How Guide: Wind Energy
How Guide: Wind Energy
HOW GUIDE
for
Wind Energy
Roadmap Development
and Implementation
INTERNATIONAL LOW-CARBON
ENERGY TECHNOLOGY PLATFORM
INTERNATIONAL ENERGY AGENCY
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Foreword
The development and deployment of low-carbon As a clean and competitive source of renewable
energy technologies is now widely recognised energy, many member countries of the Organisation
as not only a crucial component in providing the for Economic Co-operation and Development
integrated solutions needed to constrain global (OECD) have already integrated a substantial
greenhouse gas emissions but also an important amount of wind energy into their energy mix, while
tool that countries can use to spur innovation and an increasing number of developing and emerging
foster economic growth while enhancing access to countries are now looking to this energy source
secure, affordable energy. Technology roadmaps as a central component of efforts to diversify their
– or strategic-technology plans – can help energy mix, and respond to the climate challenge.
provide pathways to the deployment of specific But much more can be done to realise the full
technologies identified as having great potential potential of wind energy. Large-scale integration
for a given country or region. Recognising this, the of wind power into electricity grids and markets
International Energy Agency (IEA) has an active requires a commitment to outcomes by both public
programme to produce roadmaps for the enhanced and private stakeholders since the early stage of
deployment of critical low-carbon technologies and planning and implementing the appropriate policy
development of industrial sectors. Each roadmap framework. Overcoming regulatory, financing and
provides a global outlook for a specific technology, development barriers at national and local level is
including technology status, deployment scenarios crucial to achieving the target share of 15% to 18%
up to 2050 in line with the IEA 2°C Scenario (2DS),1 of global electricity from wind power by 2050.
and recommended actions.
It is thus fitting that wind energy is the focus of the
In recent years, governments and industry players first publication in the How2Guide series. Intended
in both developed and emerging economies as a practical tool for both policy makers and
have expressed strong interest in reaping the industry players interested in developing a wind
many benefits of renewable energy by building power roadmap, this publication should serve as
on the IEA global technology roadmap work to one small but important part of IEA efforts to foster
develop technology or sectoral roadmaps at the a sustainable energy future.
national or subnational level. In response, the IEA
supplemented its global roadmap work with a This publication is produced under my authority as
summary of its general roadmap methodology in Executive Director of the IEA.
the policy manual Energy Technology Roadmaps:
A Guide to Development and Implementation, Maria van der Hoeven
released in 2010 and updated in 2014. Building Executive Director
on this foundation, the IEA International Low- International Energy Agency
Carbon Energy Technology Platform launched the
How2Guide initiative to address the need for focused
guidance in the drafting of national roadmaps for
specific technologies. The How2Guide for Wind
Energy is the first in this new series. It draws on
the IEA Technology Roadmap: Wind Energy, first
published in 2009 and updated in 2013, as well as
on insights gained during several workshops with
industry and government in 2012 and 2013.
This publication reflects the views of the International Energy Agency (IEA) Secretariat but does not necessarily reflect
those of individual IEA member countries. The IEA makes no representation or warranty, express or implied, in respect
to the publication’s contents (including its completeness or accuracy) and shall not be responsible for any use of, or
© OECD/IEA, 2014
Foreword 1
Table of contents
Foreword 1
Acknowledgements 4
Introduction 5
About technology roadmaps 5
About the How2Guide for Wind Energy 5
About wind energy 6
Offshore wind energy 7
System integration 7
Phase 2: visioning 14
Phase 3: roadmap development 14
Identifying barriers and actions to overcome them 15
Selecting actions for wind energy deployment 26
Setting milestones and identifying responsible players for wind energy deployment 26
Conclusions 30
Glossary 31
References 33
List of boxes
Box 1. Grid integration of variable renewables 8
Box 2. South African stakeholder case study 13
Box 3. Typical wind energy business case 17
Box 4. Brazilian wind energy case study 28
Box 5. Texan Competitive Renewable Energy Zones (CREZ) case study 26
List of tables
Table 1. Key questions for baseline research on wind energy 10
Table 2. Stakeholders’ categories and mandate: the RACI chart 12
Table 3. Stakeholder mapping for wind energy 13
Table 4. Barriers and action options for planning considerations 16
Table 5. Barriers and action options for development aspect 18
Table 6. Barriers and action options for electricity market and system considerations 20
© OECD/IEA, 2014
Table 7. The range of support mechanisms used in twelve wind energy markets 22
List of figures
Figure 1. Roadmap process 5
Figure 2. Global cumulative growth of wind power capacity 6
Figure 3. Planning and preparation phase 9
Figure 4. Roadmap development phase 15
Figure 5. An illustration of the wind energy installation development process
in South Africa, from a developer's perspective 17
Figure 6. Key milestones specific to the Chinese market for wind power technology RD&D 27
Table of contents 3
Acknowledgements
This publication was prepared by the International in particular Hannele Holttinen and Patricia Weis-
Low-Carbon Energy Technology Platform of Taylor. Many experts from outside the IEA also
the International Energy Agency (IEA), in close reviewed the manuscript and their comments were
co-operation with the Energy Technology Policy of great value. They included: Anthony Jude, Asian
(ETP) and the Renewable Energy Divisions Development Bank (ADB); Lut Bollen and Els van de
(RED). Ingrid Barnsley, Head of the International Veld, Catholic University of Leuven and Energyville;
Partnerships and Initiatives Unit, oversaw the Steve Sawyer, Global Wind Energy Council (GWEC);
project, and was a main author together with Marie- Roberto Lacal-Arantegui, Joint Research Centre (JRC)
Laetitia Gourdin and Simone Landolina. Ken Fairfax, of the European Commission; Jacopo Moccia and
Deputy Executive Director, provided valuable Ivan Pineda, European Wind Energy Association
guidance and input. The following IEA colleagues (EWEA); Stephan Remler and Klas Heising, GIZ; Linus
also provided important contributions: Jean-François Mofor, International Renewable Energy Agency
Gagné, Paolo Frankl, Cecilia Tam, Cédric Philibert, (IRENA); Jason Schaffler, Renewable Energy and
Edoardo Patriarca and Carrie Pottinger. In addition, Energy Efficiency Partnership (REEEP); and Matthew
the publication benefited from the analytical Kennedy and John McCann, Sustainable Energy
contributions of Hugo Chandler and Nick Gibbins of Authority of Ireland (SEAI).
New Resource Partners Ltd, as well as of Alex Murley,
RWE Npower Renewables Ltd. The authors would also like to thank Kristine
Douaud for editing the manuscript, as well as
A number of workshops were held to gather the IEA Printing and Publication Unit (PPU), in
essential input for this publication. The IEA particular Muriel Custodio, Astrid Dumond, Angela
acknowledges the Asian Development Bank (ADB) Gossmann, Cheryl Haines and Bertrand Sadin for
and the South African National Energy Development their assistance on layout and editing.
Institute (SANEDI) for their support for workshops
held in 2012 and 2013, as well as all of the industry, For more information on this document, contact:
government and non-government experts who took International Low-Carbon Energy Technology
part in those workshops and commented on drafts. Platform
International Energy Agency
This publication benefited from comments and 9, rue de la Fédération
insight provided by members of the IEA Committee 75739 Paris Cedex 15
on Energy Research and Technology (CERT), the IEA France
Renewable Energy Working Party (REWP) and the Email: [email protected]
Implementing Agreement for Co-operation in the
Research, Development and Deployment of Wind
Energy Systems (Wind Implementing Agreement),
© OECD/IEA, 2014
Notes: timescales are indicative. Dotted lines indicate optional steps, based on analysis capabilities and resources.
Source: adapted from IEA (forthcoming1), Energy Technology Roadmaps: A Guide to Development and Implementation, OECD/IEA,Paris.
Introduction 5
About wind energy wind power at scale can reduce dependence on
imported fuels,3 and reduce exposure to price
Onshore wind energy is a tried and tested volatility of those fuels. Additionally, wind power
technology that is already cost competitive with can generate significant value for a country’s
conventional power in some parts of the world, for economy through supply chain investment and
example in Australia, Brazil and parts of the United job creation. More broadly, there is increasing
States, among others. In 2012, USD 78.3 billion was recognition of the ability of wind energy, along
invested in the wind energy sector globally, and with other renewables, to help spur innovation and
while the global economic downturn continues to thus stable, long-term economic growth.
act as both a direct and indirect drag on investment,
wind energy has nevertheless become a significant Wind energy began to emerge in the 1970s, partly
global industry in its own right (BNEF, 2013a). in response to the oil crisis, and particularly in
countries exposed to fossil fuel price inflation with
Wind energy plants are being widely deployed limited reserves of their own, such as Denmark.
wherever economic conditions are conducive. Wind However, up until the 1990s, global wind power
energy can already claim to be a major source of capacity remained at low levels: only 1.7 gigawatts
electricity: in 2012, wind energy provided about (GW) in 1990. It was not until the end of that
30% of electricity consumption in Denmark, 20% decade that the market for wind energy really began
in Portugal, 18% in Spain, 15% in Ireland, 8% in to accelerate, reaching a global installed capacity of
Germany, nearly 4% in the United States and 2% in over 282 GW in 2012 (GWEC, 2013).
China (Wind Implementing Agreement, 2013d).
Figure 2 below demonstrates how the global wind
The benefits of wind energy are numerous energy market has grown cumulatively from 1995
and varied. Wind energy may provide an to 2012, and provides a breakdown for the top ten
opportunity to diversify a nation’s supply mix, global markets. The data show how rapidly growth
to reduce reliance on fossil fuels, and to reduce has accelerated in the last decade, and that growth
environmental damage as compared with is forecast to continue.
conventional energy sources. Deployment of
3. Or, if the country is a net exporter of fossil fuels, it can reduce
internal consumption so that more production is available for
export.
35%
250
30%
200
25%
GW
150 20%
15%
100
10%
50
5%
0 0%
1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012
Denmark France Germany Italy Portugal Spain United Kingdom United States China India
© OECD/IEA, 2014
Introduction 7
Box 1: Grid integration of variable renewables
For several years, the IEA has sought to system operation with large amounts
contribute to global thinking on system of wind power, defining best practice
integration and management of variable recommendations in collaboration with
renewable energy technologies. Following transmission system operators (TSOs).
on from Harnessing Variable Renewables: A
Guide to the Balancing Challenge (IEA, 2011), The use of smart grids and smart meters
a second publication, Advancing Variable may bring about significant changes in the
Renewables: Grid Integration and the Economics relationship between customers and energy
of Flexible Power Systems (IEA, 2014), analyses providers, potentially allowing for increased
the technical challenges associated with levels of control of energy consumption for
the system integration of large shares of the customer and conditions of service for the
wind and solar photovoltaic electricity and provider. Realising this potential, however,
provides recommendations on how to meet requires “smart policies” and appropriate
these challenges cost effectively. Meanwhile, deployment strategies. To facilitate this
"Task 25" of the IEA Wind Implementing process at national and regional levels, the
Agreement (Wind IA, 2013c) has established IEA is working on a How2Guide for Smart Grids
an international forum for exchange of (IEA, forthcoming2).
knowledge and experience related to power
© OECD/IEA, 2014
This guide elaborates on some of the wind-related zz t he wind energy potential within the designated
considerations for each phase. geographic area, based on a resource assessment
A roadmap should identify the desired scale and Table 1 sets out more detailed questions that
schedule for wind technology deployment, and the stakeholders could consider when conducting
changes that will need to be made throughout the baseline research in a given national context.7
energy market in question to achieve that scale on
time, such as grid reinforcement and expansion. To
achieve this, it is first necessary to understand the
present situation for wind energy in the country
or region in question; solid baseline research will 7. T he report 30 Years of Policies for Wind Energy: Lessons from 12
provide strong foundations for developing roadmap Wind Energy Markets (IRENA and GWEC, 2012) provides further
goals and tasks. valuable information on conducting baseline research aimed
at assessing the policy and regulatory adequacy of an existing
system.
In the case of wind energy, baseline research should
aim to provide a detailed overview of the status
of technologies, markets and policies relevant
to wind energy deployment. It should facilitate
discussion and analysis of possible roadmap targets
based on a common understanding of the present
situation and it should determine the extent to
which wind power can contribute to wider energy
Notes: In this figure, and in Figure 4 and Figure 7, each arrow represents a sub-step in one of the four phases of the roadmap process set out
in the IEA Roadmap Guide and in Figure 1 of this report. Purple-shaded arrows indicate sub-steps that are also discussed in this Wind H2G.
Unless otherwise indicated, all material in figures and tables derives from IEA data and analysis.
Some countries may not have baseline data, such among them. Not only is it important to identify these
as wind resource maps, readily available or may stakeholders prior to developing a roadmap, it is also
lack the technical know-how “in house” to perform important to consider how different stakeholders
the long-term modelling usually employed. In should be involved in the roadmapping process. As
such cases, while one might ideally seek to foster explained in greater detail in Tables 2 and 3, plotting
institutions domestically to provide such services, identified stakeholders on a "RACI Chart"8 may
it may be useful at first to work with external assist not only in the comprehensive identification
organisations. The Global Atlas for Solar and Wind is of relevant stakeholders, but also in the coherent
a valuable resource in this regard (IRENA, 2013). assignment of functions.
Source: IEA (forthcoming1), Energy Technology Roadmaps: A Guide to Development and Implementation, OECD/IEA, Paris.
© OECD/IEA, 2014
The South African system for renewable energy local communities and South African investors,
procurement requires that developers apply for or via intermediaries such as the Industrial
a series of licences, permits and quotes. This Development Corporation (IDC) and the
requires direct engagement with Eskom – the Development Bank of South Africa (DBSA).
South African grid operator, the Department of
Water Affairs, the Department of Agriculture, While this policy framework may be complex,
Forestry and Fisheries, the National Energy it has been designed to serve wider national
Regulator of South Africa and the Department objectives, in terms of optimising local content
of Energy. in the development of the renewable energy
industry and stimulating local ownership,
In addition, developers are required to capacity and even manufacturing capability. As
fulfil requirements concerning minimum such, it creates a series of factors that must be
percentage project equity by South African managed carefully by the developer. Even with
investors and minimum percentage ownership these complexities, the South African renewable
requirements by Black Economic Empowerment energy market is one of the fastest growing
(BEE) partners and local communities. globally, with investment in renewables
These conditions require wind energy plant rocketing to USD 5.4 billion in 2012, a rise of
developers in South Africa to engage in a range over 20 000% on 2011 (BNEF, 2013d).
of stakeholder relationships, either directly with
© OECD/IEA, 2014
These examples demonstrate how wind technology This section of the Wind H2G considers the kinds
is being pursued as a central element of national of barriers and response actions that one might
energy policy, and is increasingly being embedded envisage in relation to wind energy deployment.
in countries’ overall plans to diversify their energy It also discusses the identification of milestones, a
mix to reduce dependency on fossil fuel-based timeline and responsible actors for carrying out key
resources while developing modern and clean wind actions in the roadmap. For specific suggestions on
energy resources. Readers may also wish to examine the structure of a draft roadmap report, see Annex.
the recently updated IEA Technology Roadmap: Wind
Energy for further insights on the role of wind in
meeting energy objectives globally (IEA, 2013a).
and actions to overcome them In this guide, “planning” refers not only to the
formal development process as set out within the
Barriers to, and related actions for, wind technology laws of a country, but also to informal exchanges,
deployment can be grouped into five categories: for instance with populations local to the intended
development.
zz p
lanning relating to developing WPPs (including
environment factors) Planning issues will not relate solely to the
zz d
evelopment aspects (including social WPP. Policy makers must also factor in related
acceptance factors) infrastructure, such as works necessary for
connecting to the local electricity distribution
zz electricity market and system aspects network, electrical transformers and sub-stations,
zz financial and economic aspects and access roads and other transport infrastructure.
Also included within this category of barriers are
zz infrastructure aspects (including availability of local environmental protection factors.
specialised professionals).
When identifying which issues apply in a particular
Each category of potential barriers is described jurisdiction and how one might prioritise the
in greater detail below, with a description of the barriers, it may first be useful to compile a list of
issues as well as a number of solutions, or response potential tensions between the planned WPP and
actions, that may be relevant. A similar approach other local land use. Table 4 identifies likely barriers
was taken to identify the barriers in each case: (i) and metrics with which to track them.
analysis of wind energy installations currently under
development or already operating globally; (ii)
interaction with stakeholders via dedicated regional
expert workshops; and (iii) discussions with wind
energy technology developers, financiers, policy
makers and academics. The suggested response
actions were generated in the same way, offering
the policy maker a solution or “action pathway” for
each barrier.9
zz W
PP has a perceived negative zz Fund public engagement exercises
visual impact – landscape zz Appoint government to resolve disputes
or shadow flicker
zz E stablish standards for noise levels
and ensure enforcement
Concerns that wind zz Defence radar potentially zz A ssign military authorities to map areas of
turbine operation affected by WPP operation and constraint and encourage early consultation
may interfere with project blocked by military
communication systems zz Establish policies for minimum distance
zz Civil aviation, telecoms or standards for civil aviation, meteorological
meteorological radar potential facilities and WPPs; investment to upgrade
affected by WPP operation radars where critical*
Imbalance between zz C
umulative impacts of multiple zz Conduct Strategic Environmental Assessment
environmental WPPs not considered (SEA) on regional/national basis
protection and
development zz E cology in the vicinity of the zz D
evelop national research projects to address
WPP disturbed/damaged general concerns
during development and zz A ssign national body to resolving disputes
operation
zz M
aintain balance between pragmatism
zz E nvironmental regulation or and environmental considerations
lack of baseline environmental
data may place excessively
onerous requirements on
developers
Planning process may zz Involvement of multiple and zz Rationalise and align policies at every level
be overly burdensome conflicting government bodies of government. Co-ordinate between
makes licensing process overly authorities and make sure all authorities
complex and lengthy have adequate information for processing
applications
zz Institutions lack capacity
to manage applications zz Modify planning system to manage conflicts
between developers and local population
zz Wind project developers lack
zz Establish one-stop shop to streamline
competence in preparing
planning processes
planning application
zz Educate and train developers in application
process
© OECD/IEA, 2014
* Ideally, developers and aviation authorities (civil and military) should consult early in the planning process. If all necessary data on the wind
energy project and radar system are disclosed, it should ordinarily be possible to determine jointly the ideal wind installation layout and
any necessary mitigation measure that may need to be applied to the WPP and to the communication system.
Business cycle and developer milestones the site, Developing the project, Bidding,
Below is an illustration of the process for Financial Closure (FC) and Delivery. While
developing an onshore wind energy project. It this is an illustration from one country, many of
highlights the complexity of the development the steps therein may be considered typical for
process and the time required, demonstrating wind energy development elsewhere, although
that in some instances it may take as many as the time taken to implement and conclude
eight years for a project to be realised. Offshore, steps will vary greatly from one country to
lead times may exceed this.10 Figure 5 is an another. A key message is that planning a wind
illustration of the wind energy development energy installation takes time and requires the
process, based on material provided by a involvement of a great variety of stakeholders
developer in South Africa. It sets out the on diverse issues from land permits to grid
timeline for the development process, as assessment, financing and so on. Also, the
demonstrated by the arrows, and the steps permitting lead time for major transmission
implemented along the way: Identifying projects is much longer than for wind energy
installations. Where wind energy targets require
10. In an extreme example, the 468 MW Cape Wind project
significant transmission system expansion, the
planned off the coast of Massachusetts in the United States development cycle for new transmission lines
required twelve years for planning and has yet to arrange will need to be taken into account.
financing, let alone construction, which may well extend
the project a further 2-3 years (BNEF, 2013c).
2 to 8 years
Source: adapted from Mainstream Renewable Power South Africa (2013), “Challenges facing project development in the region:
Experience of building projects from the earliest stage of conception through to securing planning consent”, presentation at the
IEA-SANEDI expert workshop on the How2Guide for Wind Energy, Johannesburg, South Africa, 28 October 2013.
Note: The following acronyms stand for: LO = landowner; SED = socio-economic development; ED = economic development;
© OECD/IEA, 2014
Factors affecting the business case for wind The process of reviewing all these issues is
energy projects referred to as the “due diligence evaluation” of
The business case for a WPP depends on the a project.
financial appraisal of the development. As part
of this, the investor seeks to determine the risk It is crucial that the policy maker understands
profile of a wind energy project, considering the full extent to which his/her actions can
issues such as wind resource assessment, support the wind energy business case.
technology selection, planning and permitting, Probably the greatest policy impact on the cash
the construction process and timetable, lifetime flow of a project will result from a regulated
cash-flows, and operation and maintenance FIT or other financial or fiscal incentive. But
plans. The investor needs to be sure that the an enabling environment is also of the utmost
project developer is able to secure rights to importance. Clarity and brevity of planning
land and grid access, has clear permitting processes, and adequate transmission
requirements, and can manage stakeholders. infrastructure, are two of the most important
Until such issues and others are addressed, it facilitators; they are discussed in detail in
is unlikely that any financial commitment on Table 4 and Table 9 of this Wind H2G.
the part of an investor will be forthcoming.
Table 6: Barriers and action options for electricity market and system considerations
Barrier Details Action options
Wind electricity zz (Excessive) curtailment may zz R
evisit ”must run” classification of
generated is prevented result from insufficient space conventional power plants and consider
from getting to the in the market (even if public- according “must run”/priority dispatch status
market (curtailed) private agreement [PPA] is to WPPs
in place) zz S
eparate ownership of generation and
zz C
ombined ownership of transmission assets
generation and transmission zz U
se nodal or locational pricing to signal
may hinder access to congested areas and transmission
transmission capacity bottlenecks
zz ( Excessive) curtailment may zz E ncourage trade to wheel surplus wind
result from grid bottlenecks/ energy across borders
congestion
zz O
ptimise re-dispatch procedures and
reduce opportunities for gaming by capping
congestion management prices
zz C
onsider flexibility and efficiency
improvements in the energy system – at
higher penetration levels in particular,
incentivise demand-side management and
energy storage to provide ancillary services
Wind energy may zz S ystem operators (TSOs and zz Advocate system operators’ adoption
result in increased DSOs) may not have adopted of state-of-the-art practice, and a
system operation international best practice, comprehensive suite of plans and measures
challenges above a which itself may act as a barrier to progressively deal with increasing levels
certain threshold to change of wind energy penetration, including wind
(e.g. 10%-20%)*
zz Wind power may have impact forecasts and on-line monitoring in dispatch
on local or regional grid voltage and operations
and power quality zz Improve policy maker understanding of the
zz V
ariability of wind power may issues to better manage operators’ concerns
have a negative impact on zz R
evise grid code to include voltage control
system-wide balancing and and active power control by wind energy
frequency plants
zz W
PPs may exacerbate (low zz E ncourage enhanced control and
voltage) fault conditions by communication technologies, such as storm
disconnecting** control function, to reduce output ramp rate
zz H
ave system operators deploy power
electronics for voltage control near large
WPPs if this is more cost-effective than the
WPP providing the service
zz A
ctively involve distribution grid managers in
managing power flows
* The identification of this share is complex and subtle. Many factors will have a bearing here, including the size of the power system, the make-
© OECD/IEA, 2014
up of the generation portfolio and correlation of load and wind profiles, among others.
** Although in most cases this should no longer be an issue, it is common industry practice to include so-called “fault-ride-through” capability
in modern wind turbines.
Financial and economic barriers It is worth noting that investment in new generation
The analysis now moves on to financial and – whether wind or any other energy technology
economic barriers. Two distinct types of investor – needs to be co-optimised with the concomitant
are of interest to policy makers when seeking to investment required in the transmission service
encourage investment in a wind energy market: of that asset. If the transmission cost is too great,
those providing commercial investment, and public alternative options may be appropriate.
investors. To attract investors to wind energy
projects within a country or region, policy makers
should seek to reduce the risks and improve returns
© OECD/IEA, 2014
Table 7: The range of support mechanisms used in twelve wind energy markets
do d
k
al
at ed
Un m
an
ar
ce
ng ite
a
n
a
il
ug
an
Country
in
ai
es
St it
di
az
ee
m
al
rm
Ki Un
Ch
Sp
rt
el
In
en
It
Br
Gr
Ge
Po
Ir
D
Feed-in tariff
Premium or
adder system
Auction or
tendering system
Tax based (electricity)
Remuneration
production incentives
Source: adapted from IRENA and GWEC (2013), 30 Years of Policies for Wind Energy: Lessons from 12 Wind Energy Markets, IRENA, Abu Dhabi.
The power of the policy maker to support of retroactive change in policy may also have
renewable energy markets is widely in evidence. knock-on effects for a country’s ability to attract
One has only to look to the huge jump in private investment and may subsequently slow the
investment volumes in South Africa from tens deployment of wind energy.
of millions of dollars in preceding years to
USD 5.4 billion in 2012, following the conclusion of Table 8 below provides a summary of potential
the first rounds of its renewable energy programme. barriers and related action options one could
consider to tackle financial and economic
By the same token, policy can also undermine such considerations in a roadmapping exercise for
markets. Spain, for example, has radically reformed wind energy.
its system of support for renewable energy and
recently applied a tax on revenues. According to
some analysts, this may result in a 16% to 18%
© OECD/IEA, 2014
Brazil is the largest economy in Latin America of Mines and Energy. This system of auctions
and in 2011 this country generated 9% of its together with a highly supportive policy of
electricity from renewable resources other than loans and guaranteed purchase contracts
large hydro, which is its largest single source from the Brazilian National Development Bank
of power. (BNDES) has driven rapid growth of wind power
installation to an expected total of 5 300 MW
In 2002, Brazil launched the Program for in 2013.
Encouraging Alternative Sources of Energy
(Proinfa), a FIT scheme that drove the Brazil has a “Ten-Year Energy Plan”, published
development of 52 wind power projects, in 2011, which sets out a path for the steady
representing 1 300 MW of capacity. The Proinfa growth of renewables, with 18 GW of new
programme was, however, hampered by installations targeted by 2020. Challenges
several practical issues: (i) delays in obtaining remain in the Brazilian wind energy sector; these
environmental licences; (ii) land disputes; (iii) include (i) the need for increased financing
delays in grid connections; (iv) domestic supply for projects, (ii) increasing the manufacturing
chain problems; (v) existence of a cap (originally capacity of the sector domestically and adapting
1 100 MW) which made it uninteresting for to the national context, and (iii) improving the
companies to enter the market; and vi) a system efficiency of the wind technology supply chain.12
easily gamed by speculators.
* The Brazilian government held auctions for new transmission capacity to resource rich areas in 2012, prior to the wind power auctions in 2013.
See also Box 5.
Figure 6: K
ey milestones specific to the Chinese market for wind power
technology RD&D
2011 2015 2020 2030 2050
Common Application of testing platform for semi-physical and numerical simulation
technology New arrangement of wind turbine and advanced drivetrain
< 3 MW Lighter-weight design and adaptability to environment
Wind turbine 3-5 MW Design optimisation
Conceptual design
5-10 MW Prototype validation
and key technology study
>10 MW Conceptual design and key technology study Prototype validation
Advanced airfoils , lower load and weight, segmented blade,
new materials, and design on higher tip speed blade for
Blade
offshore application
Smart and active control over blade
Solutions to gearbox with lower transmission ratio and
Gearbox acoustics and design on planet gear and balancing flexible axis
New technology for gearbox manufacturing
Application of medium-
Key components voltage generator
Generator Application of high-voltage generator
Study on high-temperature
Application of high-temperature superconducting generator
superconducting generator
Mediun-voltage convertor
with high power
Convertor
High-voltage converter with high power
Application of new power electronic devices
Offshore foundation, Intertidal zone
construction, operation Offshore
and maintenance Deepwater offshore
Modeling large-scale wind
Design
plant system and design
Sophisticated wind power forecasting
Wind plant Grid Fault-ride-through capability and
adaptability active and reactive power control
Direct application of wind power in distributed wind farms and large-scale energy storage
© OECD/IEA, 2014
Automation
Dispatching
Intellectualisation
Source: ERI and IEA (2011), Technology Roadmap: China Wind Energy Development 2050, OECD/IEA, Paris.
The IEA Roadmap Guide points out that a crucial While the use of such indicators comes into play
fourth phase in the life of a roadmap is to monitor in the fourth phase of the roadmap development
implementation of the roadmap and to consider and implementation process, in fact, the initial
whether the roadmap itself needs adjusting in light identification of such indicators and the teams
of experiences gained through implementation itself responsible for monitoring them are usually best
(Figure 7). Building on that, this section of the Wind identified earlier on in the roadmapping cycle.
H2G suggests, in Table 10, a series of qualitative and
quantitative indicators one could use to track and
monitor progress in implementing a wind energy
Conduct expert
Track and Track and
workshops to re-assess Update the roadmap
monitor progress monitor progress
priorities and timelines
Note: The sub-step "track and monitor progress" is noted twice in Figure 7 to highlight that this is an ongoing process.
For each indicator, it will be useful to identify Of particular importance will be data compiled by
stakeholders responsible for monitoring and the owners of new WPPs. Ideally, owners should
reporting, as well as verification mechanisms. be obliged to report production and availability
Robust data and transparent analysis are important. data for each turbine. Statistics of production
This may be challenging where new metrics are failure will be of particular value in the assessment
created and data series are short. Specific resources of progress and evaluation of ongoing priorities.
may need to be allocated to bolster data collection The collection of such data must, of course, take
and verification. account of commercial sensitivities. Data can be
anonymous, although increased transparency for
publicly subsidised projects may yield both greater
accountability and faster learning curves for the
entire industry.
© OECD/IEA, 2014
Baseline research: analysis of the current situation Strategic environmental assessment (SEA):
to identify the starting points for roadmap strategic environmental assessment is a systematic
development. decision support process, aiming to ensure that
environmental and other sustainability aspects
Environmental impact assessment (EIA): the are considered effectively in policy-, plan- and
systematic identification, predication and evaluation programme-making. SEAs are conducted prior
of impacts from a proposed development, including to EIAs.
the analysis of its viable alternatives.
Vertically integrated utility (VIU): a utility that
Feed-in tariff (FIT): a feed-in tariff is an energy owns its own generating plants, transmission
supply policy measure generally aimed at system and distribution lines, providing all aspects
supporting the development of new renewable of the electricity service.
energy projects by offering long-term purchase
agreements for the sale of renewable electricity. Wheel surplus wind: to move power through the
transmission system from one grid area (e.g. utility
Grid code: the Grid Code covers all material aspects area or control area) to another.
relating to connections to, and the operation and
use of, the electricity transmission system. Wind power plant (WPP): a WPP is a single wind
turbine or group of wind turbines erected to
harness the power of the wind for the purpose of
generating electricity.
© OECD/IEA, 2014
Glossary 31
Abbreviations and acronyms
2DS 2°C Scenario
BNEF Bloomberg New Energy Finance
CAGR compound annual growth rate
CO2 carbon dioxide
CREZ competitive renewable energy zone
DSO distribution system operator
ED economic development
EIA environmental impact assessment
ERI Energy Research Institute of the National Development and Reform Commission
of the Popular Republic of China
ETP Energy Technology Perspectives
FC financial close
FIT feed-in tariff
G8 Group of Eight
GDP gross domestic product
GHG greenhouse gas
GW gigawatt (1 million kW)
GWh gigawatt hour (1 million kWh)
H2G How2Guide
IA implementing agreement
IEA International Energy Agency
IPP Independent Power Producers
IRENA International Renewable Energy Agency
JRC Joint Research Centre of the European Commission
kW kilowatt
kWh kilowatt hour
LCOE levellised Cost of Energy
LO Landowner
MWh megawatt hour (1 thousand kWh)
NGO non-governmental organisation
OECD Organisation for Economic Co-operation and Development
O&M operation and maintenance
OTC over the counter
PPA power purchase agreement
PPA public-private agreement
RACI Responsible, Authorised, Consulted and Informed
REC/ROC Tradable Green Certificate
R&D research and development
RDD&D research, development, demonstration and deployment
SEA strategic environmental assessment
SED social-economic development
TSO transmission system operator
UNEP United Nations Environment Programme
USD United States dollar
VIU vertically integrated utilities
WPP wind power plant
© OECD/IEA, 2014
www.wind-energy-the-facts.org/.
References 33
Wind IA (2013c), Design and Operation of Power Joint Research Centre (JRC) of the European
Systems with Large Amounts of Wind Power, Final Commission (2013), 2012 JRC Wind Status Report,
Report, Phase Two 2009-2011, VTT, Finland, European Union, Luxembourg, http://setis.
www.ieawind.org/task_25/PDF/T75.pdf. ec.europa.eu/system/files/LDNA25647ENN_2012_
JRC_wind_status_report_FINAL.pdf.
Wind IA (2013d), Annual Report 2012, Paris,
www.ieawind.org/annual_reports_PDF/ Mainstream Renewable Power South Africa (2013),
2012/2012%20IEA%20Wind%20AR_smallPDF.pdf. “Challenges facing project development in the
region: Experience of building projects from the
IRENA (International Renewable Energy Agency) earliest stage of conception through to securing
(2013), The Global Atlas for Solar and Wind, planning consent”, presentation at the IEA-SANEDI
International Renewable Energy Agency, Abu Dhabi, expert workshop on the How2Guide for Wind Energy,
www.irena.org/globalatlas/. Johannesburg, South Africa, 28 October 2013.
IRENA (2012), Renewable Energy Jobs, International Natural Resources Canada (2009), Wind Technology
Renewable Energy Agency, Abu Dhabi, Roadmap, Government of Canada,
www.irena.org. www.nrcan.gc.ca/energy/renewable-electricity/
wind/7323.
IRENA and GWEC (Global Wind Energy Council)
(2013), 30 Years of Policies for Wind Energy: Lessons
from 12 Wind Energy Markets, International
Renewable Energy Agency, Abu Dhabi,
www.irena.org/DocumentDownloads/Publications/
GWEC_WindReport_All_web%20display.pdf.
© OECD/IEA, 2014
Introduction
Roadmap concept and rationale for wind energy in the country
Objectives, process and structure of the roadmap
Implementing the vision for wind energy: actions and time frames
Identified actions with corresponding milestone dates
to achieve them, identifying responsible parties, and the cost
and benefits of those actions
This section may have sub-headings such as wind technology
development, system integration, policy, finance, public
acceptance and/or international collaboration
Building on the IEA roadmap methodology presented in the generic manual, Energy Technology Roadmaps:
A Guide to Development and Implementation (IEA, forthcoming1), each How2Guide provides technology-specific
guidance on considerations of importance when developing a roadmap. These include specific questions one
could investigate to assess the country baseline, the identification of stakeholders to involve in a national
roadmapping exercise, the identification of key barriers and response actions for the deployment of a given
technology, and indicators for tracking the implementation of the roadmap.
A second phase of the How2Guide initiative is the dissemination of its guidance through training seminars
under the IEA Energy Training and Capacity Building Programme. This provides an excellent means of helping
build the capacities of national and local governments, as well as private sector planners and programme
managers, in the area of energy technology planning. The IEA welcomes collaboration with its member and
non-member countries, the private sector and other organisations for both phases of this initiative.
This document and any map included herein are without prejudice to the status
of or sovereignty over any territory, to the delimitation of international frontiers
and boundaries and to the name of any territory, city or area.
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policy
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planning
technology
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stakeholders
visioning