Slope Stability Analysis
Slope Stability Analysis
Contents
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where is the shear strength of the interface, is the effective stress ( is the total
stress normal to the interface and is the pore water pressure on the interface), is the
Many slope stability analysis tools use various versions of the methods of slices such as Bishop
simplified, Ordinary method of slices (Swedish circle
method/Petterson/Fellenius), Spencer, Sarma etc. Sarma and Spencer are called rigorous
methods because they satisfy all three conditions of equilibrium: force equilibrium in horizontal
and vertical direction and moment equilibrium condition. Rigorous methods can provide
more accurate results than non-rigorous methods. Bishop simplified or Fellenius are non-
rigorous methods satisfying only some of the equilibrium conditions and making some
simplifying assumptions.[13][14] Some of these approaches are discussed below.
Swedish Slip Circle Method of Analysis[edit]
The Swedish Slip Circle method assumes that the friction angle of the soil or rock is equal to
zero, i.e., . In other words, when friction angle is considered to be zero, the effective stress
term goes to zero, thus equating the shear strength to the cohesion parameter of the given soil.
The Swedish slip circle method assumes a circular failure interface, and analyzes stress and
strength parameters using circular geometry and statics. The moment caused by the internal
driving forces of a slope is compared to the moment caused by forces resisting slope failure. If
resisting forces are greater than driving forces, the slope is assumed stable.
Ordinary Method of Slices[edit]
In the method of slices, also called OMS or the Fellenius method, the sliding mass above the
failure surface is divided into a number of slices. The forces acting on each slice are obtained by
considering the mechanical (force and moment) equilibrium for the slices. Each slice is
considered on its own and interactions between slices are neglected because the resultant
forces are parallel to the base of each slice. However, Newton's third law is not satisfied by this
method because, in general, the resultants on the left and right of a slice do not have the same
magnitude and are not collinear.[16]
This allows for a simple static equilibrium calculation, considering only soil weight, along with
shear and normal stresses along the failure plane. Both the friction angle and cohesion can be
considered for each slice. In the general case of the method of slices, the forces acting on a
slice are shown in the figure below. The normal ( ) and shear ( ) forces between
adjacent slices constrain each slice and make the problem statically indeterminate when they
are included in the computation.
Force equilibrium for a slice in the method of slices. The block is assumed to have thickness .
The slices on the left and right exert normal forces and shear forces , the weight of the
slice causes the force . These forces are balanced by the pore pressure and reactions of the
base .
For the ordinary method of slices, the resultant vertical and horizontal forces are
where represents a linear factor that determines the increase in horizontal force with
Next, the method assumes that each slice can rotate about a center of rotation and that
moment balance about this point is also needed for equilibrium. A balance of moments
for all the slices taken together gives
where is the slice index, are the moment arms, and loads on the surface
have been ignored. The moment equation can be used to solve for the shear forces
at the interface after substituting the expression for the normal force:
Using Terzaghi's strength theory and converting the stresses into moments, we
have
where is the pore pressure. The factor of safety is the ratio of the
maximum moment from Terzaghi's theory to the estimated moment,
where
Method Assumption
Ordinary method of
Interslice forces are neglected
cells
Fredlund-Krahn
Similar to Morgenstern-Price.
(GLE) [16]
The resultant interslice force is either
parallel to the ground surface or equal
Corps of Engineers [25] to the average slope from the
beginning to the end of the slip
surface..
Force Force
Moment
Method balance balance
balance
(vertical) (horizontal)
Bishop's
Yes No Yes
simplified
Janbu's
Yes Yes No
simplified
Used to
Janbu's compute
Yes Yes
generalized interslice
shear forces
Morgenstern-
Yes Yes Yes
Price
Fredlund-
Yes Yes Yes
Krahn
Corps of
Yes Yes No
Engineers
Lowe and
Yes Yes No
Karafiath
Limit analysis[edit]
See also: Slope stability
A more rigorous approach to slope stability analysis is limit
analysis. Unlike limit equilibrium analysis which makes ad-hoc
though often reasonable assumptions, limit analysis is based
on rigorous plasticity theory. This enables, among other things,
the computation of upper and lower bounds on the true factor
of safety.
Programs based on limit analysis include:
Rockfall simulators[edit]
Rock slope stability analysis may design protective measures
near or around structures endangered by the falling
blocks. Rockfall simulators determine travel paths and
trajectories of unstable blocks separated from a rock slope
face. Analytical solution method described by Hungr &
Evans[53] assumes rock block as a point with mass
and velocity moving on a ballistic trajectory with regard to
potential contact with slope surface. Calculation requires two
restitution coefficients that depend on fragment shape, slope
surface roughness, momentum and deformational properties
and on the chance of certain conditions in a given impact.[54]
Program ROCFALL[55] provides a statistical analysis of
trajectory of falling blocks. Method rely on velocity changes as
a rock blocks roll, slide or bounce on various
materials. Energy, velocity, bounce height and location of rock
endpoints are determined and may be analyzed statistically.
The program can assist in determining remedial measures by
computing kinetic energy and location of impact on a barrier.
This can help determine the capacity, size and location of
barriers.[55]
Continuum modelling[edit]
See also: Finite element method and Finite difference method
Figure 3: Finite element mesh
Discontinuum modelling[edit]
See also: Discrete element method and Discontinuous
Deformation Analysis
Discontinuum approach is useful for rock slopes controlled by
discontinuity behaviour. Rock mass is considered as an
aggregation of distinct, interacting blocks subjected to external
loads and assumed to undergo motion with time. This
methodology is collectively called the discrete-element method
(DEM). Discontinuum modelling allows for sliding between the
blocks or particles. The DEM is based on solution of dynamic
equation of equilibrium for each block repeatedly until the
boundary conditions and laws of contact and motion are
satisfied. Discontinuum modelling belongs to the most
commonly applied numerical approach to rock slope analysis
and following variations of the DEM exist:[56]
distinct-element method
discontinuous deformation analysis (DDA)
particle flow codes
The distinct-element approach describes mechanical behaviour
of both, the discontinuities and the solid material. This
methodology is based on a force-displacement law (specifying
the interaction between the deformable rock blocks) and a law
of motion (determining displacements caused in the blocks by
out-of-balance forces). Joints are treated as [boundary
conditions. Deformable blocks are discretized into internal
constant-strain elements.[56]
Discontinuum program UDEC[57] (Universal distinct element
code) is suitable for high jointed rock slopes subjected to static
or dynamic loading. Two-dimensional analysis of translational
failure mechanism allows for simulating large displacements,
modelling deformation or material yielding.[57] Three-
dimensional discontinuum code 3DEC[58] contains modelling of
multiple intersecting discontinuities and therefore it is suitable
for analysis of wedge instabilities or influence of rock support
(e.g. rockbolts, cables).[56]
In discontinuous deformation analysis (DDA) displacements
are unknowns and equilibrium equations are then solved
analogous to finite element method. Each unit of finite
element type mesh represents an isolated block bounded by
discontinuities. Advantage of this methodology is possibility to
model large deformations, rigid body movements, coupling or
failure states between rock blocks.[56]
Discontinuous rock mass can be modelled with the help
of distinct-element methodology in the form of particle
flow code, e.g. program PFC2D/3D.[59][60] Spherical particles
interact through frictional sliding contacts. Simulation of joint
bounded blocks may be realized through specified bond
strengths. Law of motion is repeatedly applied to each particle
and force-displacement law to each contact. Particle
flow methodology enables modelling of granular flow, fracture
of intact rock, transitional block movements, dynamic response
to blasting or seismicity, deformation between particles caused
by shear or tensile forces. These codes also allow to model
subsequent failure processes of rock slope, e.g. simulation of
rock[56]
Hybrid/coupled modelling[edit]
Hybrid codes involve the coupling of various methodologies to
maximize their key advantages, e.g. limit equilibrium analysis
combined with finite element groundwater flow and stress
analysis adopted in the SVOFFICE[61] or GEO-STUDIO[62] suites
of software; coupled particle flow and finite-difference analyses
used in PF3D[60] and FLAC3D.[63] Hybrid techniques allows
investigation of piping slope failures and the influence of high
groundwater pressures on the failure of weak rock slope.
Coupled finite-/distinct-element codes, e.g. ELFEN,[64] provide
for the modelling of both intact rock behaviour and the
development and behaviour of fractures.[56]