Rule 1113. Architectural Coatings
Rule 1113. Architectural Coatings
3, 1978)
(Amended Sept. 5, 1980)(Amended Apr. 3, 1981)(Amended July 3, 1981)
(Amended by California Air Resources Board Oct. 21, 1981)
(Amended Aug. 5, 1983)(Amended Mar. 16, 1984)(Amended Aug. 2, 1985)
(Amended Nov. 1, 1985)(Amended Feb. 6, 1987)(Amended Jan. 5, 1990)
(Amended Feb. 2, 1990)(Amended Nov. 2, 1990)(Amended Dec. 7, 1990)
(Amended Sept. 6, 1991)(Amended March 8, 1996)(Amended August 9, 1996)
(Amended November 8, 1996)(Amended May 14, 1999; Vacated)
(Amended July 20, 2001)(Amended December 6, 2002)(Amended December 5, 2003)
(Amended July 9, 2004)(Amended June 9, 2006)(Amended July 13, 2007)
(Amended June 3, 2011)(Amended September 6, 2013)
(Amended February 5, 2016)
(b) Definitions
For the purpose of this rule, the following definitions shall apply:
(1) AEROSOL COATING PRODUCT means a pressurized coating product
containing pigments, resins, and/or other coatings solids that dispenses product
ingredients by means of a propellant, and is packaged in a disposable aerosol
container for hand-held application, or for use in specialized equipment for
ground marking and traffic marking applications.
(2) ALUMINUM ROOF COATINGS are roof coatings containing at least 0.7 pounds
per gallon (84 grams per liter) of coating as applied, of elemental aluminum
pigment.
(3) APPURTENANCES are accessories to a stationary structure including, but not
limited to: hand railings, cabinets, bathroom and kitchen fixtures, fences, rain-
gutters and down-spouts, window screens, lamp-posts, heating and air
conditioning equipment, other mechanical equipment, large fixed stationary tools,
signs, motion picture and television production sets, and concrete forms.
(4) ARCHITECTURAL COATINGS are any coatings applied to stationary structures
or their appurtenances, or to fields and lawns.
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solely as part of a Faux Finishing or graphic arts coating system, and must
be labeled in accordance paragraph (d)(7).
(B) DECORATIVE COATINGS are coatings used to create a gonioapparent
appearance, such as metallic, iridescent, or pearlescent appearance, that
contain at least 48 grams of pearlescent mica pigment or other iridescent
pigment per liter of coating as applied (at least 0.4 pounds per gallon).
(C) GLAZES are coatings formulated and recommended to be used (or to be
mixed with another coating) for:
(i) Wet-in-wet techniques, where a wet coating is applied over
another wet coating to create artistic effects, including simulated
marble or wood grain, or
(ii) Wet-in-dry techniques, where a wet coating is applied over a pre-
painted or a specially prepared substrate or base coat and is either
applied or is treated during the drying period with various tools,
such as a brush, rag, comb, or sponge to create artistic effects such
as dirt, old age, smoke damage, simulated marble and wood grain
finishes, decorative patterns, or color blending.
(D) JAPANS are pure concentrated pigments, finely ground in a slow drying
vehicle used by Motion Picture and Television Production Studios to
create artistic effects including, but not limited to, dirt, old age, smoke
damage, water damage, simulated marble, and wood grain.
(E) TROWEL APPLIED COATINGS are coatings exclusively applied by
trowel that are used to create aesthetic effects including, but not limited to,
polished plaster, clay, suede and dimensional, tactile textures.
(22) FIRE-PROOFING COATINGS are opaque coatings formulated to protect the
structural integrity of steel and other construction materials and listed by
Underwriter's Laboratories, Inc. for the fire protection of steel.
(23) FLAT COATINGS are coatings that register a gloss of less than 15 on an 85-
degree meter or less than 5 on a 60-degree meter according to ASTM Test
Method D 523.
(24) FLOOR COATINGS are opaque coatings that are formulated for or applied to
flooring including, but not limited to, flooring for garages, decks, and porches.
Floor coatings also include clear coatings formulated for or applied to concrete
flooring. Floor coatings do not include Industrial Maintenance Coatings.
(25) FORM RELEASE COMPOUNDS are coatings designed for or applied to a
concrete form to prevent the freshly poured concrete from bonding to the form.
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The form may consist of metal, wood, or some material other than concrete.
Form release compounds will be exempt from Rules 1113 and 314 upon adoption
of Rule 1161 – Release Agents or any other Regulation XI Rule limiting the VOC
content of form release compounds.
(26) FORMULATION DATA is the actual product recipe which itemizes all the
ingredients contained in a product including VOCs and the quantities thereof used
by the manufacturer to create the product. Material Safety Data Sheets (MSDS)
are not considered formulation data.
(27) GONIOAPPARENT means a change in appearance with a change in the angle of
illumination or the angle of view, as defined according to ASTM E 284.
(28) GRAMS OF VOC PER LITER OF COATING OR COLORANT, LESS WATER
AND LESS EXEMPT COMPOUNDS, is the weight of VOC per combined
volume of VOC and coating or colorant solids and can be calculated by the
following equation:
For coatings that contain reactive diluents, the Grams of VOC per Liter of
Coating, Less Water and Less Exempt Compounds, shall be calculated by the
following equation:
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(29) GRAMS OF VOC PER LITER OF MATERIAL is the weight of VOC per
volume of material and can be calculated by the following equation:
(30) GRAPHIC ARTS COATINGS (Sign Paints) are coatings formulated for hand-
application by artists using brush or roller techniques to indoor and outdoor signs
(excluding structural components) and murals, including lettering enamels, poster
colors, copy blockers, and bulletin enamels.
(31) HIGH-TEMPERATURE INDUSTRIAL MAINTENANCE COATINGS are
industrial maintenance coatings formulated for or applied to substrates exposed
continuously or intermittently to temperatures above 400 degrees Fahrenheit.
(32) INDUSTRIAL MAINTENANCE COATINGS are coatings, including primers,
sealers, undercoaters, intermediate coatings and topcoats, formulated for or
applied to substrates, including floors, that are exposed to one or more of the
following extreme environmental conditions:
(A) Immersion in water, wastewater, or chemical solutions (aqueous and non-
aqueous solutions), or chronic exposure of interior surfaces to moisture
condensation;
(B) Acute or chronic exposure to corrosive, caustic or acidic agents, or similar
chemicals, chemical fumes, chemical mixtures, or solutions;
(C) Repeated exposure to temperatures in excess of 250 degrees Fahrenheit;
(D) Repeated heavy abrasion, including mechanical wear and repeated
scrubbing with industrial solvents, cleaners, or scouring agents; or
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limited to, alkalis, acids, and salts. Reactive Penetrating Sealers must meet the
following criteria:
(A) Used only for reinforced concrete bridge structures for transportation
projects within 5 miles of the coast or above 4,000 feet elevation; or for
restoration and/or preservation projects on registered historical buildings
that are under the purview of a restoration architect.
(B) Penetrate into concrete and masonry substrates and chemically react to
form covalent bonds with naturally occurring minerals in the substrate.
(C) Line the pores of concrete and masonry substrates with a hydrophobic
coating, but do not form a surface film.
(D) Improve water repellency at least 80 percent after application on a
concrete or masonry substrate. This performance must be verified on
standardized test specimens, in accordance with one or more of the
following standards: ASTM C67, or ASTM C97/97M, or ASTM C140.
(E) Provide a breathable waterproof barrier for concrete or masonry surfaces
that does not prevent or substantially retard water vapor transmission.
This performance must be verified on standardized test specimens, in
accordance with ASTM E96/E96M or ASTM D6490.
(F) Meet the performance criteria listed in the National Cooperative Highway
Research Report 244 (1981), surface chloride screening applications, for
products labeled and formulated for vehicular traffic.
(54) RECYCLED COATINGS are coatings manufactured by a certified recycled paint
manufacturer and formulated such that 50 percent or more of the total weight
consists of secondary and post-consumer coatings and 10 percent or more of the
total weight consists of post-consumer coatings.
(55) RESTORATION ARCHITECT is an architect that has a valid certificate of
registration as an architect issued by the California State Board of Architectural
Examiners or the National Council of Architectural Registration Boards and
working on registered historical restoration and/or preservation projects.
(56) RETAIL OUTLET means any establishment at which architectural coatings are
sold or offered for sale to consumers.
(57) ROOF COATINGS are coatings formulated for application to exterior roofs for
the primary purpose of preventing penetration of the substrate by water, or
reflecting heat and ultraviolet radiation.
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(84) WORKSITE means any location where architectural coatings are stored or
applied.
(85) ZINC-RICH INDUSTRIAL MAINTENANCE PRIMERS are primers formulated
to contain a minimum of 65 percent metallic zinc powder (zinc dust) by weight of
total solids for application to metal substrates.
(c) Requirements
(1) Except as provided in paragraphs (c)(3), (c)(4), no person shall supply, sell, offer
for sale, market, manufacture, blend, repackage, apply, store at a worksite, or
solicit the application of any architectural coating within the District that is listed
in the Table of Standards 1 and contains VOC (excluding any colorant added to
tint bases) in excess of the corresponding VOC limit specified in the table, after
the effective date specified.
(2) No person within the District shall, at the point of sale of any architectural coating
subject to paragraph (c)(1), add to such coating any colorant that contains VOC in
excess of the corresponding applicable VOC limit specified in the Table of
Standards 2.
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TABLE OF STANDARDS 1
VOC LIMITS
Grams of VOC Per Liter of Coating,
Less Water and Less Exempt Compounds
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COATING Limit
Low-Solids Coating 120
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TABLE OF STANDARDS 2
VOC LIMITS FOR COLORANTS
Grams of VOC Per Liter of Colorant
Less Water and Less Exempt Compounds
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(B) Any coating sold in a one-liter or smaller container that has a VOC
content above the applicable limit specified in the Table of Standards 1 for
that coating, which is manufactured prior to the effective date of the
elimination or restriction of the small container exemption listed in
subparagraph (f)(1)(B) through (f)(1)(E), may be sold, supplied, offered
for sale, or applied for up to two years after the specified date.
(5) All architectural coating or colorant containers from which the contents are used
by pouring, siphoning, brushing, rolling, padding, ragging or other means, shall
be closed when not in use. These containers include, but should not be limited to:
drums, buckets, cans, pails, trays or other storage or application containers.
(6) No person shall apply or solicit the application within the District of any
industrial maintenance coatings, except non-sacrificial anti-graffiti coatings, for
residential use or for use in areas such as office space and meeting rooms of
industrial, commercial or institutional facilities not exposed to such extreme
environmental conditions described in the definition of industrial maintenance
coatings.
(7) General Prohibition
No person shall supply, sell, market, offer for sale, manufacture, blend, or
repackage any architectural coating or colorant in the District subject to the
provisions of this rule with any materials that contain in excess of 0.1 percent by
weight any Group II exempt compounds listed in Rule 102. Cyclic, branched, or
linear, completely methylated siloxanes (VMS) are not subject to this prohibition.
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(D) ASTM Test Method 6886 (Standard Test Method for Determination of the
Weight Percent Individual Volatile Organic Compounds in Waterborne
Air-Dry Coatings by Gas Chromatography).
(E) Exempt Perfluorocarbons
The following classes of compounds:
cyclic, branched, or linear, completely fluorinated alkanes
cyclic, branched, or linear, completely fluorinated ethers with no
unsaturations
cyclic, branched, or linear, completely fluorinated tertiary amines
with no unsaturations
sulfur-containing perfluorocarbons with no unsaturations and with
sulfur bonds only to carbon and fluorine
will be analyzed as exempt compounds for compliance with subdivision
(c), only when manufacturers specify which individual compounds are
used in the coating formulations. In addition, the manufacturers must
identify the U.S. EPA, CARB, and SCAQMD approved test methods,
which can be used to quantify the amount of each exempt compound.
(2) Acid Content of Coatings
The acid content of a coating subject to the provisions of this rule shall be
determined by ASTM Test Method D 1613 (Acidity in Volatile Solvents and
Chemical Intermediates Used in Paint, Varnish, Lacquer, and Related Products).
(3) Metal Content of Coatings
The metallic content of a coating subject to the provisions of this rule shall be
determined by Method 318 (Determination of Weight Percent Elemental Metal in
Coatings by X-Ray Diffraction) in the SCAQMD's "Laboratory Methods of
Analysis for Enforcement Samples" manual.
(4) Drying Times
The set-to-touch, dry-hard, dry-to-touch, and dry-to-recoat times of a coating
subject to the provisions of this rule shall be determined by ASTM Test Method D
1640 (Standard Test Methods for Drying, Curing, or Film Formation of Organic
Coatings at Room Temperature). The tack-free time of a coating subject to the
provisions of this rule shall be determined by ASTM Test Method D 1640,
according to the Mechanical Test Method.
(5) Gloss Determination
The gloss shall be determined by ASTM Test Method D 523 (Specular Gloss).
(6) Gonioapparent Characteristics for Coatings
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(B) ASTM D4060 (Standard Test Method for Abrasion Resistance of Organic
Coatings by the Taber Abraser);
(C) ASTM D4585 (Standard Practice for Testing Water Resistance of
Coatings Using Controlled Condensation);
(D) ASTM D714 (Standard Test Method for Evaluating Degree of Blistering
of Paints); and
(E) ASTM D3359 (Standard Test Methods for Measuring Adhesion by Tape
Test).
(11) Performance criteria for penetrating Tile and Stone Sealers shall be determined by
the following:
(A) Penetration of Dense Tile
(i) ASTM C373 (Standard Test Method for Water Absorption, Bulk
Density, Apparent Porosity, and Apparent Specific Gravity of
Fired Whiteware Products, Ceramic Tiles, and Glass Tiles);
(ii) ASTM C97/C97M (Standard Test Methods for Absorption and
Bulk Specific Gravity of Dimension Stone); or
(iii) ASTM C642 (Standard Test Method for Density, Absorption, and
Voids in Hardened Concrete).
(B) Static Coefficient of Friction by American National Standard Specification
for Ceramic Tile (ANSI A137.1).
(C) Water Vapor Transmission by ASTM E96/96M (Standard Test Methods
for Water Vapor Transmission of Materials).
(12) Degree of Chalking Determination
ASTM D4214 (Standard Test Methods for Evaluating the Degree of Chalking of
Exterior Paint Films).
(13) Equivalent Test Methods
Other test methods determined to be equivalent after review by the Executive
Officer, CARB, and the U.S. EPA, and approved in writing by the District
Executive Officer may also be used.
(14) Multiple Test Methods
When more than one test method or set of test methods are specified for any
testing, a violation of any requirement of this rule established by any one of the
specified test methods or set of test methods shall constitute a violation of the
rule.
(15) All test methods referenced in this subdivision shall be the version most recently
approved by the appropriate governmental entities.
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(f) Exemptions
(1) Small Container Exemption
The provisions of the Table of Standards 1 and paragraph (c)(1) of this rule shall
not apply to architectural coatings in containers having capacities of one liter
(1.057 quart) or less, but shall apply to the following:
(A) Wood Coatings, including Lacquers, Varnishes, and Sanding Sealers.
(B) Effective February 5, 2016, Concrete-Curing Compounds For Roadways
and Bridges; Magnesite Cement Coatings; Multi-Color Coatings; Pre-
Treatment Wash Primers; Roof Primers, Bituminous; Sacrificial Anti-
Graffiti Coatings; Stone Consolidants; Repair and Other Swimming Pool
Coatings; and Below-Ground and Other Wood Preservatives.
(C) Effective January 1, 2018, Tub and Tile Refinishing Coatings; Clear and
Pigmented Shellacs; and Reactive Penetrating Sealers.
(D) Effective January 1, 2019, Flats and Nonflat Coatings that are sold:
(i) In containers having capacities greater than eight fluid ounce, or
(ii) For purposes other than touch up.
(E) Effective January 1, 2019, Industrial Maintenance Coatings, including
Color Indicating Safety Coatings, High Temperature IM Coatings, Non-
Sacrificial Anti-Graffiti Coatings, and Zinc-Rich IM Primers that are sold:
(i) In containers having capacities greater than one liter, or
(ii) For purposes other than touch up, or
(iii) Displayed or advertised for sale at a retail outlet.
(F) Effective January 1, 2020, Rust Preventative Coatings that are sold:
(i) In containers having capacities greater than eight fluid ounce, or
(ii) For purposes other than touch up.
(2) The small container exemption only applies if the following conditions are met:
(A) The manufacturer reports the sales in the Rule 314 Annual Quantity and
Emissions Report. The loss of this exemption due to the failure of the
manufacturer to submit the Rule 314 Annual Quantity and Emissions
Report shall apply only to the manufacturer.
(B) The coating containers of the same specific coating category listed in the
Table of Standards 1, are not bundled together to be sold as a unit that
exceeds one liter (1.057 quarts), or eight fluid ounces for coatings under
subparagraph (f)(1)(D) as of January 1, 2019, or eight fluid ounces for
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