Code of Professional Responsibility
Code of Professional Responsibility
CANON 14 – A Lawyer shall not refuse his services to DUTY OF COUNSEL DE OFICIO—rendering
the needy. efficient and truly decisive legal assistance, and see to
Services to the needy – social obligation of it that the FUNDAMENTAL RIGHTS of his client/s are
lawyers more than sufficiently protected.
“free access to the courts and quasi-judicial bodies o Given ample time by the judge (review)
and adequate legal assistance shall not be denied to Judges are cautioned not to frequently appoint same
any person by reason of poverty” –Sec 11, Art III lawyer as Counsel de Oficio. RATIO:
of the Constitution o Unfair to the attorney concerned (burden of
his regular practice)
Rule 14.01 – A lawyer shall not decline to represent a o Compensation might be considered as a
person solely on account of the latter’s race, sex, creed regular source of income.
or status of life, or because of his own opinion Cannot refuse on the ground of insufficient of
regarding the guilt of said person. compensation or lack of it
Lawyer’s Duties to his Clients: Rule 15.02 – A lawyer shall be bound by the rule on
1. owe utmost learning and ability privilege communication in respect of matters disclosed
2. maintain inviolate the confidence of the client
to him by a prospective client.
3. disclose all circumstances/interest regarding the
controversy
General Rule: CANON 21- a layer shall preserve the
4. undivided loyalty
confidences and secrets of his clients even after the
5. not reject cause of defenseless and oppressed
6. candor, fairness and loyalty attorney-client relation is terminated.
7. hold in trust money or property o Exceptions:
8. respond with zeal to the cause of the client a) Revelation is authorized by the client after
having been acquainted of the consequences
15.01—instances of FAIRNESS and LOYALTY of such disclosure
o In cases of conflict of interest b) When the revelation is required by law
15.02—instances of LOYALTY c) When necessary to collect the lawyer’s fee
o Keep the confidences and secrets even after or to defend himself, his employees or
the termination of their relationship associates or by judicial action
Rule 15.01 – A lawyer in conferring with a prospective PRIVILEGED COMMUNICATION safeguards the
client, shall ascertain as soon as practicable whether revelation of confidences and secrets. Even mere
the matter would involve a conflict with another client or prospective clients are protected.
his own interest, and if so, shall forthwith inform the Requisites of Privileged Communication:
prospective client. (expected) 1. Attorney—client relationship (or a kind of
consultancy relationship with a prospective client
GR: a lawyer shall not represent conflicting interests
ChapterIV | The Lawyer and the Client 3
2. Communication made by client to lawyer in the PARTIES ENTITLED TO INVOKE THE
course of lawyer’s professional employment PRIVILEGE:
3. Communication is intended to be confidential (see o Client
Rule 130, Sec. 21(b), Rules of Court) o Lawyer or client’s employee (in the absence
No presumption of Confidentiality—the client must of any waiver on the part of the client)
intend the communication to be confidential. o Attorney’s secretary, stenographer, or clerk
Duration of the Privilege—exist even after the
termination of the atty—client relationship. Ceases only Even if the communication is unprivileged, the rule of
ethics prohibits him from voluntarily revealing or using
when waived by the client himself or after his death.
to his benefit or to that of a third person, to the
When contents of pleadings ceased to be
disadvantage of the client, the said communication
privileged:
unless the client consents thereto.
a) after pleading has been filed
This is applicable to students under the Student
b) communication intended by the client to be sent to a
Practice Law Program
third person through his counsel (it loses its
confidential character as soon as it reaches the
limitations of the privileged communications:
hands of third person)
o if the papers/documents were handed only to
Two-fold Purposes of the Rule:
the lawyer only for purposes of custody;
1. Encourage the client to make full disclosure
lawyer cannot invoke the privilege
of facts without fear
o limited to communications w/c are within the
2. Allow the lawyer freedom to obtain full
ambit of lawful employment and does not
information from his client
extend to those transmitted in contemplation
Burden of proof that the communication is privileged
of future crimes or frauds
rests upon the party who avers the same.
o information on crimes or frauds already
committed falls within the privilege and the
Instances when communication is NOT privileged:
lawyer cannot reveal of be compelled to
1. When communication is made to a person
reveal the confidences of the client
who is not a lawyer
2. When communication is made to a lawyer for
Rule 15.03 – A lawyer shall not represent conflicting
some other purposes other than the account
interests except by written consent of all concerned
of the lawyer-client relationship (ie. business
assistance, accounting service) given after a full disclosure of the facts.
Covers only
Covers all
CANON 22 – A lawyer shall withdraw his services only papers,
judgments for
documents and
for good cause and upon notice appropriate in the the payment of
property in the
money and
circumstances. lawful
3. Coverage executions
possession of
issued in
the attorney by
Rule 22.01 – A lawyer may withdraw his services in any pursuance of
reason of his
such
of the following cases: professional
judgments.
employment
a) When the client pursues an illegal or immoral
course of conduct in connection with the As soon as the
As soon as the
matter he is handling; claim for
attorney gets
b) When the client insists that the lawyer pursue attorney’s fees
4. When Lien possession of
had been
conduct violative of these canons and rules; takes effect the papers
entered into the
documents or
c) When his inability to work with co-counsel will records of the
property
not promote the best interest of the client; case
d) When the mental or physical condition of the Client and
lawyer renders it difficult for him to carry out Client need not adverse party
the employment effectively; 5. Notice be notified to must be notified
e) When the client deliberately fails to pay the make it effective to make it
effective
fees for the services or fails to comply with the
retainer agreement; Generally, it is
f) When the lawyer is elected or appointed to a May be exercisable
exercised only when the
public office, and before judgment attorney had
g) Other similar cases 6. Applicability
or execution or already secured
regardless a favorable
thereof. judgment for his
Rule 22.02 – A lawyer who withdraws or is discharged
client
shall subject to a retaining lien, immediately turn over
all papers and property to which the client is entitled,
In withdrawal as counsel for a client, an attorney may
and shall cooperate with his successor in the orderly
only retire from a case either by written consent of his
transfer of the matter, including all information
client or by permission of the court after due notice and
necessary for the proper handling of the matter.
hearing, in which event the attorney should see to it that
Retaining Charging the name of the new attorney is recorded in the case.
Lien Lien
An attorney who could not get the written consent of his
client must make an application to the court, for the
relation does not terminate formally until there is a
ChapterIV | The Lawyer and the Client 10
withdrawal of record. Counsel has no right to presume
that the court would grand his withdrawal and therefore
must still appear on the date of hearing.