Detection of Unbalance in Rotating Machines Using PDF
Detection of Unbalance in Rotating Machines Using PDF
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Abstract: Vibrations are found almost everywhere in rotating machines. Vibrations in rotating machinery are
commonly the result of mechanical faults including mass unbalance, coupling misalignment, mechanical
looseness, and many other causes. Unbalance is the most cause of machine vibration, an unbalanced rotor
always cause more vibration and generates excessive force in the bearing area and reduces the life of the
machine. In this paper ‘Deflected Shape of Shaft’ (DSS) of a rotating machine was found for detecting
unbalance in its rotating components. The change in deflection shape gives the presence of unbalance in the
shaft. Experiment reveals that a significant change in the DSS as an early warning indicator of unbalance in the
rotating components. Tests were performed on a machinery fault simulator under various conditions of
unbalance. Vibration data in terms of displacement was simultaneously acquired using a FFT (Fast Fourier
Transform). The rotor shaft displacements were measured at different speeds using FFT at both unbalanced and
balanced condition. The experimental frequency spectra were taken for both balanced and unbalanced
condition. The presence of unbalance produces a change in the DSS at the rotor running speed and this data
was extracted by conducting the experiments. A comparison was then performed with the theoretical calculation
and also the vibration data acquired from FFT, at different running speeds. The results of this work provide a
new method for detecting machinery unbalance, and offer a simplified approach for on-line fault detection in
operating machinery.
Keywords: Unbalance, Vibration, Deflected Shape of Shaft (DSS), Fast Fourier Transform (FFT)
Nomenclature:
MNDE: Motor Non Drive End; H: Horizontal; D: Displacement
MDE: Motor Drive End; V: Vertical; Theo: Theoretical
PBE: Pillow Block End; A: Axial Exp: Experimental
I. Introduction
Rotor unbalance is the most common reason in machine vibrations. Most of the rotating machinery
problem can be solved by using the rotor balancing and misalignment. Mass unbalance in a rotating system
often produces excessive synchronous forces that reduce the life span of various mechanical elements. A very
small amount of unbalance may cause severe problem in high speed rotating machines. Overhung rotors are
used in many engineering applications like pump, fans, propellers and turbo machinery. The vibration signature
of the overhung rotor is totally different from the center hung rotors. The vibration caused by unbalance may
destroy critical parts of the machine, such as bearings, seals, gears and couplings. Rotor unbalance is a condition
in which the centre of mass of a rotating assembly, typically the shaft and its fixed components like disks and
blades etc. is not coincident with the centre of rotation. In practice, rotors can never be perfectly balanced
because of manufacturing errors such as porosity in casting, non-uniform density of material, manufacturing
tolerances and gain or loss of material during operation. As a result of mass unbalance, a centrifugal force is
generated and must be reacted against by bearing and support structures.
Surendra N. Ganeriwala et al. [1] has demonstrated the use of the operational deflection shape (ODS)
of a rotating machine as a means of detecting unbalance in its rotating components. The results of this work
provide a new method for detecting machinery unbalance and offer a simplified approach for on-line fault
detection in operating machinery.
Zhunag li et al. [2] has demonstrated the effects of rotating machinery shaft misalignment on its
dynamic behavior which is characterized in the form of an Operational Deflection Shape (ODS). In this
approach, an ODS derived from multiple accelerometer signals acquired at various points on the machine is
used to diagnose shaft misalignment. Tests are performed on a machinery fault simulator under various
operating conditions. Operating data is simultaneously acquired using a multi-channel data acquisition system.
William W. Clark et al. [3] has used technique for measuring and actively controlling dynamic bearing
loads in rotating machinery subject to periodic excitations. Bearing loads are estimated using the Deflection-
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Detection of Unbalance in Rotating Machines Using Shaft Deflection Measurement during Its
Coefficient Method, a technique which does not rely on a full system model, and which applies commonly-used
shaft-deflection measurement equipment to obtain estimates of bearing loads.
Kevin Gatzwiller et al. [4] describes the concept and the basic technique of measuring torsional
operational deflection shapes using the Torsional Vibration Meter Type 2523, the Multichannel Analysis
System Type 3550 and the Operational Deflection Shapes Software WT 9380, running on a Personal Computer.
Mark H. Richardson et al. [5] describes the mode shapes and operating "deflection" shapes are related
to one another. In fact, one is always measured in order to obtain the other. Yet, they are quite different from
one another in a number of ways. These articles discuss the relationships between modal testing, modal analysis
and operating deflection shape measurements.
Unfortunately, other common faults can also generate high levels of vibration at 1xRPM including
coupling misalignment, looseness, rotor bows, and a variety of other sources. In some cases, these faults will
produce other symptoms that can suggest corrections other than balancing should be done. Yet in many cases,
balancing may be the chosen course of action for lowering vibration amplitudes even though it is not the source
of vibration.
There is no handy recognizable general relation between rotor unbalance and the machine vibrations.
The unbalance response depends essentially on speed, the geometric proportions and mass distribution of rotor,
as well as on the dynamic stiffness of the shaft, bearings and the foundation., For a particular rotor, unbalance
vibration will have different values depending on its operating speed, type of bearings (e.g. fluid film or rolling
element), foundation etc. while the unbalance amount itself is constant and only related to the rotor. So, the
balancing quality limit should not be oversimplified and given through vibration readings only. This is
especially true for new machines for which no pervious vibration experience exists.
An unbalanced rotating machine can cause parts to wear out quickly, and account for a significant
percentage of a machine‟s downtime. Not only is downtime expensive in terms of lost production, but costs of
replacement parts, inventory, and energy consumption are also increased. Traditionally, vibration signatures
(level profiling of single point vibration spectra), and orbit plots have been the preferred tools for detecting and
diagnosing machinery unbalance. Although these tools may be effective when used by an expert, „Deflected
Shape of Shaft‟ (DSS) analysis offers a simpler, more straightforward approach for fault detection. Unbalance is
more easily characterized by a visual as well as a numerical comparison of a machine‟s DSS when compared
with its theoretical calculation and vibration data.
A DSS is defined as any motion of two or more points on a machine or structure. Stated differently, a
DSS is the motion of one point relative to all others. Motion is a vector quantity, and each of its components has
both location and direction associated with it. Motion measured at a point in a specific direction is called a DOF
(Degree of Freedom). A DSS can be defined from any measured vibration data, either at a moment in time, or at
a specific frequency. A DSS can be obtained from different types of time domain responses, e.g. random,
impulsive, or sinusoidal. A DSS can also be obtained from different types of frequency domain functions
including linear spectra (FFTs).
A - A.C. Induction Motor, B - Bearing Support, C - Coupling, D - Disk, E - Rotor Shaft, F - Base, G - Pillow
Block, H - Plywood Board
Fig 2.2 VFD (Variable Frequency Drive) Fig 2.3 Experimental setup
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Detection of Unbalance in Rotating Machines Using Shaft Deflection Measurement during Its
3.2 Balance Conditions
Similarly vibration data was acquired from the machine when it was considered to be in balance, and
under two different balance conditions, at different speeds. Balance was created by adding weights to the rotors
opposite direction on the same radial line of equal distances on the disk of the simulator, at various eccentricities
e1 and e2. Data was acquired for each of the following balance conditions.
Case 3: At eccentricity e1, with mass m1
Case 4: At eccentricity e2, with mass m1
IV. Formulation
4.1 Theoretical Calculation
Deflection between supports is calculated and formulated as
follows:
Where, ∆x = Deflection
E = Young‟s modulus
i = Moment of Inertia
l = Length of the shaft between supports
a = Overhang length of the shaft
x = Distance from left end support
w = Uniformly Distributed Load
P = Load at the end Fig 4.1 Overhanging Beam
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Detection of Unbalance in Rotating Machines Using Shaft Deflection Measurement during Its
The theoretical values are determined by using general solid mechanics with the help of C program and
the values are presented below. Experimental values are taken from charts of deflected shapes of shaft shown
above.
Table: 3. Values determined for case 3 Table: 4. Values determined for case 4
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Detection of Unbalance in Rotating Machines Using Shaft Deflection Measurement during Its
Above readings show that high vibrations are present at PBE. At all speeds vibrations in radial
direction are higher than axial direction. High radial vibrations are present due to unbalance, misalignment and
bending of the shaft. To determine the cause of high vibrations spectrum analysis was carried. Following are the
spectrums taken at different speeds using FFT Analyzer with the support of Mcme2.0 software.
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Detection of Unbalance in Rotating Machines Using Shaft Deflection Measurement during Its
5.2 Unbalanced Spectrum at Different Speeds
Spectrum in PBE HOZ direction at 600 rpm Spectrum in PBE VER direction at 600 rpm
Spectrum in PBE AXL direction at 600 rpm Spectrum in PBE HOZ direction at 700 rpm
Spectrum in PBE VER direction at 700 rpm Spectrum in PBE AXL direction at 700 rpm
Spectrum in PBE HOZ direction at 800 rpm Spectrum in PBE VER direction at 800 rpm
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Detection of Unbalance in Rotating Machines Using Shaft Deflection Measurement during Its
5.4 Observation from Phase Analysis
1. From the phase reading at the PBE it is observed that there is 90 0 phase difference between the PBE
horizontal and vertical.
2. 900 phase difference between horizontal and vertical reveals that there is presence of an unbalance at PBE.
3. From the spectrum analysis and phase analysis it is conformed that there is a presence of mass unbalance in
the PBE.
Rotor was removed and balanced weight is added diametrically opposite to unbalanced mass and vibration
readings were taken after balancing. Vibration readings are shown in following table.
Vibration amplitude at PBE HOZ against speed Vibration amplitude at PBE VER against speed
Spectrum in PBE HOZ direction at 600 rpm Spectrum in PBE VER direction at 600 rpm
Spectrum in PBE AXL direction at 600 rpm Spectrum in PBE HOZ direction at 700 rpm
Spectrum in PBE VER direction at 700 rpm Spectrum in PBE AXL direction at 700 rpm
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Detection of Unbalance in Rotating Machines Using Shaft Deflection Measurement during Its
Spectrum in PBE HOZ direction at 800 rpm Spectrum in PBE VER direction at 800 rpm
Spectrum in PBE HOZ direction at 600 rpm Spectrum in PBE VER direction at 600 rpm
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Detection of Unbalance in Rotating Machines Using Shaft Deflection Measurement during Its
Spectrum in PBE AXL direction at 600 rpm Spectrum in PBE HOZ direction at 700 rpm
Spectrum in PBE VER direction at 700 rpm Spectrum in PBE AXL direction at 700 rpm
Spectrum in PBE HOZ direction at 800 rpm Spectrum in PBE VER direction at 800 rpm
5.16 Graphs show Vibration amplitude against speed, comparison with unbalance and balance
Vibration amplitude at PBE HOZ against speed Vibration amplitude at PBE VER against speed
References
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