Notes 05 HMR v26 Part1
Notes 05 HMR v26 Part1
Reich 2017
All Rights Reserved
University of Wisconsin
5. Proton Nuclear Magnetic Resonance Spectroscopy
5-HMR-0.1
5.0 The NMR Experiment
Nuclear Properties
We are used to thinking of chemical properties in terms of elements (atomic number). For nuclear properties we
have to think in terms of isotopes (mass number) - different isotopes of the same element have different nuclear
properties. The main nuclear property we are interested in connection with NMR is the nuclear angular momentum
spin quantum number I, the "spin" of the nucleus.
5-HMR-0.1
Interaction with Radiofrequency
A radiofrequency (at the Larmor precession frequency ν0) applied in the x-direction causes transitions between the
spin states if νRF = νo. These transitions are detected by the spectrometer and plotted as an NMR spectrum.
At the heart of an NMR spectrometer is the probe, which is a removable cylinder inserted into the center of the
magnet. The probe contains: the sample tube holder and air spinner outlets; the radiofrequency coils for signal
detection, decoupler irradiation, and locking of the magnetic field; the electronics, dewar, gas inlets and outlets for
cooling and heating of the sample; the tuning coils for fine adjustments of the magnetic field, as well as (in advanced
probes) coils for producing precise field gradients. The very latest probes have the electronics for signal detection
cooled to liquid nitrogen or liquid helium temperatures (cryoprobes) to provide substantially improved sensitivity (at a
factor of 10 increase in cost). Just an ordinary probe can cost more than a low-end IR or UV spectrometer, and a
cryoprobe alone can cost as much as an entire mass spectrometer or X-ray diffraction instrument.
1/40
5-HMR-0.2
Detection of NMR Signals
The first generation of NMR spectrometers detected the NMR signals in much the same way as was done for the
earlier spectroscopic methods such as IR and UV/VIS - the instrument scans through the frequency region of
interest (or keeps the frequency constant and scans the magnetic field, a technically easier process used in the first
spectrometers). When there is a frequency match (resonance: νRF = νo) the transitions are detected by the coils in
the spectrometer probe, and, after signal processing, are plotted as an NMR spectrum.
Advances in microwave electronics made possible a much more efficient way of detecting NMR signals in which
frequencies are not scanned, but instead a very short powerful pulse is applied to the sample. The pulse is short
enough that its frequency is not well defined to within a few thousand Hertz, so it interacts with all of the nuclei of one
isotope in the sample. The pulse duration is accurately specified so that the precession of the nuclei around the
axis of the pulse corresponds to a well defined angle (say 90 degrees).
z z z
z
very short
B0 time 90° pulse time
x´ x´ x´ x´
T1 (apply magnetic
y´ y´ field for a short time y´ y´
in y´ direction)
Top:
Note the population difference
x´ (GREATLY exaggerated) between x´
the aligned and anti-aligned
nuclei
y´ y´
Bottom:
After the 90° pulse the population
difference in +z and -z directions
x´ has been converted into population x´
difference in the +x and -x
directions.
Net Magnetization Vector
z z z
y´ y´ y´
The pulse rotates the excess magnetization (resulting from the higher population of magnetic nuclei in the more
stable orientation aligned with the magnetic field Bo) from the z-direction to the x-y plane. This magnetization vector
rotates around the x-y plane at the Larmor precession frequency. The fluctuating magnetic field produced by these
nuclei is detected by the spectrometer. Each set of nuclei with a distinct chemical shift in the sample has its own
precession frequency (the chemical shift), and the spectrometer detects the sum of all of these oscillations (the Free
Induction Decay, or FID). The FID is then mathematically manipulated (Fourier transformation) to detect the
individual frequencies, which are plotted as a spectrum.
5-HMR-0.3 1/43
Chemical Shift
Circulation of electrons around the nucleus creates local magnetic fields which shield the nucleus from the
external field Bo. The extent of shielding depends on the local chemical environment. Thus NMR signals show a
chemical shift. The first NMR spectrometers used continuous wave detection, initially by using a magnetic field
sweep to scan through the spectrum (a technically simpler process), later frequency sweep electronics were
developed. All modern spectrometers use pulse techniques to detect NMR spectra.
Frequency sweep H2
7.012987 T 7.02000 T
300,003,000 Hz 300,000,000 Hz H1
H2 H1
m = -½ (β) Field sweep
E
0 Bo
Chemical shift is
m = +½ (α) greatly exaggerated
12 10 8 6 4 2 0
δ (ppm)
Proton NMR spectrum at 7.02 T (300 MHz)
The Larmour precession frequency νo depends on the magnetic field strength. Thus at a magnet strength of 1.41
Tesla protons resonate at a frequency of 60 MHz, at 2.35 Tesla at 100 MHz, and so on. Although Hz are the
fundamental energy unit of NMR spectroscopy, the use of Hz has the disadvantage that the position of a peak is
dependent on the magnetic field strength. This point is illustrated by the spectra of 2-methyl-2-butanol shown below
at several different field strengths, plotted at a constant Hz scale.
d a
b
100 MHz
200 100 0
For this reason, the distance between the reference signal (Me4Si) and the position of a specific peak in the
spectrum (the chemical shift) is not reported in Hz, but rather in dimensionless units of δ, which is the same on all
spectrometers. Note that in the above spectra the multiplet separations (doublet, quartet) are the same at all fields,
whereas in the spectra below the chemical shift separations are equal.
5-HMR-0.4
c
CH3 b a
Plotted on the same ppm scale c
CH3 C CH2 CH3
OH
d Me4Si
220 MHz
100 MHz
The energy separation between the two spin states of a spin ½ nucleus is directly proportional to the strength of
C
the magnetic field (∆E = µBo). This in turns affects the Boltzmann population differences of the α and β spin states.
Thus stronger magnetic fields result in large increases in the strength of the NMR signal.
0 Bo
E = ½ µBo m = +½ (α)
Relaxation
Relaxation of spin for I = 1/2 nuclei is slow (T1 = 0.1 to 100 sec). This may further weaken NMR signals when the
RF field is applied repeatedly (as it usually is), since the population of the spin states can become equalized if nuclei
cannot fully relax back to their normal populations between pulses (saturation). See Section 8-TECH-1.
5-HMR-0.5
© Copyright Hans J. Reich 2017
All Rights Reserved
5.1 Integration of Proton NMR Spectra University of Wisconsin
NMR is unique among common spectroscopic methods in that signal intensities are directly proportional to the
number of nuclei causing the signal (provided certain conditions are met). In other words, all absorption coefficients for
a given nucleus are identical. This is why proton NMR spectra are routinely integrated, whereas IR and UV spectra
are not. A typical integrated spectrum is shown below, together with an analysis.
O O
S
22.8 mm
15.2 mm
36.2 mm
9 8 7 6 5 ppm 4 3 2 1 0
The vertical displacement of the integral gives the relative number of protons It is not possible to determine the
absolute numbers without additional information (such as a molecular formula). In the example above, if we add up
all of the integrals, we get 74.3. Dividing each integral by the smallest one (15.2) gives a ratio of 2.38/1.0/1.50 for the
three signals. Multiplying by two gives 4.76/2.0/3.03, which is close to the integral numbers (5/2/3) expected for a
pure compound. However, there is nothing in the spectrum that rules out 10/4/6 or higher multiples. If we have a
molecular formula (in this case C8H10O2S), dividing by the number of hydrogens gives 7.4 mm per H. We can then
determine the number of protons corresponding to each multiplet by rounding to the nearest integer. It is generally
possible to reliably distinguish signals with intensities of 1 to 10 or so, but it becomes progressively harder to make a
correct assignment as the number of protons in a multiplet increases beyond 10, because of the inherent inaccuracies
in the method.
The two parts of aromatic proton integral at δ 7.6 and 7.9 can be separately measured as a 2:3 ratio of ortho to
meta+para protons.
If given the molecular formula (C8H10O2S), we know there are 10H in molecule
Total area: 36.2 + 15.2 + 22.8 = 74.2 mm
Thus 7.4 mm per H
36.2 / 7.4 = 4.89 i.e. 5H
15.2 / 7.4 = 2.05 i.e. 2H
22.8 / 7.4 = 3.08 i.e. 3H
1. Signal to Noise. The spectrum must have adequate signal to noise to support the level of accuracy required
for the experiment.
2. Saturation Effects. NMR spectroscopy has a feature unique among spectroscopic methods, that relaxation
processes are relatively slow (on the order of seconds or tenths of seconds), compared to milli, micro, and pico
seconds for IR and UV. In other words, once the spectrometer has perturbed the equilibrium population of nuclei by
scanning over the resonance frequency or pulsing the nuclei, it takes from 0.1 to 100s of seconds (typically several
seconds) for them to return to their original populations (T1 the spin-lattice relaxation time). If power settings are too
high (for CW spectra) or pulse angle and repetition rates too high (for FT spectra) then spectra can become
saturated, and integrations less accurate, because the relaxation rates of various protons in the sample are
different. Saturation effects are particularly severe for small molecules in mobile solvents, because these typically
have the longest T1 relaxation times.
To get reliable integrations the NMR spectrum must be acquired in a way that saturation is avoided. It is not
possible to tell whether a spectrum was run appropriately simply by inspection, it is up to the operator to take
suitable precautions (such as putting in a 5-10 second pulse delay between scans) if optimal integrations are
needed. Fortunately, even a proton spectrum taken without pulse delays will usually give reasonably good
integrations (say within 10%). It is important to recognize that integration errors caused by saturation effects will
depend on the relative relaxation rates of various protons in a molecule. Errors will be larger when different kinds of
protons are being compared (such as aromatic CH to a methyl group), than when the protons are similar or identical
in type (e.g. two methyl groups).
3. Line Shape Considerations. NMR signals in an ideally tuned instrument are Lorenzian in shape, so the
intensity extends for some distance on both sides of the center of the peak. Integrations must be carried out over a
sufficiently wide frequency range to capture enough of the peak for the desired level of accuracy. Thus, if the peak
width at half height is 1 Hz, then an integration of ±2.3 Hz from the center of the peak is required to capture 90% of
the area, ±5.5 Hz for 95%, ±11 Hz for 98% and ±18Hz for >99% of the area. This means that peaks that are closely
spaced cannot be accurately integrated by the usual method, but may require line-shape simulations with a program
like NUTS or WINDNMR to accurately measure relative peak areas.
4. Digital Resolution. A peak must be defined by an adequate number of points if an accurate integration is to
be obtained. The errors introduced are surprisingly small, and reach 1% if a line with a width at half height of 1 Hz is
sampled every 0.5 Hz.
5. Isotopic Satellites. All C-H signals have 13C satellites located ±JC-H/2 from the center of the peak (JC-H is
typically 115-135 Hz, although numbers over 250 Hz are known) Together these satellites make up 1.1% of the area
of the central peak (0.55% each). They must be accounted for if integration at the >99% level of accuracy is
desired. Larger errors are introduced if the satellites from a nearby very intense peak fall under the signal being
integrated. The simplest method to correct this problem is by 13C decoupling, which compresses the satellites into
the central peak. A number of other elements have significant fractions of spin ½ nuclei at natural abundance, and
these will also create satellites large enough to interfere with integrations. Most notable are 117/119Sn, 29Si, 77Se,
125
Te, 199Hg. For more on satellites, see Section 7, Multinuclear NMR.
There is a bright side to 13C satellites: they can be used as internal standards for the quantitation of very small
amounts of isomers or contaminants, since their size relative to the central peak is accurately known.
Determining Absolute Amounts by NMR Integration. Although NMR spectra in principle follow Beer's law, it is
difficult (although not impossible) to make effective use of the absolute intensities of NMR spectra for quantitation
(as is routinely done for UV, and sometimes IR). NMR integrations are always relative. Thus an internal standard
must be used to determine reaction yields by NMR integration. A commonly used internal standard for proton NMR
spectra is pentachloroethane -- it is a liquid, not too volatile, and appears in a region of the NMR spectrum (δ 6.11)
where there are few signals. It is strongly recommended to avoid using volatile materials like CH2Cl2, CHCl3, C6H6
and others, since it is very difficult to avoid some evaporation losses during the transfer process of the standard,
leading to incorrect (high) concentrations of the substrate.
1/39
Fortunately for the chemist, all proton resonances do not occur at the same position. The Larmor precession
frequency (νo) varies because the actual magnetic field B at the nucleus is always less than the external field Bo.
The origin of this effect is the "superconducting" circulation of electrons in the molecule, which occurs in such a
way that a local magnetic field Be is created, which opposes Bo (Be is proportional to Bo). Thus B = Bo - Be. We
therefore say that the nucleus is shielded from the external magnetic field. The extent of shielding is influenced by
many structural features within the molecule, hence the name chemical shift. Since the extent of shielding is
proportional to the external magnetic field Bo, we use field independent units for chemical shifts: δ values, whose
units are ppm. Spin-spin splitting is not dependent on the external field, so we use energy units for coupling
constants: Hz, or cycles per second (in mathematical formulas radians per second are the natural frequency units
for both chemical shifts and couplings).
40 30 20 10 0 -10
δ ppm
most protons fall in this region
Downfield Upfield
Bo decreases "Field sweep" Bo increases
Deshielded Shielded
νo increases "Frequency sweep" νo decreases
High frequency Low frequency
In the original continuous wave (CW) method of measuring NMR spectra, the magnetic field was scanned from
left to right, from low to high values. We thus refer to signals on the right as upfield or shielded and signals to the
left as downfield or deshielded. Later spectrometers gained the capability of scanning frequency, which then had
to decrease from left to right during the scan, hence the "backwards" nature of NMR scales. δ units are defined
as follows:
[νo(H) - νo(TMS)]
δ =
[Spectrometer Frequency in MHz]
Chemical shifts of all nuclei should be reported using δ values, with frequency and δ increasing from right to
left. Many early papers on proton and multinuclear NMR used the opposite convention (not to mention other
references) - in particular the τ scale was used in the early days: δ = 10 - τ. Coupling constants are field
independent, and should always be specified in Hz.
H
X=O,Cl,Br X=N,S
H X H X=O,N,C
H X H X Alkanes
O
H
H R
H
10 9 8 7 6 5 4 3 2 1 0
δ ppm
Within these ranges, for a given type of C-H bond (sp3, sp2 or sp) the chemical shift is strongly affected by the
presence of electronegative substituents as can be seen in the methyl shifts summarized below, which range from δ
-2 for MeLi to δ 4 for MeF.
1
H Shifts of MenX Compounds Hg Cd Zn Be Mg Li
Tl+ B Tl H Ga Al
Sn
C Pb Ge Si
N Sb Bi As P
O S Se Te
F Cl Br I
H-OH
H-NH2 H-SH
benzene
ethylene
H-Hg-R
H-PH2
H-Br
H-Cl
H-F
H-I
H2
Parameters for the calculation of proton chemical shifts for many kinds of molecules have been tabulated (see
Section 9, Proton NMR Data). All of these work in the same way. We establish the base chemical shift for a
reference substance (e.g., ethylene for olefins, benzene for substituted aromatic compounds, methane for alkanes)
and tabulate Substituent Chemical Shift values (∆δ) for the introduction of substituents into the reference
molecules. Thus for a vinyl proton (C=C-H) there will be parameters for the introduction of substituents cis, trans, or
gem to the hydrogen we are calculating, and this leads to reasonable estimations for most molecules, as in the
example below (parameters from Section 9-HDATA-6.1). Here ∆δ 0.15 is the difference between calculated and
observed chemical shifts. However, when there are strong resonance or other electronic interactions between
substituents (as in the β-aminoenone below, with ∆δ 1.70), or strong conformational effects then the predictions
made by these calculations will be less accurate. NOTE: the chemical shift increments were determined in weakly
interacting solvents like CCl4 and CDCl3. They will work poorly for spectra taken in aromatic solvents like benzene or
pyridine (see later section on aromatic solvent shifts).
Calculate δ Calculate δ
H
CH3 H 5.25 (Base shift: CH2=CH2) 5.25 (Base shift: CH2=CH2)
0.45 (Zgem Me) Me2N
0.78 (Zgem COMe)
Ph Br 0.45 (Zcis Br) -1.26 (Zcis NMe2)
H O
-0.07 (Ztrans Ph)
Obs: 5.47, Calc: 7.17 4.77 (δ calculated)
6.08 (δ Calculated) ∆δ 1.70 5.05 (δ observed)
6.23 (δ Observed) ∆δ 0.28
∆δ 0.15
For aliphatic (sp3) C-H proton chemical shifts we can use the Curphy-Morrison table (Section 9-HDATA-5.1). In
this system there are base shifts for CH3 (0.9), CH2 (1.2) and C-H (1.55) protons, and then corrections are applied
for all α and β substituents. The corrections for CH3, CH3 and CH protons are slightly different, and no corrections
are applied for alkyl groups.
Multiple Substituents: The more parameters you are adding together, and the larger they are, the less accurate
the calculation is likely to be. This is especially true for electronegative substituents like O, N and Cl if they are
applied several times to the same proton as the examples below. This is perfectly reasonable, since electron
withdrawal from the C-H group becomes progressively more difficult as the C-H group becomes more electron
deficient.
Calculate δ
Cl H H Me2N
H 1.55 (Base shift: tertiary CH)
O2N C H
2.55 (α-Cl for CH) Cl OMe Me2N
Cl MeO
3.05 (α-NO2 for CH) Cl OMe Me2N
Me
Obs: δ 7.26, Calc: 9.2 Obs: δ 4.97, Calc: 8.9 Obs: δ 3.02, Calc: δ 5.60
7.15 (δ Calculated)
5.80 (δ Observed) ∆δ 1.94 ∆δ 3.93 ∆δ 2.58
∆δ 1.35
Cyclic Systems: Calculations are usually poor for cyclic systems, or otherwise conformationally constrained
compounds. The base shift for a CH2 group in an alkane is 1.2 ppm, and this would be the calculated value of any
methylene group in a cycloalkane. The actual shift for methylenes in cycloalkanes varies by 1.7 ppm, from δ 0.2 for
cyclopropane to δ 1.9 for cyclobutane, although if you ignore cyclopropane and cyclobutane, the range is only 0.5
ppm. One of the reasons is that in cyclic compounds conformational mobility is greatly restricted, so that less
rotational averaging of various chemical shift anisotropic effects occurs. At low temperatures the axial and C
equatorial hydrogens of cyclohexane differ by 0.5 ppm, the average shift at room temperature is 1.44, close to the
standard value of 1.2. Note especially that the protons on 3-membered rings of all kinds are strongly shifted to
lower frequency from the acyclic value.
Standard CH2
H 1.62
CH2
-103 °C
δ 1.20 0.22 1.94 1.51 1.44 H 1.14
Even more dramatic chemical shift effects are seen in polycyclic compounds. The Curphy-Morrison calculated C
values for all of the compounds below would be δ 1.55 (the base value for a methyne group), yet the actual values
vary by several ppm. Not sur[risingly, cubane and dodecahedrane are especially far from the typical values.
Standard CH H
H δ 1.74 H δ 3.38
C δ 4.0
CH3 H H
H CH3 H 1.13 2.50
CH3
δ 1.55 2.19
The chemical shifts of protons attached to sp2 hybridized carbons also reflect charges within the π system
(approximately 10 ppm/unit negative or positive charge).
+
CMe2 CH2Li
H 9.64 H 6.28
CH3
+ H H H H 8.80 6.09
H 13.50
8.97 + 2.46
CH3 7.97 6.30
H H H H
5.06
8.45 5.50
H 10.3 H 5.37 H 7.27 H 9.17
+ - +
Pr Pr
Even without formal charges, resonance interactions can lead to substantial chemical shift changes due to π
polarization.
H H 5.25 EtO H 4.03 CH2 2.77 O2N H 6.55
N N
H H 6.32 H H 3.86 7.12 H H 5.87
This is especially useful in the interpretation of the NMR chemical shift of protons in aromatic systems. The
protons ortho and para to electron donating and electron withdrawing substituents show distinct upfield and
downfield shifts.
m o
NH2
p 3.13
2.00
OMe m o
p 3.00
2.00
CH3 5.00
NO2 o m
p 3.12
2.00
:
:
EtO
Electron donation N
to C-H bond gives N H C H
EtO
a -δ (upfield) shift
H EtO
effect
Little C-M calculation: δ 7.85
interaction Observed: δ 4.96
Curphy-Morrison calculation would give δ 5.60 for all of these:
H δ 3.67
H δ 5.03 H δ 2.25
δ 3.02
:
Me2N H
Θ H N N
:
C H N N N N
:
H Me2N N
N N H N
Me2N
:
Θ = 0° Θ = 60 ° Θ = 180 °
Weisman TL 1980, 3635 Stetter Ber 1973, 2523 Weisman TL 1980, 3635
3. Steric Compression. When molecular features cause a proton to be forced close to other protons, or to
various functional groups, the proton will in general be deshielded (dispersion interactions). Shifts of this type are
hard to distinguish from magnetic anisotropy interactions.
CH3 C(CH3)3
δ 3.45 δ 3.65 δ 7.10 δ 7.27
H H CH3 H H H
CH3 OH CH3 OH
These shifts are especially large in highly compressed compounds like the "birdcage" molecules. The inside
proton in the "out" alcohol A at δ 4.48 is downfield by 0.96 ppm from the model B. Even more striking are the shifts
in the "in" alcohol C, where the proton jammed into the OH group at δ 3.55 is downfield by 2.3 ppm from the model
D, and the gem partner at δ 0.88 is actually upfield by 0.5 ppm from its position in D, suggesting a migration of
electron density from the sterically compressed inside H to the outside H.
A B C D
JACS 1965, 5247 JACS 1965, 5247
The most dramatic examples of anisotropy effects are seen with benzene and other aromatic rings, which cause
very large shielding (-δ) effects for protons placed above the ring, and smaller deshielding (+δ) effects for protons to
the side of it. These chemical shift effects occur because electron circulation is stronger when the plane of the
benzene ring is perpendicular to the magnetic field than when it is parallel to it
The local magnetic field is higher here, so a higher
frequency or lower external magnetic field is needed to
achieve resonance. Signal is deshielded.
The consequence of magnetic anisotropy effects is to provide a stereochemical component to the chemical shift
of a nucleus: the chemical shift changes depending on the spacial relationship between a proton and nearby
functional groups. Such effects can be valuable for making stereochemical assignments. Some proposed
magnetic anisotropy shielding/deshielding cones are shown below:
-δ -δ -δ
-δ +δ
+δ +δ O
+δ O +δ +δ N
+δ S O +δ O +δ
-δ C C -δ
-δ -δ -δ
-δ
-δ -δ -δ
+δ H +δ
H
+δ H
+δ H +δ +δ
+δ -δ O +δ
-δ H H
-δ -δ +δ
H
H
C-C Single Bond Cyclohexane Ax-Eq Cyclopropane2 Epoxide1
1. H. C. Brown, A. Suzuki J. Am. Chem. Soc. 1967, 89, 1933. L. A. Paquette, G. Kretschmer, J. Am. Chem. Soc. 1979, 101, 4655.
2. C. D. Poulter et al. J. Am. Chem. Soc. 1972, 94, 2291.
3. The Thiosulfinyl Group Serves as a Stereogenic Center and Shows Diamagnetic Anisotropy Similar to That of the Sulfinyl Group: Tanaka, S.; Sugihara,
Y.; Sakamoto, A.; Ishii, A.; Nakayama, J.; J. Am. Chem. Soc., 2003, 125, 9024.
4. Magnetic Anisotropy of the Nitro Group by NMR I. Yamaguchi, Mol. Phys. 1963 , 6, 103
8.59
N N H
∆δ = 1.40 ppm ∆δ = 0.72 ppm ∆δ = 1.66 ppm
H
When protons are above or below the plane (or in the middle) of the aromatic ring then upfield shift effects are
observed.
9.32 9.82
-5.49 (d, J=13) H H (t, J=13)
H t
Bu But
H 8.58 (s)
14π e- H
H δ -4.03 18π e-
-3.64
H (t, J=13)
H 5.40 H 8.83
0.65 5.51 H 7.45
H
-3.95 1.87 21.24 12.59
H H
7.95 -2.56 to
-3.14 H H
10.43 -8.17
H H
-
14π e (aromatic) 16π e- (antiaromatic) 16π e- (antiaromatic) 18π e- (aromatic)
Boekelheide JACS 1969, 4931 Oth TL 1968, 6265
In the [16]-annulene the neutral compound has antiaromatic character. The shifts were measured at low
temperature, where conformational averaging has stopped. In the 18π-electron dianion, large aromatic shifts are
reported.
H H
H H
If ring is flat, get If ring is perpendicular,
downfield shifts (+δ) get upfield shifts (-δ)
CH3 CN CH3 CN
CN
CN
H H
δ 5.46 δ 5.22 CH3 H
CH3 H
δ 5.48
δ 5.31
H cis to Ph is downfield H cis to Ph is upfield - the ortho-methyl substituent
presumably rotates the Ph group out of the C=C plane.
TET 1970, 4783
The large differences in chemical shifts of the butadienes below can also be used to assign stereochemistry,
based on the effect of the "rotated" benzene ring when it is cis to the other vinyl group.
7.30 7.32
6.63
Cl H
Br H H
Br
Br
Br
H
H Br H
6.64
If steric effects force a phenyl to adopt a face-on conformation (as in the lactone example below) then a cis
CH3 group will be shifted upfield compared to a trans group.
δ 1.1
δ 0.7
CH3 H
HO CH3 H
MTPA R,R
upfield R,S 0
MeO Ph H +15
-δ CH MeO O H
Me H
3
+65
O Ph C C O C CMe3 H
+δ (CH3)3C R CF3 -15
R CF3 CH3 H H +30
H O -15 H OR
R,R -50 H
downfield +20
R,S H H H +10
-10
-60 -155
For a related method using 1-phenyltrifluoroethanol, see Org. Lett. 2003, 5, 1745.
+δ Pr
-δ Me H CF3
O Note 8% of other enantiomer
Ph
H Si O (S)
300 MHz
∆δbenzene
Source: Amanda Jones (HJR) 02-09
-0.47 ppm
C6D6
CDCl3
3.2 3.0 2.8 2.6 2.4 2.2 2.0 1.8 1.6 1.4 1.2 1.0 0.8 0.6
ppm
The origin of these chemical shift effects is believed to be a partial orientation of the solvent by the dipole moment
of the solute. For benzene, the shifts can be rationalized on the basis of a weak and transient complexation of the
electron-rich π-cloud of the aromatic ring with the positive end of the molecular dipole, such that the protons spend
additional time in the shielding (-δ) region above and below the benzene ring. There is a strong correlation between
the dipole moment and the size of the solvent shift. With occasional exceptions, the benzene shifts are upfield
(-δ).
∆δ (CCl4 vs. C6D6):
δ 0.82 δ 4.91
Effect of dipole moment on ASIS: +0.03 C6F6 -0.00 C6F6
∆δ µ -0.20 C6D6 -0.18 C6D6
MeSnCl3 -1.43 3.6 -0.12 Py +0.06 Py
H
MeSnI3 -1.02 2.6 H
MeCCl3 -0.59 1.5 δ 1.37 δ 5.86
Me4Sn -0.09 0 +0.12 C6F6 -0.20 C6F6
-0.31 C6D6 +0.24 C6D6
-0.29 -0.52 O +0.22 Py
O -0.16 Py H
CH3C≡N -0.45 H δ 1.30
N 0.00 C6F6
-0.95 H -0.03
N -0.28 C6D6
-0.77
-0.14 Py
O O O K. Tori Tetrahedron Lett. 1975, 2199.
+0.02 O
-0.65
N -0.62 O
-1.05
S+ S+
-0.36
-0.35 O
O δMe (CDCl3) 1.40 1.23
O O CH2
δMe (C6D6) 1.18 0.74
S S
-0.21 -0.64 -0.35 -0.05 ∆ δ -0.22 -0.49
-0.45 -1.00 -0.62 -0.17 JOC 1970, 3655
JOC 1968, 2555 JOC 1968, 2555 JOC 1968, 2555 JOC 1968, 2555
Eugenol C9H12O2
200 MHz 1H NMR spectra H6
Source: I. Reich H5
H5 HO H2
OMe H2
H2
H6
H6
H5
C6D6
CDCl3
-δ 6.26 δ
δ 5.25 0.92 δ 1.60 δ H H
H H Me Me
+δ +δ 5.05 δ H
H
-δ H H 5.16 δ H H
The shielding region above and below the plane of the double bond is more controversial. A number of
examples show the expected upfield shifts of protons above double bonds.
There is, however, one major exception. In norbornene itself, the proton shifts are in the opposite direction than
seen in the 7-substituted norbornenes above (J. Am. Chem. Soc. 1968, 90, 3721). Both the proton assignment and
the absence of a -δ region above the double bond are supported by high level ab initio MO chemical shift
calculations (J. Am. Chem. Soc. 1998, 120, 11510). Thus the deshielding region above double bonds shown in the
figure must be viewed with some skepticism.
δ 1.32 H H δ 1.06
For this reason, assignment of stereochemistry in cyclopentanes based on an assumed anisotropy of double
bonds, as in the examples below, should be used with caution. Possibly the shifts are the result of C-C single bond
anisotropy of the C-vinyl bond.
0.99 δ 4.06 δ 4.01 δ
O 0.82 δ O CO2CH2CH3
H
H 0.95 δ CO2CH2CH3 1.18 δ
H H H H
J. Org. Chem. 1970, 35, 2688 Chem. Commun. 1988, 760
O 0.87 δ O CO2H
When the methyl and vinyl groups
1.17 δ are cis, the methyl group is shifted
CO2H
upfield.
H H
Vollhardt J. Am. Chem. Soc. 1980, 108, 5253.
O
H δ 5.13 H δ 4.64
-δ
H ∆δ 0.62
+δ H δ 5.83 H δ 4.92
O +δ
O H ∆δ 0.14
-δ
J. Org. Chem. 1992, 57,1970 H ∆δ 0.21
The tetralone below shows a strongly downfield shifted ortho-proton, to δ 8.0. The ortho-methyl acetophenone,
on the other hand shows as smaller downfiled shift (δ 7.7), probably due to some rotation of the carbonyl group out
of the plane, as well a preference for the conformation shown, with the smaller C=O group cis to the ortho-CH3
group. Acetophenone ortho proton appears at δ 7.9.
Ho O
Hm 300 MHz 1H NMR spectra
Source: Aldrich Spectra Viewer
Hp
Hm'
Ho Hp Hm Hm'
Ho
Hm ∆δ = 0.35 ∆δ = 0.09
O
Hp
Hm'
8.1 8.0 7.9 7.8 7.7 7.6 7.5 7.4 7.3 7.2 7.1
In the compounds below, the proton is γ to the carbonyl and close to same plane, leading to quite large downfield
shifts:
δ 7.94 δ 9.41
O δ 8.24 HO
H H H H
δ 7.46 δ 7.62 δ 7.53
H H H O
H H O
δ ≈1.1 δ 3.68
Magn. Res. Chem. 1989, 27, 796
H
7.7 O 6.25 O O
H N H N
O O O
H H
N H N H
O O
A B
6.4 H O O 6.3 H O
O
J. Am. Chem. Soc. 1967, 89, 3600
These α,β-unsaturated esters show a shift range of 1.7 ppm resulting from the various β- and γ-carbonyl
interactions. In the most upfield shift (δ 6.50 for the E,Z-isomer) there are no close interactions, whereas the most
downfield proton (δ 8.20 for the same isomer) has a β-interaction with one carboxylate function, and a γ-interaction
with the other:
Amides also show these chemical shift effects. Thus, for the two rotamers of the formamide below, the α-N
proton is 0.9 ppm downfield in the isomer with this proton close to the formyl oxygen (Buchi, G.; Gould, S. J.; Naf,
F. J. Am. Chem. Soc. 1971, 93, 2492 )
O 8.2 H 8.6
6.5 (d 5) 5.6 (d 5)
H H H O
N N
O O
N N
H H
There is some evidence that there is a shielding (-δ) region above the plane of the carbonyl group:
δ 0.90 δ 0.85
CH3 CH3
O
H
Br N+
300 MHz 1H NMR spectra Ha
Source: Aldrich Spectra Viewer O
Br NO2 CH3
H CH3
Hb
-δ
O
+δ N O +δ
Ha
Ha Hb
O2N Br
-δ
CH3
Hb
8.4 8.3 8.2 8.1 8.0 7.9 7.8 7.7 7.6 7.5 7.4 7.3 7.2
ppm
∆δ 0.17 H H
+δ
CH3 CH3 CH2=CH2 HC≡CH
-δ C C -δ
δ 0.90 δ 5.25 δ 2.88
+δ
H
H
δ 2.48 CH H δ 3.01 CH3
H 3
δ 8.64 H δ 10.27 H
Anisotropy of Nitriles. The cyano group presumably has the same anisotropy as the alkynyl group, as shown by
the examples below.
N N
H H H C
C H δ 9.7 H
OH
H C
δ 0.98 δ 0.96 t, J=11.5 Hz δ 1.24 N
Ed Piers, J. Wai, private commun ∆δ 1.0 ppm
ACIE 1975, 264
Anisotropy of Halogens. Protons positioned near lone-pair bearing atoms such as the halogens generally show
downfield shifts, as in the phenanthrene examples below. Interpretation of these ∆δ values is complicated by the
close approach of the X and H atoms, which can cause geometry and orbital distortions and affect the chemical
shifts.
8.64 H H X δ ∆δ
X
F 9.15 0.56
Cl 9.6 1.16
Br 9.83 1.39
MRC 1989, 13 I 9.9 1.46
ASV
Tet 1969, 4339
One explanation for this shift effect is based on the anisotropy cones shown in the figure, where the equatorial
protons reside in the deshielding (+-δ) region of the C-C anisotropy, and the axial in the -δ region. An alternative
explanation, or additional contributing effect, is based on the supposition that a C-H bond is a stronger σ donor than C
a C-C bond, which leads to increased electron density in the axial protons (anti to two C-H bonds), hence -δ. The
variation in 1JCH has also been interpreted in these terms.
A more complicated bicyclic ring system shows several shifts that are consistent with the chemical shift effect δeq
> δax, and one exceptions:
5.22
5.25
4.17 5.66
2.78
H
H H 2.47
O H 2.41
H 2.32
H O MRC 1987, 843
O H 2.50
3.96 H 2.27
H
1.74 H H 2.38
2.04
H H H H H H
-0.03 -0.27 +0.04 -0.04 +0.06 +0.27
H
OR
OH O O
Me
H O H
O δ 3.81
Et
syn
H
OR
OH O O
Me
Et O H
O
δ 3.57 H
anti
Cis-Substituent effect in Rigid Rings. Chemical shifts in rigid bicyclic or polycyclic systems can provide some
insights into general chemical shift effects, although care must be utilized because there are typically a number of
effects operating simultaneously. One example is the tendency for eclipsed or nearly-eclipsed cis-vicinal
substituents to cause upfield shifts relative to the trans proton (and also relative to the compound with hydrogen
replacing the substituent). In the dibenzobicyclo[2.2.2]octadiene system A the proton which is eclipsed (or nearly
so) with the R substituent is always upfield of the one trans to it, and upfield of the unsubstituted compound as well.
For the hexachloro bicyclo[2.2.2]heptane B this is also seen, although here the inherent shift difference is not known
since the compound with R = H has not been reported.
R δc δt δX R δc δt δX
HX H
R H 1.68 1.68 1.68
Cl6
Hc CN 2.15 2.93 3.40
Ht OAc 1.41 2.25 4.90 HX
CO2H 2.43 2.55 3.62
OH 1.18 2.19 3.94 Ht C6H5 2.38 2.83 3.87
OTs 1.50 2.08 4.88 R Cl 2.22 3.08 4.72
NH2 0.97 2.14 3.11
Hc OH 1.90 2.78 4.63
SPh 1.44 2.28 3.52
A B OAc 1.90 2.95 5.50
JOC 1966, 581 JACS 1963, 516
The upfield shift of cis substituents compared to trans is also seen in a series of succinic anhydrides:
OR OR
C6H13 C5H11 C5H11 O
O C6H13 O O
JACS 1984, 2641
JACS 1992, 7318
O O O
O O O O
O
JCS P1 1975, 1470 JCS P1 1975, 1470
Similarly, the chemical shift of a proton will be a function of the number of cis-alkyl substituents on the ring. To
use such chemical shifts it is necessary to have several members of a series for comparison.
δ 3.9
SePh SePh H
H δ 2.8 H δ 3.5 SePh
JACS 1972, 2291 TET 1998, 337 TET, 1966, 2007 TET 1966, 2007 JACS 1972, 2291 JACS 1966, 5272
TET 1998, 337
O O
O O
H 4.95
O H O H
H 3.13 H 3.30
H 5.57 O O
Recognizing Exchangeable Protons. In many samples NH and OH protons can be recognized from their
characteristic chemical shifts or broadened appearance. When this fails, the labile protons can be identified by
shaking the sample with a drop of D2O, which results in disappearance of all OH and NH signals. This works best if
the solvent is water immiscible and more dense than water (CDCl3, CD2Cl2, CCl4) since the formed DOH is in the
drop of water floating at the top of the sample where it is not detected. In water miscible solvents (acetone, DMSO,
acetonitrile, pyridine, THF) the OH and NH signals are largely converted to OD and ND, but the DOH formed
remains in solution and will be detected in the water region.
Hydroxyl OH Protons. In dilute solution of alcohols in non hydrogen-bonding solvents (CCl4, CDCl3, C6D5) the
OH signal generally appears at δ 1-2 At higher concentrations the signal moves downfield as a result of increased
fraction of H-bonded alcohols, e.g. the OH signal of ethanol comes at δ 1.0 in a 0.5% solution in CCl4, and at δ 5.13
in the pure liquid (from Bovey).
H-O
5% EtOH in CCl4
5.0 4.5 4.0 3.5 3.0 2.5 2.0 1.5 1.0 0.5
ppm
1275.1
1268.9
O H
Ph H-O
7 6 5 4 ppm 3 2 1 0
More typically, signals for OH protons are subject to rapid (on the NMR time scale) intermolecular exchange
processes, which may result in broadening or complete loss of coupling to neighboring protons. Such exchange can
also broaden or average the signals of multiple OH, NH or SH groups in the sample, if more than one is present.
Any water present might also exchange with the R-OH protons. The rates of exchange are a complex function of
temperature, solvent, concentration and especially the presence of acidic and basic impurities. In CDCl3 the
presence of acidic impurities resulting from solvent decomposition often leads to rapid acid catalyzed exchange
between OH groups. In contrast, solvents like DMSO and acetone form strong hydrogen bonds to the OH group.
This has the effect of slowing down the intermolecular proton exchanges, usually leading to discrete OH signals with
observable coupling to nearby protons. Note the triplet and doublet for the HOCH2 group in the spectrum below
taken in DMSO.
300 MHz 1H NMR spectrum in DMSO-d6
H2N
Source: Aldrich NMR Library
HO
In the remarkable NMR spectrum of the OH region of sucrose below (Adams, Lerner J. Am. Chem. Soc. 1992,
114, 4828) all of the OH signals and their coupling are resolved in aqueous acetone solvent.
500 MHz 1H NMR spectrum of sucrose (2:1 acetone-d6/H2O at -20°) 6g
H OH
4g
H
3f O 1f
4f OH
4 g HO
HO OH H
g HO H
3g 2 3 g
H HO
g
H HO
H 2 O f
4 OH
f
1 6f , 6g 6f
HO
f
H
3
6.7 6.6 6.5 6.4 6.3 6.2 6.1 6.0 5.9 5.8 5.7 5.6 5.5
ppm
HO
HO
C9H8O3
12 11 10 ppm 9 8 7 6
β-Dicarbonyl Compounds. Especially dramatic shifts are observed for the strongly intramolecularly H-bonded enol
forms of β-dicarbonyl compounds, o-ketophenols and related structures.
Carboxylic Acids. Most carboxylic acids are strongly hydrogen bonded in non-polar solvents, and the OH protons
are correspondingly downfield shifted. Acetic acid dimer in Freon solvent (CDClF2/CDF3) at 128 K appears at δ 13.04,
and the OH signals of acetic acid hydrogen bonded to a protected adenosine under conditions of slow exchange
appear at even lower field (Basilio, E. M.; Limbach, H. H.; Weisz, K. J. Am. Chem. Soc. 2004, 126, 2135).
CH3
CH3 O 8.5/8.6 O
13.04
H H
O H O N O
O
CH3 CH3 H H 14.9
16.3 N
O H O N
N N
SiiPr3
NH2
N
H
7 6 5 ppm 4 3 2 1
The N-H signals of ammonium salts are strongly downfield shifted, typically appearing at δ 4-7 in CDCl3 and δ 8-9 in
DMSO. If spectra are taken in strongly acidic solvents (e.g. trifluoroacetic acid), where intermolecular exchange is
slowed, the signals are sometimes very broad, and can show poorly resolved 1H-14N J coupling (1:1:1 triplet, JHN ≈ 70
Hz).
NH2
NH3+ Cl
7 6 5 ppm 4 3 2 1 0
OH
1.201.151.10
7.0 6.8 6.6
7 6 5 ppm 4 3 2 1 0
3.2 3.0 2.8 2.6 2.4 2.2 2.0 1.8 1.6 1.4 1.2
ppm
HO SH
OH SH
OH OH 3.03
1.99
C3H8O2S
1.04 1.00 0.96
Aryl thiol S-H signals are further downfield, typically δ 3.5-4.5, as a result of normal ring-currrent effects, and the
greater electron withdrawing effect of aryl vs alkyl groups.
Br
7.5 7.0 6.5 6.0 5.5 5.0 4.5 4.0 3.5 3.0 2.5 2.0 1.5 1.0 0.5 0.0
ppm
SeH Me4Si
Hz
30 20 10 0
SH
7 6 5 4 ppm 3 2 1 0
revised 43-12