people. Principal amongst these co-
workers was his wazir, Nizam-ul-Mulk Kamal-ud-din Muhammad Junaidi, a man of
culture, a distinguished patron of learning, and a statesman of strong views. The
historian Aufi dedicated his famous Jawami-al-Hikayat to him, and in a number of
verses and poems interspersed in the book he praised Junaidi's wisdom,
statesmanship, skill in warfare, and generosity. The contemporary poet Reza also
wrote many poems extolling these qualities of Junaidi and has mentioned as well his
calligraphy [[50]] and excellent literary style. Isami also praises him in his history,
Futuh-us-Salatin, mentioning that it was Junaidi who had purchased Balban as a
present for Iltutmish. Junaidi's strength of character may be seen from the fact that
when Iltutmish's worthless son, Rukn-ud-din Firuz, began to squander public money
after his father's death, the wazir risked his office and refused to support him. He
also refused to take the oath of allegiance to Raziyya, who had ascended the throne
without consultation with the provincial chiefs and the wazir. The most fruitful part
of Junaidi's career was under Iltutmish, when he was in charge of the entire
government, including civil and military departments, and even religious functions
which were later entrusted to the sadr-i-jahan. Barani's account of the conference
which was convened to determine the treatment of the Hindus shows that in such
major political issues Junaidi's opinion counted for much. He advocated a humane
line of action, and though he based his viewpoint on the grounds of expediency, he
achieved the practical end he had in view. The prominent role which he played in
dealing with this difficult and crucial question would suggest that he had an equally
important part in the formulation of other decisions and actions of Iltutmish's
government.
Firuz's misbehavior and the high-handedness of his mother Shah Turkan had
offended so many people that even the Wazir Nizam-ul-Mulk Junaidi left the sultan
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to join his opponents. This brought to a head the bitter antagonism that existed
between two court factions, the Tajiks and the Turks. The Tajiks were Persian-
speaking Turks who had migrated from Turkish homelands. Their contribution to the
building of the early Muslim state at Delhi was very substantial, and not only did
they monopolize the higher posts in the Delhi secretariat, but also they dominated
the literary and intellectual life. The wazir himself was a Tajik. So was Minhaj-us-
Siraj, the historian and the future chief justice. Along with other notables they were
openly hostile to Firuz. This so enraged the sultan's Turkish supporters that they
massacred all the Tajik notables who were present in the royal camp. The list of
casualties preserved by Minhaj-us-Siraj reads like a roll-call of the Delhi court./8/
Practically all the leading literary figures of Iltutmish's reign were extinguished on
one dark day. The tragedy damaged irreparably the influence of the Tajiks and also
impoverished the intellectual life of the new state.
Raziyya's brief reign also saw a bid for power by the Ismailis, a heretical sect
which once had sought to assassinate Iltutmish. On Friday, March 5, 1237, nearly a
thousand of them, incited by the harangues of a fanatical preacher, Nur Turk, entered
the great mosque of Delhi from two directions and attacked the congregation. Many
fell under their swords, but the Turkish nobles assembled their troops who, aided by
the congregation, overpowered and slaughtered the insurgents.
into his own hands, [[53]] and, in conjunction with the wazir [Muhazzab-ud-din] …
and Muhammad Iwaz, the mustaufi [the auditor-general] assumed control over the
disposal of state affairs."/9/ There is an analogy in this action to that taken in the
same century by King John's barons in England, but the arrangement at Delhi broke
down at once.
The basic responsibility for the failure was that of the deputy who, as the
nominee of the nobles, started assuming royal prerogatives, and took steps which
alarmed the new monarch. He married the sultan's sister, assumed the triple naubat,
the drums which were a symbol of sovereignty, and stationed an elephant at the
entrance of his residence. These developments annoyed the youthful monarch, and
he secretly encouraged violent measures to deal with the situation. Within three
months of his assumption of office, the deputy was assassinated in the royal
presence at a gathering arranged to hear a sermon. The wazir was also attacked by
the assassins but managed to escape.
This was not the end of the struggle between the nobles and the sultan. Badrud-
din-Sunqar, the amir-i-hajib (lord chamberlain) assumed the direction of state
affairs, but he suffered from the sultan's hostility and lack of cooperation from the
wazir. He called a meeting of the principal nobles, including the highest financial
and judicial officials of the realm. They discussed recent events among themselves
and sent the mushrif-i-mumalik (accountant-general) to invite the wazir to join them.
The wazir promised to come, but instead conveyed the news of what was happening
to the sultan. Bahram immediately mounted his horse and reached the place where
the meeting was being held. He took Sunqar with him, but so strong was the power
of the nobles that no real punishment was inflicted on the leader of the conspiracy.
He was sent to Badaun, which was given to him as a fief. Qazi Jalal-ud-din was
relieved of the office of the chief qazi (which was a few weeks later conferred on
Minhaj-us-Siraj), and some of the other collaborators left the capital, fearing
unpleasant developments.
The wazir now became all-powerful, but the attack had shown Bahram's real
sentiments toward him. He soon joined hands with the nobles to depose Bahram,
who was dethroned on May 10, 1242. The principal senior noble, Izz-ud-din Kishlu
Khan, now made a bid for the [[54]] throne, but his associates repudiated him,
choosing instead Iltutmish's grandson, Ala-ud-din Masud. Qutb-ud-din Husain of
Ghur was named deputy, but the real power remained with the wazir. The Turkish
amirs, the soldier-administrators of the realm, did not like the concentration of
power in the hands of someone selected from the "writer" class, so they joined
forces and had him assassinated. The submissive Najm-ud-din Abu Bakr now
became wazir, and Balban, Iltutmish's slave, was appointed to the key post of Amir-
i-Hajib. Ala-ud-din Masud continued to rule for more than four years with tolerable
success, but later when he tried to curb the power of the nobles he alienated the most
powerful of them. He was deposed on June 10, 1246, and the nobles, among whom
Balban played a dominant role, enthroned Iltutmish's youngest son, Nasir-ud-din
Mahmud.
NOTES
/1/ Minhaj-us-Siraj, Tabaqat-i-Nasiri, trans. by H. G. Raverty (Calcutta, 1881), I,
628–29.
/2/ E. G. Browne, A Literary History of Persia (Cambridge, 1928), II, 427.
/3/ H. M. Elliot and John Dowson, The History of India as Told by Her Own
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