Nutrigenetics
Nutrigenetics
Review
Nutritional Sciences, University of Toronto, Toronto, Ont., Canada; c Discipline of Nutrition, Faculty of
Medical and Health Sciences, University of Auckland, and Nutrigenomics New Zealand, Auckland,
New Zealand; d Nutritional Science Research Group, Division of Cancer Prevention, National Cancer
Institute, National Institutes of Health, Rockville, Md., USA; e Department of Medicine, Yong Loo Lin
School of Medicine, and f Department of Epidemiology and Public Health, National University of
Singapore, Singapore; g Department of Nutrition and Food Hygiene, School of Public Health,
Key Words
Dietetics ⴢ Nutrigenetics ⴢ Nutrigenomics ⴢ Nutrition Research ⴢ Personalised nutrition
Abstract
Nutrigenetics and nutrigenomics hold much promise for providing better nutritional advice to
the public generally, genetic subgroups and individuals. Because nutrigenetics and nutrigenom-
ics require a deep understanding of nutrition, genetics and biochemistry and ever new ‘omic’
technologies, it is often difficult, even for educated professionals, to appreciate their relevance
to the practice of preventive approaches for optimising health, delaying onset of disease and
diminishing its severity. This review discusses (i) the basic concepts, technical terms and technol-
ogy involved in nutrigenetics and nutrigenomics; (ii) how this emerging knowledge can be ap-
plied to optimise health, prevent and treat diseases; (iii) how to read, understand and interpret
nutrigenetic and nutrigenomic research results, and (iv) how this knowledge may potentially
transform nutrition and dietetic practice, and the implications of such a transformation. This is in
effect an up-to-date overview of the various aspects of nutrigenetics and nutrigenomics rele-
vant to health practitioners who are seeking a better understanding of this new frontier in nutri-
tion research and its potential application to dietetic practice. Copyright © 2011 S. Karger AG, Basel
Introduction
Nutrigenetics and nutrigenomics are defined as the science of the effect of genetic
variation on dietary response and the role of nutrients and bioactive food compounds in
gene expression, respectively [1–6]. Exploitation of this genomic information along with
high-throughout ‘omic’ technologies allows the acquisition of new knowledge aimed at
obtaining a better understanding of nutrient-gene interactions depending on the genotype
with the ultimate goal of developing personalised nutrition strategies for optimal health
and disease prevention [1–6]. There are three central factors that underpin nutrigenetics
and nutrigenomics as an important science. First there is great diversity in the inherited
genome between ethnic groups and individuals which affects nutrient bioavailability and
metabolism. Second, people differ greatly in their food/nutrient availability and choices
depending on cultural, economical, geographical and taste perception differences. Third
malnutrition (deficiency or excess) itself can affect gene expression and genome stability;
the latter leading to mutations at the gene sequence or chromosomal level which may cause
abnormal gene dosage and gene expression leading to adverse phenotypes during the var-
ious life stages.
Dietary reference values, e.g. recommended dietary allowance (RDA) or safe upper lim-
its, which are designed for the general population and based on different metabolic out-
comes, are not optimised for genetic subgroups which may differ critically in the activity of
transport proteins for a micronutrient and/or enzymes that require that micronutrient as a
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cofactor. The ultimate goal is to (i) match the nutriome (i.e. nutrient intake combination)
with the current genome status (i.e. inherited and acquired genome) so that genome main-
tenance, gene expression, metabolism and cell function can occur normally and in a homeo-
statically sustainable manner [1–7], and (ii) provide better interpretation of data from epide-
miological and clinical intervention studies regarding health impacts of dietary factors that
may help to revise recommendations for personalised nutrition [6, 8].
The fundamental hypotheses underpinning the science of nutrigenetics and nutrige-
nomics are the following:
• Nutrition may exert its impact on health outcomes by directly affecting expression of
genes in critical metabolic pathways and/or indirectly by affecting the incidence of ge-
netic mutation at the base sequence or chromosomal level which in turn causes altera-
tions in gene dosage and gene expression.
• The health effects of nutrients and nutriomes (nutrient combinations) depend on inher-
ited genetic variants that alter the uptake and metabolism of nutrients and/or the mo-
lecular interaction of enzymes with their nutrient cofactor and hence the activity of bio-
chemical reactions.
• Better health outcomes can be achieved if nutritional requirements are customised for
each individual taking into consideration both his/her inherited and acquired genetic
characteristics depending on life stage, dietary preferences and health status.
It is important to note the difference between the terms nutrigenomics and nutrigenetics
because although these terms are closely related they are not interchangeable. Nutrigenetics
specifically investigates the modifying effects of inheritance (or acquired mutations in the
case of cancer) in nutrition-related genes on micronutrient uptake and metabolism as well as
dietary effects on health. We live in an era when it is becoming increasingly affordable to
have one’s genome determined providing information on a wide spectrum of critical muta-
tions (e.g. single-nucleotide mutation, insertions-deletions, block substitutions, inversions or
copy number variants) in critical genes involved in nutrient metabolism and pathways re-
quiring micronutrients as cofactors [9]. Gender itself is a critical genetic variation that affects
micronutrient requirements for health maintenance [10]. The key challenge is to determine
whether it is possible to utilise this information meaningfully to provide reliable and predict-
able personalised dietary recommendations for specific health outcomes.
An important emerging aspect of nutrient-gene interaction studies with the potential for
both intra- and transgenerational effects is epigenetics [11, 12]. Epigenetics refers to the pro-
cesses that regulate how and when certain genes are turned on and off, while epigenomics
pertains to analysis of epigenetic changes in a cell or entire organism. Epigenetic processes
have a strong influence on normal growth and development, and this process is deregulated
in diseases such as cancer. Diet on its own or by interaction with other environmental factors
can cause epigenetic changes that may turn certain genes on or off. Epigenetic silencing of
genes that would normally protect against a disease, as a result, could make people more sus-
ceptible to developing that disease later in life. The epigenome which is heritable and modi-
fiable by diet is the global epigenetic pattern determined by global and gene-specific DNA
methylation, histone modifications and chromatin-associated proteins which control ex-
pression of house-keeping genes and suppress the expression of parasitic DNA such as trans-
posons.
DNA methylation occurs predominantly at CpG islands and in repetitive genomic se-
quence regions (e.g. LINE-1 sequences). It represses transcription directly by inhibiting the
binding of specific transcription factors and indirectly by recruiting methyl-CpG binding
proteins that remodel chromatin into an inactive state. Histones undergo post-translational
modifications that alter their interaction with DNA and nuclear proteins. In particular the
tails of histones H3 and H4 can be covalently modified at several residues by methylation,
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acetylation and phosphorylation. These modifications influence gene expression, DNA re-
pair and chromosome condensation.
Lack of methylation due to deficiency of methyl donors (e.g. folate, vitamin B12, choline
and methionine) or inhibition of DNA methyltransferases during life leads to transposon
activation and promoter silencing when the activated transposons insert themselves adjacent
to a house-keeping gene promoter [12–14]. As a consequence of these mishaps occurring sto-
chastically, there is a relentless shift towards global DNA hypomethylation and tumour sup-
pressor gene silencing with age, which leads to alterations in the genotype (due to chromo-
some malsegregation), gene expression profile, cellular phenotype and an increased risk of
cancer [12, 14].
The field of nutrigenomics harnesses multiple disciplines and includes dietary effects on
genome stability (DNA damage at the molecular and chromosome level), epigenome altera-
tions (DNA methylation), RNA and micro-RNA expression (transcriptomics), protein ex-
pression (proteomics) and metabolite changes (metabolomics), all of which can be studied
independently or in an integrated manner to diagnose health status and/or disease trajec-
tory. However, of these biomarkers, only DNA damage is a clear biomarker of fundamental
pathology that may be mitigated by promotion of apoptosis of genetically aberrant cells or
by reducing the rate of DNA damage accumulation. Changes at the epigenome, transcrip-
tome and proteome and metabolome levels may simply reflect modifiable homeostatic re-
sponses to altered nutritional exposure and on their own may not be sufficient to indicate
definite irreversible pathology at the genome level.
DNA damage can be diagnosed in a number of complementary ways as follows: (i) dam-
age to single bases (e.g. DNA adducts such as the addition of a hydroxyl radical to guanine
caused by oxidative stress); (ii) abasic sites in the DNA sequence (measurable by use of the
aldehyde-reactive probe); (iii) DNA strand breaks (commonly measured using the Comet as-
say); (iv) telomere shortening (measured by terminal restriction fragment length analysis,
quantitative PCR or flow cytometry); (v) chromosome breakage or loss (usually measured
using micronucleus cytome assays or metaphase chromosome analysis), and (vi) mitochon-
drial DNA damage (usually measured as deletions or base damage in the circular mitochon-
drial DNA sequence). These DNA damage biomarkers are currently at different levels of
validation based on evidence relating to the association with nutrition (cross-sectional epi-
demiology and intervention studies) and disease (cross-sectional epidemiology and prospec-
tive cohort studies) [15]. The micronucleus assay in cytokinesis-blocked lymphocytes is cur-
rently the best validated biomarker for nutritional genomic studies of DNA damage. Given
the advances in diagnostics technologies assessing DNA damage, it has now become feasible
to (a) determine dietary reference values for DNA damage prevention and to start translat-
ing into practice the Genome Health Clinic concept of DNA damage prevention [14–16]. The
latter is based on the recognition that damage to the genome is the most fundamental cause
of developmental and degenerative diseases which can be accurately diagnosed and prevent-
ed by appropriate diet and lifestyle intervention at a genetic subgroup and personalised level.
The ability of diet to affect the flow of genetic information can occur at multiple sites of
regulation [17]. Advances in genomics, transcriptomics, proteomics and metabolomics have
enabled a more rapid and comprehensive understanding of how bioactive compounds affect
human health. Dietary bioactive compounds can be tested for their potential health-promot-
ing properties by applying these different technologies to cell culture, and animal or human
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studies. Each experimental approach offers unique strengths and has certain limitations. As
such, it is the combination of in vitro, animal, clinical and epidemiologic studies that are
necessary to understand the role of specific nutrients and food bioactives in maintaining
optimal human health. In human studies, the various ‘omic’ technologies need to be consid-
ered alongside data collected on nutritional, lifestyle, clinical, physiological, demographic
and environmental factors. There is growing interest in understanding the role of gut micro-
flora and the interactions that arise between the microbiome and host genome, which adds
a further layer of complexity to the data being collected as well as how they are analysed. A
systems biology approach with bioinformatics is usually needed to manage and interpret the
large and complex datasets that can be generated [18]. The bioinformatic needs deal with the
acquisition, management, storage, retrieval and analysis of such high-throughput datasets.
The biological effects of nutrients and food bioactives depend on a series of physiological
processes, including absorption, transport, biotransformation, uptake, binding, storage and
excretion, and cellular mechanisms of action, such as binding to nuclear receptors or regu-
lating transcription factors. Each of these processes can involve several genes, each with
common polymorphisms that could alter their function and ultimately the physiological re-
sponse to a dietary compound. Research on diet-gene interactions has also explored how
genes influence food preferences by affecting sensory, reward or energy homeostatic path-
ways [19]. Establishing a genetic basis for food likes or dislikes could lead to the development
of novel food products targeted to specific genotypes or ethnic populations, and may explain
some of the inconsistencies among studies relating foods to risk of chronic diseases [20].
Genetic variation across the human genome is being recognised as increasingly complex.
Single nucleotide polymorphisms (SNPs) are the most common form of sequence variation
in the human genome with 110 million SNPs reported in public databases [21], but copy num-
ber variants appear to be much more widespread than previously expected and might repre-
sent a greater source of genetic variation. Nucleotide repeats, insertions and deletions are
other types of variations that could also modify an individual’s response to diet. Genetic poly-
morphisms are normally found in at least 1% of the population, although common polymor-
phisms can occur in up to 40–50% of the population. Genetic polymorphisms may either have
no consequence or have significant effects on the structure or function of the gene product.
Different experimental approaches can be used to identify genetic variants that modify the
effects of dietary factors or influence food preferences. A candidate gene approach is the most
common method whereby a gene is selected based on its known or putative function. Depend-
ing on the number of SNPs in the gene, and whether any of them have known functional ef-
fects, analyses can be conducted using individual SNPs or combinations of SNPs, such as
haplotypes. Recent studies have begun to apply genome-wide scans to identify previously un-
known genetic variants that could modify response to diet. Understanding the genetic basis
for individual variability in response to food bioactives will provide a more accurate measure
of exposure of target tissues of interest to these compounds and their metabolites, and enable
a greater understanding of the effects on human health and disease risk. Identifying relevant
diet-gene interactions will not only benefit individuals seeking personalised dietary advice,
but will also help improve public health recommendations by providing sound scientific evi-
dence linking specific dietary compounds to various health outcomes.
A large number of studies have clearly shown that nutrients alter the expression of ge-
netic information at the level of gene regulation, signal transduction and through alterations
in chromatin structure and protein function. Diet can affect the expression levels of genes
by acting on transcription factors or by causing epigenetic changes such as methylating
DNA. Global changes in gene expression profiles could represent molecular ‘signatures’ that
reflect exposure to specific nutrients [22]. Peripheral blood mononuclear cells can be used as
a source of mRNA and serve as a surrogate for changes in target tissues of interest. Metabo-
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lomics and proteomics are increasingly being used to identify biomarkers of exposure and
to distinguish between individuals with different dietary habits. The type of information
generated could one day be incorporated into existing biobanks to relate diseases to possible
nutritional exposures, when such information can no longer be collected or assessed reliably.
There remains, however, a number of challenges related to sample handling and processing
as well as data interpretation that need to be overcome [23].
Among the experimental study designs, epidemiologic studies are of particular interest
because they examine the effects of a dietary exposure and genetic variants in humans. Lim-
itations of nutritional epidemiologic studies include inaccuracies associated with estimating
nutrient intakes. However, even if the precise intake levels were known, the biological ‘dose’
will vary greatly between individuals because of genetic variability affecting either the ab-
sorption, biotransformation, metabolism, distribution or elimination of a nutrient or food
bioactive [24]. The incorporation of genetic polymorphisms into nutritional epidemiologic
studies has helped to address several limitations inherent in such studies. These include re-
call bias among case-control studies and residual confounding among observational studies
in general. One example of how nutrigenomics has been used to clarify the role of specific
dietary factors comes from a study on coffee and heart disease [25]. Several studies had ex-
amined this association and concluded that coffee either increases risk, has no effect or de-
creases risk [17]. Although coffee is a rather complex beverage containing a large number of
bioactive compounds, it is a major source of caffeine in several populations, and there have
been concerns that caffeine might be particularly harmful to the cardiovascular system.
Caffeinated-coffee was found to increase the risk of a heart attack among individuals who
carry a version of a gene that makes them ‘slow’ caffeine metabolisers, but has no effect
among individuals who are ‘fast’ caffeine metabolisers [26].
In addition to providing a more rational basis for giving personalised dietary advice, the
knowledge gained by applying genomic information to nutrition research will also improve
the quality of evidence used for making population-based dietary recommendations. Dis-
coveries made in the field of nutrigenomics should translate into more effective dietary strat-
egies to improve overall health by identifying unique targets for prevention. Several large-
scale international initiatives in nutrigenomics are currently underway with new programs
being developed to address the gaps that exist and complement existing initiatives [27]. The
sequencing of an individual’s genome has fueled interest in the field of personalised medicine
[28], but replicating and validating nutrigenetic studies need to remain a priority before per-
sonalised nutrition can be considered a worthwhile approach to improving human health.
Nutrition research has traditionally focused on the assumption that all individuals have
the same nutritional requirements, although nutrionists do recognise differing needs of chil-
dren as compared with adults, and of males as compared with females. Dietary guidelines in
most countries have assumed a need to prevent deficiency diseases. These are typically pre-
sented as RDAs and state the amount of a nutrient that is needed per day for most people to
stay healthy. The RDA is updated periodically to reflect new knowledge, but chronic diseas-
es related to nutrition have shown a burgeoning increase in recent years.
A significant advance in nutritional understanding and tools that could be generally
used in the establishment of individual dietary requirements was the development of the on-
line ‘Mypyramid’ dietary tool [29]. This provides a limited recognition of differences be-
tween individuals. Thus, by entering age, sex, height, weight and level of physical activity, it
is possible to get a personal eating plan.
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More recent years have seen advances in the era of nutrigenomics and nutrigenetics,
whereby researchers investigated the effects of genes and gene variants on dietary require-
ments [30]. While animal models and systems biology approaches can be used to explore the
interaction of these factors on gene pathways, extrapolation to humans and clinical imple-
mentation is not being widely used at present. However, it is increasingly becoming possible
to bring an understanding of the genetic basis of health and disease to the achievable ap-
proach of personalised nutrition, using nutrigenetic approaches. Nutritional experts are
learning to analyse information on genes and genetic variants, diet, lifestyle and environ-
ment, in order to develop nutritional strategies based on genetic makeup, typically but not
exclusively in the form of SNPs and lifestyle.
The impetus for personalised nutrition strategies is also driven by an increasing scien-
tific body of evidence documenting individual needs in relation to medical products both for
prevention or treatment of disease [31]. Personalised pharma has had a slow route to market
acceptance, but now shows significant potential. The field recognises the high number of
people who die annually from adverse drug reactions [32, 33]. For a number of drugs, it is
now recommended that variants in drug metabolism genes or other genes that affect indi-
vidual response to the pharmaceutical are measured. The information thus gleaned can be
applied to drug selection and/or dose optimisation, greatly affecting the efficiency and dose
optimisation of an individual’s treatment. Examples of areas in which this is being applied
include variants affecting the efficacy of the well-known breast cancer drug, tamoxifen [34].
Nutrigenetics/nutrigenomics can potentially provide similar examples. The increasing quest
for individualisation and/or optimisation in consumer goods, and willingness to pay a pre-
mium price, means that the marketplace may well be ready to accept personalised nutrition
to prevent, manage or treat specific medical conditions.
Coeliac disease is one example for which personalised nutrition is currently being used.
This debilitating disease results from an inability to tolerate gluten-containing foods in the
diet. It leads to serious inflammatory symptoms, including changes in the colonic villi, that
can only be significantly controlled by a strict dietary regime [35, 36]. That coeliac disease
runs in families is well established, since twins have approximately a 75% concordance of
disease development [37]. However, carrying the genes does not determine disease develop-
ment per se, but only reveals a genetic predisposition to dietary factors. It appears that sev-
eral genetic changes are involved, the most consistent of which are genetic variants in the
HLA-DQ (DQ2 and/or DQ8) genes [38]. Such changes are necessary but not sufficient for
the development of the disease. However, measurement of such changes indicates a high
level of risk with a high degree of probability.
The only sustainable treatment for coeliac disease is a strict, lifelong gluten-free diet that
avoids wheat, rye, barley and related products. For this purpose, a substantial range of gluten-
free products is currently being successfully marketed. While genetic screening is not current-
ly being used to identify these individuals, we predict that this will be a potential application.
Obesity is another disease with the potential for improved prevention using nutrigenet-
ic knowledge. Arkadianos et al. [39] developed a personalised calorie-controlled diet, using
24 variants in 19 genes that were involved in metabolism to a weight reduction programme.
These authors [39] compared weight loss and weight loss maintenance in 50 individuals who
received exercise and dietary advice tailored to their genotype to optimise nutrient intake
during weight loss and 43 control individuals who were given only generic diet and exercise
advice. They were able to show that the group receiving personalised dietary advice not only
performed better during the weight loss period, but also in weight loss retention over the fol-
lowing year.
In our own pilot study in Auckland, New Zealand, we investigated 5 variants (SNPs) in
4 genes in 68 participants, with 51 overweight-to-obese individuals (body mass index 125
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kg/m2) being compared with 17 control non-overweight individuals [40]. Similar to Arka-
dianos et al. [39], we constructed tailor-made personalised diets for the 51 individuals and
followed results over 6 weeks. Furthermore, 1 of the 5 SNPs identified had a strong correla-
tion with response to exercise [41, 42]. Therefore, the 51 individuals were further subdivided
into two groups: diet or combined diet and exercise intervention groups. Although a consid-
erable number of practical issues arose from this part of the study, we had some success in
stratifying individuals according to variants in 4 key genes, and tailoring diets according to
their identified genetic requirements [40]. Our experience suggests that people are slow to
take optimal health advice, especially if it requires increasing their commitment to exercise.
In an aging population, loss of cognition and neural control of motion becomes increas-
ingly important. There is an emerging literature on the role of specific variants of genes in-
volved in lipid metabolism which may accelerate the development of Alzheimer and Parkin-
son’s disease [43]. For example, apolipoprotein E is the principal cholesterol carrier protein in
the brain, and genetic variation in the gene encoding the variant apolipoprotein E4 is a sig-
nificant risk factor for Alzheimer’s disease whilst Parkinson’s disease is partly caused by lipid
peroxidation due to activation of phospholipases [43]. There is a strong need to develop pre-
ventive strategies for neurodegenerative diseases in those with genetic predisposition. How-
ever, despite promising results with dietary phytonutrient supplements in rodent models that
are genetically susceptible to develop Alzheimer or Parkinson’s disease [44–48], the knowl-
edge base for humans is currently insufficient to make genotype-specific recommendations.
It is reasonable to assume that consumers are likely to be interested in knowing how to
preserve their health and improving their well-being. Health is generally considered to be a
continued state of soundness and vigor of body and mind. It is reflected in low infant mor-
tality, longevity, and low morbidity to infectious and chronic diseases (i.e. increased disease
resistance). The food industry is increasingly producing products to cater for people’s spe-
cific nutritional and health needs. Whether these premium products may be of benefit to the
‘worried well’ (who may be financially capable of accessing them) as compared with indi-
viduals carrying a genetic susceptibility to a disease to whom the products may be targeted
remains an unanswered question.
Bouwman [49] considered who would use such personalised nutrition products and as-
sociated advice and what are the limitations of providing potential users with highly spe-
cific information on individual health risks and benefits of specific eating habits. Her con-
sumer survey work revealed the limited impact of personalised advice on eating practices to
the present day, indicating that there is a significant mismatch of this approach with consum-
ers’ everyday life and habits. In general, she found that consumers primarily select food ac-
cording to convenience, appearance, price, taste and social engagement. Health still appears
to be relatively low on the average consumer’s list of priorities.
disease. Previously, we have also shown that polymorphism at the PLIN locus (which en-
codes a protein that is important for the storage of lipids in adipose tissue) modulates the
relationship between the intake of dietary saturated fat and insulin resistance, independent-
ly of obesity [63, 64].
Thus, it seems reasonable to hypothesise that different individuals can take different
routes to obesity and insulin resistance. Some, like those with the FTO variants, may con-
sume more energy-dense foods. Others, like those with PLIN polymorphisms, may develop
insulin resistance as a consequence of increased dietary saturated fat intake. This also sug-
gests that some individuals with insulin resistance or obesity will benefit more from one di-
etary intervention strategy than another. However, it is important to appreciate that these
gene-nutrient interactions are highly complex, and that none of these hypotheses have been
tested in interventional (as opposed to observational) studies. As such, there is a considerable
amount of work that needs to be done before we will be in a position to initiate personalised
dietary intervention based on genetic factors.
Concerns about rising global cancer rates, which are predicted to increase by about 50%
by 2020 [65, 66], are intensifying discussions about appropriate prevention strategies. These
projections point to a major preventable public health problem in both developing and de-
veloped countries. It remains to be determined if health care professionals are ready to deal
with this major societal issue, including its economic impact.
Almost 35 years ago, Doll and Peto [67] suggested that diet likely accounted for about
30% of the risk of developing cancer. Since then, a wealth of evidence has pointed to the abil-
ity of multiple dietary components to modify cancer development and progression. The
World Cancer Research Fund and American Institute of Cancer Research Report [65] con-
cluded, on the basis of reviewing thousands of published articles, that diet contributes sig-
nificantly to cancers worldwide, but that the actual percentage is highly dependent on the
specific diet consumed and the type of cancer. Regardless, even this comprehensive evi-
dence-based review points to the food relationship as ‘probable’ rather than ‘compelling’. A
quick glance at the scientific literature explains why this is the case. Reviews, which often
extol the benefits of classes of foods or their components, also point to the considerable vari-
ation in response across experiments [68–70]. Some have argued that the interpretation of
dietary data from large populations is filled with inaccuracies and is analogous to compar-
ing apples and oranges. The inability to take into consideration individual variation in the
amounts of foods/components consumed and how these are digested, metabolised to active
intermediates and eliminated as waste products likely contributes significantly to the inabil-
ity to unravel which foods are most important for health [71–74]. An integrated framework
that simultaneously examines nutrigenomics, nutrigenetics, epigenetics and transcriptomics
should provide important clues about who might benefit or be placed at risk due to dietary
change [71–74]. It must be understood that this diet-phenotype relationship can also be in-
fluenced by the frequency and magnitude of insults that result from excess calories, viruses,
bacteria and environmental contaminants [72, 73].
Genetic tests are already available for more than 1,700 diseases (http://www.ncbi.nlm.
nih.gov/sites/GeneTests/). The availability of databases that will allow for the effective use of
genomic information to create personalised intervention strategies is sorely needed. While
pharmacogenetic testing has already emerged as a strategy for predicting the efficacy of
drugs, a similar approach has not occurred with nutrigenetics. Pharmacogenetics is employ-
ing gene polymorphism information for predicting the extent to which drugs are transport-
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ed and metabolised, and thus for calculating the quantity needed to bring about a response.
Similarly genetic variation in transport and metabolism of dietary factors may alter their
impact on cancer. Moy et al. [74] suggest that knowledge about glutathione S-transferase M1
or T1 polymorphisms may be useful for predicting the amounts of isothiocyanates needed
to reduce the risk of gastric cancer. In their study in men in Shanghai, those with the T1 null
condition required a smaller amount of isothiocyanates to reduce risk than those with the
non-null condition. Similarly, incorporating information about multiple P450 polymor-
phisms may help predicting those who would benefit most from limiting meat consumption
in terms of colorectal cancer risk [75]. A subset of individuals, about 5% of the population,
had an increased risk, which was close to 50-fold higher compared with typical epidemio-
logical findings suggesting a 20% risk, thus raising an intriguing question about whether or
not current global public health announcements are the most appropriate when some, but
not all, may be particularly vulnerable. A peroxisome proliferator-activated receptor ␦ poly-
morphism (789 C]T) may also shed light on who might benefit most or be placed at risk due
to exaggerated fish intake [76]. Unfortunately, while these studies reveal intriguing relation-
ships among nutrigenetics, diet and cancer risk, they are largely unsubstantiated and thus
remain largely speculative.
Copy number may be an additional variable that influences the response to foods. Some
of the strongest evidence that this is the case comes from the observation that an increase in
amylase gene copy number is associated with an increased enzymatic activity and starch di-
gestion [77]. Some have proposed that copy number may account for about 25% individual
variation in response [78].
Today, considerable focus is on genome-wide association studies (GWAS) as an approach
for identifying genes that precipitate diseases, including cancer. Some GWAS are considering
dietary variables [79], which is in contrast to the vast majority. At this point, GWAS have
largely reconfirmed what was known, yet continue to point to the fact that it will not be an
easy task to identify the most important genetic variables possibly because of redundant cel-
lular controlled processes [80].
For nutrigenetics to have meaning, the genetic change must be intrinsically linked to a
specific biological process [72, 73]. Some of the strongest evidence for a link between a ge-
netic polymorphism and a biological outcome comes from studies on the vitamin D receptor
(VDR) gene Fok1 polymorphism and calcium homeostasis [81]. The longer VDR Fok1 f al-
lele, which is less responsive to vitamin D than the shorter F allele, is linked to increased
colorectal cancer risk when calcium intakes are low [82]. While the f allele is accompanied
by a reduced calcium accretion and poorer bone health compared with the longer F allele, it
remains to be determined how the change in calcium accretion relates to a change in cancer
risk. Unquestionably, greater attention must be given to how a change in gene polymor-
phisms, deletions or copy number, for example, relate specifically to cancer processes and
thereby changes in risk.
While considerable excitement exists for using nutrigenetics for predicting the benefits
or risks of consuming specific foods, it is an area that remains in its infancy. A recent US
government report found that nutrigenetic tests might be misleading or even harmful be-
cause they make claims that cannot be scientifically proven (http://www.gao.gov/new.items/
d06977t.pdf).
Considerable evidence suggests that epigenetic abnormalities induced by diet are also
amongst the most important factors affecting cancer risk. At least four distinct processes are
involved with epigenetics: DNA methylation, histone modifications, microRNAs as well as
other noncoding regulatory RNA, and chromatin modelling [83]. Some of the strongest data
linking diet to epigenetic events comes from studies with the agouti mouse model. Adding
dietary factors (i.e. choline, betaine or folic acid), which enhance methylation, to the mater-
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nal diet of these pregnant mice leads to a change in the phenotype of some of the offspring
[84]. Interestingly, adding genistein, which does not provide methyl groups, also leads to a
change in the phenotype from a yellow to more agouti offspring [85]. Most importantly, these
shifts in coat color are accompanied by a reduction in the risk of cancer as well as diabetes
and obesity. The shift in obesity in these animals is noteworthy because of the worldwide
obesity epidemic. Such findings should serve as justification for additional attention to bio-
energetic-epigenetic interrelationships, especially those that are modified by dietary factors.
Myzak and Dashwood [86] have demonstrated that sulphoraphane, butyrate and allyl
sulphur are effective inhibitors of histone deacetylase (HDAC). HDAC inhibition was associ-
ated with global increases in histone acetylation, enhanced interactions of acetylated his-
tones with the promoter regions of the P21 and BAX genes, and elevated expression of
p21Cip1/Waf1 and BAX proteins. Importantly, sulphoraphane has been reported to reduce
HDAC activity in humans [87]. Future research likely needs to relate HDAC changes in hu-
mans to a change in a cancer-related process. Furthermore, since acetylation is only one
method to regulate histone homeostasis [83], greater attention needs to be given to how nu-
trition might influence the other types of histone modifications.
Genomic and epigenomic processes likely do not entirely account for the ability of di-
etary factors to influence phenotypic changes since changes in the rate of transcription of
genes (transcriptomics) can also be fundamental to cellular processes [88]. Multiple path-
ways appear to intersect as a cause of multiple diseases [89]. Thus, the examination of these
pathways via transcriptomic profiles may simultaneously provide important clues about
multiple disease risks. Noteworthy, several bioactive food components, including both es-
sential and non-essential nutrients, can regulate gene expression patterns. Their influence
on gene transcription and translation is not only concentration but also time dependent [90,
91]. Nevertheless, these changes may provide critical insights about the specificity of indi-
vidual food components to influence one or more biological processes, including those in-
volved in the risk of cancer development and/or tumour behaviour.
To date, few human studies have used transcriptomics to characterise the response to
specific foods or their components. A recent study [92] suggested its potential by demon-
strating specific gene expression patterns in leucocytes a few hours after consumption of a
high-protein or -carbohydrate breakfast cereal. Thus, it is conceivable that a bolus approach
might be used with selected foods or components in concert with a transcriptomic profile to
generate a predictive model for those who might benefit or be placed at risk due to a change
in eating behaviour. It is unclear if blood truly reflects changes in target tissues, and thus
exfoliated or other more relevant cell types may be needed. In another recent study, prostate
biopsies were effective in detecting transcriptomic shifts caused by consumption of a low-fat/
low-glycaemic-load diet compared with a traditional diet [93]. It should be noted that over-
interpretation of the physiological significance of transcriptomic patterns is certainly pos-
sible since these are single snapshots. Furthermore, mRNA abundance is not always propor-
tional to protein activity and thus may limit its overall utility to serve as a predictor of re-
sponders and non-responders.
The role of ‘omic’ technologies such as transcriptomics (e.g. gene expression arrays) and
proteomics in biological, clinical and nutritional sciences has expanded in recent years.
These technologies are extensively used in an attempt to define molecular events involved in
the health effects of dietary components or in nutrition-related diseases, such as inflamma-
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tory bowel disease, obesity, diabetes, cardiovascular disease or colorectal cancer [94]. These
technologies provide the opportunity for global transcript and protein analyses, and bioin-
formatic analysis can be used to identify novel gene, protein and nutrient interactions or to
uncover potentially novel mechanisms in disease progression. While the application of these
technologies is becoming more accessible, the analysis of the complex large data sets that are
generated presents multiple challenges. For example, the complexity of the analysis is under-
scored by the potential interaction of a chosen nutrient with the 30,000 genes in the human
genome or the 100,000 different proteins believed to be translated. Integration of statistics
and bioinformatics with biology is therefore essential for the analysis and interpretation of
these datasets and requires the skills, expertise and knowledge of a multidisciplinary team.
To illustrate how ‘omic’ technologies can provide a deeper understanding of potential mo-
lecular mechanisms underlying nutrigenomic effects, we describe the results from gene and
protein expression (i.e. transcriptomic and proteomic) studies in colorectal cancer cell lines
investigating the impact of butyrate, a metabolite generated in the colon by bacterial fermen-
tation of dietary fibre or resistant starch [95, 96].
There is growing evidence to indicate that dietary fibre, in particular digestion-resistant
starch, promotes bowel health, and one of the areas of focus for experimental research is its
potential protection against the development of colorectal cancer [97]. Additional studies
have shown that butyrate, one of the predominant short-chain fatty acids produced from the
fermentation of resistant starch by the gut bacteria, may be responsible for its physiological
effects [98]. While the cellular effects of butyrate are well documented, numerous studies
have been conducted in order to elucidate the mechanisms by which butyrate may elicit its
anti-tumorigenic effects. We have employed gene expression and proteomic analysis with
colorectal cancer cell lines to understand the mechanism of action of butyrate with a par-
ticular focus on its apoptotic effects.
In colorectal cancer cell lines, we have shown that butyrate treatment induces apoptosis
and inhibits proliferation after 48 h (fig. 1). Following this, proteomics and gene expression
arrays were used to identify the mechanisms underlying butyrate-induced apoptosis using
HT29 cells as the model system. Statistical and bioinformatic analyses were then employed
to identify potentially important genes and proteins involved in the induction of apoptosis
in colorectal cancer cells. Using proteomics (2D-DIGE and mass spectrometry), we were able
to detect 1,347 proteins, including protein isoforms and modifications, and identified 139
proteins which are potentially involved in the apoptotic response to butyrate [99]. We further
determined that butyrate affects these cellular functions:
• remodelling of the actin cytoskeleton;
• increased expression of oncogenic proteins;
• enhanced cell stress response;
• negative regulation of protein biosynthesis;
• negative regulation of cell growth, and
• inhibition of the glycolytic pathway (Warburg effect).
Parallel gene expression analysis in the HT29 cells using Affymetrix arrays was per-
formed to identify genes influenced by butyrate. After 48 h, statistical analysis identified
2,550 genes as being modulated by butyrate, representing approximately 10% of the human
genome. These genes were found to be involved in biological processes such as DNA repair
and transcription, cell cycle progression, cell metabolism and signal transduction. A poor
correlation between gene (mRNA transcript) and protein expression was also found (fig. 2),
further highlighting the complexity of the molecular interactions and the need to integrate
statistical analysis with biology to extract appropriate hypotheses and conclusions.
These data can be used to determine the action of butyrate in the cell and to then correlate
this with physiological measurements or outcomes. Recently, a small number of butyrate trans-
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300,000
*** ***
***
***
200,000
*** *** ***
*** *********
0
0 2.5 5 7.510 15 20 0 2.5 5 7.510 15 20 0 2.5 5 7.510 15 20 0 2.5 5 7.510 15 20 0 2.5 5 7.510 15 20 0 2.5 5 7.510 15 20
160,000 Proliferation
** ** **
***
120,000 ***
***
*** ***
*** ******
80,000 *** ** ****** ***
******
*** *** *** * *
****** ******
*** ***
40,000
0
0 2.5 5 7.510 15 20 0 2.5 5 7.510 15 20 0 2.5 5 7.510 15 20 0 2.5 5 7.510 15 20 0 2.5 5 7.510 15 20 0 2.5 5 7.510 15 20
Butyrate concentration (mM)
Fig. 1. Apoptosis and proliferation in colorectal cancer cell lines in response to butyrate [95]. Colorectal
cancer cell lines (HT29, SW480, HCT116, Caco2, Lim1215 and T84) were treated with increasing concen-
trations of butyrate for 48 h. In all cases, butyrate was found to induce apoptosis and inhibit the prolif-
eration of cells, with the exception of the T84 cell line. In the T84 cell line, butyrate induced minimal/no
apoptosis and had minimal effect on proliferation. * p ! 0.05, ** p ! 0.01, *** p ! 0.001 compared to un-
treated cells using ANOVA with Tukey’s post hoc test. Colorectal cancer cell lines (HT29, SW480, HCT116,
CaCo2, Lim1215 and T84) were obtained from American Type Culture Collection (Manassas, Va., USA).
Apoptosis and proliferation was measured following exposure to butyrate for 48 h according to methods
described previously [95, 96]. Statistical analysis was performed using the Prism v4.0 software package.
porters and receptors has been identified, including SLC5A8, GPR109, GPR56 and the GPR40
family of receptors, which includes GPR41 and GPR43 [100–102]. Although there are reports
on the involvement of some of these receptors in the immune and inflammatory response as
well as colorectal cancer [103–107], little is known about the intracellular mechanisms under-
lying these responses. Mining of ‘omic’ data, such as the proteomics and gene expression data
that we have generated, may provide an insight into these mechanisms. Hypotheses that are
generated may then be validated experimentally using PCR and protein-based assays.
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2.0
Protein expression
1.5
1.0
Fig. 2. Correlation between gene and protein expression when HT29 cells were treated with butyrate for
48 h. After 48-hour butyrate treatment, 139 proteins were found to be differentially expressed. A direct
comparison between the gene (mRNA transcript) and protein expression of these 139 proteins yielded a
correlation of 0.48 (p = 0.00016). Proteomic data were collected and analysed as described [95, 96]. Gene
expression analysis was performed using Affymetrix arrays (Human Exon 1.0ST arrays) according to
manufacturer’s protocol (Affymetrix, Santa Clara, Calif., USA). Correlation analysis between protein and
transcript expression was performed using the R statistical package.
We have highlighted the use of ‘omic’ technologies in the nutritional sciences, using bu-
tyrate as an example. These technologies together with appropriate bioinformatic and statis-
tical tools can be applied to gain a deep understanding of the mechanisms by which any nu-
trient may exert its effects on the genome depending on the genetic background.
showed a significant interaction between the level of green tea drinking and the activity of
the angiotensin-converting enzyme (ACE) with respect to breast cancer risk depending on
ACE gene polymorphism [110]. Yet another study showed a significant association between
mushroom intolerance and Crohn’s disease in those carrying the T allele of the OCTN1
(c.1672C]T) sodium-dependent organic cation transporter gene [111].
Although all of these studies show the plausibility of nutrient-gene interactions in di-
verse aspects of the nutritional status and potential health outcomes, it is evident that the
new knowledge that was generated and the strength of association of outcomes with geno-
type was not strong enough to be used in clinical practice for personalised dietary recom-
mendations. Also, there is as yet inadequate evidence to suggest that observed nutrient-ge-
notype interactions observed within one ethnic group would also apply to any other ethnic
group. There is a general concern at present as to whether studies examining the use of ge-
netic test information in relation to diet are actually likely to change human behaviour [112].
Factors that are likely to limit uptake in dietetic practice include methodological weakness
of experimental designs to assess effectiveness and health literacy of the people likely to be
receiving the advice. Furthermore, medical practitioners and dieticians need to be properly
trained to evaluate the relevance and suitability of specific nutrient-gene interaction studies
for use in personalised nutrition advice. There is a considerable way to go before information
such as the present can be used meaningfully by appropriately trained health professionals
to modify disease risk or affect disease progression in a truly predictable, reproducible and
verifiable manner.
The clinical usefulness of gene expression measurements in making personalised di-
etary recommendations has not yet been demonstrated. Furthermore, changes in gene ex-
pression may simply be a homeostatic adaptive response to changes in dietary patterns or
associated life-style factors (e.g. exercise). Gene expression patterns may only become useful
in clinical practice when patterns in an easily accessible sample (e.g. blood or buccal cells)
that clearly and unequivocally identify a health or disease trajectory are properly validated.
For these reasons, we did not consider gene expression studies in the case study section.
tion given actually produces the expected nutritional change and health benefit within the
individual. This repeating validation process is critical for success in the future. The evi-
dence-based approach is the only mechanism that can ensure that the knowledge generated
by nutrigenetic/nutrigenomic science is properly implemented and scrutinised. Further-
more, as nutrition becomes increasingly integrated with preventive medicine, it is essential
that dieticians and medical practitioners as well as geneticists are properly educated in the
field of nutrigenetics/nutrigenomics so that their principles and practice are properly utilised
and not abused.
It is not only naïve, but also likely dangerous, to assume all individuals will respond
identically to the foods they consume. The development of a personalising approach to nu-
trition for disease prevention and therapy will require a much more comprehensive under-
standing of nutrient-gene interactions and their impact on phenotype in order to identify,
evaluate, and prioritise appropriately targeted strategies for dietary intervention. While the
challenges associated with unravelling the nutrigenomic-disease inter-relationship will not
be easy, the public health implications are enormous.
It is important to consider whether public health will be improved with individualised
tailored recommendations. How costly will personalised nutrition and counseling be? Will
people be motivated to adhere to a tailored diet? Will this approach be a luxury for those with
money and education? There are inherent risks in utilising nutrigenetics/nutrigenomics in
providing public health advice. These include fostering a simplistic view of the role of genes
in health, and diluting general healthy eating messages. At the moment, there is a degree of
public confusion and an immunity to messages that foster unpopular advice, such as ‘get
more exercise’ or ‘eat less calories’. Nevertheless, in the long term, these fields of endeavour
may be the only way to optimise nutrition for optimal effects on health, wellness, and a slow-
ing of the deterioration associated with the aging process.
Acknowledgements
Boon Yee Yeong and Mia Isabelle (both from ILSI South East Asia) are acknowledged for organising
the symposium ‘Fundamentals of Nutrigenetics/Nutrigenomics and Its Applications’ in 2009, which led
to the writing of this review. Nutrigenomics New Zealand is a collaboration between AgResearch Ltd.,
Crop & Food Research, HortResearch and the University of Auckland, with funding through the Founda-
tion for Research Science and Technology.
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