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Quantum theory:
introduction and
principles
‘This chapter introduces some ofthe basic principles of quantum mecherics. First, itreviews
the experimental results that overthrew the concepts of classical physics. These experi-
‘ments led to the conclusion thet particles may rot heve an arbtrary energy and that
the classical concepts ct ‘partide’ and ‘wave’ blend together. The overthrow of classical
‘mechanics inspired the torruation of @ new set of conoapts and led tothe formulation of
‘quantum mocterics. In quertum mecharics, al the properties ofa eystern are expressed
In ters ofa wavelunction that is obtained by sohing the Sctrcinger equation. We soo
how to interpret wavefunctions. Fray, we iniroduce sore of the techriques of quantum
‘mechanics in torms of operaters, and see that they lead to the uncertainty princpo, one of
the most profound deperturesfrem classical mechanics.
It was once thought that the motion of atoms and subatomic particles could be
expressed using classical mechanics, the laws of motion introduced in the seven
teenth century by Isaac Newton, for these laws were very successful at explaining the
‘motion of everyday objects and planets. However, towards the end of the nineteenth
century, experimental evidence accumulated showing that classical mechanics failed
‘when it was applied to particles as smal as electrons, and it tock until the 1920s to
discover the appropriate concepts and equations for describing them. We describe the
concepts ofthis new mechanics, which is called quantum mechanics, inthis chapter,
and apply them throughout the remainder ofthe text.
The origins of quantum mechanics
‘The basic principles of classical mechanics are reviewed in Appendix 2. In brief they
show that classical physics (1) predicts a precise trajectory for particles, with precisely
specified locations and momenta at each instant, and (2) allows the translational,
rotational, and vibrational modes of motion to be excited to any energy simply by
contolling the forces that are applied. These conclusions agree with everyday experi-
ence. Everyday experience, however, does not extend to individual atoms, and careful
experiments of the type described below have shown that classical mechanics fails
‘when applied to the transfers of very small energies and to objects of very stall mass,
‘We shall also investigate the poperies flight. n classical physics, lights described
4s electromagnetic radiation, which is understood in terms of the electromagnetic
field, an oscillating electric and magnetic disturbance that spreads as aharmonic wave
through empty space, the vacuum. Such waves are generated by the acceleration
‘of electric charge, asin the oscillating motion of electrons inthe antenna of a radio
‘transmitter. The wave travels at a constant speed called the speed of light, c, which
‘The origins of quantum
mechanics
181 The failures of classical physics
182 Wave- particle duality
18.1 Impact on biology: Electron
microscopy
‘The dynamics of microscopic
systems
£83 The Schrodinger equation
{84 The Born interpretation ofthe
wavefunction
‘Quantum mechanical principles
{85 Theinformationina
wavefunction
‘86 The uncertainty principle
18.7 The postulates of quantum
smechanies
(Checklist of key dees
Further reocing
Discussion questions
Breciees
robles244 8 QUANTUM THEORY: INTRODUCTION AND PRINCIPLES
Wavelength, 2
a 2
/
}
Fa.81 ‘The wavelength, 2 ofa wave isthe
peak-to-peak distance (b) The waveis
shown travelling tothe right at a speed
‘Atagiven location, the instantaneous
‘amplitude ofthe wave changes through a
‘complete cyee (the four dots show hala
«yee. The frequency, vis the number of
cycles per second that occur at given
point.
Comment 8.1
Harmonic waves are waves with
isplacements that can be expressed as
sine or cosine functions. The physics of
‘waves is reviewed in Appendix 3.
is about 3 x 10" ms. As its name suggests, an electromagnetic field has two com
ponents, an electric field that acts on charged particles (whether stationary or
‘moving) and a magnetic field that acts only on moving charged particles. The elec-
‘tromagnetic field is characterized by a wavelength, 2 (lambda), the distance between
the neighbouring peaks of the wave, and its frequency, v (nu), the number of times
pper second at which its displacement at a fixed point returns to its original value
(Fig. 8.1). The frequency is measured in hertz, where 1 Hz= 1 5". The wavelength and
frequency of an electromagnetic wave are related by
=e a)
‘Therefore, the shorter the wavelength, the higher the frequency. The characteristics
of the wave are also reported by giving the wavenumber, (nu tilde), of the
radiation, where
?
: 8.2
7 82)
‘Wavenumbers are normally reported in reciprocal centimetres (em).
Figure 8.2 summarizes the electromagnetic spectrum, the description and classi-
fication ofthe electromagnetic field aecording to its frequency and wavelength. White
light is a mixture of electromagnetic radiation with wavelengths ranging from about
380 nm to about 700 nm (1 nm = 10°? m). Our eyes perceive different wavelengths
(of radiation in this range as different colours, soit can be said that white light is a
‘mixture of ight ofall different colours.
‘The wave model falls short of describing all the properties of radiation. So, just as
cour view of particles (and in particular small particles) needs to be adjusted, a new
view of light also has to be developed
81 The failures of classical physics
In this section we review some of the experimental evidence that showed that several
concepts of classical mechanics are untenable. In particular, we shall see that observa~
tions of the radiation emitted by hot bodies, heat capacities, and the spectra of atoms
and molecules indicate that systems can take up energy only in discrete amounts.
{@) Black-body radiation
A hot object emits electromagnetic radiation. At high temperatures, an appreciable
proportion of the radiation is in the visible region of the spectrum, and a higher
‘Wavelengthim
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rotation Vibration excitation excitation excitation
"9.82 The dectromagneticspectrum and the classification ofthe spectral regions.8.1 THE FAILURES OF CLASSICAL PHYSICS 245,
proportion of short wavelength blue light is generated asthe emperture i used
This behicur iste when heared ion br lowing re bot besores white hat
‘when heated further. The dependence is illustrated in Fig. 83, which shows how the
{nergy output varie with wavelength at several temperatures. Te curves ae thore
of an ideal emitter called a black body, which is an object capable of emitting and
absorbing all frequencies of radiation uniformly. A good approximation to a black
Tal plea cpt ontaernaiaie ote fcote|temmetne,
because any radiation leaking out of tbe hol as ben abyorbed and e-emited inside
so many nes that thas come to thermal equilibrium with he wal (Fig 84),
Tit cepaaiton fa bey set a afoc cabenge areaceeat
ery area a ere ed beret ce ea
‘asia physi. The physicist Lord Rayeigh studied i theorctially for a claical
viewpoiat and thought ofthe dectromagnetc fed a a collection of oxclators of
A pouuble Hequences He regarded the prescoce of radiation of fiequeney (end
therefore of wavelength A = civ) as signifying that the electromagnetic oscillator of
that frequency had been excited (Fig. 8.5). Rayleigh used the equipartition principle
(ection 2.2) to calculate the average energy ofeach oscillatoraskT.'Then, with minor
hhelp from James Jeans, he arrived at the Rayleigh-Jeans law (see Further reading for
its justification):
a pe (3)
pik pas
where p (tho), the density of states, is the proportionality constant between 2.
and the energy density, d, in the range of wavelengths between A and 2+ d, kis
Boltzmann's constant (k= 1.381 x 10 ] K~!). The units of p are typically joules per
metre (m+), to give an energy density din joules per cubic metre (J n>) when
‘amliplicd by a wavelongals rats et enctres A Sag lenailyof seated af I wa
Teng A cinly means cha er la ot of encry ociatd with wevlengta yng,
between Zand A-+d2. The total energy density (in joules per cubic metre) ina region
if by incgreing 89 ver el Waele betwee sea aay ed
the total energy (in joules) within the region is obtained by multiplying that total
energy denatyby the volume ofthe elon.
ct
ieee
Detected
rdiation
Pinhole
af
Container at 2
‘temperature T
an be
F.84 An experimental representation ofa regarded as abe to suppert oscillations
black-bod isa pinhole inan otherwise ‘of the electromagnetic eld, Wher high
‘losed container. Theradiation iseflected frequency, short wavelength oscillator
‘any times within the container and (a) isexcited, that frequency of a
comesto thermal equilibrium withthe is present. The presence oflow frequency,
walls ata temperature T: Radiation leaking long wavelength radiation (b) signifies
‘out through the pinholes characteristic that an oscillator ofthe corresponding,
‘of the radiation
inthe container. frequency has been excited
Veuve
Energy distribution,
Wavelength, 2
1g.03 The energy distribution ina black
body cavity at several temperatures. Note
how the energy density increases in the
tegion of shorter wavelengths asthe
temperature istaised, and how the peak
shifts to shorter wavelengths, The total
cenengy density (the area under the curve)
Increases asthe temperature is increased
(sT9.