Parallel Pipe Construction PDF
Parallel Pipe Construction PDF
Version 9
May 2006
Publication Number 06-10-029
Pipeline Separation Design & Installation
Reference Guide
Version 9
Prepared by:
Washington State Water Reuse Workgroup
Washington State Department of Ecology
Water Quality Program
Washington State Department of Health
Office of Environmental Health and Safety
July 2006
Publication Number 06-10-029
You can print or download this document from our Web site at:
http://www.ecy.wa.gov/biblio/0610029.html
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Water Quality Program
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Table of Contents
Table of Figures
List of Tables
Table 1: Utility separation regulations and standards from various states ...................... 12
Table 2: Soil Strength Properties ..................................................................................... 14
Table 3: Estimates of horizontal pipe separation vs. critical trench depth for
water line buried at 3.5 feet................................................................................ 16
Table 4: Estimates of horizontal pipe separation vs. critical trench depth for sanitary
sewer line buried at 6.0 feet ............................................................................... 16
Table 5: Trench sidewall cover estimate ......................................................................... 21
Table 6: Conditions for separation in design with space available.................................. 22
Table 7. An Example of soils information from the NRCS Web site.............................. 32
Table 8. Allowable leakage based on standard specifications......................................... 35
Pipeline separation is a necessity for protection of public health and safety, property and
the quality of the pipeline contents. Pipeline failure or leaks can result in pipeline
contamination that increases risks public health and safety. Pipelines do not have to
rupture completely or collapse to cause concern. Even the process of excavating one
pipeline to repair a leak creates the risk of complete failure of adjacent pipelines.
Separation Standards
The current pipeline separation standards are based on accumulated field and design
experience, and the Ten State Standards. 1 These standards generally require a minimum
horizontal separation of 10 feet between parallel pipes, and 18 inches of vertical
separation. Many states have adopted these standards as guidance or regulation.
In 1968, engineers at Utah State University investigated the effects of trench excavation
on separation distances from a buried parallel pipe. Their work resulted in a relationship
between the distance from the trench face to the parallel pipe [sidewall thickness, X]
necessary to prevent trench wall failure, the critical trench depth [Z], which depends on
soil strength characteristics; the depth of bury [H] of the parallel pipe; and size of the
parallel pipe [D]:
X H
= 3⋅
D Z
An analysis using this relationship shows that, in some instances, distances less than the
standard horizontal separation distance can be justified. However, this distance is highly
dependent on site and soil conditions. In almost all conditions, a minimum sidewall
coverage depth of 2 to 3 feet is necessary to allow sufficient room for maintenance and
repair efforts in the trench, the minimum pipe-to-pipe separation should be 3½ to 4 feet.
1
Great Lakes Upper Mississippi River Board of State Public Health and Environmental Managers –
Recommended Standards of Water Works, Criteria for Water Works, Section 8.6.
Conclusions
To streamline the design and approval process, the agencies have identified three design
conditions.
Condition A exists when adequate separation distance is available and requires no
unusual design considerations.
Condition B exists when available horizontal separation is between 4 and 10 feet,
and/or available vertical separation is between 6 and 18 inches. For Condition B,
special construction methods developed, presented, and approved during the
engineering phase of the project and included in the construction drawings
through standard details are acceptable.
When Condition C exists, available separation is less than 4 feet horizontally
and/or 6 inches vertically. Under Condition C, the agencies must approve special
construction on a case-by-case basis.
The agencies developed this guidance to streamline the approach to pipeline separation.
These guidelines:
Provide background information regarding the basis for pipeline separation
standards;
Describe the present standards developed from experience and soils mechanics;
Describe modes of pipeline failure, the results of pipe failure, and factors that
should be considered in the design of special conditions, and
Provide general design guidance regarding approaches that can be approved by
the regulatory agencies and can be applied without case-by-case, individual
location approvals.
Background
Underground utility pipes provide the core services necessary to urban life. Drinking
water transmission and distribution, wastewater collection and stormwater drainage
systems now share underground corridors with natural gas, telecommunications,
television and electrical power. In many water-limited areas, piped irrigation water lines
are common, with reclaimed water being added to the collection of buried utilities. In
order to allow access for maintenance and repair, utilities must compete for precious
space in increasingly congested public right-of-ways.
The design of underground utilities commonly focuses on the selection of the pipe size to
assure manageable pipeline velocities and internal pressure ratings. Other design
concerns include:
Pipe materials to address service life and product quality
Pipe wall thickness to address internal and external pressures and forces
Corrosion control needs and methods
Valves for isolation and drainage
Pipe jointing methods and
Thrust restraint and control
2
Centers for Disease Control, Occupational Fatalities During Trenching and Excavation Work --- United
States, 1992—2001, April 23, 2004
Product Contamination
Pipe leaks or breaks can cause contaminants to spread into the environment or from pipe
to pipe. Either condition requires pipe repair to maintain product quality. During the
excavation and repair of one
pipe, adjacent pipes remain in
service and vulnerable to
failure. Pipes exposed or
damaged during an
excavation repair of an
adjacent pipe (Figure 4) often
represent the largest source of
leaks. Pipelines undergoing
repair provide the best
opportunity for contaminants
to enter large openings
created during the repair
process.
Figure 4: Pipeline exposure during repair
3
Gullick, LeChevallier, Svindland, & Friedman, Occurrence of Transient Low and Negative Pressures in
Distribution Systems, Journal AWWA, 96:11; November 2004
Alternatively engineers can devise strategies that will provide an equivalent level of
protection as that afforded by adequate spacing. This alternative process requires more
time; and stretches completion schedules. However, the benefits include reliability and
protection for public health and safety, with potential savings in construction materials
and effort.
All of the really important mistakes are made the first day (during design).
The design must focus on maintenance and repair, not just the installation of a new
pipeline.
Current Standard
The current pipeline separation standards address conditions where potable and non-
potable pipelines run parallel to each other, and where these pipelines cross vertically.
The best-known standards are those published in well-known and used utility design
guidelines and standards. However, parallel separation requirements follow the
principles of soil mechanics. The approach based on soil mechanics provides a basis for
reduction of horizontal separations under some conditions, and reinforces the need for
significant separations in others.
4
Ibid 1
X H
= 3×
D Z
Where:
Figures 10 and 11: Mechanism for parallel trench collapse
5
Reynold King Watkins, PhD., P.E. and Loren Runar Anderson, PhD., Structural Mechanics of Buried Pipes, Utah
State University, CRC Press, 2000, ISBN 0-8493-2395-9
2C
= tan[ 45° − ϕ ] or Z =
[2C ]
γZ 2 ⎡ ⎛ ϕ ⎞⎤
⎢γ tan ⎜ 45° − 2 ⎟⎥
⎣ ⎝ ⎠⎦
Table 2 also displays the effect of soil properties on basic soil strength. Coarse-grained
soils such as sands and gravels exhibit no cohesive force, which would result in predicted
critical trench depths (Z) of zero. The presence of ground water also greatly influences
soils strength. Under saturated conditions, cohesive soils such as clays, which normally
exhibit significant cohesive strength, develop cohesive strength that is often less than ⅓
of the dry, compacted value. Critical trench depth depends on soil density.
6
Civil Engineering Reference Manual, Professional Publications, Inc., San Carlos CA; Page 9-17
40 Maximum Soil
30 Density
Compacted
20
10
Maximum Soil
- Density
SM SM-SC SC ML ML-CL CL MH CH Saturated
Soils Classification
Cohesive soils have a wide range of predicted critical trench depths. The differences in
the predicted critical trench depths for cohesive soils are noteworthy. These predictions
reinforce the need to base design decisions on the worst-case excavation conditions
expected along the pipeline route.
Estimates of pipe and trench separation distances based on soils properties and critical
trench depths help confirm the written standards. Equation #1 can predict horizontal
trench wall-to-pipe and pipe-to-pipe separation. Engineers should design separation to
include sufficient space between the pipe and the trench wall for construction or repair
activities at least 12 inches, and preferably 18 inches wide as shown in Figure 13.
Tables 3 and 4 illustrate the affect of soils properties and the size and depth of cover of an
adjacent pipe on minimum sidewall coverage or horizontal spacing. These tables predict
Table 3: Estimates of horizontal pipe separation vs. critical trench depth for water
line buried at 3.5 feet
Table 4: Estimates of horizontal pipe separation vs. critical trench depth for
sanitary sewer line buried at 6.0 feet
These examples shown in the tables reveal that, in addition to soils strength, the size and
depth of bury of the adjacent parallel pipe have a significant effect on minimum side wall
cover thickness. By including a minimum 18 inch repair zone, the minimum pipe-to-pipe
separation in a soil exhibiting a critical trench depth of 4 feet varies from: :
For lower strength soils that will sustain only a 2-foot vertical trench wall, the minimum
required separations increase to 4 to 6 feet for the shallow water line and 7½ to 9 feet for
the shallow sanitary sewer.
These computations illustrate the variability estimated for minimum pipeline separation
distances when the engineer knows the soil properties and has accurate knowledge of the
adjacent underground pipelines. These computations also support the established
minimum separation standards that have been applied historically. These standards were
established as a one-size-fits-all approach without knowledge of local soils or adjacent
utilities.
This section provides the revised regulatory approach to review and approval, discussions
of engineering design, relevant location issues, and additional mitigation measures that
could be used for justification of shorter separation distances.
Current Procedures
Present project approval procedures require special design and installation proposals
whenever a nonpotable pipeline encroaches within 10 feet parallel to a potable water
main or within 18 inches at a vertical crossing. Under these conditions engineers must
propose special design and installation methods and then submit them to the regulatory
agencies. The agencies approve these special design and installation methods on a case-
by-case basis. This procedure can result in a multitude of separate reviews and approvals
during the course of one pipeline installation project.
Streamlined Procedures
The agencies have established streamlined procedures for three distinct sets of design and
field conditions based on space available, knowledge of soils properties and adjacent
utilities, and minimum distance designated for the sidewall safety zone. The first
condition occurs when standard separation distances are available and common design
practices are applied. The second condition occurs when the available vertical and/or
horizontal separation distances are less than the required minimum but greater than the
sidewall safety zone. The third condition exists when the available space for separation
is less than necessary for the sidewall safety zone.
The agencies have selected the minimum dimensions of the sidewall safety zone as 4 feet
horizontally between parallel pipes and 6 inches vertically at pipe crossings.
Allow space for construction or repair activities between the pipe and trench wall.
Provide a minimum trench sidewall cover depth for a parallel pipe.
Assure consideration of surface surcharge affects from operating construction
equipment or excavation spoil pile on the minimum trench sidewall thickness.
Allow for a minimum cover depth to assure protection from damage to pipes
during construction and from native materials and adjacent pipes.
The practice of assuring 18 inch work space is also consistent with the “best practices” of
the National Utility Contractors Association, which defines an “excavation tolerance
zone” as the “width of the facility plus 18 inches on either side of the outside edge of the
underground facility on a horizontal plane.” 7
7
National Utility Contractors Association, Excavation Best Practices and Liability Protection.
Pipe – 6-inch to 8-inch diameter: Current minimum pipe size for both water
distribution pipes and gravity sewers of 8 inches generally represents the largest
proportion of pipe lengths inventoried in water system plans and wastewater
facility plans. The current minimum sizes increased from the previous minimum
standard 6-inch diameter pipes.
Soils strength characteristic – critical trench depth = 4 feet: Critical trench depth
depends on the cohesive strength of soils, which depends on the characteristics of
the soils that are predominant within the construction zone. These soils
characteristics will presumably apply within established most cities and towns in
this region. Most municipalities developed along the banks of rivers, lakes or the
ocean shore, where soils are commonly alluvial sand, gravel, and silt deposits.
Many alluvial soils are non-cohesive, resulting in a theoretical critical trench
depth of zero. Field experience shows that where cohesive soils are encountered
they exhibit trench walls up to about 4 feet without raveling or sloughing in dry
conditions. Depths greater than 4 feet can occur, but infrequently.
Effective depth of bury: Soils above a buried pipe exert pressure on the pipe,
while forces created by surface activities increase the effective pressure created
by the soils over the pipeline. The combination of soil pressure and surcharges
create the forces that can cause collapse to a parallel trench. The pressure
depends directly on the effective burial depth of the pipe.
The vertical separation also considers pipe bedding compaction methods for pipes in tight
places. A minimum space of 6 inches achieves adequate backfill with select bedding and
hand tamper compaction.
For Condition A situations, the engineering design report and specifications must show
that the minimum horizontal and vertical separations of 10 feet and 18 inches,
respectively will be maintained between potable water and any nonpotable pipe, and
between reclaimed water and other nonpotable pipes.
In addition to the guidance above, Figure 16 provides a decision tree delineating the
considerations for the pipe separations.
Variations in soil types that would preclude the application of normal trenching
methods.
High groundwater conditions.
Saturated soils at the toe of the trench/
Limits to the critical trench depth for soils encountered along the route. Both
regulatory agencies should be aware of the potential conflicts of the standard
separation sand the designs proposed to address these conditions. Therefore, the
engineer must incorporate these limitations in the Facilities Plan, Engineering
Report, or Project Report for the project.
Figure 18 suggests the construction details for horizontal and vertical pipe separation
included as typical construction details that could be incorporated into pipe system
designs for Condition B.
Plan View
Pressure Rate Casing Pipe Potable Water Line 1/2 length of pipe - 9' minimum
New Nonpotable [Reclaimed Water / Sanitary Sewer/ Storm Sewer] Note: Casing must be
centered over lower pipe
above Potable Water Line
with joints spaced at least
9' from centerline of other pipe
6" to 18"
Vertical Separation
20' minimum length
Controlled Density Fill
Case 2: Nonpotable Pipeline
6" thick surrounding pipelines
Constructed Above Potable
Water Main Water Line Casing - minimum
18' w/ end centered minimum
Pressure Rated Casing Pipe 9' from nopotable pipeline
Utility Tunnel – Condition C: The most common situation proposes a utility tunnel
crossing under a stream or railroad and highway rights-of-way. Figure 19 provides a
suggested construction detail to address Condition C concerns associated with utility
tunnels. The project design should consider:
1. Locating potable water and reclaimed water lines above the midline of the tunnel
and sanitary and storm sewers located below the midline as far as possible.
2. Encasing potable water pipeline in a pressure-rated pipe that is provided with
corrosion protection or is non-corrodible, and has fused joints and providing pipe
spacers to maintain the waterline centered in the water line casing.
3. Filling casing annular space or void with lean concrete, grout, bentonite or other
proposed fill that assures the void is completely filled. The regulatory agencies
must approve the construction methods to assure the void is completely filled.
4. Addressing methods that may be necessary to allow access for likely future
maintenance and repair of all of the utilities using the tunnel or boring casing,
such as casings that will allow removal of every utility pipe for future
maintenance.
Potable Waterline
in Pressure Rated Reclaimed Water Line
Casing Pipe Note: Class A requires
Trench Backfilled Casing
With Controlled
Density Fill Pipe Material --
Noncorrosive or Corrosion
Protecton with fused joints
Sanitary Sewer
Storm Sewer
Vertical Separation
- 6" or less Note: Casing must be
Pressure Rated
Controlled Density Fill Casing Pipe centered over lower pipe
Surrounding Both Pipes with joints space at least
Minmum 6" Thick 9' from centerline of other pipe
Table 7 provides an example of soils information generated from the Washington State
University website. The NRCS website gives greater detail.
Soil O5
Figure 22. Lincoln and Spokane county soil types (Soil Type O5 is displayed in red)
In general, soils information available from soils maps or from local contactors and
utilities should provide sufficient information during the initial route location stages.
Pipe Leakage
Pipe leakage is so common that designers can easily
overlook the effects of leakage on the pipe design and
location process. Leaks affect the amount of soil
moisture or water in the immediate vicinity of a pipe.
This dramatically affects the cohesive strength of the soil.
Pipe failure may cause a leak; or a leak may help create
pipe failure (Figure 23). Pipeline designs need to
consider the fundamental conditions that create or allow
leaks during the design and pipeline location process. Figure 23: Pipe beam break due to
Figure 23: Pipe beam break due to corrosion corrosion
Pipeline Deterioration
Tuberculation and internal pipe corrosion can cause water quality degradation.
Tuberculation is the development of blister-like growths of metal oxides resulting from
metal pipe. Iron oxide tubercles often develop over pits in iron or steel pipe. These can
seriously restrict the flow of water. Tubercules 8 not only affect the pipe wall integrity,
but also increase pipe roughness. This, in turn, can result in larger pressure differentials
during operation and can compound the impacts of internal and external forces.
Figure 24: Sand boils resulting from joint failure
Construction Related Problems
Poor bedding during construction can
result in significant pipeline damage.
Under pressure tiny leaks in gaskets
result in major blowouts due to soil
mining at the joint. Construction
errors may include cracked bells, leaks
caused by rolled gaskets (common
with push-on joints), or a tiny bit of
sand between the gasket and the pipe.
Leaks from gaskets “sand blast” the
pipe from the outside in and increase at
an exponential rate. In extreme cases,
the soil mining extends to the surface
as shown in Figure 24.
Joint leaks in flexible pipe, including Figure 24: Sand boils resulting from joint failure
steel pipe, are common at welded
joints, especially if the pipe is deflected due to soil movement or seismic forces. Bedding
the pipe section with large and/or angular rocks can lead to breaks if the rock creates
point stresses on the pipe wall. Such improper bedding results in punctures or breaks in
the pipe ring.
8
The mounds characterized by reddish brown mounds of various heights attached to the interior of the pipe
walls, resulting from many years of iron and manganese bacterial growth that deposit iron and/or
manganese oxides along with particulate matter from the water trapped in the biomass from generations of
iron bacteria. These bacteria are common in all water sources. Over twenty different iron bacteria can
cause tuberculation. These bacteria are generally considered non-pathogenic. However, tubercules can aid
in microbiologic regrowth, fostering the growth of pathogenic microorganisms.
Allowable Leakage
All pipes should be expected to leak. The perception that pipelines are “sealed tight” is
very common in the water and wastewater industry, but it is wrong. Standard
construction specifications acknowledge this fact by establishing “allowable leakage
rates” for the design life, when material quality and construction integrity are expected to
be the best and external pressures are at a minimum. Designs generally consider
allowable leakage limits for nearly all pipe materials, including some assumed to be
“leak-free.” Estimates of annual leakage shown in the spreadsheet model (Table 8)
indicate that adequately constructed pipelines can be expected to lose a significant
amount of water over time.
1/2
L= S*d*P L = allowable leakage in gallons per hour
133,200 S= length of pipe tested in feet
P= system pressure, psi
The fluid leaked from the pipe remains in the vicinity of the pipe, and affects the soil
moisture content and water levels in the pipe excavation. This, in turn, affects the
cohesive strength of the soil and the critical trench depth at the excavation site.
10
Ibid, Page 27