Schönberg Escritos Sobre
Schönberg Escritos Sobre
WalterFrisch
138
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Critical Inquiry Autumn 1990 139
ular from the heady fumes of art nouveau or its German manifestation
Jugendstil (named after the Munich periodical Jugend). There is at
present a large body of writings specifically about the relationship
between music and Jugendstil and/or art nouveau, encompassing at
least two books, three collections of essays, and about half a dozen
miscellaneous articles.2 It is here that some of the most ambitiously
interdisciplinary musical criticism and analysis have been focused-
interdisciplinary in spirit, but often undisciplined in practice. Even in
the most suggestive of this work, as in the broader cultural histories by
such writers as Carl Schorske or Roger Shattuck,3 music tends to
remain undernourished-sometimes abused-perhaps because its basic
language and "meaning" are notoriously difficult to decipher, let alone
relate convincingly to some broader zeitgeist.
And yet the essential enterprise seems worthwhile: most historians
and critics of the arts would agree that music does, or should, partake
of the artistic climate of its time in ways that are demonstrable and
meaningful. The years around 1900, which saw many sustained
contacts and associations between artists working in different media,
seem a logical place to look. But to be convincing, parallels involving
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140 Walter Frisch Music and Jugendstil
music must rise above (or get below) the feuilletonish level encountered
in so many writings. They should also take account of more than the
purely literary dimension of the music (opera librettos, song texts,
programmatic commentaries, and so forth) and be made at a funda-
mental level of technique and expression that does justice to musical
processes. The present article is conceived in that spirit, suggesting how
deeper connections might be drawn between the phenomenon of
Jugendstil, which was itself largely inspired by the idea of music, and
some of the best Austro-German lieder of the Jahrhundertwende, espe-
cially those of Arnold Schoenberg.
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~i~73~9~~
A
FIG.1.-Theodor Thomas Heine, "Serpentinentlnzerin." From Die Insel (Berlin,
1900).
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142 Walter Frisch Music and Jugendstil
-,
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Critical Inquiry Autumn 1990 143
like dance."6 The obvious problem with this kind of criticism is that it
attributes to, or at least associates with, Jugendstil technical features
that are virtually universal in Western music: one does not need to go to
Pfitzner or to Jugendstil to find triplets, scales, and staccato articula-
tion; nor are festive dance scenes confined to fin-de-siecle operas.
The unsatisfactory nature of much of the literature on music and
Jugendstil stems from the often unspoken assumption that such terms
as line, ornament, and symmetryare readily transferable to music. In
musical criticism these are metaphors, which, like color, we borrow
from the visual arts to enrich our limited vocabulary. In fact, line in
music, by which we usually mean a coherent succession of tones, might
not necessarily fulfill the same technical or aesthetic function as line in
a drawing.7 The music historian Carl Dahlhaus has asserted baldly that
no possible categorical analogy or mediation can be found between the
primacy of sonority [Klang] in the music of the turn of the century-as
manifested in harmony and instrumentation-and the primacy of line
in Jugendstil.8
Perhaps one way around this apparent critical impasse is to ask not
what Jugendstil can do for music, but what music can or did do for
Jugendstil. Rather than looking vainly for traces of visual Jugendstil in
music, we should first consider the matter the other way around. For
there is considerable evidence that ideas about music were a force
behind the aesthetic of Jugendstil, especially the movement's tendency
toward abstract design. Since at least the late eighteenth century,
music-in particular instrumental music-had been valued for its
"absoluteness," its lack of direct referentiality. As is well known, Arthur
Schopenhauer ranked music above the other arts because he saw in it
an unmediated, direct embodiment of the "will." These attitudes,
which carry over into the later nineteenth century, resurface forcefully
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144 Walter Frisch Music and Jugendstil
9. Henry van de Velde, "Das neue Ornament," Zum neuen Stil, ed. Hans Curjel
(Munich, 1955), p. 94.
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Critical Inquiry Autumn 1990 145
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146 Walter Frisch Music and Jugendstil
Given much of the "interpretive violence" that has been done by such
critics as Hollander and Hermand, Dahlhaus's pessimism seems appro-
priately cautionary. He is joined by the musicologist Reinhold
Brinkmann, who enters a strongly "negative plea" against endeavors to
establish Jugendstil as a viable category in music history." But can
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CriticalInquiry Autumn1990 147
3
I would suggest that a musicalJugendstil, or a music that is respon-
sive to the aesthetics of Jugendstil, might be sought most fruitfully in
the realm of song. From the viewpoint of genre and social function, the
lied perhaps comes closest to fulfilling the Jugendstil goal of the aesthe-
ticization of life and home.'" More significant, the lied occupies one
middle ground between the apparent specificity of visual images and
the purity of music. The mediator is, of course, the poetic text, which
can swing in either direction: toward the more representational and
naturalisticor toward the deliberately abstract and ambiguous. These
are the very issues over which German critics and poets were arguing at
the birth of modernism in the 1880s and 1890s, when lyric poetry had
begun to shed its volkstfimlich,sentimental qualities.'19And it is in this
context that a literaryJugendstil has often been identified. 0
Some critics have located Jugendstil in poets' choice of images: the
frequent use of flowing hair, dancers, mermaids, swans, highly deco-
rated interiors, luxuriant vegetation, and so forth. Others have
concentrated more on the manipulationof language itself, a topic that,
like the tendency toward abstract forms in the visual arts, has sugges-
tive points of contact with music. Thus Volker Klotz adduces numerous
examples in the poetry of Ernst Stadler, Richard Dehmel, and Stefan
George of the "deactivationof action words," which is seen as analo-
gous to the goalless motion characteristicof the Jugendstil line.21This
18. See ibid., p. 25, and Ludwig Finscher, "Richard Strauss and Jugendstil-The
Munich Years, 1894-1898," in Art Nouveau and Jugendstil and the Music of the Early 20th
Century,p. 170.
19. See the useful anthologies of literary criticism LiterarischeManifeste des Natural-
ismus, 1880-1892, ed. Erich Ruprecht (Stuttgart, 1962), and Literarische Manifeste der
Jahrhundertwende, 1890-1910, ed. Ruprecht and Dieter Bainsch (Stuttgart, 1970). See also
Das literarischeModerne: Dokumentezum Selbstverstaindnisder Literatur um die Jahrhundert-
wende, ed. Gotthard Wunberg (Frankfurt am Main, 1971).
20. There is a large literature on the topic of literary Jugendstil. Among the major
contributions (with substantial bibliographies of their own) are Dominick Jost, Literar-
ischerJugendstil (Stuttgart, 1969); Horst Fritz, LiterarischerJugendstil und Expressionismus:
Zur Kunsttheorie,Dichtung und WirkungRichard Dehmels (Stuttgart, 1969); Edelgard Hajek,
LiterarischerJugendstil: VergleichendeStudien zur Dichtung und Malerei um 1900 (Diisseldorf,
1971); and Karl Eugene Webb, Rainer Maria Rilke and Jugendstil: Affinities, Influences,
Adaptations (Chapel Hill, N.C., 1978). See also the essays and excerpts included in section
2, "Literatur," ofJ, pp. 346-494, and Hamann and Hermand, Stilkunst um 1900, pp. 266-
74.
21. Volker Klotz, "Jugendstil in der Lyrik," inJ, p. 362.
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148 Walter Frisch Music and Jugendstil
effect can be achieved in several ways. First, through the frequent use
of modal adverbs, which help to displace "the weight of the bearer of
motion, the verb ... from the goal to the manner." Second, through
the use of intransitive or reflexive verbs, "whose subjects have either
nothing or themselves as objects, which have no effect, change noth-
ing.""22 Third-and this is something Klotz sees as especially character-
istic of George-there can be emphasis on detailed visual description
and a lack of spatial perspective analogous to the surface art ofJugendstil.
The real value of Klotz's approach is that he looks for structural or
technical analogies rather than iconographic identities between art and
poetry. Such an approach may also have something to offer in lieder,
especially in those set to texts by poets closely associated with Jugendstil.
Dehmel (1863-1920) was one of the founding editors of the leading
Jugendstil journal, Pan, and a friend of the artist and theorist Peter
Behrens. All of Dehmel's major books were illustrated and/or designed
byJugendstil artists working under his supervision.23
Like many of his contemporaries, Dehmel called for a closer rela-
tionship between the arts, noting in his diary in 1894, "Nowadays we aim
to make poetic technique more sensuous by incorporating painterly and
musical effects, just as painting and music attempt to learn new means of
expression from the sister arts." Although Dehmel admits there are limits
to this kind of technical interchange, he suggests, for example, that a poet
might "associate a color word with a particularly strong upwelling of a
psychological state" or might intensify his verse "though the use of sound-
symbols."24
Dehmel's poem "Erwartung" ["Expectation"], published in 1896,
seems a virtual textbook of painterly effects:
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Critical Inquiry Autumn 1990 149
[Out of the sea-green pond, near the red villa, under the dead oak
shines the moon.
Where her dark image reaches through the water, a man stands
and draws a ring from his hand.
Three opals glimmer; through the pale stones swim red and green
sparks and sink down.
And he kisses them, and his eyes glow like the sea-green depths: a
window opens.
Out of the red villa, near the dead oak, the pale hand of a woman
beckons to him.]
25. Dehmel, "Erwartung," Weib und Welt: Gedichte von Richard Dehmel (Berlin,
1896), pp. 80-81.
26. Red and green are considered psychologically complementary colors, as are
black and white. See The OxfordCompanionto Art, ed. Harold Osborne (Oxford, 1970), s.v.
"colour," esp. p. 258.
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150 WalterFrisch MusicandJugendstil
Sehr langsam J)
3*
34etwas zbgernd
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Critical Inquiry Autumn 1990 151
ing the tonic note E-flat and four neighbor tones dissonant to the tonic
triad. This remarkable sonority, which appears initially with the word
"meergriinen," stands in place of the conventional dominant harmony,
which normally tends toward resolution on the tonic. But the fact that
the tonic E-flat is itself present in the color chord tends to rob it of
forward motion. Schoenberg thus manipulates harmonic syntax in a
way that intimately mirrors the three static or goalless modifying
phrases of the first stanza: despite apparent motion, the music remains
rooted firmly on the tonic E-flat. Schoenberg has transformed a tradi-
tional function of tonal music-that of dominant-tonic tension-into a
nonprogressive stasis. The stasis is broken only with the verb phrase,
"scheint der Mond," when the harmony moves toward a new key area
(C major).
The sense of goallessness is enhanced by the way the vocal line
floats free of the notated barline. The first musical phrase begins on an
upbeat ("Aus dem"), before the barline. In the second, which the
listener might expect to be analogous to the first, the "upbeat" has been
shifted to the right ("neben der"), to the first beat of the bar. This
migration continues in the third phrase, where both the upbeat and
downbeat are empty in the vocal part: the preposition ("unter") has now
been shifted onto the second beat of the bar. This pattern brings the
nouns "Eiche" and "Mond" into their proper musical/grammatical
position on the notated strong beats of measures 4 and 5.
A strikingly complementary musical response to Dehmel's Jugend-
stil can be found in the work of another Viennese composer, Alexander
Zemlinsky (1872-1942). Zemlinsky occupies a somewhat enigmatic
place in the music history of the period. A brilliantly gifted composer,
he began as a protege of Brahms, became an ardent Wagnerian, then
turned briefly to the more dissonant style of Schoenberg, and by about
1920 was writing in an idiom very like that of Mahler (to whose wife,
Alma, he had given composition lessons). As Adorno observed, Zemlin-
sky was a genuine eclectic, who had a "truly seismographic capacity" to
record many different styles, without ever fully adopting any one.28
Zemlinsky and Schoenberg first met in 1895, and it was about this time
that Schoenberg, up to this point an autodidact, studied composition
briefly with his conservatory-trained friend. (In 1901 he was to marry
Zemlinsky's sister Mathilde.) Both composers began to set Dehmel texts
in about 1897; it is not hard to imagine them comparing notes and
methods in their mutual enthusiasm.
In Zemlinsky's arresting setting of Dehmel's poem "Meeraugen"
["Sea Eyes"], which dates from his late tonal or Wagnerian phase
(1898), he shows a remarkable sensitivity-seismographic, one might
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152 WalterFrisch MusicandJugendstil
say again-to the Jugendstil-like elements in the poem (see fig. 4, which
reproduces measures 1-15). In contrast to "Erwartung," the first stanza
of this poem contains no color play, but rather a distinct absence of
color: the sea is grey, and its symbolic counterpart, the eyes, are given
no direct color attributes at all. Syntax is even more attenuated or deac-
tivated than in "Erwartung":
[What does this strange darkened woe in your eyes want of me, so
deep and great, so still and heavy, like storms that seek peace in the
lap of the gray sea.
My heart wants to sink down, to sink me down into the gray lap of
those eyes and wants like you so still, so heavily to pound at your
heart, then the storms break loose.
And wants to cradle you with me in delirious, laughing bliss upon
the open seal Till deep and full the hearts rest again, rest from
storm and suffering.]
The whole first stanza depends grammatically on the single verb "will,"
which expresses volition but no definite action. With the exception of
the other verb, "suchten," in the dependent clause of line 5, the first
29. Dehmel, "Meeraugen," Erlsungen: Gedichte und Spriche, 2d ed. rev. (Berlin,
1898), p. 236. The text of the poem in this edition differs in a number of respects from
the text used in Zemlinsky's song (fig. 4).
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Critical Inquiry Autumn 1990 153
3Iissig bewegIt.
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154 WalterFrisch Music and Jugendstil
30. Claude David, "Stefan George und der Jugendstil," inj, p. 401.
31. The full title of the volume was Die Bilcher der Hirten- und Preisgedichte,der Sagen
und Sdnge und der hiingenden Gdrten. The Hanging Gardens is a collection of thirty-one
poems, of which Schoenberg set the central section of fifteen to music.
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Critical Inquiry Autumn 1990 155
George was directly involved with some of the artists in the movement,
several of whom exploited his striking physiognomy in their works (see
fig. 5, by the well-knownartistJan Toorop).S In short, the aesthetic of
Jugendstil may have been a direct stimulus for Schoenberg's new musi-
cal idiom.
The second poem of George's cycle manifests a characteristic
tension between an utterly regular trochaic tetrameter and a deacti-
vated poetic discourse:
Up until its last line the poem is, like Dehmel's "Erwartung,"highly
descriptiveand painterly. Individualimages, especiallythat of the beaks
of slender storks seem to derive from visual Jugendstil. Typical of
George and of literaryJugendstil in general are the many compound
adjectives and nouns, such as "buntbemalten" and "bliitenwiesen,"
which contribute to the deactivation of the language: syntax becomes
distorted or weighed down with verbal ornament. George's poem gives
the impression of motion that is somehow held in place, static. The
verbs "kraiuseln"[ripple], "schillern" [shimmer, iridesce], "trillern"
[trill], and "siuseln" [rustle] all connote a kind of gentle, nonteleologi-
cal activity.
In the Jugendstil poetic language of the Hanging Gardens,rich in
imagery but liberated from naturalistic representation, Schoenberg
32. See chap. 8 of KM, "The Stefan George Circle," pp. 81-91, where Weiss
demonstrates that George was also an important model for Kandinsky. George's reforms
in print style and typography are discussed in Roswitha Riegger-Baurmann, "Schrift im
Jugendstil in Deutschland," inJ, pp. 230-40.
33. The distinctive style of punctuation here follows that in George's own collected
works, which he carefully designed and supervised. See George, Die Biicher der Hirten- und
Preisgedichte,der Sagen und Sfnge und der hingenden Gairten,vol. 3 of Gesamt-Ausgabe(Ber-
lin, 1930), p. 104.
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156 WalterFrisch
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found the perfect reflection of his own musical tendencies at the time.
In an often-cited statement that was published in the program at the
premiere of the cycle, Schoenberg explained that in the songs of op. 15
he was "'conscious of having broken through every restriction of a
bygone aesthetic.'"34AsSchorske has suggested:
George's verse peculiarly lent itself to the bold musical task upon
which the composer now embarked: the dissolution of tonality as
the cohesive structuralcenter of music. The verse had the formal-
istic clarity of the classical garden itself. Sturdy in meter as in
sound, it provided a firm poetic frame within which to create a
music appropriate to a world in which, to the composer, the ontic
hierarchyhad lost its meaning and its truth.s5
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Critical Inquiry Autumn 1990 157
36. There is a large literature on Schoenberg's op. 15. Among the most valuable or
stimulating studies are "SG"; Dahlhaus, "Schbnbergs Lied 'Streng ist uns das gliick und
spr6de,'" SchKnbergund Andere: GesammelteAufsatze zur Neuen Musik (Mainz, 1978), pp.
172-80; Albrecht Diimling, Die fremden Klainge der hiingenden Gairten: Die Uffentliche
Einsamkeit der Neuen Musik am Beispiel von Arnold Sch'dnbergund Stefan George (Munich,
1981); Karl Ehrenforth, Ausdruck und Form: SchdnbergsDurchbruch zu Atonalitait in den
George-Liedernop. 15 (Bonn, 1963); Philip Friedheim, "Tonality and Structure in the Early
Works of Schoenberg" (Ph.D. diss., New York University, 1963), pp. 418-52; Hertz, "The
Bookof the Hanging Gardens,"The Tuning of the Word,pp. 134-66; Lawrence Kramer, Music
and Poetry:The Nineteenth Centuryand After (Berkeley and Los Angeles, 1984), pp. 161-68;
David Lewin, "Vocal Meter in Schoenberg's Atonal Music, with a Note on Serial
Haupt-
stimme," In TheoryOnly 6 (May 1982): 12-36, esp. pp. 25-33; Jerry MacDean, "Evolution
and Unity in Schoenberg's George Songs, op. 15" (Ph.D. diss., University of
Michigan,
1971); and Schorske, Fin-de-sikcleVienna, pp. 344-54.
37. This procedure bears an affinity to what the Russian formalist Victor Shklov-
sky, writing about the same time (1917), called defamiliarization. See Shklovsky, "Art as
Technique," in Russian Formalist Criticism:Four Essays, trans. Lee T. Lemon and Marion J.
Reis (Lincoln, Nebr., 1965), pp. 12ff.
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Critical Inquiry Autumn 1990 159
5
Brinkmannhas suggested that "the question of Jugendstilin music
in particulardemands a departure from the methods used to research
into the Great Masters.""8 He recommends looking at some of the many
Kleinmeister composing in the smaller forms around 1900. (Such an
approach certainly has the advantage of unearthing some interesting
and long-forgotten music.) But it seems to me that the concept of
Jugendstil might be more useful precisely in the opposite way, in look-
ing into the development of a great composer like Schoenberg, just as
for Weiss it has proved valuable in illuminating the career of Kandin-
sky.
It was probably Adorno who first proposed considering Schoen-
berg in this light. In 1963, writing of Schoenberg's Herzgew'ichse
(1911)
and Pierrot Lunaire (1912), texts that make extensive use of the tech-
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160 Walter Frisch Music and Jugendstil
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Critical Inquiry Autumn 1990 161
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