Settlements Custody Clients

July 2017

MT54X Settlement Instructions

and Confirmations Formatting
Guidelines
(incl. the Standard Release 2016) Version 6.0/July 2017
Table of Contents

1 General Recommendations ...................................................................................................................................... 3

2 Modular Structure: Provided by Credit Suisse Message .......................................................................................... 4
3 MT54X Settlement Instructions Formatting Guidelines ........................................................................................... 5
Sequence A – General Information ................................................................................................................................ 5
Sequence B – Trade Details ......................................................................................................................................... 6
Sequence C – Financial Instrument/Account ................................................................................................................. 8
Sequence D – Two Leg Transaction Details (not to be used, will be ignored).................................................................... 9
Sequence E – Settlement Details ................................................................................................................................ 10
Sequence F – Other Parties ....................................................................................................................................... 13
4 Handling of Settlement Parties .............................................................................................................................. 14
5 Examples of Settlement Instructions ..................................................................................................................... 15
5.1 Swiss Market .......................................................................................................................................................... 15
MT540 Instruction to Receive Free of Payment ..................................................................................................... 15
MT541 Instruction to Receive Against Payment .................................................................................................... 16
MT542 Instruction to Deliver Free of Payment ...................................................................................................... 17
MT543 Instruction to Deliver Against Payment ...................................................................................................... 18
5.2 Foreign Markets ...................................................................................................................................................... 19
Example for Canada .................................................................................................................................................. 19
MT541 Instruction to Receive Against Payment .................................................................................................... 19
Example for UK with Stamp Duty ................................................................................................................................ 20
MT541 Instruction to Receive Against Payment .................................................................................................... 20
Example for T2S Settlement Netherlands .................................................................................................................... 21
MT541 Instruction to Receive Against Payment .................................................................................................... 21
6 Confirmations ......................................................................................................................................................... 22
7 Examples of Settlement Confirmations.................................................................................................................. 23
7.1 Swiss Market .......................................................................................................................................................... 23
MT544 Confirmation of Receipt Free of Payment .................................................................................................. 23
MT545 Confirmation of Receipt Against Payment ................................................................................................. 24
MT546 Confirmation of Delivery Free of Payment ................................................................................................. 25
MT547 Confirmation of Delivery Against Payment ................................................................................................. 26
7.2 Foreign Markets ...................................................................................................................................................... 27
Example for Canada .................................................................................................................................................. 27
MT545 Confirmation of Receipt Against Payment ................................................................................................. 27
Example for UK with Stamp Duty ................................................................................................................................ 28
MT545 Confirmation of Receipt Against Payment ................................................................................................. 28
Example for T2S Settlement Netherlands .................................................................................................................... 29
MT545 Confirmation of Receipt Against Payment ................................................................................................. 29

V6.0/July 2017 2
1 General Recommendations

Apart from the mandatory specifications (message • If you wish to provide in your instruction the Place of
specifications and user guidelines) and the SMPG Safekeeping (custodian of Credit Suisse), make sure that
market practice recommendations, the following rules you use the correct format: i.e. :94F::SAFE//NCSD/
corresponding to the SWIFT MT Standards ISO 15022 INSECHZZXXX (wrong format will trigger repair costs).
November 2016 should be noted: Please contact your custody account manager for further
information.
• For the identification of the financial instrument (placed in
Field:35B:) please use the ISIN (or the ISO two-digit country Examples of settlement instruction formats are provided at the
code where suitable, followed by the national scheme end of this document. We reserve the right to make changes
number): e.g. for security CH0012005267: ISIN to this version at any time. If you require additional information
CH0012005267 (or /CH/1200526). for a specific market, kindly refer to our settlement instruction
• The trade date has to be present in the format YYYYMMDD. guides (Quick Guides):
• For the deal price (:90A:) only percentage (PRCT) and https://www.credit-suisse.com/ch/en/unternehmen/
actual amount (ACTU) are necessary. institutional-clients/ global-custody/swift.html
• For safekeeping-account and cash-account information,
the correct format must be used: 4!n-7!n-2!n-3!n where The status processing is explained in the separate document
each part must be filled with leading zeros if not matching on MT548/MT537.
the format: e.g. safekeeping account: 0835-0123456-05-
000 (for cash account: 0835-0123456-01-012).

V6.0/July 2017 3
2 Modular Structure: Provided by Credit Suisse

A: General Information
(Mandatory) Includes: sender’s reference, function of the message, date and time of the instruction.
A1: Linkages
(Optional) References a related instruction, or provides a collective reference identifying a set of
instructions.

B: Trade Details
(Mandatory) Includes: place of trade, settlement and trade date, ISIN, price and currency of the deal.
B1: Financial Instrument
Attributes Contains attributes of the financial instrument.
(Optional)

C: Financial
Instrument/Account Includes: quantity of financial instrument, safekeeping account, cash account, place of
(Mandatory) safekeeping.

C1: Quantity Breakdown

(Optional) Contains details of the lot.

D: Two Leg Transaction

Details
(Optional) Covers the repo details.

E: Settlement Details
(Mandatory) Includes: settlement indicator
E1: Settlement Parties
(Mandatory) Identifies the parties involved in receiving and delivering the financial instrument.
E2: Cash Parties
(Optional ) Contains information about cash parties.
E3: Amounts
(Optional ) Information about settlement amount and possible exchange rate.

F: Other Parties
(Optional) Contains information about other parties.

V6.0/July 2017 4
3 MT54X Settlement Instructions Formatting Guidelines

The following tables describe the ISO 15022 SWIFT message Status1 M = Mandatory
types that you will be sending us. The following footnotes are O = Optional
used throughout the tables to clarify distinctions of field STP2 = Straight Through Processing (no STP = exception
information applicable to settlement instructions: generated, manual intervention necessary)
R3 = Repetitive field
a4 = Will be replaced by the chosen option e.g. 95a:,
Option P  95P: or 98a:, Option A  98A:
O5 = Use of these Qualifiers can be mandatory depending on
the market. Please refer to our respective market guides.

Sequence A – General Information

Status1 Tag Qualifier Code Field Name Example Content Comments Rep.3
Mandatory Sequence A General Information
M 16R GENL Start of Block :16R:GENL 1
M 20C SEME Sender’s Message :20C::SEME//16x 2
Reference
M 23G NEWM Function of the Message :23G::NEWM Please do not use any subfunctions 3
New Message (Release) as your swift instruction would not
PREA Message Preadvising be processed.
(Hold)
CANC Cancellation Request
O 98a4 PREP Preparation Date/Time :98C::PREP//20150115101945 4
O 99B SETT Current Settlement Only applicable for T2S. 5
Instruction Number For other transactions this
TOSE Total of Linked Settlement information will be ignored.
Instructions
Optional, Repetitive Subsequence A1 Linkages
M 16R LINK Start of Block :16R:LINK 6
O 22F LINK AFTE Linkage Type Indicator :22F::LINK//AFTE AFTE supported for SECOM and 7
BEFO T2S transactions.
INFO BEFO, WITH and INFO not to be
WITH used until further notice.
O 13a4 LINK Linked Message 8
M 20C POOL Pool Reference :20C::PREV//16x Only to be used for T2S 9
pool trades. For other
trades will be ignored.
PREA Preadvice Message PREA
Reference Hold/Release
PREV Previous Message PREV
Reference cancellation requests
RELA Related Message
Reference System
TRRF Deal Reference
system
COMM Common Reference
to be used as optional
matching criteria
(T2S only).
CORP Corporate Action be stored in our
Reference system
Any other qualifiers will be ignored.
O 36B PAIR Quantity of Financial Not to be used; TURN no STP2, 10
TURN Instrument PAIR will be ignored.
M 16S LINK End of Block 11
End of Subsequence A1 Linkages
M 16S GENL End of Block 12
End of Sequence A General Information

V6.0/July 2017 5
Sequence B – Trade Details

Status1 Tag Qualifier Code Field Name Example Content Comments Rep.3
Mandatory Sequence B Trade Details
M 16R TRADDET Start of Block :16R:TRADDET 13
O 94a4 TRAD EXCH Place of Trade 94B::TRAD//EXCH/XSWX Qualifier CLEAR not to be used, 14
Stock exchange will be ignored.
OTCO Over the Counter TRAD/VARI will be ignored.
PRIM Primary Market Format L not to be used, will be
SECM Secondary Market ignored.
M 98a4 SETT Settlement Date/Time :98A::SETT//20150114 Only option A will be supported. 15
TRAD Trade Date/Time Options B, C and E: additional
info will be ignored.
O 90a4 DEAL ACTU Deal Price :90B::DEAL//ACTU/EUR25,3 Information will be stored in our 16
Actual Amount system.
PRCT Percentage
PREM Premium
YIEL Yield :90A::DEAL//YIEL/N11,2 Negative amount with YIEL can
be accepted.
O 99A DAAC Number Count Not to be used, will be ignored. 17
M 35B Identification of the :35B:ISIN CH0012410517 When available ISIN must be used 18
Financial Instrument :35B:/CH/1203204 (market practice rules).
Optional Subsequence B1 Financial Instrument Attributes (Not to be used, will be ignored)
M 16R FIA Start of Block 19
O 94B PLIS EXCH Place of Listing 20
OTCO
O 22F MICO A001–A014 Method of Interest 21
OTHR Computation Indicator
FORM BEAR Form of Securities
REGD Indicator
PFRE ANNU Payment Frequency
MNTH Indicator
CFRE QUTR Variable Rate Change
SEMI Frequency Indicator
WEEK
PAYS FULL Payment Status
NILL Indicator
PART
O 12a4 CLAS Classification Type 22
OPST AMER Option Style
EURO
OPTI CALL Option Type
PUTO
O 11A DENO Currency 23
of Denomination
O 98A COUP Coupon Date 24
EXPI Expiry Date
FRNR Floating Rate Note
Reset Date
MATU Maturity Date
ISSU Issue Date
CALD Call Date
PUTT Put Date
DDTE Dated Date
FCOU First Coupon Date
O 92A PRFC Previous Factor 25
CUFC Current Factor
NWFC Next Factor
INTR Interest Rate
NXRT Next Interest Rate
INDX Index Factor
YTMR Yield To Maturity Rate
O 13a4 COUP Coupon Number 26
POOL Pool Number
O 17B FRNF N Floating Rate Note 27
Y Flag
CALL Callable Flag
PUTT Putable Flag

V6.0/July 2017 6
O 90a4 INDC DISC Indicative Price 28
MRKT PRCT Market Price
EXER PREM Exercise Price
YIEL
ACTU
DISC
O 36B MINO AMOR Minimum Nominal 29
FAMT Quantity
SIZE UNIT Contract Size
O 35B Identification of the 30
Financial Instrument
O 70E FIAN Financial Instrument 31
Attribute Narrative
M 16S FIA End of Block 32
End of Sequence B1 Financial Instrument Attributes
O 22F TTCO CBNS Trade Transaction :22F::TTCO//CCPN Codes CBNS, CCPN, CDIV, CRTS, 33
CCPN Condition Indicator CWAR, SPCU, SPEX, XBNS,
CDIV XCPN, XDIV, XRTS and XWAR
CRTS are processed STP2.
CWAR RPOR/EXCH and RPOR/TRRE
SPCU no STP2.
SPEX Any other qualifiers/codes will be
XBNS ignored.
XCPN
XDIV
XRTS
XWAR
O 11A FXIB Currency to Buy :11A::FXIB/USD If qualifier present no STP2. 34
FXIS Currency to Sell
O 25D MTCH MACH Matching Status If qualifier present no STP2. 35
NMAT
AFFM AFFI Affirmation Status
NAFI
O 70E SPRO Settlement Instruction :70E::SPRO//10*35x If qualifier present no STP2. 36
Processing Narrative
M 16S TRADDET End of Block 37
End of Sequence B Trade Details

V6.0/July 2017 7
Sequence C – Financial Instrument/Account

Status1 Tag Qualifier Code Field Name Example Content Comments Rep.3
Mandatory Sequence C Financial Instrument/Account
M 16R FIAC Start of Block :16R:FIAC 38
M 36B SETT FAMT Quantity of Financial :36B::SETT//FAMT/2000000 Only FAMT and UNIT to be used, 39
UNIT Instrument to be AMOR no STP2.
AMOR Settled
O 70D DENC Denomination Choice Any input will be ignored. 40
O 13B CERT Certificate Number Any input will be ignored. 41
4
O 95a ACOW Account Owner Any input will be ignored. 42
M 97a4 SAFE Safekeeping Account :97A::SAFE//0835-0123456-05-000 Only Option A is supported. 43
Option B no STP2.
O 97a4 CASH Cash Account :97A::CASH//0835-0123456-01-000 Optional, if account is provided, 43
the cash will be booked on the
mentioned account.
Options A and E are supported.
O 94a4 SAFE CUST Place of Safekeeping :94F::SAFE//NCSD/INSECHZZXXX SHHE can be used, please contact 44
ICSD your dedicated account manager if
NCSD you want to use this code.
SHHE If Option C present no STP2.
Optional Repetitive Subsequence C1 Quantity Breakdown (Not to be used, will be ignored)
M 16R BREAK Start of Block 45
O 13B LOTS Lot Number 46
O 36B LOTS AMOR Quantity of Financial 47
FAMT Instrument in the Lot
UNIT
O 98a4 LOTS Lot Date/Time 48
4
O 90a LOTS DISC Book/Lot Price 49
PRCT
PREM
YIEL
ACTU
O 22F PRIC Type of Price Indicator 50
M 16S BREAK End of Block 51
End of Subsequence C1 Quantity Breakdown
M 16S FIAC End of Block 52
End of Sequence C Financial Instrument/Account

V6.0/July 2017 8
Sequence D – Two Leg Transaction Details (not to be used, will be ignored)

Status1 Tag Qualifier Code Field Name Example Content Comments Rep.3
Optional Sequence D Two Leg Transaction Details
M 16R REPO Start of Block 53
O 98a4 TERM OPEN Closing Date/Time 54
RERA Rate Change Date/Time
O 22F RERT FIXE Rate Type 55
FORF
VARI
MICO A001-A014 Method of Interest
OTHR Computation Indicator
REVA REVY Revaluation Indicator
REVN
LEGA FRAN Legal Framework
Indicator
OMAT MATA Maturity Date Modification
MATN Indicator
INTR GIVE Interest Payment Indicator
TAKE
O 20C SECO Second Leg Reference 56
REPO Transaction Reference
O 92a4 VASU Variable Rate Support 57
REPO Repurchase Rate
RSPR Spread Rate
PRIC Pricing Rate
SLMG Stock Loan Margin
SHAI Securities Haircut
O 99B CADE Transaction Call Delay 58
TOCO Total Number of Collateral
Instructions
O 19A FORF Forfeit Amount 59
TRTE Termination Transaction
Amount
REPP Premium Amount
ACRU Accrued Interest Amount
DEAL Deal Amount
TAPC Termination Amount per
Piece of Collateral
O 70C SECO Second Leg Narrative 60
M 16S REPO End of Block 61
End of Sequence D Two Leg Transaction Details

V6.0/July 2017 9
Sequence E – Settlement Details

Status1 Tag Qualifier Code Field Name Example Content Comments Rep.3
Mandatory Sequence E Settlement Details
M 16R SETDET Start of Block 62
M 22F SETR CLAI Type of Settlement :22F::SETR//TRAD Codes CLAI, NETT, OWNE, OWNI, 63
NETT Transaction PLAC, PORT, REAL, RODE, SBRE,
OWNE Indicator SECB, SECL and TRAD are
OWNI processed STP2.
PLAC Codes CONV, ETFT and ISSU
PORT no STP2.
REAL Any other codes will be ignored.
RODE
SBRE
SECB
SECL
TRAD
CONV
ETFT
ISSU
O5 22F STAM CRST/GBOX Stamp Duty :22F::STAM/CRST/GBOX For more information, kindly refer to 63
CRST/GBPX Indicator the respective market guide.
CRST/GBTX
O5 22F STCO CLEN Settlement :22F::STCO//PHYS Codes CLEN, DIRT, NOMC, NPAR, 63
DIRT Transaction PART, RHYP, SHOR, SPST and
NOMC Condition Indicator TRAN are processed STP2.
NPAR Codes PHYS, RPTO and UNEX
PART no STP2.
RHYP Any other codes will be ignored.
SHOR
SPST
TRAN
PHYS
RPTO
UNEX
O5 22F RTGS NRTG Securities Real-Time :22F::RTGS//YRTG For more information, kindly refer to 63
YRTG Gross Settlement the respective market guide.
Indicator
O5 22F BENE NBEN Beneficial :22F::BENE/YBEN For more information, kindly refer to 63
YBEN Ownership Indicator the respective market guide.
O5 22F SETS NSET Settlement System/ :22F::SETS/YSET For more information, kindly refer to 63
YSET Method Indicator the respective market guide.
O5 22F NETT NNET Netting Eligibility :22F::NETT/YNET For more information, kindly refer to 63
YNET Indicator the respective market guide.
O5 22F CCPT NCCP CCP Eligibility :22F::CCPT/YCCP For more information, kindly refer to 63
YCCP Indicator the respective market guide.
O5 22F COLA SHSL Exposure Type :22F::COLA/SHSL Code SHSL (only used in MT540 and 63
Indicator MT542) is processed STP2.
Any other codes will be ignored.
O5 22F LEOG NLEG Letter of Guarantee :22F::LEOG/NLEG For more information, kindly refer to 63
YLEG Indicator the respective market guide.
O 22F REPT PADJ Repurchase Type :22F::REPT/PADJ Code PADJ is processed STP2. 63
Indicator Any other codes will be ignored.
O 22F BLOC BLCH Block Trade :22F::BLOC/BLCH If qualifier present no STP2. 63
BLPA Indicator
O 22F FXCX FXNO Forex Order :22F::FXCX/FXNO If qualifier present no STP2. 63
FXYE Cancellation
SINO Indicator
O 22F REGT NREG Registration :22F::REGT/YREG If qualifier present no STP2. 63
YREG Indicator
O 22F all others Any other qualifiers will be ignored. 63

V6.0/July 2017 10
Mandatory Repetitive Subsequence E1 Settlement Parties
M 16R SETPRTY Start of Block 64
M 95a4 BUYR Party that receives the :95R::DEAG/SCOM/CH100164 If option Q is used no STP2. 65
financial instrument.
DEAG Delivering party that :95P::DEAG//CRESCHZZ80A
interacts with the place
of settlement.
DECU Party that interacts with
the delivering agent
unless intermediaries
exist.
DEI1 Party that interacts with
the delivering agent.
Party that interacts with
DEI2 the deliverer’s
intermediary 1.
PSET Place of Settlement. :95P::PSET//INSECHZZXXX
REAG Receiving party that
interacts with the place
of settlement.
RECU Party that interacts with
the receiving agent
unless intermediaries
exist.
REI1 Party that interacts with
the receiving agent.
REI2 Party that interacts with
the receiver’s
intermediary 1.
SELL Party that delivers the :95P:SELL//ABCDABABXXX
financial instrument.
O 95S ALTE TXID Alternate identification :95S::ALTE/TXID/30x Tax ID is required by EB for 65
for a party settlement of Italian securities.
O 97a4 SAFE Safekeeping Account :97a:.SAFE//35x If option B is used no STP2. 66
4
O 98a PROC Processing Date/Time If qualifier present no STP2. 67
O 20C PROC Processing Reference :20C:PROC//16x 68
O 70a4 DECL Declaration Details :70E:DECL//10*35x If qualifier present no STP2. 69
REGI Registration Details
PACO Party Narrative
M 16S SETPRTY End of Block 70
End of Subsequence E1 Settlement Parties

V6.0/July 2017 11
Optional Repetitive Subsequence E2 Cash Parties – (If Subsequence E2 present no STP2)
M 16R CSHPRTY Start of Block 71
M 95a4 ACCW Account With Institution 72
BENM Beneficiary of Money
DEBT Debtor
INTM Intermediary
PAYE Paying Institution
ALTE ARNU Alternate ID
CCPT
CHTY
CORP
DRLC
FIIN
TXID
O 97a4 CASH Cash Account Status will be ignored. 73
CHAR Charges Account
COMM Commission Account
TAXE Tax Account
O 70a4 DECL Declaration Details Status will be ignored. 74
PACO Party Narrative
M 16S CSHPRTY End of Block 75
End of Subsequence E2 Cash Parties
Optional Repetitive Subsequence E3 Amount
M 16R AMT Start of Block 76
O 17B ACRU N Accrued Interest Flag If qualifier is used with flag = N no 77
STAM Y Stamp Duty Flag STP2.
EXEC Brokerage Amount Flag
M 19A SETT Settlement Amount :19A::SETT//EUR190519,7 78
M 19A ACRU Accrued Interest :19A::ACRU//EUR190519,7 Any other codes will lead to no STP2. 78
Amount
CHAR Charges/Fees
COUN Country, National,
Federal Tax
DEAL Trade Amount
EXEC Executing Broker’s
Amount
LADT Local Tax
(Country specific 1)
LEVY Payment Levy Tax
LOCL Local Tax
LOCO Local Broker’s
Commission
OTHR Other Amount
REGF Regulatory Amount
SHIP Shipping Amount
STAM Stamp Duty
STEX Stock Exchange Tax
TRAN Transfer Tax
TRAX Transaction Tax
VATA Value-Added Tax
WITH Withholding Tax
O 98a4 VALU Value Date/Time Any input will be ignored. 79
O 92B EXCH Exchange Rate Any input will be ignored. 80
M 16S AMT End of Block 81
End of Subsequence E3 Amount
M 16S SETDET End of Block 82
End of Sequence E Settlement Details

V6.0/July 2017 12
Sequence F – Other Parties

Status1 Tag Qualifier Code Field Name Example Content Comments Rep.3
Optional Repetitive Sequence F Other Parties
M 16R OTHRPRTY Start of Block 83
M 95a4 INVE Investor :95C:INVE//CH INVE is required in selected 84
markets on certain instruments.
Any other qualifiers will be ignored.
O 97A SAFE Safekeeping Account :97A:.SAFE//35x 85
O 70a4 DECL Declaration Details :70E:DECL//10*35x If qualifier present no STP2. 86
REGI Registration Details
PACO Party Narrative
O 20C PROC Processing Reference :20C:PROC//16x 87
M 16S OTHRPRTY End of Block 88
End of Sequence F Other Parties

V6.0/July 2017 13
4 Handling of Settlement Parties

The below diagram depicts SIX SIS InHouse deliveries and the instruction variants:

BUYR

BUYR RECU

INFORMATION BUYR RECU REI1

PASSED TO SIX SIS

REAG REAG REAG REAG

PSET PSET PSET PSET

The below diagram depicts SIX SIS InHouse receipts and the instruction variants:

SELL

SELL DECU

INFORMATION SELL DECU DEI1

PASSED TO SIX SIS

DEAG DEAG DEAG DEAG

PSET PSET PSET PSET

For SIX SIS Crossborder transactions and all other custodians we forward all settlement parties as received.
Depending on the market/local custodian only the first two settlement parties are used for the settlement.

V6.0/July 2017 14
5 Examples of Settlement Instructions
5.1 Swiss Market

MT540 Instruction to Receive Free of Payment

:16R:GENL A: General Inform ation
:20C::SEME//1234567890123456
:23G:NEWM
:98C::PREP//20161123165256
:16S:GENL
:16R:TRADDET B: Trade Details
:98A::TRAD//20161123
:98A::SETT//20161127
::35B:ISIN CH0012138530
CREDIT SUISSE GROUP
:16S:TRADDET
:16R:FIAC C: Financial Instrum ent/ Account
:36B::SETT//UNIT/10,
:97A::SAFE//0123-1234567-05-001
:94F::SAFE//NCSD/INSECHZZXXX
:16S:FIAC
:16R:SETDET E: Settlem ent Details
:22F::SETR//TRAD
:16R:SETPRTY E1: Settlem ent Parties
:95R::DEAG/SCOM/CH123456
:16S:SETPRTY
:16R:SETPRTY E1: Settlem ent Parties
:95P::SELL//ABCDABABXXX
:97A::SAFE//123456789
:16S:SETPRTY
:16R:SETPRTY E1: Settlem ent Parties
:95P::PSET//INSECHZZ
:16S:SETPRTY
:16S:SETDET E: Settlem ent Details

V6.0/July 2017 15
MT541 Instruction to Receive Against Payment
:16R:GENL A: General Inform ation
:20C::SEME//1234567890123456
:23G:NEWM
:98C::PREP//20161123165256
:16S:GENL
:16R:TRADDET B: Trade Details
:98A::TRAD//20161123
:98A::SETT//20161127
::35B:ISIN CH0012138530
CREDIT SUISSE GROUP
:16S:TRADDET
:16R:FIAC C: Financial Instrum ent/ Account
:36B::SETT//UNIT/10,
:97A::SAFE//0123-1234567-05-001
:94F::SAFE//NCSD/INSECHZZXXX
:16S:FIAC
:16R:SETDET E: Settlem ent Details
:22F::SETR//TRAD
:16R:SETPRTY E1: Settlem ent Parties
:95R::DEAG/SCOM/CH123456
:16S:SETPRTY
:16R:SETPRTY E1: Settlem ent Parties
:95P::SELL//ABCDABABXXX
:97A::SAFE//123456789
:16S:SETPRTY
:16R:SETPRTY E1: Settlem ent Parties
:95P::PSET//INSECHZZ
:16S:SETPRTY
:16R:AMT E3: Am ounts
:19A::SETT//CHF218,4
:16S:AMT
:16S:SETDET E: Settlem ent Details

V6.0/July 2017 16
MT542 Instruction to Deliver Free of Payment
:16R:GENL A: General Inform ation
:20C::SEME//1234567890123456
:23G:NEWM
:98C::PREP//20161123165256
:16S:GENL
:16R:TRADDET B: Trade Details
:98A::TRAD//20161123
:98A::SETT//20161127
::35B:ISIN CH0012138530
CREDIT SUISSE GROUP
:16S:TRADDET
:16R:FIAC C: Financial Instrum ent/ Account
:36B::SETT//UNIT/10,
:97A::SAFE//0123-1234567-05-001
:94F::SAFE//NCSD/INSECHZZXXX
:16S:FIAC
:16R:SETDET E: Settlem ent Details
:22F::SETR//TRAD
:16R:SETPRTY E1: Settlem ent Parties
:95R::REAG/SCOM/CH123456
:16S:SETPRTY
:16R:SETPRTY E1: Settlem ent Parties
:95P::BUYR//ABCDABABXXX
:97A::SAFE//123456789
:16S:SETPRTY
:16R:SETPRTY E1: Settlem ent Parties
:95P::PSET//INSECHZZ
:16S:SETPRTY
:16S:SETDET E: Settlem ent Details

V6.0/July 2017 17
MT543 Instruction to Deliver Against Payment
:16R:GENL A: General Inform ation
:20C::SEME//1234567890123456
:23G:NEWM
:98C::PREP//20161123165256
:16S:GENL
:16R:TRADDET B: Trade Details
:98A::TRAD//20161123
:98A::SETT//20161127
::35B:ISIN CH0012138530
CREDIT SUISSE GROUP
:16S:TRADDET
:16R:FIAC C: Financial Instrum ent/ Account
:36B::SETT//UNIT/10,
:97A::SAFE//0123-1234567-05-001
:94F::SAFE//NCSD/INSECHZZXXX
:16S:FIAC
:16R:SETDET E: Settlem ent Details
:22F::SETR//TRAD
:16R:SETPRTY E1: Settlem ent Parties
:95R::REAG/SCOM/CH123456
:16S:SETPRTY
:16R:SETPRTY E1: Settlem ent Parties
:95P::BUYR//ABCDABABXXX
:97A::SAFE//123456789
:16S:SETPRTY
:16R:SETPRTY E1: Settlem ent Parties
:95P::PSET//INSECHZZ
:16S:SETPRTY
:16R:AMT E3: Am ounts
:19A::SETT//CHF218,4
:16S:AMT
:16S:SETDET E: Settlem ent Details

V6.0/July 2017 18
5.2 Foreign Markets
Quick Guides to settlement instructions for all markets are available on the Credit Suisse internet page:
https://www.credit-suisse.com/ch/en/unternehmen/institutional-clients/global-custody/swift.html

Example for Canada

MT541 Instruction to Receive Against Payment
:16R:GENL A: General Inform ation
:20C::SEME//1234567890123456
:23G:NEWM
:98C::PREP//20161123165256
:16S:GENL
:16R:TRADDET B: Trade Details
:98A::TRAD//20161123
:98A::SETT//20161127
:90B::DEAL//ACTU/CAD32,
:35B:ISIN CA83179X1087
SMART REAL ESTATE INVESTMENT
:16S:TRADDET
:16R:FIAC C: Financial Instrum ent/ Account
:36B::SETT//UNIT/2730,
:97A::SAFE//0123-1234567-05-001
:94F::SAFE//CUST/ROYCCAT2XXX
:16S:FIAC
:16R:SETDET E: Settlem ent Details
:22F::SETR//TRAD
:16R:SETPRTY E1: Settlem ent Parties
:95R::DEAG/CDSL/ABCD
:16S:SETPRTY
:16R:SETPRTY E1: Settlem ent Parties
:95P::SELL//ABCDABABXXX
:97A::SAFE//XXXXX
:16S:SETPRTY
:16R:SETPRTY E1: Settlem ent Parties
:95P::PSET//CDSLCATT
:16S:SETPRTY
:16R:AMT E3: Am ounts
:19A::SETT//CAD87373,65
:16S:AMT
:16R:AMT E3: Am ounts
:19A::DEAL//CAD87360,
:16S:AMT
:16R:AMT E3: Am ounts
:19A::EXEC//CAD13,65
:16S:AMT
:16S:SETDET E: Settlem ent Details

V6.0/July 2017 19
Example for UK with Stamp Duty
MT541 Instruction to Receive Against Payment
:16R:GENL A: General Inform ation
:20C::SEME//1234567890123456
:23G:NEWM
:98C::PREP//20161123165256
:16S:GENL
::16R:TRADDET B: Trade Details
:98A::TRAD//20161123
:98A::SETT//20161127
:35B:ISIN GB0000566504
BHP BILLITON
:16S:TRADDET
:16R:FIAC C: Financial Instrum ent/ Account
:36B::SETT//UNIT/216428,
:97A::SAFE//0123-1234567-05-001
:94F::SAFE//NCSD/INSECHZZXXX
:16S:FIAC
:16R:SETDET E: Settlem ent Details
:22F::SETR//TRAD
:22F::STAM/CRST/XXXX
:16R:SETPRTY E1: Settlem ent Parties
:95R::DEAG/CRST/ABCD
:16S:SETPRTY
:16R:SETPRTY E1: Settlem ent Parties
:95P::SELL//ABCDABABXXX
:97A::SAFE//XXXXX
:16S:SETPRTY
:16R:SETPRTY E1: Settlem ent Parties
:95P::PSET//CRSTGB22XXX
:16S:SETPRTY
:16R:AMT E3: Am ounts
:19A::SETT//GBP1710926,86
:16S:AMT
:16S:SETDET E: Settlem ent Details

V6.0/July 2017 20
Example for T2S Settlement Netherlands
MT541 Instruction to Receive Against Payment
:16R:GENL A: General Inform ation
:20C::SEME//1234567890123456
:23G:NEWM
:98C::PREP//20161203004001
:16S:GENL
::16R:TRADDET B: Trade Details
:98A::TRAD//20161202
:98A::SETT//20161206
:35B:ISIN NL0000009538
SHS ROYAL PHILIPS
:16S:TRADDET
:16R:FIAC C: Financial Instrum ent/ Account
:36B::SETT//UNIT/194732,
:97A::SAFE//0123-1234567-05-001
:94F::SAFE//ICSD/INSECHZZXXX
:16S:FIAC
:16R:SETDET E: Settlem ent Details
:22F::SETR//TRAD
:16R:SETPRTY E1: Settlem ent Parties
:95R::DEAG//ABCDABABXXX
:16S:SETPRTY
:16R:SETPRTY E1: Settlem ent Parties
:95P::SELL//ABCDABABXXX
:97A::SAFE//XXXXX
:16S:SETPRTY
:16R:SETPRTY E1: Settlem ent Parties
:95P::PSET//NECINL2AXXX:16S:SETPRTY
:16R:AMT E3: Am ounts
:19A::SETT//EUR5175373,85
:16S:AMT
:16S:SETDET E: Settlem ent Details

V6.0/July 2017 21
6 Confirmations

On all our confirmation SWIFTs (MT544-MT547) we will We will inform you about our place of safekeeping on all our
send you the same information contained in the tags and confirmations. This information will be input in sequence C in
fields as indicated on your instructions, except the ignored the following format: 94F::SAFE//…./…….. When your
tags/fields. The content of the fields will remain unchanged instruction has settled in the local market, one of the
unless, during the settlement cycle, an amendment was components we will then transmit to you in the confirmation
necessary. is the following: 94F::SAFE//NCSD/INSECHZZ (NCSD
stands for National Central Security Depository and the BIC
Please note that we will mention the correct place of INSECHZZ represents SIX SIS). Where we receive the market
settlement (PSET) on all our confirmations. In the event your reference we will include it in our confirmation in sequence E1
instruction is settled in the local market (e.g. USA within with the PSET in the following format: 20C::PROC//………..
DTC), the PSET (place of settlement) will be the BIC of the
local CSD (e.g. DTC, DTCYUS33XXX). If your instruction
has settled over the SIX SIS link (e.g. SIX SIS to/from Crest),
the PSET will change accordingly.

V6.0/July 2017 22
7 Examples of Settlement Confirmations
7.1 Swiss Market

MT544 Confirmation of Receipt Free of Payment

:16R:GENL A: General Inform ation
:20C::SEME//161123CUBE123456
:23G:NEWM
:98C::PREP//20161127165256
:16R:LINK A1: Linkages
:13A::LINK//540
:20C::RELA//1234567890123456
:16S:LINK
:16S:GENL A: General Inform ation
:16R:TRADDET B: Trade Details
:98A::TRAD//20161123
:98A::SETT//20161127
:98A::ESET//20161127
::35B:ISIN CH0012138530
CREDIT SUISSE GROUP
:16S:TRADDET
:16R:FIAC C: Financial Instrum ent/ Account
:36B::SETT//UNIT/10,
:97A::SAFE//0123-1234567-05-001
:94F::SAFE//NCSD/INSECHZZXXX
:16S:FIAC
:16R:SETDET E: Settlem ent Details
:22F::SETR//TRAD
:16R:SETPRTY E1: Settlem ent Parties
:95R::DEAG/SCOM/CH123456
:16S:SETPRTY
:16R:SETPRTY E1: Settlem ent Parties
:95P::SELL//ABCDABABXXX
:97A::SAFE//123456789
:16S:SETPRTY
:16R:SETPRTY E1: Settlem ent Parties
:95P::PSET//INSECHZZ
:20C::PROC//CH1234569876543
:16S:SETPRTY
:16S:SETDET E: Settlem ent Details

V6.0/July 2017 23
MT545 Confirmation of Receipt Against Payment
:16R:GENL A: General Inform ation
:20C::SEME//161123CUBE123456
:23G:NEWM
:98C::PREP//20161127165256
:16R:LINK A1: Linkages
:13A::LINK//541
:20C::RELA//1234567890123456
:16S:LINK
:16S:GENL A: General Inform ation
:16R:TRADDET B: Trade Details
:98A::TRAD//20161123
:98A::SETT//20161127
:98A::ESET//20161127
::35B:ISIN CH0012138530
CREDIT SUISSE GROUP
:16S:TRADDET
:16R:FIAC C: Financial Instrum ent/ Account
:36B::SETT//UNIT/10,
:97A::SAFE//0123-1234567-05-001
:94F::SAFE//NCSD/INSECHZZXXX
:16S:FIAC
:16R:SETDET E: Settlem ent Details
:22F::SETR//TRAD
:16R:SETPRTY E1: Settlem ent Parties
:95R::DEAG/SCOM/CH123456
:16S:SETPRTY
:16R:SETPRTY E1: Settlem ent Parties
:95P::SELL//ABCDABABXXX
:97A::SAFE//123456789
:16S:SETPRTY
:16R:SETPRTY E1: Settlem ent Parties
:95P::PSET//INSECHZZ
:20C::PROC//CH1234569876543
:16S:SETPRTY
:16R:AMT E3: Am ounts
:19A::ESTT//CHF218,4
:16S:AMT
:16S:SETDET E: Settlem ent Details

V6.0/July 2017 24
MT546 Confirmation of Delivery Free of Payment
:16R:GENL A: General Inform ation
:20C::SEME//161123CUBE123456
:23G:NEWM
:98C::PREP//20161127165256
:16R:LINK A1: Linkages
:13A::LINK//542
:20C::RELA//1234567890123456
:16S:LINK
:16S:GENL A: General Inform ation
:16R:TRADDET B: Trade Details
:98A::TRAD//20161123
:98A::SETT//20161127
:98A::ESET//20161127
::35B:ISIN CH0012138530
CREDIT SUISSE GROUP
:16S:TRADDET
:16R:FIAC C: Financial Instrum ent/ Account
:36B::SETT//UNIT/10,
:97A::SAFE//0123-1234567-05-001
:94F::SAFE//NCSD/INSECHZZXXX
:16S:FIAC
:16R:SETDET E: Settlem ent Details
:22F::SETR//TRAD
:16R:SETPRTY E1: Settlem ent Parties
:95R::REAG/SCOM/CH123456
:16S:SETPRTY
:16R:SETPRTY E1: Settlem ent Parties
:95P::BUYR//ABCDABABXXX
:97A::SAFE//123456789
:16S:SETPRTY
:16R:SETPRTY E1: Settlem ent Parties
:95P::PSET//INSECHZZ
:20C::PROC//CH1234569876543
:16S:SETPRTY
:16S:SETDET E: Settlem ent Details

V6.0/July 2017 25
MT547 Confirmation of Delivery Against Payment
:16R:GENL A: General Inform ation
:20C::SEME//161123CUBE123456
:23G:NEWM
:98C::PREP//20161127165256
:16R:LINK A1: Linkages
:13A::LINK//543
:20C::RELA//1234567890123456
:16S:LINK
:16S:GENL A: General Inform ation
:16R:TRADDET B: Trade Details
:98A::TRAD//20161123
:98A::SETT//20161127
:98A::ESET//20161127
::35B:ISIN CH0012138530
CREDIT SUISSE GROUP
:16S:TRADDET
:16R:FIAC C: Financial Instrum ent/ Account
:36B::SETT//UNIT/10,
:97A::SAFE//0123-1234567-05-001
:94F::SAFE//NCSD/INSECHZZXXX
:16S:FIAC
:16R:SETDET E: Settlem ent Details
:22F::SETR//TRAD
:16R:SETPRTY E1: Settlem ent Parties
:95R::REAG/SCOM/CH123456
:16S:SETPRTY
:16R:SETPRTY E1: Settlem ent Parties
:95P::BUYR//ABCDABABXXX
:97A::SAFE//123456789
:16S:SETPRTY
:16R:SETPRTY E1: Settlem ent Parties
:95P::PSET//INSECHZZ
:20C::PROC//CH1234569876543
:16S:SETPRTY
:16R:AMT E3: Am ounts
:19A::ESTT//CHF218,4
:16S:AMT
:16S:SETDET E: Settlem ent Details

V6.0/July 2017 26
7.2 Foreign Markets

Example for Canada

MT545 Confirmation of Receipt Against Payment
:16R:GENL A: General Inform ation
:20C::SEME//161123CUBE333333
:23G:NEWM
:98C::PREP//20161127165156
:16R:LINK A1: Linkages
:13A::LINK//541
:20C::RELA//1234567890123456
:16S:LINK
:16S:GENL A: General Inform ation
:16R:TRADDET B: Trade Details
:98A::TRAD//20161123
:98A::SETT//20161127
:98A::ESET//20161127
90B::DEAL//ACTU/CAD32,
:35B:ISIN CA83179X1087
SMART REAL ESTATE INVESTMENT
16S:TRADDET
:16R:FIAC C: Financial Instrum ent/ Account
:36B::SETT//UNIT/2730,
:97A::SAFE//0123-1234567-05-001
:94F::SAFE//CUST/ROYCAT2XXX
:16S:FIAC
:16R:SETDET E: Settlem ent Details
:22F::SETR//TRAD
:22F::STAM/CRST/XXXX
:16R:SETPRTY E1: Settlem ent Parties
:95R:: DEAG/CDSL/ABCD
:16S:SETPRTY
:16R:SETPRTY E1: Settlem ent Parties
:95P::SELL//ABCDABABXXX
:97A::SAFE//XXXXX
:16S:SETPRTY
:16R:SETPRTY E1: Settlem ent Parties
:95P::PSET//CDSLCATT
::16S:SETPRTY
:16R:AMT E3: Am ounts
:19A::SETT//CAD87373,65
:16S:AMT
:16R:AMT E3: Am ounts
:19A::DEAL//CAD87360,
:16S:AMT
:16R:AMT E3: Am ounts
:19A::EXEC//CAD13,65
:16S:AMT
:16S:SETDET E: Settlem ent Details

V6.0/July 2017 27
Example for UK with Stamp Duty
MT545 Confirmation of Receipt Against Payment
:16R:GENL A: General Inform ation
:20C::SEME//161123CUBE555555
:23G:NEWM
:98C::PREP//20161127165356
:16R:LINK A1: Linkages
:13A::LINK//541
:20C::RELA//1234567890123456
:16S:LINK
:16S:GENL A: General Inform ation
:16R:TRADDET B: Trade Details
:98A::TRAD//20161123
:98A::SETT//20161127
:98A::ESET//20161127
:35B:ISIN GB0000566504
BHP BILLITON
:16S:TRADDET
:16R:FIAC C: Financial Instrum ent/ Account
:36B::SETT//UNIT/216428,
:97A::SAFE//0123-1234567-05-001
:94F::SAFE//NCSD/INSECHZZXXX
:16S:FIAC
:16R:SETDET E: Settlem ent Details
:22F::SETR//TRAD
:22F::STAM/CRST/XXXX
:16R:SETPRTY E1: Settlem ent Parties
:95R::DEAG/CRST/ABCD
:16S:SETPRTY
:16R:SETPRTY E1: Settlem ent Parties
:95P::SELL//ABCDABABXXX
:97A::SAFE//XXXXX
:16S:SETPRTY
:16R:SETPRTY E1: Settlem ent Parties
:95P::PSET//INSECHZZ
:20C::PROC//CH1234569876543
:16S:SETPRTY
:16R:AMT E3: Am ounts
:19A::ESTT//GBP1710926,86
:16S:AMT
:16S:SETDET E: Settlem ent Details

V6.0/July 2017 28
Example for T2S Settlement Netherlands
MT545 Confirmation of Receipt Against Payment
:16R:GENL A: General Inform ation
:20C::SEME//161205CUBE123456
:23G:NEWM
:98C::PREP//20161206005234
:16R:LINK A1: Linkages
:13A::LINK//541
:20C::RELA//1234567890123456
:16S:LINK
:16R:LINK A1: Linkages
:20C::MITI//1234567890123456
:16S:LINK
:16S:GENL A: General Inform ation
:16R:TRADDET B: Trade Details
:98A::TRAD//20161202
:98A::SETT//20161206
:98A::ESET//20161206
:35B:ISIN NL0000009538
SHS ROYAL PHILIPS
:16S:TRADDET
:16R:FIAC C: Financial Instrum ent/ Account
:36B::SETT//UNIT/194732,
:97A::SAFE//0123-1234567-05-001
:94F::SAFE//ICSD/INSECHZZXXX
:16S:FIAC
:16R:SETDET E: Settlem ent Details
:22F::SETR//TRAD
:16R:SETPRTY E1: Settlem ent Parties
:95R::DEAG//ABCDABABXXX
:16S:SETPRTY
:16R:SETPRTY E1: Settlem ent Parties
:95P::SELL//ABCDABABXXX
:97A::SAFE//XXXXX
:16S:SETPRTY
:16R:SETPRTY E1: Settlem ent Parties
:95P::PSET//NECINL2AXXX
:20C::PROC//1234567890123456
:16S:SETPRTY
:16R:AMT E3: Am ounts
:19A::ESTT//EUR5175373,85
:16S:AMT
:16S:SETDET E: Settlem ent Details

V6.0/July 2017 29
CREDIT SUISSE (Switzerland) Ltd.
Financial Institutions
Uetlibergstrasse 231
CH-8070 Zurich
Switzerland
www.credit-suisse.com/financialinstitutions

Important Legal Information:

This document was produced by Credit Suisse Group AG and/or its affiliates (hereafter “CS”) with the greatest of care and to the best of its knowledge and belief. However,
CS provides no guarantee with regard to its content and completeness and does not accept any liability for losses which might arise from making use of this information. The
opinions expressed in this document are those of CS at the time of writing and are subject to change at any time without notice. If nothing is indicated to the contrary, all
figures are unaudited. This document is provided for information purposes only and is for the exclusive use of the recipient. It does not constitute an offer or a recommendation
to buy or sell financial instruments or banking services and does not release the recipient from exercising his/her own judgment. The recipient is in particular recommended to
check that the information provided is in line with his/her own circumstances with regard to any legal, regulatory, tax or other consequences, if necessary with the help of a
professional advisor. This document may not be reproduced either in part or in full without the written permission of CS. It is expressly not intended for persons who, due to
their nationality or place of residence, are not permitted access to such information under local law. Unless an exception applies, neither this document nor any copy thereof
may be sent, taken into or distributed in the United States or to any U. S. person (within the meaning of Regulation S under the US Securities Act of 1933, as amended).
Every investment involves risk, especially with regard to fluctuations in value and return. Investments in foreign currencies involve the additional risk that the foreign currency
might lose value against the investor’s reference currency. It should be noted that historical returns and financial market scenarios are not reliable indicators of future
performance.
Copyright © 2017 Credit Suisse Group AG and/or its affiliates. All rights reserved.